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Lower-Body Kinematics
and Considerations
Regarding Squat
Technique, Load Position,
and Heel Height
Max Todoroff, PT, DPT, OCS, CSCS
Manual Medicine Physical Therapy, Raleigh, North Carolina
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Dynamic Deep Squat
also important that the individual be kinematics in the deep squat with not cued in the study by Bagwell
able to bend forward using a hip flexion heels flat on the ground in healthy et al. (1), Han et al. (13), or Wretenberg
motor control strategy as opposed to individuals. It is interesting to note et al. (55).
a lumbar spine flexion motor control that Hemmerich et al. (17) showed
strategy otherwise known as a hip only 95.4 6 26.68 (mean 6 SD) of KNEE RANGE OF MOTION
hinge as described by McGill and hip flexion, 26.1 6 11.68 of hip abduc- (TIBIOFEMORAL JOINT AND
PATELLOFEMORAL JOINT)
Marshall (33). tion, and 16.5 6 10.58 of hip external
Normal knee flexion range of motion is
rotation range of motion necessary to
137.78 (95% CI: 136.5138.98) in men
HIP RANGE OF MOTION bodyweight deep squat with the heels
aged 2044 years and 141.98 (95% CI:
(COXOFEMORAL JOINT) flat on the ground in Indian individuals
140.9142.98) in women aged 2044
The dynamic deep squat requires sub- older than 40 years. However, lumbar
years using a standard goniometer
stantial ranges of motion at the hip, spine position was not cued or consid-
(47). Knee flexion passive range of
knee, and ankle to avoid lumbar spine ered and the authors hypothesized
motion was measured in supine ac-
movement. It is important that the indi- this small hip flexion range of motion
cording to the study by Soucie et al.
vidual has normal joint mobility of requirement being due to increased
(47), which may underestimate total
these joints and normal muscle length lumbar spine flexion.
range of motion. Leszko et al. (26)
of surrounding muscles to even con- In contrast, Wretenberg et al. (55) showed knee flexion ranges of motion
sider safe deep squats. The hip joint showed a larger hip flexion range of of 149.4 6 13.08 in male Caucasians
has a normal flexion range of motion motion requirement (125.0 6 4.08) (mean age 27.5 years, n 5 24), 157.1 6
of approximately 130.48 (95% confi- during the deep squat with heels 10.48 in female Caucasians (mean age
dence interval [CI]: 129.08131.88) in flat on the ground in the Olympic- 25.2 years, n 5 24), 157.2 6 9.18 in male
men aged 2044 years (n 5 50) and style weightlifter group performing Japanese (mean age 30.9 years, n 5 13),
133.88 (95% CI: 132.58135.18) in a high-bar position back squat. The and 161.1 6 10.38 in female Japanese
women aged 2044 years (n 5 50) using powerlifter group was not included (mean age 37.4 years, n 5 11) using fluo-
a standard goniometer (47). The Center in this analysis because of the lack roscopic surveillance during a deep knee
for Disease Control and Prevention of knee flexion which was not consid- bend lunge.
currently advocates using the data ob- ered a deep squat. It is possible that
tained from the study of Soucie et al. Table 2 shows studies that have exam-
the National Class Swedish weight- ined knee flexion range of motion
(47) for normal joint range of motion. lifters kept a neutral spine during kinematics in the deep squat with
With added combined movements of the deep squat which may demand heels flat on the ground in healthy
hip abduction, hip external rotation, or more hip flexion range of motion individuals. Analysis of Table 2 shows
hip internal rotation, some individuals (28,32). The study did not control that the studies using weightlifters
may be able to increase this range of for footwear as the weightlifter per- (6,55) seem to have less knee flexion
motion because hip movement is 3 forming the deep squat in their study during the deep squat. These studies
dimensional and will use multiple picture is wearing weightlifting shoes (6,55) also used external load which
planes of movement during the squat. which can influence lower extremity could have influenced knee kinemat-
Soucie et al. (47) looked only at passive kinematics (43,46,54). It is also impor- ics. This seems less likely as Cotter
hip flexion range of motion measured tant to recognize that these measure- et al. (6) showed only 1.89 6 2.18 dif-
while lying in supine. Individuals may ments in the study were not as precise ference between bodyweight and
be able to achieve more motion during as other studies as they did not pro- external load conditions. This is the
the squat as combined multiplanar vide measurements to the nearest only study that cued a neutral lumbar
movements were not accounted for tenth. The study also excluded spine lordosis and used a light cur-
and passive weight-bearing move- women which may not make their tain device to cue subjects of proper
ments (aid from an external force) are data generalizable. However, this squat depth during the deep squat
generally larger than passive non was the only study to use external which may account for its smaller
weight-bearing movements because load which also may have influenced knee flexion range of motion and
passive tension from surrounding tis- lower extremity kinematics. Other smaller SD compared with the other
sues is stretched further (41). Because differences in hip flexion range of studies. It is important to note that the
of the nature of squatting with a load, motion between these studies may femur externally rotates (or tibia inter-
external forces will aid in stretching be explained by different sample sizes, nally rotates) during weight-bearing
this passive tension from surrounding different cultural samples, and high knee flexion with the lateral
tissues to allow for increased hip sag- SDs in hip flexion range of motion femoral condyle moving posteriorly
ittal plane range of motion. showing anthropometrical differences. (11,18,26,38). The differences in knee
Table 1 shows studies that have ex- Similar to the study by Hemmerich flexion range of motion between the
amined hip flexion range of motion et al. (17), lumbar spine position was above-mentioned studies may be
tracking
tracking
tracking
tracking
ferent study protocols, and high SDs
system
system
system
system
Dynamic
Dynamic
Dynamic
Dynamic
in knee flexion range of motion show-
ing anthropometrical differences.
spine position
No
No
No
motion is 12.78 (95% CI: 11.613.88)
in men aged 2044 years and 13.88
Deep squat hip flexion range of motion with heels flat on the ground in healthy individuals
65% of their 1
(95% CI: 12.914.78) in women aged
maximum
repetition
Bodyweight
Bodyweight
Bodyweight
Indian
48.2
10/20
metrical differences.
113.0 6 6.78
95.4 6 26.68
et al. (55)
Hemmerich
et al. (1)
Han et al.
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74 VOLUME 39 | NUMBER 1 | FEBRUARY 2017
Cotter et al. Bodyweight: 139.89 6 2.18 0/16 22.7 American Bodyweight and Yes Dynamic
(6) (recreational 50% 1 tracking
weightlifters) repetition system
maximum
50% 1 repetition maximum:
141.78 6 2.18
Han et al. Men: 147.6 6 11.18 20/20 Men: 21.9 Chinese Bodyweight No Dynamic
(13) tracking
system
Women: 154.1 6 10.38 Women: 21.2
Han et al. Young: 145.3 6 11.58 Young: 8/8 Young: 22.2 Chinese Bodyweight No Dynamic
(14) tracking
system
Elderly: 142.8 6 10.78 Elderly: 3/5 Elderly: 63.6
Hemmerich 153.7 6 10.48 10/20 48.2 Indian Bodyweight No Dynamic
et al. (17) tracking
system
Wretenberg Powerlifters (low-bar position 0/14 Powerlifters: 31.0 National class 65% of their 1 No Dynamic
et al. (55) barbell): 126.0 6 4.08 Swedish repetition tracking
weightlifters maximum system
Olympic-style weightlifters Powerlifters: 6 subjects Olympic-style
(high-bar position barbell): weightlifters: 19.0
138.0 6 3.08
Olympic-style
weightlifters: 8
subjects
Table 3
Deep squat ankle dorsiflexion range of motion with heels flat on the ground in healthy individuals
Study Ankle dorsiflexion Subjects Subject mean Study Deep squat Neutral lumbar Measurement
range of motion (women/men) age (y) population load spine position method
cued
Han et al. (13) Men: 33.6 6 3.78 20/20 Men: 21.9 Chinese Bodyweight No Dynamic
tracking
system
Women: 36.2 6 Women: 21.2
4.88
Hemmerich 38.5 6 5.98 10/20 48.2 Indian Bodyweight No Dynamic
et al. (17) tracking
system
dorsiflexion study by Konor et al. (22). the individual will travel through all of these factors, downward movement
However, because of high ankle dorsi- of the hip and ankle sagittal plane can only come from the knees or lum-
flexion measurements in the study by range of motion before approaching bar spine. Because the hips and ankles
Rabin and Kozol (41), it is hard to end range of motion at the knee. This are locked in an end of movement posi-
make this statement with confidence. is due to different factors. The knee has tion and the lumbar spine is being iso-
Han et al. (13) and Hemmerich et al. more available sagittal plane range of metrically contracted to maintain
(17) did not cue lumbar spine position motion as described above. Trunk a neutral lumbar lordosis, the knees
during the bodyweight deep squat. It is inclination angle will take a large are the only joint that can move at this
possible that deep squatting with heels amount of the available hip flexion point. However, the knees still have
flat on the ground with the lumbar range of motion. The ankle will be available range of motion because the
spine in a neutral position will require either isometrically contracted to angle of the center of mass would
different ankle dorsiflexion kinematics maintain balance by keeping the cen- translate if the knees were to move in
than deep squatting without a neutral ter of mass over the base of support in isolation. This would cause the individ-
lumbar spine. the powerlifting squat (Figure 1) or it ual to lose their balance as the move-
will be at end range of motion in the ment would be a curvilinear path
THE HIP AND ANKLE LOCK traditional squat (Figure 2). As a result
Hip flexion, abduction, and external/
internal rotation range of motion along
with ankle dorsiflexion and knee flex-
ion range of motion will greatly affect
how low the individual can squat in
the sagittal plane while keeping a neu-
tral lumbar lordosis. Because of the
movement of the squat where the feet
are always planted on the ground,
squat technique and position of load
relative to the base of support will have
a dramatic impact on how joints are
stressed as the body has to position
itself to maintain balance with the cen-
ter of mass being placed over the base
of support (42,55). In this situation, the
center of mass would be close to the
barbell and the base of support would
be the midfoot (42).
Despite the influence that squat tech-
nique and position of the load relative
to the base of support will have on the
movement pattern during the squat, Figure 1. Powerlifting squat technique. Figure 2. Traditional squat technique.
75
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Dynamic Deep Squat
around the knee joint. Therefore, the as a unit anteriorly on the coxofemoral without as much horizontal posterior
lumbar spine ventrally flexing forward joints (hips) and is the same hip hinge pelvic displacement allowing the
causing a loss of lumbar lordosis while (31) as described above. For instance, if knees to track anteriorly past the toes
the knees continue to flex is the only the hip only has 1308 of flexion range theoretically will allow for a smaller
way the body can maintain balance of motion or potentially 1408 with trunk inclination angle (42) and allow
after the hips and ankles have locked other added combined movements for greater squat depth without losing
to allow for more knee range of (abduction/external rotation or internal the lumbar lordosis because the hip
motion. This observation of lumbar rotation) and selected squat depth is and ankle lock will occur later (Fig-
spine flexion or a posterior pelvic tilt where the top of the knee musculature ure 2). Frye et al. (12) and List et al.
during the deep squat has been sup- is parallel to the inguinal fold in the hor- (27) support this observation in their
ported with research where lumbar izontal plane where approximately 1008 research data where allowing the
spine position was not cued (1,25,35). of hip flexion is required. A trunk incli- knees to track anteriorly over the toes
McGill (32) has also hypothesized that nation angle larger than 408 in the sag- reduced trunk inclination angle,
hip range of motion is a significant lim- ittal plane from vertical will cause lumbar whereas limiting this anterior knee
iting factor during deep squatting with spine ventral flexion due to hip anatomy. translation increased trunk inclina-
a neutral lumbar spine position. Kritz Proposed key factors in determining this tion angle. In comparison, Swinton
et al. (23) acknowledged in a literature trunk inclination angle are squat tech- et al. (50) showed a larger L5-S1 ver-
review on the bilateral squat that nique, load position relative to base of tebral peak external moment arm (in
a common compensatory movement support (midfoot), and heel height. centimeters) in the traditional squats
when hip range of motion is limited compared with powerlifting squats;
Studies (10,55) have shown that squats
will be increased trunk flexion. however, the difference was not sta-
can be performed in 2 distinct move-
Macrum et al. (30) showed that when tistically significant. This external
ment patterns. The squat that used
a wedge causing a 128-forefoot angle moment arm was determined by
a horizontal posterior displacement of
was placed under the foot to prevent measuring the horizontal distance
the pelvis such as sitting onto a chair
ankle dorsiflexion, subjects could not from the L5-S1 joint center and bar-
generated higher hip extensor kinetics,
bodyweight squat as deep using bell center (50). It is important to
whereas the alternative squat using an
a powerlifting squat technique and note that in this study, all participants
immediate vertical downward dis-
compensated by moving the knees were powerlifters and that load posi-
placement of the pelvis with less hori-
medially. Kim et al. (21) showed that tion and heel height were not con-
zontal posterior pelvic displacement
ankle dorsiflexion range of motion in trolled (50).
generated higher knee extensor and
both men and women was the primary ankle plantar flexor kinetics (10). A Allowing the knees to track anteri-
variable effecting bodyweight deep squat technique that involves a large orly past the toes while squatting
squat depth with the heels flat on the horizontal posterior displacement of has generally not been advocated
ground, followed by hip flexion range the pelvis will potentially cause a larger because of the fear of high knee joint
of motion in men using a stepwise mul- trunk inclination angle and as a result, stresses (9,16,23,28,44). However,
tiple regression analysis. Lack of ankle because of the early hip and ankle lock, this concern has been questioned
dorsiflexion has been significantly cor- limit safe lumbar spine neutral deep recently and warrants further
related (0.94) with the inability to squat depth (Figure 1). This large trunk research in this area (15,44,45). Some
bodyweight deep squat with the heels inclination angle is necessary to offset authors have even had concerns of
flat on the ground in 2 separate studies the center of mass shifting posteriorly increased lumbar spine stresses if
using a discriminant analysis model (16,42) and is a common movement the knees were restricted from trans-
(19,20). A majority of these studies strategy used with powerlifting squats lating anteriorly past the toes
did not cue lumbar spine position dur- (50,55). The NSCA squat position (12,27,28), although this claim has
ing the deep squat with heels flat on the statement advocates a vertical torso been questioned (50). If the athletes
ground (1,1921,25,30,35). during squatting (3). However, this rec- goal is to deep squat or perform
ommendation will not be possible dur- Olympic-style weightlifting (squat
SQUAT TECHNIQUE AND TRUNK cleans, squat snatches, and clean
INCLINATION ANGLE ing this squat technique because of the
physics required to maintain balance as and jerk) in a safe manner, this tradi-
Because of the importance of hip sag- tional squat technique (Figure 2) is
ittal plane range of motion as described the base of support (midfoot) will be
anterior to the center of mass if the an essential squat technique that they
above, trunk inclination angle is one of must learn and use (55).
the limiting factors for the depth of individual does not perform an anterior
a squat with a neutral lumbar lordosis. trunk lean (28). LOAD POSITION
Trunk inclination angle (37), trunk lean In contrast, the squat technique that Position of the load on the spine in
displacement (43), or trunk lean (54) is involves a more immediate vertical relation to the base of support will
defined as the pelvis and spine moving downward displacement of the pelvis influence the individuals center of
77
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Dynamic Deep Squat
Because of this anatomical variability, in- deep squat with an external load.
dividuals may need different levels of Clearly, more research studies are
heel height elevation to reach certain needed in this area before abandoning
depths during the squat while maintain- current standards of squat technique
ing a neutral position of the lumbar spine that advocate for a neutral lumbar spine
depending also on selected squat tech- position during a deep squat.
nique and load position. Some individu-
als may even be able to achieve the CONCLUSION
appropriate deep squat position with There are many factors to consider
a neutral lumbar spine position without when trying to deep squat in a neutral
any heel elevation. lumbar spine position. Strength and
conditioning, rehabilitation, and health
Keeping the lumbar spine in a neutral care professionals should consider squat
to slightly extended position may not technique, load position, and heel
be as necessary as currently believed height when teaching and monitoring
during the squat. McKean et al. (35) dynamic deep squats. Taking these fac-
showed that as soon as 50% body- tors into account will allow for an
weight was placed across the shoulders improved lumbar spine neutral position
before the squat descent, the lumbar and hopefully fewer injuries. Further
spine curve flattens and becomes research needs to be conducted on
slightly kyphotic. They also hypothe- the dynamic deep squat to further
sized that slight lumbar flexion may be understand factors that influence lum-
part of the normal movement pattern bar spine kinematics and lumbar spine
for a deep squat and cueing against this injury risk. Based on the paucity of lit-
Figure 5. Heel-elevated squats. loss of lumbar lordosis during the erature on hip flexion, knee flexion, and
descent may not be necessary. Squat ankle dorsiflexion kinematics during
technique, load position, lumbar spine the lumbar spine neutral deep squat
shoes compared with running shoes;
position, shoe type, or squat depth was with heels flat on the ground, this is
however, trunk lean was not effected.
not controlled in this study, although suggested to be a specific avenue for
The authors hypothesized that this
the authors do state all participants future squatting research.
lack of effect on trunk lean may be
due to the study subjects having suffi- squatted to at least a position where Conflicts of Interest and Source of Funding:
cient ankle dorsiflexion to achieve the the thigh was parallel to the ground. The author reports no conflicts of interest
adequate squat depth with running The study participants were personal and no source of funding.
shoes. This study did not control for training students who regularly per-
squat technique or load position and formed squats twice a week for at least
had individuals squat to their normal 12 months. Max Todoroff is
training depth. Similarly, Sinclair et al. Similar to McKean et al. (35), the owner of
(46) showed that weightlifting shoes Lamontagne et al. (25) showed that Manual Medi-
increased mean ankle dorsiflexion and a considerable amount of lumbar spine cine Physical
knee flexion range of motion compared flexion movement (24.2 6 6.88) is Therapy.
with running shoes, barefoot inspired necessary to deep squat to a distance
shoes, and barefoot conditions while of 1/3 the individuals tibial height with
performing their normal back squat the heels on the ground; however, once
technique and training depth with again lumbar spine position was not
70% of their 1 repetition maximum. cued and this study did not use trained
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Dynamic Deep Squat
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