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The Securities & Exchange Commission of Pakistan vides its letter No. SMD/SE/2(20) RTS/201 6 dated
February 1 2, 2016 has issued instructions regarding compliance of the requirement of Insertion of CNIC
Number in Transfer Deed and Form-A in accordance with the provisions of First and Third Schedule of
the Companies Ordinance, 1984. Letter received from the Commission is attached for
information/necessary action
All the listed. Companies/Issuers of Listed Securities/Share Registrars are advised to note the above and
ensur mpliance
MUHkMMAD GHUFRAN
Deputy General Manager - Operations
Copy to
01 The Executive Director (SM)/HOD PRDD), SECP E-mail smc1.notices(d)secp.goj.pk
02. The Managing Director, Pakistan Stock Exchange Limited
03 The Chief Regulatory Officer PSX
04 The Deputy Managing Director PSX
5. The Head of Operations, Central Depository Company of Pakistan Limited
6. The Chief Executive Officer, National Clearing Company of Pakistan Limited
7. All Head of Departments-PSX
8. Notice Board-PSX
09 Website-PSX
Securities and Exchange Commission of Pakistan
Securities Market Division
Policy, Regulation and Development Department
-.--
No. SMD/SE/2(20)RTS/201 6
Dear Sir
Please find enclosed herewith copy of Notice dated February 12, 2016 issued by the Securities
and Exchange Commission of Pakistan in continuation of earlier Notice dated April 19, 2010 on
the above cited subject You are reqested to disseminate the same to all listed companies for
informati' and compliance
(Ali iIashimKhan)
- Management Executive (PD)
Copy to:
The Chief Executive Officer, Central Depository Company of Pakistan
00
Pc23
Notice
February 12, 2016
Subject: Compliance with the Requirement of Insertion of CNIC Number in Transfer Deed
and Form-A in accordance with the Provisions of First and Third Schedule of the
COmpanies Ordinance. 1984
This is in continuation of the Securities and Exchange Commission of Pakistan earlier notices
dated April 02, 2010 and April 19, 2010 respectively on the captioned subject whereby Share
Registrars/Transfer Agents were instructed to verify the identity of shareholders through CNIC
amongst other measures, at the time of approvindposit requests into CDS.
It has been noticed that Registrars/Transfer Agents reject requests for deposit of physical share
certificates into Centralized Depository System (CDS) involving spelling mistakes or
typographical errors or other minor discrepancies between the name appearing' in target CDS
Account and that appearing on the share certificate account title / share certificate without
referring to other information of such shareholders available with them.
Accordingly, Share Registrars/Transfer Agents shall ensure compliance with the aforesaid
directives of the Commission and in order to facilitate shareholders to addtessbove concerns,
CNIC number shall also be used for verification purposes.
abeen)
Director
pop
3L
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