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Colm A. Moran
1. INTRODUCTION
Alltechs North American 1.1. Overview
Bioscience Center,
Nicholasville, KY, USA
Glucans are natural polysaccharides comprised of D-glucopyranosyl units
and can be found in a wide variety of cereal, plant, algae, bacteria, fungi and
yeast sources. The macromolecular structure of the glucan depends on both the
source and method of isolation. These glucans consist of linear (13)--linked
backbones with either (16) or (14)-linked side chains of varying length and
distribution, which form complex tertiary structures stabilized by interchain
hydrogen bonds. The natural (13)--D-glucan characterizing parameters in-
clude: primary structure, solubility, degree of branching (DB), and molecular
weight (MW), as well as the polymer charge and/or solution conformation (triple
helix, single helix or random coil conformation). All these factors play a role in
glucan-associated biological activity.
This heterogeneous group of -linked polyglucoses is attracting the increasing
Address correspondence to Dj. B. attention of the pharmaceutical and functional food industry because of its posi-
Zekovic, Alltechs North American tive effects on human and animal health. Examples include bioactive and medic-
Bioscience Center, 3031 Catnip Hill
Pike, Nicholasville, KY 40356, USA.
inal properties, such as immune-stimulation, anti-inflammatory, antimicro-
E-mail: dzekovic@alltech.com bial, antitumoral, hepatoprotective, cholesterol-lowering as well as antifibrotic,
205
antidiabetic and hypoglycemic activity.21,105,169,193,202 a food additive by the U.S. Food and Drug Adminis-
However, particulate (13)--D-glucans have been tration (FDA) in 1996.54 Due to its unique properties it
found to be unsuitable for many human medical appli- has been the subject of considerable investigation.166
cations and responsible for significant adverse effects Curdlan consists of (13)--linked glucose residues
such as granuloma formation, microembolization, in- and has the unusual property of forming an elastic gel
flammation, and pain. In order to improve (13)-- when the aqueous suspension is heated. The gels are
D-glucan solubility, several derivatization procedures very stable over a wide pH range and under severe pro-
such as sulfation, phosphation, and carboxymethyla- cessing conditions. The unique heat gelling and water
tion have been applied. In addition, many different binding properties of curdlan are of great interest to the
methods including acid and alkaline hydrolysis, enzy- food and pharmaceutical industries.87
matic digestion, and ultrasound irradiation have been
applied to depolymerize the insoluble macromolecular
structure to produce underivatized soluble (13)--D- 1.2.2. Algae
glucans. Chemical modifications of (13)--D-glucan The major storage polysaccharides in the eu-
can strongly influence biological activity and this review glenoids (paramylon), brown algae (laminarin), diatoms
will discuss past research as well as recent advances in (chrysolaminarin), and chrysophites (leucosin, chryso-
this area. laminarin) are glucans containing (13)--glucosidic
It was not our goal to review all of the literature re- linkages.
sources treating -D-glucans, separation, modification Laminaran is a carbohydrate extract, roughly equiv-
and medicinal application, but rather to focus on the alent to starch found in plants, obtained from brown
specific areas identified above. It was also an arbitrary algae (Laminaria species). These laminarans (also called
decision not to include information from patents as the laminarins) are a class of low-molecular-weight stor-
data was too often not standardized for making compar- age -glucans consisting of (13)--D-glucopyranose
isons on health effects. Excellent reviews on the wider chains in which some 6-O-branches are present. The
subject of -D-glucans are available.16,17,2022,101 structure of the laminarans extracted from the kelps, as
a by-product from production of alginic acid, has been
well investigated. The majority of laminarans contain
1.2. Sources and Chemical Structure polymeric chains of two types: one type is built only
of -Glucans Found in Nature of Glcp residues (G-chains), whereas the other type is
terminated with 1-O-substituted D-mannitol residues
1.2.1. Prokaryotic Organisms (M-chains).127,158,192 There is considerable variation in
Prokaryotic organisms such as bacteria and blue the composition of laminarans extracted from different
green algae produce a variety of polysaccharides as species, for example, in the M:G ratio (in some cases M-
components of capsules and other extracellular prod- chains are absent), in the degree of branching (DB) and
ucts. These polysaccharides include (13)--glucans, degree of polymerization (DP) (up to 50 carbohydrate
(12)--glucans and cellulose. For example, two capsu- residues, usually ca. 25), and in the ratio of (13)--
lar (13)--glucans from Streptococcus pneumoniae con- and (16)--glycosidic bonds. Several laminarans have
tribute to the antigenic specificity and virulence of the been shown to have structures quite distinct from those
parent organism.67,68,86,94,116 originally suggested for the commercially available
The known occurrences of (13)--glucans from preparations from Laminaria sp.127,192,207 Some lami-
fermentation are limited to species of soil bacteria be- naran derivatives have been shown to have interesting
longing to the genera Alcaligenes (Achromobacteriaceae), biological activities. For example, a fluorescent-tagged
Agrobacterium, and Rhizobium (Rhizobacteriaceae). The heptasaccharide prepared from Eisenia bicyclis laminaran
curdlan, produced by fermentation of Agrobacterium has been demonstrated to have elicitor activity,100 and
biovar 1 (identified as Alkaligenes faecalis var myxogenes a glucan with immunostimulating activity was obtained
at the time it was discovered), is a non-ionic gel-forming by transglycosylation of laminaran from Laminaria ci-
polysaccharide first described by Harada et al.65 and chorioides.245 Laminarans were very important in the
given the name curdlan due to its ability to curdle development of classical chemical methods of polysac-
when heated. This (13)--D-glucan was approved as charide structural analysis.158
207 Natural and Modified (13)--D-Glucans in Health Promotion and Disease Alleviation
dral angles [, , ] = (87.7 , +179.9 , 79.6 ) and
[, , ] = (85.5 , +179.7 , 177.9 ), underlining the
high flexibility of (16)--D-glucan side chains. How-
ever, it should be noted, in water solution this single
helical chain forms a trimer-triple helical structure that
is associated through hydrogen bonds between strands
lowering total energy.35,172,234
Frequently, three classes of -glucan are described in
the literature based on their solubility properties:49,186
FIGURE 1 Structure of yeast -glucan showing (13, 16)- r alkali-insolubleacetic acid insoluble (13)--
glucan linkages.
glucan;
r alkali-soluble (13)--glucan; and
(Figure 1), and a minor component with consec- r highly branched (16)--glucan.
utive (16)-linkages and (13)-branches.32 -D-
glucan can be found as random coils or more orga-
The alkali insoluble-acetic acid insoluble (13)--
nized conformations that constitute a network com-
glucan is believed to be involved in maintaining wall
posed of single helix chains associated in triple he-
mechanical strength and shape; and the alkali soluble
lices stabilized by inter- and intra-hydrogen bonds
(13)--glucan has been proposed to confer flexibil-
(Figure 2).101 Yiannikouris and co-workers229,230 inves-
ity on the cell wall. The (16)--glucan plays a central
tigated the (13, 16)--glucan of Saccharomyces cere-
role in cell wall organization, interconnecting with the
visiae based on molecular mechanics techniques and
(13)--glucan, mannoprotein and chitin.40,66,106,140
confirmed that the most stable confirmation for the
Lichens are another source of (13)--glucans hav-
(13)--D-glucan single helical chain was found for
ing both (13)-- and (14)--glucosidic linkages.
a glycosidic linkage of [, ] = (100 , 140 ) with
Olafsdottir and Ingolfsdottir154 have reviewed the cur-
six -D-glucopyranose units per turn of helix. In ad-
rent knowledge on the structural characteristics and bi-
dition, two distinct low-energy populated conforma-
ological activity of lichen polysaccharides.
tions of (16)--D-glucans were found for the dihy-
1.2.4. Cereal Grains and Higher Plants
The (13), (14)--glucans appear to be restricted
to members of the Gramineae (grasses), amongst An-
giosperms, where they are major components of en-
dosperm walls of commercially important cereals such
as barley, rye, sorghum, rice, and wheat. They are poly-
disperse, linear molecules containing both (13)- and
(14)--glucosidic linkages and form extremely vis-
cous solutions. The (13), (14)--glucans are present
in vegetative tissues as well as endosperms of the
Gramineae and may have a role in extension growth.
209 Natural and Modified (13)--D-Glucans in Health Promotion and Disease Alleviation
virus (PRRSV). This study found that soluble -glucan vant were co-administered intraperitoneally.26 Notwith-
had the potential to stimulate innate immune responses standing these biological properties, intravenous appli-
that may elicit more robust immunity to PRRSV infec- cation of particulate glucan led to granuloma formation
tion since it increases IFN production.224 In another in the liver and therefore soluble preparations are more
study, a purified -glucan feed additive significantly favorable.40,41
decreased the incidence of Salmonella enterica subsp. en- An alternative clinical practice may be found in the
terica serovar Enteritidis organ invasion in immature combined therapy of soluble glucan with a cyclophos-
chickens and up-regulated the functional abilities of het- phamide, which has been demonstrated to result in a
erophils isolated from immature chickens against the reduction in number of experimental hepatic metas-
invading pathogens.119 tases and in a prolonged life span in a group of treated
mice. A significant primary tumor weight reduction was
also observed in this study. It was suggested that solu-
2.2. Glucans and Anti-tumor Activity ble glucan exerted antitumor activity by activation of
The anti-tumor effect of (13)--glucans is often Kupffer cell cytolytic activity as well as enhancement of
treated separately to immune activity within the litera- cell-mediated immunity.182,183,216
ture despite major similarities in mode of action. In vitro
studies using normal and tumor cells co-incubated with
2.3. Glucans and Mycotoxin
particulate glucan have demonstrated that glucan exerts
a direct cytostatic effect on sarcoma and melanoma cells
Adsorption
and a proliferative effect on normal spleen and bone Mycotoxins are secondary metabolites produced by
marrow cells.215 The anti-tumor cytotoxic activity of fungi of various genera before or after harvest, during
peritoneal macrophages, derived from control and par- transportation or during storage. Some of the agricul-
ticulate glucan-treated mice, has been studied to evalu- tural commodities affected are cereal grains, soybeans,
ate the cellular basis of the anti-tumor activity of the par- peanuts, and forage crops. It has been estimated that
ticulate (13)--glucan.129 Moreover, Zymosan (crude there are at least 300 mycotoxins known to induce
yeast cell wall extract), yeast glucan and other (13)- signs of toxicity in mammalian and avian species, with
-glucans have significant anti-tumor activity against a more being discovered as our analytical capabilities
variety of spontaneous and transplantable experimen- develop.38 The most significant mycotoxins in naturally
tal animal tumors, and have been tested clinically in contaminated foods and feeds are aflatoxins, ochratox-
man. Tumor growth has been reported to be inhibited ins, zearalenone, T-2 toxin, vomitoxin, and the fumon-
and host survival time increased either by simultaneous isins. Biochemically diverse with many pharmacologi-
glucan administration at the time of transplantation, or cal effects, these toxins can have a deleterious impact
by intravenous glucan administration prior to tumor on animal and human health at extremely low con-
cell transplantation.25,39,43,124,176,191 centrations. Various strategies have been employed to
Bakers yeast soluble and particulate (13)-- control the effects of mycotoxin contamination, in-
glucans have been shown to inhibit tumor growth cluding mycotoxin adsorption to nutritionally inert sor-
of the syngeneic anaplastic mammary carcinoma and bents to decrease bioavailability.162 The formation of a
melanoma B-16 in mice.40,41 This work indicated that sorbent-mycotoxin complex reduces the availability of
peritoneal macrophages from glucan-treated mice pro- the toxin to be absorbed across the gut barrier and re-
duced a significant cytotoxic response compared to nor- sults in the eventual excretion of the toxin. Numerous
mal macrophages. These studies indicate that glucan, if inorganic sorbent materials have been tested includ-
used therapeutically, could inhibit either hepatic metas- ing hydrated sodium calcium aluminosilicate (HSCAS),
tases or primary tumor growth and enhance survival. zeolites, bentonites, clays, and activated carbons.
This observation has been confirmed in a separate in- There are a number of inert problems associated
vestigation by using glucan as adjuvant in a L1210 tu- with their inclusion in the diet, namely high inclu-
mor vaccine model as it was shown to be a strong sion levels, narrow range of binding efficiency, se-
stimulator of antitumor immunity. Antitumor immu- lect number of toxins absorbed, and risk of dioxin
nity was maximally expressed when vaccine and adju- contamination.38
211 Natural and Modified (13)--D-Glucans in Health Promotion and Disease Alleviation
(1 mg/ml) was mixed at 39 C with increasing in human nutritional experiments. Beneficial effects
amounts of zearalenone (2 to 100 g/ml), and the were seen in both cases. In addition to the known ef-
amount of bound toxin was measured. Acidic and fect on serum cholesterol levels in hypercholesterolemic
neutral conditions gave the highest affinity rates persons, it may also prevent inflammatory bowel dis-
(64 to 77%) by (13)--D-glucans, whereas alkaline eases (higher short chain fatty acid (SCFA) levels during
conditions decreased adsorption except when (16)- fermentation).44
-D-glucans side chains were branched on (13)-- In a groundwork study, the effect of yeast -glucan
D-glucans. Alkaline conditions appear to impede the on blood serum lipids in 15 obese hypercholesterolemic
active three-dimensional conformation of -D-glucans (>240 mg/dL) men was evaluated.146 After a 3-week
and favor single helix and/or random coil structures. period in which subjects ate their usual diet and their
Studies of the equilibrium between -D-glucan-bound baseline blood samples were determined, all men re-
and free toxins revealed that two types of chemical in- ceived 7.5 g of -glucan dissolved in orange juice twice
teractions occur during toxin complexation with -D- daily for eight weeks. Blood analyses were conducted
glucans, identified as weak chemical linkages such as at weeks 7 and 8, and again at week 12 (4 weeks
hydrogen and van der Waals interactions.230 post treatment). The results of the study demonstrated
The mycotoxin adsorption properties of the yeast that supplementation of the diet with 15-g -glucan
cell wall and its derivatives have been confirmed in from yeast per day significantly lowered total and LDL
numerous in vivo studies involving poultry,93,164,196,198 cholesterol and improved HDL cholesterol by 16%.
swine,195,197,198,201 and cattle.2,214 However, further work needs to be conducted to op-
timize the -glucan dose and investigate long-term ef-
fects of supplementation on blood lipid chemistry. The
2.4. Glucans and Functional
eventual goal would be to combine -glucan supple-
Food Ingredients mentation with a special diet and thus eliminate the
The relationship between health and nutrition is now necessity for cholesterol-lowering drugs in many hyper-
becoming increasingly important as medical and pub- cholesterolemic patients.146
lic health services in the wealthier nations have largely Functional properties such as fat binding capacity,
removed the risk of infectious and microbial medi- emulsion capacity, and control of foaming are of ma-
ated diseases. Today, we are now more concerned with jor importance in the production of certain processed
non-infectious diseases such as diabetes, various can- foods.170 The use of natural ingredients is often difficult
cers, and inflammatory diseases including heart dis- to justify based on high cost or the high inclusion level
ease. Diet is playing an increasing important role in required. High inclusion levels may also have a nega-
health maintenance and non-infectious disease preven- tive impact on the final product. Yeast -glucan is one
tion. Functional foods can be defined as non-nutritional ingredient that has demonstrated potential in improv-
components of foods, which have specific properties ing the physical properties of food products; being used
to maintain optimum health, contributing to the pre- as a thickening, water-holding, emulsifying stabilizer or
vention or the delay of the onset of chronic illnesses oil-binding agent.200
associated with advancing age. Medical experts advo-
cate dietary changes to reduce the risk of heart disease.
Ingestion of soluble -glucan has been shown to im- 2.5. Adverse Side Effects of
prove the pattern of lipids, in humans and experimental Intravenous -Glucans
animals, with elevated serum cholesterol.11 In clinical
studies, the reversal of hypercholesterolemia has been 2.5.1. Insoluble (Particulate) Glucan
demonstrated with dietary supplementation of oats or Preparations
oat bran and purified -glucans from yeast. Four serv- Insoluble preparations have demonstrated undesir-
ings of oat-based foods containing greater than 0.75 g able toxicological properties manifested by hepato-
(per serving) of -glucan are required to meet the FDAs splenomegaly and granuloma formation.40,220 Glucan-
claim of reducing the risk of heart disease.11,55,115 Nutri- induced granuloma formation exhibits a characteristic
tional effects of oat and barley extrudates were evaluated temporal pattern that involves the local synthesis of
in vitro as well as in feeding experiments in rats and chemotactic cytokines and recruitment of leucocytes
213 Natural and Modified (13)--D-Glucans in Health Promotion and Disease Alleviation
(13)--glucans. The most important factors for deter- a reaction or it may have generated a large enough poly-
mining the biological activity are the degree of branch- mer for stimulatory activity.
ing (DB), the molecular weight (MW), and higher-order
structure (i.e. conformation).
3.2. Molecular Weight (MW)
and Activity
3.1. Degree of Branching (DB)
The activity of -glucans is related to size. Numerous
and Activity studies have attempted to correlate biological activ-
Lentinan and schizophyllan are chemically pure ity (predominantly anti-tumor activity) and molecu-
(13)--glucans with a backbone of (13)--glucan lar weight. Overall, the fractions with high molecu-
and side chains of single (16)--linked D-glucose lar weight (MW 100200 kDa), which exist as single
residues, together with a few internal (16)-- and/or triple helix conformers,172 were shown to be the
linkages.192 These polysaccharides have a degree of most active, while a fraction from the same source with
branching of 0.33. There are other biologically active a MW in the range 5 to 10 kDa showed no activity
-glucans with a higher degree of branching such as or only limited activity.12,47,105 The smallest fragment
the glucan isolated from Auricularia auricula-judae (DB that competes for the glucan receptor on neutrophils85
0.75)135 and those with a lower degree of branching is a (l3)-linked -glucanoheptasaccharide, which has
such as the glucan isolated from Pythium aphaniderma- been studied and synthesized by Sharp et al.179 The im-
tum (DB 0.04).12 Glucans with a degree of branching mune response against cell wall polysaccharide activity
between these values exist, but those with a degree of may be in part non-specific and determined by size
branching between 0.20 and 0.33 appear to be the most rather than by chemical structure.13,16
active. Samples of -D-glucans having the same MW dif-
Water-soluble (16)-branched (13)--D-glucans fered significantly in their biological potency depend-
isolated from a hot-water extract of the fruiting bodies of ing on whether they were in single or triple-helical form.
the fungus, Cryptoporus volvatus (Basidiomycetes) (DB The single helical conformation of (13)--D-glucan
0.25), exhibited antitumor activity against the sarcoma was clearly demonstrated by Aketagawa et al.3 to be the
180 tumor.99 The alkali-insoluble highly branched dominant contributor to the activation of limulus co-
(13)--D-glucan, that is a major constituent of the agulation factor G. However, a study of correlation be-
fruiting body of Auricularia auricula-judae (kikurage, tween antitumor activity, molecular weight and confor-
an edible mushroom) (DB 0.75),135,188 and the extra- mation of lentinan by Zhang et al.238 demonstrated that
cellular highly (16)-branched (13)- -D-glucan of samples with a lower MW had higher activity in vitro,
Pestalotia sp. 815 (DB 0.67),136 both exhibited moderate while higher MW samples were more active in vivo.
activity against tumors. The antitumor activity of glomerellan, a (13)--
Seljelid et al.178 examined 42 different glycans for glucan with a high molecular weight (670 kDa) iso-
their ability to stimulate macrophages and observed no lated from Glomerella cingulata, against Sarcoma 180,
detectable patterns relating chemical structure to stim- appeared to be independent of the presence of a highly
ulatory activity. The majority of these glycans had lit- ordered structure.59 However, there are no set rules and
tle or no branching. None of the water-soluble glycans a polysaccharide fraction from a Pythium aphaniderma-
were shown to be markedly stimulatory, however some tum glucan, with a molecular weight between 1020 kDa
but not all of the insoluble glycans tested showed a and with a low degree of branching and a single helical
potent stimulatory effect. The (13)--D-glucans and conformation, has been reported to exhibit antitumor
block polymers with (13)-linked segments were the activity.12,59,112
strongest stimulants. Hot alkali extract (HAE) fractions, from the edi-
Laminaran, an unbranched water-soluble low molec- ble mushroom Pleurotus tuber-regium molecular weight
ular weight (13)--glucan, had no stimulatory effect ranging from 58171 kDa, were administered intraperi-
but after crosslinking, became as stimulatory as yeast toneally to mice implanted with solid tumor Sarcoma
glucan.178 It was speculated that cross-linking may have 180.240 The fractions were found to be effective in in-
generated the necessary branchtype structure to elicit hibiting tumor proliferation with an inhibition ratio
215 Natural and Modified (13)--D-Glucans in Health Promotion and Disease Alleviation
response energy transfer (FRET) spectroscopy obser- 0.5), and OL-2 (from Omphalia lapidescens) (DB 0.66)
vations, it was proposed, that treating the triple-helix gave positive reaction to the Limulust test. Optimum
glucans with NaOH forms a partially opened triple he- concentration for coagulation was correlated with the
lix rather than a single helix. Both Limulus amoebocyte degree of branching. Higher reactivities were observed
lysate activity and nitric oxide production were related for glucans with a higher molecular weight and a higher
to the degree of opening of the triple-helix and it was population of single helix conformation.
shown that the open conformers were more biologi-
cally active than the intact triple-helix.236 Comparing
the clearance of SPG-OH from the blood of mice with
4. SOLUBLE (13)--D-GLUCANS
that of SPG, and using a limulus factor G test, it was AND (13)--D-GLUCAN
shown that SPG-OH was removed faster than SPG.138 DERIVATIVES
Both SPG and SPG-OH showed a significant antitumor 4.1. Impact of Degree of
effect on a solid form tumor in vivo and a hematopoietic
Polymerization and Degree of
response on cyclophosphamide induced leucopenia.203
In vitro studies investigating the activities of the prim-
Branching and Glucan Solubility
ing effect of lipopolysaccharide (LPS) triggered tumor The (13)--glucans with a high degree of poly-
necrosis factor (TNF) synthesis, nitric oxide synthesis merization (DP > 100) are completely insoluble in wa-
of peritoneal macrophages in vivo and hydrogen per- ter. The conformation assumed by the (13)--glucan
oxide synthesis of peritoneal macrophages in vivo was chains allows stronger cooperative interactions and as-
stronger in mice treated with SPG-OH.152 sociations between chains than between the chains
The ability to stimulate production of tumor necro- and water molecules.16,101 The solubility increases as
sis factor (TNF-) and superoxide-anion release from the degree of polymerization of the (13)--glucan
human blood monocytes was studied using SR-glucan is lowered. Thus, the (13)--glucan solubility appears
from Sclerotium rolfsii, SG-glucan from Sclerotium glu- to depend both on degree of polymerization and on
canicum, MFN-glucan from Monilinia fructigena, and the contents of the side substituted branches. The fre-
MFL-glucan from Monilinia fructicola.114 These fungal quency of side branches determines the solubility of
glucans had a degree of branching in the range of 0.31 different (13)--glucans.50 The interactions between
to 0.39 and a MW of 280 kDa to 550 kDa. Results (13)--glucan chains are disturbed by the presence of
showed that stimulatory biological activity was signifi- single lateral glucose substituents on otherwise linear
cant, regardless of molar mass or solution structure. This molecules. Even a single (16)- linked glucose side
was contrary to the majority of the literature and sug- chain in a laminarin molecule can transform the glucan
gested that helical structures were not essential, or even into a more soluble form compared to its unbranched
advantageous, for immunological activity.114 Recently molecule.145
Kogan101 proposed that for the production of super- The linear (13)--glucan core can be precipitated
oxide and for release of TNF-, neither helical confor- by removal of the glucan side branches using Smith
mation nor the high molecular weights of -glucan are degradation.159 The (13, 16)--glucans with a low
important. DP (DP 20) are soluble in water. Presumably the more
-Glucans, like endotoxins (e.g. lipopolysaccharides, flexible intrachain (16) glucosidic linkages and pos-
LPS) have the ability to cause activation of coagu- sible side branches favor polysaccharide-solvent inter-
lation factor G from Limulus amoebocyte lysate (LAL). actions and consequent hydration of molecules. High
The Limulus test is very sensitive for LPS determina- molecular weight branched (13, 16)--glucans
tion.81,101 Ohno et al.151 studied the structure-activity from yeast and fungal cell walls, which contain vari-
relationship resulting from -D-glucan coagulation of able but minor proportions of (16)--glucosidic in-
the amoebocyte lysates of the horseshoe crab (Limu- terchain linkages, are insoluble in water. Cellulose is
lus), finding little to no coagulation in the presence of also a -D-glucan, but consists of only (14)--D-
glucans without (13) linkages. However, significant linkages and is therefore stiff, highly crystalline and
coagulation was observed in the presence of curdlan, non-soluble.6 The linear glucans with (13) and (14)
an unbranched (13)--D-glucan. Also, grifolan and linkages and DP > 200 in the chain although soluble in
schizophyllan (DB 0.33), lentinan (DB 0.4), SSG (DB water, tend to precipitate on cooling.7 The placement
217 Natural and Modified (13)--D-Glucans in Health Promotion and Disease Alleviation
of polymorphonuclear leukocyte degranulation could pyridine complex,104 chlorosulfonic acid in pyridine,28
be assigned to the inclusion of soluble -D-glucan. En- and direct sulfonation with concentrated sulfuric
gstad and co-workers45 postulated that this was most acid.218
probably due to aggregation of CD11b/CD18 on the For a series of studies, a curdlan sulfate was pre-
surface of monocytes. pared by the sulfonation of a natural linear (13)--
The controlled periodate oxidation of natural -D- D-glucan. This material demonstrated potent anti-HIV
glucans followed by the subsequent reduction of the activity both in vitro and in vivo.232,233 During Phase
aldehyde groups with sodium borohydride has yielded I/II clinical trials, increased numbers of CD4 and T4+
water-soluble glucan polyols, in which most of the side lymphocytes were observed in the blood of HIV carriers
chains have been modified.135,136 Their antitumor ac- upon curdlan sulfate administration.60,61
tivity was directly related to the content of polyol side In a more recent study by Koumoto et al.,110 five sul-
chains and activity ceased when these chains were re- fated curdlan samples with a range of degrees of substi-
moved. The structure of the (16)--D-glucan side tution (DS) from 0 to 76 mol% were prepared. Measure-
chains impacts decisively the anitumor activity of -D- ments of the circular dichroism showed that the curdlan
glucans. Dehydration of the glucopyranose side chains sulfates with DS from 1.7 to 8.7mol% could form com-
into the 3,6-anhydro--D-glucopyranosyl units, not plexes with polycytidylic acid in the same manner as
only resulted in the lost of antitumor activity, but in schizophyllan.173 The complexed polynucleotide chain
some instances stimulated growth of Sarcoma 180 solid showed a significant resistance against enzymatic hy-
tumor cells. Therefore, the removal or modification of drolysis. It has been postulated that these water-soluble
the D-glucosyl side chains from the conversion of the sulfated curdlan-nucleotide complexes could find ap-
branch units into the polyols might be related to the in- plication in gene technology.
creased water solubility of the glucan. In addition, the In the homogenous sulfation of -D-glucan from
presence of polyhydroxylated groups on the periphery Saccharomyces cerevisiae in a DMSO-urea solution
of a helical structure may be related to the enhancement at 100 C, substantial fragmentation of yeast glucan
of the immunopotentiating activity. When curdlan, a occurred.219 On average, a single sulfate group was
linear (13)--D-glucan with no side units, was treated introduced into every third glucose unit along the
with epichlorochydrin, it produced epoxylated glucan polysaccharide chain. The 125 kDa fraction of the sul-
(presumably not cross-linked) without any antitumor fated material accounted for only 1% of the product,
activity.98,137 However, when the epoxy-groups were with 99% of MW of sulfated glucan being 14.5 kDa.
subjected to an alkaline hydrolysis to produce glycerol Interestingly, in this case the sulfated glucan contained
derivated glucans, these derivatives showed enhanced a significant quantity of nitrogen, which was probably
antitumor activity. introduced with urea, working as a chaotropic agent.
The 13 C NMR confirmed the presence of (13)- in-
terchain linkage in the polysaccharide chain and in solu-
4.3. Charged (13)--D-glucan tion the chains were self-associated in a triple helix form.
Derivatives Subsequent in vivo studies found this form of yeast glu-
The water insolubility of yeast glucan substantially can stimulated murine bone marrow proliferation after
limits this products medicinal application; therefore intravenous administration.219
significant efforts have been directed towards chem- Williams et al.219 and Wang et al.212 both demon-
ical derivatization of the natural -D-glucans to en- strated that -D-glucan sulfation could be carried
hance their aqueous solubility. The methods include out under much milder conditions using a sulfuric
preparation of sulfated,191,219 phosphorylated,40,217 acid/n-propanol system at 10 C, but the degree
and carboxymethylated150,177 derivatives of yeast and of sulfonation in this heterogenous system was only
other native -D-glucans. 37.4mol%. Sulfated (13)--D-glucan derivatives hav-
ing DS between 1.0 and 1.3 and molecular weight 38
4.3.1. Sulfated (13)--D-glucan kDa were soluble in water and existed in the solution in
Derivatives the form of expanded chains. In the opinion of Wang
The three general methods for sulfonation/sulfation et al.211 the relative chain stiffness, moderate molecular
have been developed. These include the use of SO3 - weight and good solubility in water has contributed to
219 Natural and Modified (13)--D-Glucans in Health Promotion and Disease Alleviation
translocating the polysaccharides from the gastrointesti- trol), and in endotoxin (LPS)-tolerant mice. Glucan
nal tract into the systemic circulation. Gut-associated phosphate potentiated IFN- expression in the con-
lymphoid tissue expression of Dectin-1 and TLR2, but trol mice and attenuated suppression of IFN- expres-
not TLR4, increased following oral administration of sion in LPS-tolerant mice. Therefore, the authors high-
glucan. The studies of Rice and co-workers167,168 are im- lighted the potential advantages of using glucan phos-
portant as they clearly demonstrate that the pharmoki- phate as a tool in fighting trauma and sepsis induced
netic behavior of the glucan preparations is dependent immunosuppression.
on method of administration (i.e., oral or intravenous). The effects of treatments with the soluble polysac-
Independently, Hong et al.72 also demonstrated the charide immunomodulator glucan phosphate on the
ability of macrophages to orally take up ingested (13)- inflammatory response induced by burn injury and on
-D-glucans and transport them to the reticuloen- resistance to Pseudomonas aeruginosa burn wound infec-
dothelial tissues and bone marrow. These researchers tion in mice was evaluated by Lyuksutova et al.122 The
suggested that in addition to a role for Dectin-1 for sol- glucan phosphate treatment clearly attenuated burn-
uble (13)--D-glucan uptake, membrane CR3 of ma- induced inflammation and increased resistance to P.
ture bone marrow granulocytes served as a receptor for aeruginosa burn wound infection. Improved survival
(13)--D-glucan in vivo. They found that only CR3 correlated with lower bacterial load in the burn wound,
with bound (13)--D-glucan triggered a cytotoxic de- attenuated production of proinflammatory cytokines,
granulation response to iC3b-tumor cells. Furthermore, and enhanced production of Th1 cytokines.122
the in vivo administration of soluble (13)--D-glucan
resulted in a partial priming of CR3 as evidenced by 4.3.3. Carboxymethylated
the initial lower level of CR3-dependent tumoricidal (13)--D-glucan
activity. Derivatives of -D-glucan have been produced using
A substantial number of bioactivity studies have chloroacetic acid in either 2-propyl alcohol or water at a
been conducted with -D-glucan phosphate. This ma- pH greater than 12 (NaOH).74,150,153 The derivatives of
terial has been demonstrated to possess anti-infective, CM glucan that are formed following this general pro-
anti-inflammatory, cardio-protective and immunomod- cedure possess improved solubility in water, in com-
ulating properties. Endotoxin-free lyophilized (13)- parison with the native glucans that were used in the
-D-glucan phosphate (MW 156 kDa)118,217 improved derivatization. The degree of substitution can be con-
survival in experimental sepsis, and this correlated with trolled by the ratio of sodium hydroxide to chloroacetic
decreased tissue NFB activation.220,221 In a more re- acid, and increases with the addition of base46 and can
cent study by Williams et al.,222 glucan phosphate was reach values above 1.0. The site of carboxymethylation
used to determine whether there was a correlation be- was established to be at C-2, C-4 and C-6. The structure
tween induction of polymicrobial sepsis, modulation of the CM glucans in the solution depends upon the
of tissue Toll-Like Receptor (TLR) gene, and protein ex- degree of substitution and with the increase of the DS,
pression and survival outcome. They found that early a transition from triple-helical structure through single
increases in TLR2/4 gene and TLR4 protein expres- helical to random structure takes place.101
sion correlated with mortality. Hence, they postulated Carboxymethylated (13)--D-glucan from mush-
that an early up-regulation of tissue TLR2/4 could play room sclerotia from Poria cocos (CM pachyman) with
a role in the pro-inflammatory response and patho- DS 1.01.3 and molecular weight 189 kDa211 showed
physiology of polymicrobial sepsis. In a separate study, good solubility in water and antitumor activity against
the same research group found a cardio-protective ef- Sarcoma 18090,125 and gastric carcinoma in vivo and
fect from administration of glucan phosphate follow- in vitro.211 CM glucan isolated from Alkaligenes faecalis
ing myocardial injury (ischemia/reperfusion) in rats.117 var. myxogenes IFO 13140 retained potent antitumor ac-
Their results highlight the importance of activation of tivities with DS up to 0.14 but activity decreased with
the TLR mediated MyD88-dependent NFB signaling the higher DS values.177 CM glucan obtained from
pathway by glucan phosphate whilst having a protective highly branched (13)--D-glucan obtained from Scle-
role coming from stimulation of the PI3K/Akt path- rotinia sclerotiorum IFO 9395 with the DS between 0.04
way. Sherwood et al.184 investigated the effect of glu- and 0.49 possessed antitumor activity150 that appeared
can phosphate on IFN- expression in normal (con- not to be related to the inability of this CM glucan to
derivatives in mitogenic and co-mitogenic tests on rat Recently, Kogan et al.103 investigated the radical-
thymocytes and found that the derivatives with DS 0.75 scavenging activity of yeast cell wall carboxymethylated
221 Natural and Modified (13)--D-Glucans in Health Promotion and Disease Alleviation
-glucan (DS 0.8 and MW 250 kDa) using electron ments before use in experimental work requires meticu-
paramagnetic resonance. In the in vivo experiments, car- lous documentation so that new research can effectively
boxymethylated -glucan was administered to rats with build on past experimental work.
experimentally induced adjuvant arthritis. A substan- -D-glucans have been present in human diets from
tial decline in the level of plasmatic carbonyls was ob- the beginning of time, but only within the last 50 years
served. On the basis of these results it was assumed that have their positive impact on human and animal health
carboxymethylated -glucan radical-scavenging proper- been elucidated. They are attracting increasing attention
ties could be responsible for the antioxidant activity in as new natural sources are discovered and genetically
the adjuvant arthritis model. This brings the promise of modified ones are created. However, the glucans from
possible applications of this yeast glucan derivative in Saccharomyces cerevisiae with cost of production, simple
arthritis treatment. extraction technology and potential infinite supply will
dominate the market for the foreseeable future. Emerg-
ing technologies, revolving around glucan solubiliza-
5. THE FUTURE tion and fractionation that do not alter their natural
Glucans are attracting increasing attention because structure, but improve their functional properties, will
of their positive effects on human and animal health be added to the established chemical and physical mod-
and because they are natural polysaccharides found in ifications leading to new applications in human and
microorganisms and plants. The natural (13)--D- animal health and nutrition.
glucan parameters of primary structure including solu-
bility, degree of branching (DB) and molecular weight
(MW), as well as the polymer charge and/or solution
GLOSSARY
conformation (triple helix, single helix or random coil BMRs, Biological Response Modifiers; CM-CG,
conformation) all play a role in their biological activity. Carboxymethylated-Chitin-Glucan; CM-glucan, Car-
Insoluble or hardly soluble -glucans can cause sig- boxymethylated Glucan; CMGRN LE, Carboxymethy-
nificant adverse health effects such as microemboliza- lated Grifolan; CMHAE, Carboxymethylated Hot
tion, granuloma formation, inflammation and pain. To Alkali Extract; CPE assay, Cytopathic Effect Assay;
improve (13)--D-glucan solubility, several deriva- Curdlan, An insoluble linear (13)--D-glucan (ex-
tization (sulfation, phosphation and carboxymethyla- tracted from Alcaligenes faecalis), MW of 50 to 80
tion) and molecular weight lowering (acid and alkaline kDa; DB, Degree of Branching; Dectin-1, A major
hydrolysis, enzymatic digestion and ultrasound irradia- -glucan receptor on macrophages (immune cells);
tion) procedures are being applied. DMSO, Dimethylsulfoxide; DP, Degree of Polymer-
Chemical modifications of (13)--D-glucan can ization; DS, Degree of Substitution/Sulfation; FDA,
strongly influence biological activity. In the future glu- Food and Drug Administration; Flu A, Influenza A
can derivatives will be increasingly used for a number Virus; FRET, Fluorescence Response Energy Transfer;
of health related benefits including their radioprotec- Glomerellan, A (13)--glucan with a high molecu-
tive and antimutagenic effects,175 as functional material lar weight (670,000) isolated from Glomerella cingu-
for gene technology,110 and in the treatment of diseases lata; -Glucan, Complex polysaccharide derived from
such as arthritis,103 cancer and AIDS.91,92,210,232 sources such as the cell wall of yeast, oat and barley
Borchers et al.17 in their review of mush- fiber and many medicinal mushrooms; Glycans, Rela-
rooms/glucans and their effects on tumors and immu- tively complex carbohydrates consisting of a number
nity discussed the issue that in much of the published of monosaccharides joined by glycosidic bonds; GRN-
experimental work, interpretation of data is very diffi- grifolan, A -glucan isolated from Grifola frondosa; GRN
cult due to lack of consistency in use of designations and LE, grifolanAn antitumor glucan from Grifola frondosa;
abbreviations for compounds. Parameters for growth, HAE, Hot Alkali Extract; HDL and LDL, High Density
such as time of harvest, storage conditions and extrac- Lipoprotein and Low Density Lipoprotein; HSCAS,
tion procedures, all influence the polysaccharide con- Hydrated Sodium Calcium Aluminosilicate; HSV, Her-
tent of the fungi. Their comments can be expanded pes Simplex Virus; I/R injury, Ischemia/Reperfusion
to include the wider field of glucan research and other Injury; IL, Interleukin; IND, Indomethacin; INF- ,
sources of glucans. Details of glucan isolation and treat- Interferon- ; LAL, Limulus amoebocyte lysate; Laminarin
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