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International Journal of Disaster Risk Reduction 13 (2015) 369374
Vulnerability evaluation of the urban area using the H/V spectral ratio
of microtremors
M. Mokhberi
Department of Civil Engineering, Islamic Azad University, Estahban Branch, Estahban, Iran
art ic l e i nf o a b s t r a c t
Article history: During the age of cities, buildings were constructed using different techniques, materials, styles and
Received 2 February 2015 standard codes. Buildings have different responses to earthquake-related effects, depending on their
Received in revised form materials and design rules. Soil layer specications are recognized by different methods, including
24 June 2015
geotechnical, geophysical and the horizontal-to-vertical spectral ratios (H/V). The spectral ratio of mi-
Accepted 25 June 2015
Available online 30 June 2015
crotremors was rst introduced by Nakamura [14]. This method is useful in site characterization studies
due to its low budget and easy use. In this paper, it is presented as a method for estimating the degree of
Keywords: vulnerability of structures using spectral ratio H/V. By applying a vulnerability study in the city of Shiraz,
Microtremor the predominant frequencies are derived for different parts of the city. The data is then used to dene a
H/V spectral ratio
coefcient of vulnerability for the earth. For this purpose, 11 different building structures including
Vulnerability index
masonry, steel and concrete were selected. Then, the primary frequency and amplication of the mi-
Disaster management
Site effect crotremor H/V spectral ratio for buildings are obtained. Furthermore, the resonant frequency and am-
plication factor of the ground is calculated. The vulnerability index of soil Kg and the vulnerability of
building Kb are dened. By comparing these coefcients, the damage factor of buildings during an
earthquake is obtained. These parameters are able to provide an inexpensive method for preparing a
disaster program for an urban area. In this paper, the damage rate of different buildings in Shiraz City was
obtained. In addition, the damage potential of the entire city area is calculated.
& 2015 Published by Elsevier Ltd.
http://dx.doi.org/10.1016/j.ijdrr.2015.06.012
2212-4209/& 2015 Published by Elsevier Ltd.
370 M. Mokhberi / International Journal of Disaster Risk Reduction 13 (2015) 369374
earthquake recordings or explosion data have allowed researchers Triwulan et al. [23] has conducted an analysis using the H/V
to conclude that microtremor H/V spectral ratios provide reliable spectral ratio method at Pare on 6 buildings, both on the ground
estimates of the fundamental frequencies of soil deposits. Authors and building. These analyses were used to investigate the char-
such as Lachetl and Bard [8], Scherbaum et al. [21], Kobayashi et al. acteristics of soil dynamics and the building structure. Soil char-
[6], Diagourtas et al. [1], Mokhberi et al. [10], have conducted re- acteristics include ground natural frequency, amplication factor,
search to establish the H/V spectral ratio in site characterization, in and vulnerability index and shear strain property of soil.
addition to microzonation and urban vulnerability studies. Fur- Previous studies have compared the Kg vulnerability index of
thermore, many researchers have also carried out studies on the the ground with damage that affected the buildings. In the current
relation between earthquake damage and soil characteristics. Tri- paper, the Kb vulnerability index was calculated for different types
funac and Todorovska [22] and Haghshenas et al. [4] studied the of buildings. The ground vulnerability Kg was compared with the
amplitude and frequency content of earthquakes, while Gallipoli vulnerability of buildings to provide a damage factor. This factor in
et al. [3] evaluated the dynamic characteristics of buildings during turn provided a damage level for buildings during an earthquake.
and after damaging earthquakes. Additionally, the energy trans- The damage factor notes the damage percent of a building and
ferred back to the ground from the vibrating structures assessed assists urban planners in comparing construction costs in relation
by a number of authors such as Mucciarelli et al. [12], tested to disaster mitigation budgets.
building damage due to soil-building resonance.
Nakamura [15,,17] also provided a new technique for in-
vestigating rapidly and with precision the durability of various 2. Data and data processing
structures and the ground surface against earthquakes by using a
microtremor in Kobe. This approach is essential for use in micro- 2.1. Usage vulnerability index K in disaster management
zonation and can be applied in disaster management and vulner-
ability study programs. Using microtremor data can help to justify In order to evaluate the vulnerability of buildings, Nakamura
the need for certain types of structural systems in vulnerable [15] suggested a new approach in which he denes the Kg vul-
areas. Recognizing the criteria for building vulnerability assists in nerability index for ground and Kb for various structures based on
supporting the demand for the seismic retrotting of structures. specications pertaining to the H/V spectral ratio. The sedimentary
Moreover, special regulations that need to be applied during layers had shear strain on surface ground 1000 10 6,
construction will help to avoid irreparable damage. whereas at 41000 10 6 layers of sediment can undergo de-
The validity of the proposed method was examined by com- formation and collapse. The shear deformation is obtained from
paring the results of investigations conducted using the new relation (1)
technique in earthquake damaged areas (prior to and/or after the
event) using the actual earthquake damage experienced. If vul- Ag2 g
=
nerable structural weak points are detected in advance by in- Fg 2 b (1)
vestigating the durability of various structures and the ground, the
potential damage to structures can be decreased by taking the This approach can be used for structure members. Regarding
appropriate countermeasures. In order to understand the re- the formulations described in detail by Nakamura [15,16], a brief
lationship between damage and local site effect, one month after description of shear strains is introduced in Eqs. (2) and (3), re-
the Kobe earthquake, Nakamura performed microtremor mea- spectively
surements for roughly a year [16], investigated the dynamic 2
characteristics of the Colosseum in Italy and identied the primary ( )
Kg = Ag /Fg (2)
damage mechanism to evaluate the risk of damage or collapse for
various points of the structure. By considering the calculated K- Kb = (Ab )2 /Fb (3)
values, the maximum acceleration value that different points of
the Colosseum can accept can be calculated and proposed as a new Here, Fg and Ag are the predominant frequency and amplication
index for earthquake resistance. In addition, Mokhberi et al. [11] factor on the ground surface, and Kb and Ab are the predominant
conducted research to dene a coefcient of vulnerability index frequency and amplication factors of buildings, respectively.
for the city of Shiraz. They compared the vulnerability index ob- These parameters were estimated using the H/V spectral ratio. As
tained from the predominant frequencies with the European illustrated in Fig. 1, if maximum acceleration is 100 cm/s2 at the
Macro-seismic Scale (EMS) damage criteria and documented the basement and the Kg value is 20, the average strain at the surface
damage potential of buildings during earthquakes. Panou et al. [18] ground layer was estimated at 2000 10 6; thus, the strain
calculated the H/V spectral ratio and fundamental frequency (fo), exerted in this instance may cause damage to the ground in this
and the corresponding H/V amplitude level [13] was estimated. case. Several researchers have conrmed the relationship between
Contour maps of both fo and Ao were compared with results from K values and actual earthquake damage.
geological and geotechnical studies, as well as with macroseismic
data from the 1978 Greece earthquake and were found to be well 2.2. Vulnerability index for selected buildings
correlated. The data conrmed that the (H/V) spectral ratio tech-
nique can be used as an inexpensive and rapid tool for micro- The resonance frequency Fb and amplitude magnication Ab of
zonation studies in urban environments. Michel et al. [9] recorded structures were obtained from microtremor studies. For this pur-
ambient vibrations and estimated the fundamental frequency of pose, 11 different buildings were selected in terms of construction
about 60 various types of reinforced and masonry buildings in age, number of oors, construction style and building materials
Grenoble City and Nice (France). Statistical analysis of experi- (for examples of some of these buildings, see Fig. 3af). As shown
mental data was performed using the fundamental frequencies of in Table 1, the building types I, II, V, VII and IX were constructed
reinforced concrete shear wall structures and the results were using old masonry or by using previous UBC standards. Conversely,
compared to existing relationships. The study conrmed that only structures type III, IV, VI, VIII, X and XI were designed and con-
building height or the number of storeys had a statistical relevancy structed according to the second or third editions of the Iranian
to estimating the resonance frequency, but that the variability earthquake code.
associated with the proposed relationships was signicant [5]. The resonant frequency and amplitude magnication were
M. Mokhberi / International Journal of Disaster Risk Reduction 13 (2015) 369374 371
2.4. Discussion
Fig. 2. Demonstration of the H/V spectral ratio on the ground and on the building roof for a number of studied buildings.
Damage rates
D
D
A
A
B
B
Kb/Kg
15.08
5.94
2.20
0.65
1.00
1.60
6.15
0.13
3.11
1.11
Kg A2/F
0.325
0.325
0.325
2.25
1.65
1.8
2.3
1
25
25
12
Amplication factor on the ground
Table 3
1.5
1.5
1.5
2.5
2
7
7
4
Free-eld frequencies
1 2 3 4 5 6 7 8
1.5
6
6
6
4
4
2
4
2
2
buildings
aveKb A2/F
2.00
4.90
2.29
9.80
3.20
3.33
7.00
11.3
3. Conclusion
Using the H/V spectral ratio, the ground vulnerability index Kg,
building vulnerability index Kb and the disaster index for ground
and buildings were investigated. This research was conducted
2.7
0.8
10
8
9
7
7
6
5
5
3
damage factor increases along side the building's age. The broader
New designed and constructed
part of the city consists of granular soils and as such, the damage
Old designed and constructed
factors are smaller in this area than for the central part.
The building vulnerability index Kb, ground vulnerability index
Kg and disaster factor are all inuenced by building design,
Retrotted buildings
Reinforced masonry
short time and at a low cost. This ratio can provide valuable in-
formation about the natural frequency, amplication factor and
weak points for all types of soil and structure.
Table 2
G
A
K
B
C
E
F
I
J
Table 4
The disaster degree in different regions of Shiraz City as affected by an earthquake measuring 7 on the Richter scale.
City districts Reinforced Formal Poor strength concrete Concrete reinforced , designed with Time-worn steel New constructed steel
masonry masonry reinforced last earthquake code in past structure structure
Region 1 A B B A C A
Region 2 B D D B D B
Region 3 B C C B C B
Region 4 A C C B C B
Region 5 B D D C B
Region 6 A B B A
Basel.
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