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T H E B E H A V I O R A N L A Y S T T O D A Y V O L U M E 3 , I S S U E 1

INTERLOCKING PATTERNS OF CONDITIONAL PROBABILITY: THE


REINFORCEMENT MATRIX

Joseph D. Cautilli & Donald A. Hantula


Temple University

Abstract

To further integrated behavioral and ecobehavioral models, we introduce the idea of the
reinforcement matrix. We define the reinforcement matrix as relatively stable patterns of
interlocking contingencies. We can conceptualize this matrix at the ontological level, consisting of
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

varying reinforcement density of dynamic interaction. These interactions occur between


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interlocking elements of the social and nonsocial environment. Multiple layers of interlocking
patterns increase stability and resistance of the ecology to change. These multiple environmental
influences act on the organism and lead to gradual shifts in behavior over time. These behavioral
shifts are economical in nature based on fluctuations in reinforcement rates, amount of
reinforcement, movement toward least effort, and decreasing delay and uncertainty. While
relatively stable, the entire process drifts slowly overtime. We identify and discussed factors that
lead to this drift. The role of metacontingencies, which can lead to rapid shifts or even disturbances
in the matrix are discussed. We make suggestions for the study of communities and the
development of technology.

The experimental analysis of behavior correlate with the opposite of the above are
is a rigorous, extensive, and rapidly advancing selected against recurrence. Also, in novel
branch of biology. (Skinner, 1974, p.255) situations component repertoires can be rapidly
integrated in a process called contingency
Behavior is the locus of the interaction adduction (Andronis, 1983). In this process
between organism and environment (Baum, behavioral classes combine, the product of
1994; Hineline, 1992; Skinner, 1981). Through which then undergoes the selection process
this interaction behavior is selected (Andronis; Johnson & Layng, 1992; Layng &
ontogenetically by environmental consequences Andronis, 1984). Moment to moment attempts
(Campbell, 1956; Kimble, 1961; Skinner, 1953, to maximize the adaptive factors may not lead
1981), which correlate with the occurrence of to maximization over time. We call this process
the behavior over time (Baum, 1973). Thus the melioration (Herrnstein, 1990).
nature of reinforcement is primarily to serve the
organism as a feedback system (Baum, 1973; Due to stable environmental elements,
Hineline & Wanchissen, 1989; Timerlake, 1993, relatively stable patterns of interaction form. For
1995). In this view, variation of behavior is a example, John Gottman in studying couples
natural occurrence. Variations that lead to less discovered that non-distressed couples had a
effort, increased reinforcement density (i.e., positive to a negative interaction ratio of 5:1
higher pay off or higher amount), or decreased (Gottman, 1993; 1996). In this view we say that
aversive stimulation to which the organism is the environment-organism- environment system
susceptible are selected for continuation in closed-looped (Hineline & Wanchissen, 1989)
similar contexts (Herrnstein, 1970; Rachlin, with contexts of high probability of
Logue, Gibbon, & Frankel, 1986). For reinforcement increasing the likelihood of
organism-based theories (Hineline) this responding (stimulus control). As expected,
process is called adaptation.4 Variations that stimulus control degrades at different rates
depending on the species (Balda & Kamil, 1989;
4
. This view of adaptation avoids the teology that is often
spawned in a naive view of adaptation is sponsored by or nonadaptive in the long run (Ghiselin, 1981; Skinner,
several of the teologically oriented ethologists and 1969)
cognitivists. Adaptation in the should run may be harmful
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Krebs, Healy, & Shettleworth, 1990). ecology and ethology (Crawford, 1996). Its
Interconnecting patterns of stable probability of origins are primarily in the ...biological
reinforcement may lead relatively to stable sciences and it refer traditionally to the study of
patterns of interaction over time and even the relationships between living things and their
development of bias (Herrnstein, 1990; habitats and the formalization of the natural
McDowell, 1989; Snyder & Patterson, 1995). rules by which those interactions are governed
Bias in responding may develop after prolonged (Willems, 1977 p. 41). Behavioral ecology has
exposure to nonequivalent reinforcer parameters much in common with behavior analysis. For
(McDowell; Noll, 1995). This is similar to an example both are interested in the direct study of
idea called homeostasis in organism-based behavior, the allocation of behavior over time
theories. Shifts in stable reinforcement effects (Barker, 1963; Dubos, 1965; Field, Tonnuau,
can have profound effects not just on the target Ahearn, & Hineline, 1997), the function of
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but on all connected to the pattern. Since behavior (Axelrod, 1987; Skinner, 1953, 1957;
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behavior is selected in the past, biases Wicker, 1972; Willems, 1977). Both view
established may persist and create new problems phenomena as nonreductionistic and molar
in the system. (Hineline, 1992; Skinner, 1953; Willems, 1977).
However, behavioral ecology has remained
This paper discusses the advantage of largely interested in naturalistic observation
the matrix metaphor in conceptualizing and (Krebs & Davies, 1984). When studies are
building behavioral technology and furthering its conducted behavioral ecologists believe in only
distribution. In this view, we see reinforcement controlling enough of the context necessary to
as occurring in interlocking patterns of answer questions clearly (Barker, 1965, 1969;
conditional probability. These shifting Brandt, 1972; Chapanis, 1967; Gump & Kounin,
probabilities are linked in an interconnected 1959-1960; Menzel, 1969; Willem, 1965, 1969).
system. This view may have particular the This lack of intense control of the subject matter
benefit for integrating behavioral and has left them focused on large scale processes
ecobehavioral models. Subtle shifts in the (Crawford). Furthermore, behavioral ecologists
stability of reinforcement over time may are left without the benefit of inferred and well-
produce changes in emotional by products tested concepts like reinforcement (see Sells,
(Hineline, 1997, personal communication; 1966 for issues around problems with encoding
Skinner, 1972) for all organisms involved. Thus the environment).
we review factors that lead to both gradual and
extreme changes in the reinforcement matrix. In behavior analysis, the inferred
Finally we discuss the limitations of the matrix process of reinforcement led to studies of
notion. schedules (Ferster & Skinner; 1957; Skinner,
1969) and eventually to the integration of
WHAT IS BEHAVIORAL ECOLOGY? schedule data into the matching law, as the basic
Ernst Mayr (1991) pointed out that an model of choice (Herrnstein, 1990). The issue
evolutionary perspective can readily answer all that remained was how to code reinforcement in
ecological questions. He provides the following the natural environment (Watson, 1979). They
examples: made a single hypothesis here: common cultural
experience would determine positive and
...the ecologist asks to what extent an negative valences (Buehler, Patterson, &
ecosystem is the result of such evolutionary Furniss, 1966; Gottman & Roy, 1990; Hoffman,
forces as competition and predation? By what Fagot, Reid, & Patterson, 1987; Snyder &
kind of selection pressures is the partitioning of Patterson, 1986). Thus behavioral ecology, with
resources controlled? (p.154) its macrolevel naturalistic focus and behavior
analysis with its individual and precision
A sub-branch of ecology is behavioral methods from the lab, began integration in the
ecology. Behavioral ecology is a combination of 1970's (for early attempts see Rogers-Warren &

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T H E B E H A V I O R A N L A Y S T T O D A Y V O L U M E 3 , I S S U E 1

Warren, 1977) continuing today (Lutzer & question the utility of such a model in the
Campbell, 1994; Schroeder, 1990). treatment of children and call to return to a more
direct model of service delivery (Witt, Gresham,
Why Develop a Matrix Concept & Noell, 1996). While not wishing to enter this
debate and recognizing that important deficits do
Applied behavior analysis has a primary exist in the current consultation model, it is
focus on shifting behavior in context. This important to note that indirect models can be
behavior change can be very beneficial to the developed to have powerful effects. For
survival possibilities, health status, or example, it is common practice in third world
reproductive success of the organism. Behavior countries to reduce the cases of malaria by
analysiss success is drawn from its ability to introducing fish into local rivers. These fish eat
break down the context into antecedents and the larvae of the mosquitoes that carry malaria
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consequences over time. By doing this behavior from animal to animal.


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analysts can determine the function of that


behavior (Axelrod, 1987) and generate treatment FACTORS THAT LEAD TO SUBTLE CHANGE
options (Axelrod, Spreat, Berry, & Moyer,
1993). This has led to the unparalleled applied Behavioral Momentum
success (Timberlake & Farmer-Dougan, 1991)
Kounin (1970) observed relationships
and production of technology that is par
between teacher behavior and student behavior.
excellence (Willems, 1974b, p.151). However,
He discovered that independent of the types of
behavior analysts are less apt at predicting the
management techniques employed by teachers,
changes in the larger environment after they
students behavior problems were fewer in
have set up the behavior change program
classes where teachers could establish a flow.
(Cautilli, Rosenwasser, & Skinner, 1996). By
Teachers established this flow by giving
not being aware of the shifting patterns of
continuous signals to attend. The teachers
reinforcement that result as a byproduct of our
ignored minor disruptions or used non-
intervention we often miss other effects
disruptive techniques of disciplining students
(Willem, 1973a, 1973b, 1974a, 1977). These
such as eye stares. Kounin called this ability to
other effects may be positive (McDowell,
establish flow momentum. Mace et al. (1988)
1981; Sajwai, Twardosz & Burke, 1972) or
linked reinforcement rates to increased flow of
negative (Kazdin, 1982; Knoll, 1995).
behavior. As a process, behavioral momentum
According to Kazdin new negative behaviors are
shifts the availability of environmental
often a case of symptom substitution. Also
contingencies, making the interactional
other effects may slow the adoption of
reinforcement the highest density.
behavioral technology or lead to unanticipated
discontinuation of successful programs (Cautilli
et al.). If behavior analysts focused on the Behavioral Contrast
reinforcement matrix, they will be better able to Historically behavioral ecologists have
analyze a broader range of possible outcomes had an interest in how animals allocate time
from the cascade of changes that might take between environments (Sells, 1966). A method
place with shifts in metacontingencies to the that explains these phenomena at least in part is
subtle drifts that over time might become that of behavioral contrast. Given two contexts
problematic. A and B, if the reinforcement density in context
A begins to dwindle, the organism spends not
A second reason for focusing on a just less time in context A but also more time in
matrix concept is that it might lead to better context B. This ratio shift in density and
indirect services. For example, Bergan and subsequent shifts in allocation of time represents
Kratochwill (1990) view behavioral consultation behavioral contrast (Hantula & Crowell, 1994b).
as an indirect service model. In this model the Contrast exemplifies the interconnected patterns
consultant works with the consultee to change of response choice. It also shows how, over
the behavior of the client. This has led some to time, minor drifts in reinforcement density can
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have profound changes in behavior. For in the matrix of reinforcement. In the applied
example, if a person is dating two significant world we use this natural process to shape
others and after awhile one person becomes less responses. This parallels what organismic
fun to be around, they will spend less time theorists call zones of proximal development.
with that person. However, they will also spend (Vygotsky, 1978). In zones of proximal
more time with the person who had not changed development, the organism is seen as adapting
(Hantula, 1997, personal communication). This by moving from what can be done independently
can have profound ecological effects on the to what can be done with assistance. Shifts are
second relationship due to increased time made gradually starting with what can be
allotment. Hursh (1984) does not see this performed.
relationship as a rational process but an
economical one. Instructional Effects
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Behavioral ecology and behavior


Reinforcement Erosion
analysis share many common elements in their
Jacobson and colleagues introduced the study of communication. Both models began as
concept of reinforcement erosion (Jacobson & heavily speaker focused (Krebs & Dawkins,
Christensen, 1996; Jacobson & Margolin, 1979). 1978; Skinner, 1957) and only later became
Reinforcement erosion builds on the organismic more focused on the receiver (Baum, 1995;
concept of habituation. Reinforcement erosion is Cerutti, 1989; Endler, 1993; Hayes & Hayes,
considered a natural process where reinforcers 1989; Guilford & Dawkins, 1991; Krebs &
gradually lose their effectiveness over time Dawkins, 1984; Skinner, 1966b). Also both
(Jacobson & Christensen). For example, a models focus on functional aspects of
couples sexual routine may become less fun communication (Buehler & Richmond, 1963;
over time. Dawkins & Krebs, 1978; Krebs & Dawkins,
1984; Salzinger, 1979; Skinner, 1957).
Aging However, behavioral ecology has failed to move
past single utterances and displays (see Kuczaij
The biological interactions with & Kirkpatrick, 1993 for review).
environmental contingencies change with age
(Skinner, 1987a). As sensory systems become We can view communication in terms of
dull, less stimulation occurs, reactions slow and reinforcement (Baum, 1995; Buehler &
weaken (Skinner, 1987a). All these contribute Richmond, 1963; Ervin-Tripps, 1972; Skinner,
to old preferences changing and new ones 1957). From this perspective on phenomena of
emerging. These shifts lead to other shifts in the interest is the movement of rule or instruction
context. For example with age, older people tend between speaker and listener (Baum, 1995;
to withdrawal from the center of society and Cerutti, 1989; Hayes & Hayes, 1989) and
thus the experiences that they have learned are compliance to those rules (Carpenter,
less likely to be turned into instructions. Tomassello, & Savage-Rumbaugh, 1995;
Cautilli & Hantula, 2001). Instructional effects
Differential Effectiveness of Behaviors Within a Class can change the reinforcing nature of events
(Rakos, 1992). Hayes and Hayes (1989) argued
A rat in an operant chamber can press a that we follow rules for their functional utility.
lever with either his or her head or paw to obtain Baum (1995) showed how this utility leads to
reinforcement; however, paw use can produce increased reproductive success, health status,
quicker rates of responding. Thus, we see a and/or fitness. Instruction can heighten
gradual shift from head use to paw. Thus while sensitivity or lead to a relative insensitivity by
topography of behavior moves to least effort, opening the listener to collateral contingencies
certain responses will undoubtedly have that are social (Cerutti). In other words
differential effects on the environment. This instruction serves as a discriminative signal that
differential effect can produce gradual changes other contingencies are present in the matrix at a
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given point. These other contingencies that arise banks going bankrupt and I will never collect on
from the verbal community, lead to the my retirement fund. Similar arguments to move
development of culture (Skinner, 1957, 1987b). away from teleological cognitive explanations
For example Carpenter and colleagues (1995) and return to selection explanations have
compared the social interactions and imitative occurred in biology (Ghiselin, 1969, 1974,
behavior of children, chimpanzees raised by 1981). The trick at the ontological level is to be
other chimps, and chimpanzees raised by able to discriminate the key environmental
humans. They discovered that chimps raised by predictors and to create accurate verbal rules.
humans were closer to human children in This is also the way that science proceeds
imitation and compliance than they were to wild (Skinner, 1990).
chimps. They suggested that human like
sociocultural activity is a critical feature in Even complex verbal behavior like
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human cognitive development. These factors scientific progression can be viewed as the
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were at least partially recognized early in product of variation and selection. This view
sociolinguistics as they tried to integrate was stated in the evolutionary model of Popper
Skinners (1957) concepts into mainstream (1975). In this view science serves as adaptive
language studies (see Ervin-Tripps). behavioral learning. It adapts through two
processes: instruction and selection (Popper,
The verbal specialist can use instruction p. 73). Scientific theories serve as structures
to manipulate the behavior of the listener transmitted by instruction during social tradition
(Dawkins & Krebs, 1978) through autoclitics and imitation. If mutation occurs, new
(Skinner, 1957) and deception (Cautilli & instructions arise from within the organism
Hantula, 2001). For example, stories are verbal (from the history in behavior analytic terms).
behavior with autoclitics designed to increase These new rules are exposed to certain
the probability that instructions will be pressures, challenges, or problems. In response
replicated and followed. All language is learned variation to traditional instructions are produced
in compliance contexts (Cautilli & Hantula; by methods that are at least partly random
Tomasello, Strosberg, & Akhtar, 1996). Second, (p.73). It continues to be important to note as
we train children from childhood to discriminate Guerin (1992) did that what might be thought to
the instructions in a story. This occurs in school be a tact may just as well be an intraverbal,
when children read and are asked to identify the under the control of social reinforcement and not
main idea of a paragraph or when parents ask under stimulus control of the experimental
children for the moral of a story. context.

This view can explain an apparent Bias may also enter verbal behavior
phenomenon often evoked by organism-based (Dishion, Spracklen, Andrews, & Patterson,
theorists: human can see into the future and 1996). For example, Dishion and colleagues
adapt to situations before they arise. They need discovered that deviant peer groups were more
not evoke this form of ontogenetic teleology to likely to reinforce rule-breaking talk. Over time
account for these phenomena. A more accurate this pattern is prognostic of escalation in
way to view the situation is that humans offenses. This establishes rule-breaking talk as
discriminate processes in the present and tact adaptive in the peer group, serving to stabilize
rules to those processes. For example, I may relationships. Some branches of psychology try
save money for retirement because I have seen to capitalize on biases that develop in speech.
my father grow older and others in my life grow The major assumption underlying protective
older and I can generate the rule that some day I testing is that the use of vague stimuli that can
will grow old. Notice that the rule functions in have multiple interpretations will encourage the
the present and does not actually represent the emission of responses that the interviewee
future: illness, accident or war can cut my life would not share in direct questioning (Chandler,
short and I may never reach retirement age. Also 1990). In behavior analytic terms ambiguous
ecological factors might invade here such as the stimuli will lead to the production of verbal
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behavior of a generalized response class of begin with a chimp wandering into a group of
tacted verbal rules. As Skinner (1936) noted baboons. Silently, other male chimps descend
repeating themes in protective instruments might from the trees and meander toward the same
fit into this category. However, it is equally general spot. Suddenly they all close in on one
plausible that the verbal response class that baboon and in an instant the hunt is over. The
might be emitted might be a mand to the chimps divide the spoils and the screaming
clinician such as I need help or I am ill. This baboons soon calm (Teleki, 1973).
was the case in the early studies conducted on
suicide notes (Osgood & Walker, 1959). Osgood To integrate behavior analysis and
and Walker compared study suicide notes with cultural materialism, Glenn (1988) developed
fakes. The frequency and intensity of mands the concept of the metacontingency.
were robust predictors of attempters vs. Metacontingencies are contingencies that affect
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completers and real notes from fake. Also it is the group (Glenn, 1988, 1991). These
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equally possible that responses on a protective contingencies may overwhelm individual


test could serve as intraverbals under control of contingencies. An example of a
prompts and restricted social reinforcement from metacontingency occurs in the baboon.
the experimenter or clinician. Indeed this last is Ecological stress constrains both group size and
not just restricted to a protective test but is also social activity (Dunbar, 1992). Dunbar showed
problematic for ethnographers and legal experts that increased ecological stress led to greater risk
studying eye witness testimony (Loftus & of fragmentation. This shows how
Palmer, 1974; Loftus & Zanni, 1975). Putting metacontingencies can lead to drastic changes in
these factors aside however, a picture of the reinforcement matrix. In humans, changes in
personality as biased patterns of verbal the infrastructure lead to higher rates of spousal
responding begins to emerge, which is consistent abuse, depression, and teen pregnancy (see
with Kohlenberg and Tsai (1991) and Millon Biglan, Lewis, & Hops, 1990 for review). We
(1986, 1996). will discuss three sources of metavariation in the
matrix: technological innovation, introduction of
FACTORS THAT LEAD TO MORE PROFOUND new organisms, and increases or decreases in
CHANGE delay.

Metacontingencies
Technological Innovation
One basic goal of behavioral ecology is
One metacontingency that needs to
to attempt to understand how well defined
receive more study is the role of technology.
differences in niche or habitat affect social
Technology changes society both directly and
organization (Gould, 1982). Organizing human
indirectly. Directly, there is a need to study the
habitats to ensure the survival of those
interaction between person and technology.
communities has a long standing interest for
Kipnis (1997) explored the relationship as
behavior analysts (Skinner, 1971, 1974, 1986).
society progress through agricultural,
There is growing interest in this area from
mechanistic and finally automated phases. The
behavior analysts (Foxall, 1990, 1994; Glenn,
person-technology relationship has replaced the
1988; Glenn & Madden, 1995), who have sought
person-person relationship in growing areas of
integration with other materialist perspectives.
the workforce and it is expected that this trend
This materialistic view may not be limited to
will continue. Skinner (1984) identified that the
humans (see McGrew, 1992). Many unique
increased use of technology may remove people
aspects of the human appear in chimpanzees,
from contact with the natural reinforcers in their
such as tool use and cooperative hunting (Gould;
environment. This might lead to increased
McGrew). For example, gang like behavior is
alienation or split between person and nature
common in chimpanzees. Some of the favorite
(Du Nann Winter, 1996). Indirectly, technology
targets of chimps hunts are juvenile baboons.
changes society by changing language. Skinner
Examining the hunting pattern we see that it can
(1957) alluded to the fact that language grows
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through metaphors. Technology changes and (verbal behavior). Thus many societies are
replaces the metaphors of the community experiencing drastic restructuring of how we
(Postman, 1993). For example, the brain went conduct business.
though metaphors of aqueducts, telegraphs,
serial computer, and currently parallel LIMITATIONS OF THE MODEL OF
distributive processor. Each metaphor brought a INTERLOCKING CONTINGENCIES AND
host of changes in basic interpretation of action AREAS OF FUTURE WORK
and led to some understanding and some History effects while often alluded to in
limitations in understanding. behavior analysis are now being created directly
(Field et. al, 1997; Goltz, 1992, 1993; Hantula,
Introduction of New Organisms 1992; Hantula & Crowell, 1994a). So is the case
with patterns of interlocking contingencies.
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Barker (1968, 1969, 1987) did not see


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the introduction of new organisms as a problem. Ferster & Skinner (1957) used yoked schedules
He assumed that the systems setting events to study variables that operate within schedules.
would use punishment methods like deviation This method proved useful in studying inter-
countering (e.g., reprimands) and vetoing response times and the probability of
(exclusion, social shunning) to bring the new reinforcement (Anger, 1956; Kruch & Platt,
members into line (Barker, 1969; Wicker, 1972). 1976) and to study response rates in VR versus
Thus their organisms over time would fit VI schedules (Zuriff, 1970). These procedures
together comfortably (Wicker, 1979, p. 10). might be modifiable to test stability patterns of
This might hold for social systems were all interlocking reinforcement schedules. We may
members share a relatively common learning understand in this fashion, dismantle, and then
history; however as Foxall (1994) pointed out synthesize many societal events.
this would not hold for people exposed to other
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