Documente Academic
Documente Profesional
Documente Cultură
Legend:
O - Original transaction, A - First amendment to transaction, A' - Second amendment to transaction, AP - Amendment to paper filing, etc.
Insider's Relationship to Issuer: 1 - Issuer, 2 - Subsidiary of Issuer, 3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or
Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 8 - Deemed Insider - 6 Months before becoming Insider.
* - The asterisk beside a "Balance of securities held as of transaction date" means the insider disagreed with the system calculated balance when the transaction was reported. The balance reported by the insider
associated with this transaction can be found under "Insider's calulated balance" by searching for this transaction using the Insider Transaction Detail report.
Warning: The "closing balance of the equivalent number or value of underlying securities" reflects the total number or value of underlying securities to which the derivative contracts held by the insider relate. This disclosure does
not mean and should not be taken to indicate that the underlying securities have, in fact, been acquired or disposed of by the insider.
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960018 2017-02-21 2017-02-21 Direct Ownership 50 - Grant of options +500,000 0.0700 2,000,000 2022-02-21 Common Shares +500,000 2,000,000
2959385 2017-02-17 2017-02-17 Direct Ownership 51 - Exercise of -12,500 6.9000 *179,100 6.9000 2017-02-23 Common Shares -12,500 179,100
options
-2-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-3-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-4-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-5-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960588 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -9,043 14.0800 27,978 Class B Voting -9,043 27,978
Shares
2959230 2017-02-14 2017-02-17 Direct Ownership 59 - Exercise for cash -25,000 13.5200 692,447 Class B Voting -25,000 692,447
Shares
2960624 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -144,168 14.0800 548,279 Class B Voting -144,168 548,279
Shares
-7-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958583 2016-12-28 2017-02-16 Direct Ownership 16 - Acquisition or +136,363 0.0800 136,363 2019-12-20 Common Shares +136,363 136,363
disposition under a
prospectus
exemption
-8-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958579 2017-02-13 2017-02-16 Indirect Ownership 57 - Exercise of rights +13,334 2.5000 43,602
Solium Capital
-9-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-10-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958970 2017-02-16 2017-02-17 Indirect Ownership 90 - Change in the +2,000 12.0800 4,000
nature of ownership
Spousal RRSP
-12-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959609 2017-02-17 2017-02-20 Direct Ownership 50 - Grant of options +200,000 0.3700 200,000 0.3700 2022-02-14 Common Shares +200,000 200,000
-14-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-15-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-16-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-17-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-18-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958763 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -28,200 8.6200 424,433 8.6200 2019-03-21 Common Shares -28,200 424,433
options
2958752 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of -126,100 8.6200 298,333 8.6200 2019-03-21 Common Shares -126,100 298,333
options
2958015 2017-02-14 2017-02-15 Direct Ownership 51 - Exercise of -20,900 6.6000 155,750 6.6000 2018-12-01 Common Shares -20,900 155,750
options
2958018 2017-02-14 2017-02-15 Direct Ownership 51 - Exercise of -12,500 6.9200 143,250 6.9200 2018-03-07 Common Shares -12,500 143,250
options
2958022 2017-02-14 2017-02-15 Direct Ownership 51 - Exercise of -2,000 7.0500 141,250 7.0500 2018-03-10 Common Shares -2,000 141,250
options
-19-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959145 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -23,000 7.0500 118,250 7.0500 2018-03-10 Common Shares -23,000 118,250
options
2958115 2017-02-13 2017-02-16 Direct Ownership 50 - Grant of options +200,000 200,000 0.0500 2027-02-08 Common Shares +200,000 200,000
2957982 2017-02-13 2017-02-15 Direct Ownership 50 - Grant of options +200,000 400,000 0.0500 2027-02-08 Common Shares +200,000 400,000
-21-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2957872 2017-02-15 2017-02-15 Direct Ownership 56 - Grant of rights +399 11,076 Common Shares +399 11,076
Issuer: Aveda Transportation and Energy Services Inc.(formerly Phoenix Oilfield Hauling Inc.)
-22-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959625 2017-02-17 2017-02-20 Direct Ownership 51 - Exercise of -250,000 0.3000 850,000 0.3000 2017-02-17 Common Shares -250,000 850,000
options
-24-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2956270 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +5,612 58.1400 5,612
A' 2956275 2017-02-10 2017-02-16 Direct Ownership 57 - Exercise of rights +2,806 58.1400 8,418
A 2956265 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +7,016 58.1400 17,599
A 2956268 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +3,507 58.1400 21,106
A' 2956338 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +32,976 58.1400 65,984
A 2956350 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +16,488 58.1400 82,472
A 2956290 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +7,016 58.1400 48,685
A 2956294 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +3,507 58.1400 52,192
-26-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2956307 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +7,016 58.1400 7,016
A 2956314 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +3,507 58.1400 10,523
A 2956323 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +9,822 58.1400 109,822
A 2956328 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +4,911 58.1400 114,733
A 2956255 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +7,016 58.1400 7,041
A 2956258 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +3,507 58.1400 10,548
-27-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2956272 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -6,040 58.1400 10,757 Common Shares -6,040 10,757
A 2956267 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -7,549 58.1400 10,654 Common Shares -7,549 10,654
A 2956344 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -35,481 58.1400 50,073 Common Shares -35,481 50,073
A 2956291 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -7,549 58.1400 14,228 Common Shares -7,549 14,228
A 2956281 2017-02-09 2017-02-15 Direct Ownership 57 - Exercise of rights -2,014 Common Shares -2,014
A' 2956281 2017-02-09 2017-02-15 Direct Ownership 57 - Exercise of rights -2,014 58.1400 3,353 Common Shares -2,014 3,353
A 2956311 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -7,549 58.1400 5,302 Common Shares -7,549 5,302
-28-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2956326 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -10,569 58.1400 8,586 Common Shares -10,569 8,586
A 2956257 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -7,549 58.1400 11,725 Common Shares -7,549 11,725
A 2956269 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -12,079 58.1400 21,512 Common Shares -12,079 21,512
A 2956263 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -15,099 58.1400 21,307 Common Shares -15,099 21,307
A 2956334 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -70,962 58.1400 100,144 Common Shares -70,962 100,144
-29-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2956288 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -15,099 58.1400 28,456 Common Shares -15,099 28,456
A' 2956277 2017-02-09 2017-02-15 Direct Ownership 57 - Exercise of rights -4,026 58.1400 6,706 Common Shares -4,026 6,706
O 2956277 2017-02-10 2017-02-10 Direct Ownership 57 - Exercise of rights -4,026 Common Shares -4,026
A 2956301 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -15,099 58.1400 21,307 Common Shares -15,099 21,307
A 2956318 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -21,138 58.1400 15,713 Common Shares -21,138 15,713
A 2956254 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights -15,099 58.1400 23,448 Common Shares -15,099 23,448
A 2956285 2017-02-09 2017-02-15 Direct Ownership 57 - Exercise of rights +2,014 58.1400 25,098 Common Shares +2,014 25,098
O 2956279 2017-02-10 2017-02-10 Direct Ownership 57 - Exercise of rights +4,026 Common Shares +4,026
A 2956279 2017-02-10 2017-02-15 Direct Ownership 57 - Exercise of rights +4,026 58.1400 29,124 Common Shares +4,026 29,124
-30-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-32-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960464 2017-02-17 2017-02-22 Direct Ownership 37 - Stock split or -147,600 16,400 Common Shares -147,600 16,400
consolidation
2959551 2017-02-17 2017-02-18 Indirect Ownership 37 - Stock split or -15,606 *1,735 Common Shares -15,606 1,735
consolidation
Avaron Mining Corp.
-33-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960088 2017-02-17 2017-02-21 Direct Ownership 37 - Stock split or -144,000 16,000 Common Shares -144,000 16,000
consolidation
2960094 2017-02-17 2017-02-21 Indirect Ownership 37 - Stock split or -87,399 9,711 Common Shares -87,399 9,711
consolidation
Avaron Mining Corp.
-34-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2923852 2016-12-02 2017-02-21 Direct Ownership 35 - Stock dividend +30 Common Shares +30
A' 2923852 2016-12-02 2017-02-21 Direct Ownership 35 - Stock dividend +30 20,937 Common Shares +30 20,937
O 2923855 2016-12-02 2016-12-08 Direct Ownership 59 - Exercise for cash -17,939 9.0750 Common Shares -17,939
A 2923855 2016-12-02 2017-02-21 Direct Ownership 59 - Exercise for cash -4,427 9.0750 16,510 Common Shares -4,427 16,510
2960586 2017-02-17 2017-02-22 Direct Ownership 35 - Stock dividend +59 16,805 Common Shares +59 16,805
-35-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-36-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959251 2017-02-14 2017-02-17 Direct Ownership 16 - Acquisition or +150,000 0.3000 150,000 2019-02-14 Warrants +150,000 150,000
disposition under a
prospectus
exemption
2959239 2017-02-14 2017-02-17 Direct Ownership 16 - Acquisition or +175,000 175,000 0.3000 2019-02-14 Warrants +175,000 175,000
disposition under a
prospectus
exemption
-37-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-38-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-39-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Security Designation : Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
Insider: Lvesque, Sylvain
Insider's Relationship to Issuer: 5 - Senior Officer of Issuer
2959078 2017-02-16 2017-02-17 Direct Ownership 00 - Opening 194,595
Balance-Initial SEDI
Report
-40-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959086 2017-02-15 2017-02-17 Direct Ownership 10 - Acquisition or -175,000 37.0700 USD 6,772,914
disposition in the
public market
-41-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959087 2017-02-16 2017-02-17 Direct Ownership 10 - Acquisition or -30,233 37.1500 USD 6,742,681
disposition in the
public market
2959104 2017-02-17 2017-02-17 Indirect Ownership 46 - Compensation +700,000 36.8821 USD 28,725,571
for services
Partners/Partners
Value Investment/BAM
Holdings Corps
2960248 2017-02-17 2017-02-21 Indirect Ownership 46 - Compensation +600,000 36.8821 USD 4,087,574
for services
BAM Holdings Corp.
-43-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960881 2017-02-17 2017-02-22 Direct Ownership 56 - Grant of rights +12,444 36.8821 USD 680,893
2959118 2017-02-17 2017-02-17 Direct Ownership 56 - Grant of rights +16,268 36.8821 USD 904,691
-44-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960929 2017-02-17 2017-02-22 Direct Ownership 56 - Grant of rights +3,629 36.8821 USD 81,969
2960251 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +12,444 36.8821 USD 762,556
2960868 2017-02-17 2017-02-22 Direct Ownership 56 - Grant of rights +12,444 36.8821 USD 140,586
-45-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960818 2017-02-17 2017-02-22 Direct Ownership 50 - Grant of options +600,000 36.8821 USD 4,877,498 2027-02-16 Common Shares +600,000 4,877,498
Class A Limited
Voting
2960310 2017-02-16 2017-02-21 Direct Ownership 51 - Exercise of -562,500 11.7667 300,000 Common Shares -562,500 300,000
options Class A Limited
Voting
2960236 2017-02-16 2017-02-21 Direct Ownership 51 - Exercise of -300,000 11.7667 450,000 Common Shares -300,000 450,000
options Class A Limited
Voting
2958120 2017-02-14 2017-02-16 Indirect Ownership 10 - Acquisition or +550 22.8400 USD 6,342
disposition in the
SDSEP, LLC public market
-46-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958121 2017-02-14 2017-02-16 Indirect Ownership 10 - Acquisition or +362 22.8400 USD 6,704
disposition in the
SDSEP, LLC public market
-48-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958481 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +1,860 27.2100 1,860 2019-11-15 Common Shares +1,860 1,860
-49-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960439 2017-02-20 2017-02-21 Direct Ownership 50 - Grant of options +300,000 800,000 0.2700 2022-02-20 Common Shares +300,000 800,000
A 2954153 2017-02-03 2017-02-20 Indirect Ownership 16 - Acquisition or +33,333 0.2000 66,666 0.2000 2018-02-02 Common Shares +33,333 66,666
disposition under a
Vega Capital Inc. prospectus
exemption
2960116 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +592 71.6600 USD 27,698 Common Shares +592 27,698
2960110 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +40 93.8500 1,777 Common Shares +40 1,777
-51-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960122 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +19,297 71.6600 USD 81,700 Common Shares +19,297 81,700
2959000 2017-02-15 2017-02-17 Indirect Ownership 90 - Change in the +6,130 39.6900 106,643
nature of ownership
Solium Capital
-52-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-53-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-54-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-55-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960510 2017-02-22 2017-02-22 Indirect Ownership 11 - Acquisition or +567 13.0500 USD 567
disposition carried
Valerie K. Ritch out privately
-57-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960638 2017-02-21 2017-02-22 Control or Direction 10 - Acquisition or -5,000,000 1.7570 GBP 32,549,372
disposition in the
El-Raghy Kriewaldt Pty public market
Ltd
-58-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2959210 2017-02-15 2017-02-17 Indirect Ownership 10 - Acquisition or +20,000 0.1875 USD 20,000
disposition in the
EL II Properties Trust public market
A 2959212 2017-02-16 2017-02-17 Indirect Ownership 10 - Acquisition or +20,000 0.1900 USD 40,000
disposition in the
EL II Properties Trust public market
A 2959214 2017-02-16 2017-02-17 Indirect Ownership 10 - Acquisition or +17,500 0.1873 USD 57,500
disposition in the
EL II Properties Trust public market
2959218 2017-02-16 2017-02-17 Indirect Ownership 10 - Acquisition or +19,000 0.1839 USD 76,500
disposition in the
EL II Properties Trust public market
-59-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A' 2816761 2016-03-31 2017-02-21 Indirect Ownership 11 - Acquisition or +17,973 13.9100 184,639
disposition carried
JBG Management Inc. out privately
-60-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-61-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959899 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +1,433 9,655 51.7800 Common Shares +1,433 9,655
2959901 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +3,023 10,781 51.7800 Common Shares +3,023 10,781
2958908 2016-12-31 2017-02-17 Direct Ownership 30 - Acquisition or +141 4,596 51.0200 Common Shares +141 4,596
disposition under a
purchase/ownership
plan
2959902 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +2,046 6,642 51.7800 Common Shares +2,046 6,642
-63-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958913 2016-12-31 2017-02-17 Direct Ownership 30 - Acquisition or +164 8,693 51.0200 Common Shares +164 8,693
disposition under a
purchase/ownership
plan
2958909 2016-12-31 2017-02-17 Direct Ownership 30 - Acquisition or +428 22,969 51.0200 Common Shares +428 22,969
disposition under a
purchase/ownership
plan
-65-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Issuer: Claren Energy Corp. (formerly known as Terra Nova Energy Ltd.)
Security Designation : Common Shares
Insider: Tognetti, John
Insider's Relationship to Issuer: 3 - 10% Security Holder of Issuer
2958691 2017-02-16 2017-02-17 Direct Ownership 10 - Acquisition or -11,500 0.2000 4,424,250
disposition in the
public market
A 2947933 2017-01-23 2017-02-15 Direct Ownership 50 - Grant of options +250,000 *275,000 0.2000 2022-01-23 Common Shares +250,000 275,000
2960065 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +5,000 45.0000 USD 25,000 2022-02-17 Options Subordinate +5,000 25,000
Voting Shares
O 2960311 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +20,000 45.0000 USD 2017-02-22 Options Subordinate +20,000
Voting Shares
-67-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2960311 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +20,000 45.0000 USD 20,000 2022-02-17 Options Subordinate +20,000 20,000
Voting Shares
A 2960317 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +5,000 45.0000 USD 30,000 2022-02-17 Options Subordinate +5,000 30,000
Voting Shares
2960277 2017-02-17 2017-02-21 Direct Ownership 51 - Exercise of -18,000 18.6600 USD 232,000 2017-02-17 Options Subordinate -18,000 232,000
options Voting Shares
2960358 2017-02-21 2017-02-21 Direct Ownership 51 - Exercise of -5,000 18.6600 USD 25,000 2017-03-03 Options Subordinate -5,000 25,000
options Voting Shares
-68-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
O 2960295 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +30,000 45.0000 USD 2012-02-17 Options Subordinate +30,000
Voting Shares
A 2960295 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +30,000 45.0000 USD 90,000 2022-02-17 Options Subordinate +30,000 90,000
Voting Shares
A 2960299 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +25,000 45.0000 USD 112,500 2022-02-17 Options Subordinate +25,000 112,500
Voting Shares
-69-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-70-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-71-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A' 2958350 2017-02-16 2017-02-20 Direct Ownership 16 - Acquisition or +200,000 0.0500 200,000
disposition under a
prospectus
exemption
2960443 2017-02-16 2017-02-21 Direct Ownership 16 - Acquisition or +200,000 0.0750 200,000 2019-02-16 Common Shares +200,000 200,000
disposition under a
prospectus
exemption
-72-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Issuer: Corby Spirit and Wine Limited (formerly Corby Distilleries Limited)
A 2958661 2016-12-31 2017-02-17 Direct Ownership 30 - Acquisition or +996 12.5600 USD 10,547
disposition under a
purchase/ownership
plan
2958662 2016-12-31 2017-02-17 Direct Ownership 30 - Acquisition or +613 10.2000 USD 11,160
disposition under a
purchase/ownership
plan
-74-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958529 2017-02-15 2017-02-16 Direct Ownership 30 - Acquisition or +33,761 0.1481 33,761 2019-06-30 Rights Common +33,761 33,761
disposition under a Shares
purchase/ownership
plan
2958526 2017-02-15 2017-02-16 Direct Ownership 30 - Acquisition or +33,761 0.1481 33,761 2018-06-30 Rights Common +33,761 33,761
disposition under a Shares
purchase/ownership
plan
-75-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960027 2017-02-17 2017-02-21 Indirect Ownership 90 - Change in the +30,000 0.5800 30,000
nature of ownership
RRSP
-76-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958037 2017-02-10 2017-02-15 Indirect Ownership 10 - Acquisition or +48,800 0.0995 USD 9,966,308
disposition in the
Alder Investments public market
(1993) Ltd.
2958035 2017-02-13 2017-02-15 Indirect Ownership 10 - Acquisition or +10,000 0.0940 USD 10,056,308
disposition in the
Alder Investments public market
(1993) Ltd.
-77-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958384 2017-02-15 2017-02-16 Indirect Ownership 10 - Acquisition or +500 0.0900 USD 10,056,808
disposition in the
Alder Investments public market
(1993) Ltd.
2960196 2017-02-17 2017-02-21 Indirect Ownership 10 - Acquisition or +15,000 0.0920 USD 10,071,808
disposition in the
Alder Investments public market
(1993) Ltd.
-78-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958325 2017-02-14 2017-02-16 Direct Ownership 90 - Change in the -7,600 735.0000 1,381,593
nature of ownership
2958327 2017-02-14 2017-02-16 Indirect Ownership 90 - Change in the +7,600 735.0000 83,400
nature of ownership
1707541 Ontario
Limited
-80-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959932 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +200,000 200,000 0.3100 2027-02-16 Common Shares +200,000 200,000
A 2959862 2016-08-01 2017-02-22 Direct Ownership 00 - Opening 13,600 Common Shares 13,600
Balance-Initial SEDI
Report
2959863 2017-02-15 2017-02-20 Direct Ownership 50 - Grant of options +11,900 45.1600 25,500 2027-02-14 Common Shares +11,900 25,500
2959855 2017-02-15 2017-02-20 Direct Ownership 50 - Grant of options +18,800 45.1600 83,400 2027-02-14 Common Shares +18,800 83,400
2959849 2017-02-15 2017-02-20 Direct Ownership 56 - Grant of rights +11,152 22,959 Cash payment after +11,152 22,959
3 year period based
on common share
value
2959869 2017-02-15 2017-02-20 Direct Ownership 56 - Grant of rights +16,516 16,516 Cash payment after +16,516 16,516
3 year period based
on common share
value
A 2959860 2016-08-01 2017-02-22 Direct Ownership 00 - Opening 6,604 Cash payment after 6,604
Balance-Initial SEDI 3 year period based
Report on common share
value
2959861 2017-02-15 2017-02-20 Direct Ownership 56 - Grant of rights +3,572 10,176 Cash payment after +3,572 10,176
3 year period based
on common share
value
-84-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959854 2017-02-15 2017-02-20 Direct Ownership 56 - Grant of rights +5,088 17,372 Cash payment after +5,088 17,372
3 year period based
on common share
value
2959867 2017-02-15 2017-02-20 Direct Ownership 56 - Grant of rights +4,404 4,404 Cash payment after +4,404 4,404
3 year period based
on common share
value
-85-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959856 2017-02-15 2017-02-20 Direct Ownership 56 - Grant of rights +2,078 8,168 Cash payment after +2,078 8,168
3 year period based
on common share
value
-86-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960389 2016-09-16 2017-02-21 Direct Ownership 56 - Grant of rights +706 60,334 Common Shares +706 60,354
(DSUs - Paid out in
Cash on
Retirement)
2960391 2016-12-01 2017-02-21 Direct Ownership 30 - Acquisition or +573 60,907 Common Shares +573 60,927
disposition under a (DSUs - Paid out in
purchase/ownership Cash on
plan Retirement)
2960393 2016-12-09 2017-02-21 Direct Ownership 56 - Grant of rights +733 61,640 Common Shares +733 61,660
(DSUs - Paid out in
Cash on
Retirement)
-87-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960403 2016-09-16 2017-02-21 Direct Ownership 56 - Grant of rights +335 111,974 Common Shares +335 111,974
(DSUs - Paid out in
Cash on
Retirement)
2960407 2016-12-01 2017-02-21 Direct Ownership 30 - Acquisition or +1,063 113,037 Common Shares +1,063 113,037
disposition under a (DSUs - Paid out in
purchase/ownership Cash on
plan Retirement)
2960410 2016-12-09 2017-02-21 Direct Ownership 56 - Grant of rights +348 113,385 Common Shares +348 113,385
(DSUs - Paid out in
Cash on
Retirement)
2960485 2016-09-16 2017-02-22 Direct Ownership 56 - Grant of rights +1,014 4,944 Common Shares +1,014 4,944
(DSUs - Paid out in
Cash on
Retirement)
2960486 2016-12-01 2017-02-22 Direct Ownership 30 - Acquisition or +47 4,991 Common Shares +47 4,991
disposition under a (DSUs - Paid out in
purchase/ownership Cash on
plan Retirement)
2960487 2016-12-09 2017-02-22 Direct Ownership 56 - Grant of rights +1,058 6,049 Common Shares +1,058 6,049
(DSUs - Paid out in
Cash on
Retirement)
2960577 2016-09-16 2017-02-22 Direct Ownership 56 - Grant of rights +371 57,179 Common Shares +371 57,179
(DSUs - Paid out in
Cash on
Retirement)
2960582 2016-12-01 2017-02-22 Direct Ownership 30 - Acquisition or +543 57,722 Common Shares +543 57,722
disposition under a (DSUs - Paid out in
purchase/ownership Cash on
plan Retirement)
2960584 2016-12-09 2017-02-22 Direct Ownership 56 - Grant of rights +385 58,107 Common Shares +385 58,107
(DSUs - Paid out in
Cash on
Retirement)
-88-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960609 2016-09-16 2017-02-22 Direct Ownership 56 - Grant of rights +540 24,155 Common Shares +540 24,155
(DSUs - Paid out in
Cash on
Retirement)
2960615 2016-12-01 2017-02-22 Direct Ownership 30 - Acquisition or +229 24,384 Common Shares +229 24,384
disposition under a (DSUs - Paid out in
purchase/ownership Cash on
plan Retirement)
2960618 2016-12-09 2017-02-22 Direct Ownership 56 - Grant of rights +563 24,947 Common Shares +563 24,947
(DSUs - Paid out in
Cash on
Retirement)
2960661 2016-09-16 2017-02-22 Direct Ownership 56 - Grant of rights +1,058 17,993 Common Shares +1,058 17,993
(DSUs - Paid out in
Cash on
Retirement)
2960663 2016-12-01 2017-02-22 Direct Ownership 30 - Acquisition or +171 18,164 Common Shares +171 18,164
disposition under a (DSUs - Paid out in
purchase/ownership Cash on
plan Retirement)
2960664 2016-12-09 2017-02-22 Direct Ownership 56 - Grant of rights +1,103 19,267 Common Shares +1,103 19,267
(DSUs - Paid out in
Cash on
Retirement)
2960948 2016-09-16 2017-02-22 Direct Ownership 56 - Grant of rights +335 74,768 Common Shares +335 74,768
(DSUs - Paid out in
Cash on
Retirement)
-89-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960949 2016-12-01 2017-02-22 Direct Ownership 30 - Acquisition or +710 75,478 Common Shares +710 75,478
disposition under a (DSUs - Paid out in
purchase/ownership Cash on
plan Retirement)
2960950 2016-12-09 2017-02-22 Direct Ownership 56 - Grant of rights +348 75,826 Common Shares +348 75,826
(DSUs - Paid out in
Cash on
Retirement)
2960963 2016-09-16 2017-02-22 Direct Ownership 56 - Grant of rights +670 4,616 Common Shares +670 4,616
(DSUs - Paid out in
Cash on
Retirement)
2960967 2016-12-01 2017-02-22 Direct Ownership 30 - Acquisition or +44 4,660 Common Shares +44 4,660
disposition under a (DSUs - Paid out in
purchase/ownership Cash on
plan Retirement)
2960970 2016-12-09 2017-02-22 Direct Ownership 56 - Grant of rights +696 5,356 Common Shares +696 5,356
(DSUs - Paid out in
Cash on
Retirement)
2960983 2016-09-16 2017-02-22 Direct Ownership 56 - Grant of rights +1,398 78,403 Common Shares +1,398 78,403
(DSUs - Paid out in
Cash on
Retirement)
2960984 2016-12-01 2017-02-22 Direct Ownership 30 - Acquisition or +744 79,147 Common Shares +744 79,147
disposition under a (DSUs - Paid out in
purchase/ownership Cash on
plan Retirement)
2960986 2016-12-09 2017-02-22 Direct Ownership 56 - Grant of rights +1,452 80,599 Common Shares +1,452 80,599
(DSUs - Paid out in
Cash on
Retirement)
2958423 2016-12-31 2017-02-16 Direct Ownership 30 - Acquisition or +1,772 7.6300 USD 17,280
disposition under a
purchase/ownership
plan
2958436 2016-12-31 2017-02-16 Direct Ownership 30 - Acquisition or +1,233 172,188 Common Shares +1,233 172,188
disposition under a
purchase/ownership
plan
2960626 2017-02-18 2017-02-22 Direct Ownership 38 - Redemption, -26,079 146,109 2017-02-18 Common Shares -26,079 146,109
retraction,
cancellation,
repurchase
-92-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960616 2017-02-18 2017-02-22 Direct Ownership 38 - Redemption, -15,647 56,197 2017-02-18 Common Shares -15,647 56,197
retraction,
cancellation,
repurchase
2960622 2017-02-18 2017-02-22 Direct Ownership 38 - Redemption, -21,507 127,597 2017-02-18 Common Shares -21,507 127,597
retraction,
cancellation,
repurchase
2960625 2017-02-18 2017-02-22 Direct Ownership 38 - Redemption, -52,157 292,216 2017-02-18 Common Shares -52,157 292,216
retraction,
cancellation,
repurchase
-93-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960532 2017-02-18 2017-02-22 Direct Ownership 38 - Redemption, -6,194 97,195 2017-02-18 Common Shares -6,194 97,195
retraction,
cancellation,
repurchase
-94-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960619 2017-02-18 2017-02-22 Direct Ownership 38 - Redemption, -43,014 255,192 2017-02-18 Common Shares -43,014 255,192
retraction,
cancellation,
repurchase
-95-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-96-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959915 2016-12-31 2017-02-21 Direct Ownership 30 - Acquisition or +91 *6,255 Common Shares +91 6,255
disposition under a cash payment equal
purchase/ownership to value of one
plan common share
2959907 2016-12-31 2017-02-21 Direct Ownership 30 - Acquisition or +17 1,214 Common Shares +17 1,214
disposition under a cash payment equal
purchase/ownership to value of one
plan common share
2959928 2016-12-31 2017-02-21 Direct Ownership 30 - Acquisition or +32 *2,301 Common Shares +32 2,301
disposition under a cash payment equal
purchase/ownership to value of one
plan common share
2959926 2016-12-31 2017-02-21 Direct Ownership 30 - Acquisition or +22 *1,599 Common Shares +22 1,599
disposition under a cash payment equal
purchase/ownership to value of one
plan common share
-98-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959371 2017-02-17 2017-02-17 Direct Ownership 50 - Grant of options +50,000 0.2500 150,000 2020-02-17 Common Shares +50,000 150,000
2958058 2017-02-15 2017-02-15 Direct Ownership 51 - Exercise of -9,600 4.8000 126,089 4.8000 2021-01-04 Common Shares -9,600 126,089
options
A 2957666 2017-02-10 2017-02-15 Direct Ownership 50 - Grant of options +475,000 0.8500 1,087,500 0.8500 2022-02-10 Common Shares +475,000 1,087,500
2957965 2016-08-05 2017-02-15 Direct Ownership 16 - Acquisition or +8,500 1.1000 8,500 1.1000 2019-08-05 Common Shares +8,500 8,500
disposition under a
prospectus
exemption
2959442 2017-02-14 2017-02-18 Direct Ownership 52 - Expiration of -100,000 350,000 0.7500 2017-02-14 Common Shares -100,000 350,000
options
2959363 2016-11-26 2017-02-17 Direct Ownership 55 - Expiration of -29,411 0 2016-11-26 Common Shares -29,411 0
warrants
2958821 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of -5,000 12.8500 USD 16,000 2018-02-15 Subordinate Voting -5,000 16,000
options Shares
2958665 2017-02-14 2017-02-17 Direct Ownership 51 - Exercise of -7,500 13.2000 USD 130,000 2017-02-17 Subordinate Voting -7,500 130,000
options Shares
2958690 2017-02-14 2017-02-17 Direct Ownership 51 - Exercise of -5,000 13.2000 USD 21,000 2017-02-17 Subordinate Voting -5,000 21,000
options Shares
2958680 2017-02-14 2017-02-17 Direct Ownership 51 - Exercise of -3,000 13.2000 USD 105,250 2017-02-17 Subordinate Voting -3,000 105,250
options Shares
2958552 2017-02-14 2017-02-16 Direct Ownership 50 - Grant of options +125,000 54.8800 USD 490,000 2022-02-14 Subordinate Voting +125,000 490,000
Shares
2959975 2017-02-17 2017-02-21 Direct Ownership 51 - Exercise of -60,000 13.2000 USD 430,000 2017-02-17 Subordinate Voting -60,000 430,000
options Shares
-102-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959170 2017-02-16 2017-02-17 Direct Ownership 10 - Acquisition or -1,000 56.0000 USD 24,358
disposition in the
public market
2959171 2017-02-16 2017-02-17 Direct Ownership 10 - Acquisition or -1,000 56.2000 USD 23,358
disposition in the
public market
-103-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959948 2017-02-21 2017-02-21 Direct Ownership 51 - Exercise of -28,000 950,780 32.9500 2018-03-02 Common Shares -28,000 950,780
options
2958978 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +1,658 41.4597 3,447 2019-12-31 Cash payment +1,658 3,447
equal to value of
one common share
-105-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-106-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-107-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960976 2017-02-22 2017-02-22 Direct Ownership 30 - Acquisition or +79 15,561 Common Shares +79 15,561
disposition under a
purchase/ownership
plan
2959151 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +250,000 0.2300 250,000 2022-02-16 Common Shares +250,000 250,000
2959160 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +700,000 0.2300 700,000 2022-02-16 Common Shares +700,000 700,000
-108-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958275 2017-02-16 2017-02-16 Direct Ownership 54 - Exercise of -200,000 0.1000 0 0.1000 2018-02-03 Common Shares -200,000 0
warrants
-109-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958074 2017-02-14 2017-02-15 Direct Ownership 15 - Acquisition or +50,000 0.2500 225,000 0.2500 2019-02-14 Common Shares +50,000 225,000
disposition under a
prospectus
2958125 2017-02-13 2017-02-16 Direct Ownership 50 - Grant of options +1,700,000 0.0700 USD 2,700,000 2022-02-12 Common Shares +1,700,000 1,700,000
-110-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958108 2017-02-15 2017-02-15 Direct Ownership 51 - Exercise of -8,900 37.4200 66,700 Common Shares -8,900 66,700
options
2959229 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +500,000 0.0500 500,000 0.0500 2022-02-16 Common Shares +500,000 500,000
2959012 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +250,000 *700,000 2020-02-17 Common Shares +250,000 700,000
A 2959708 2017-02-16 2017-02-20 Direct Ownership 50 - Grant of options +250,000 1,400,000 0.0500 2022-02-16 Common Shares +250,000 1,400,000
-112-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959599 2017-02-15 2017-02-20 Direct Ownership 30 - Acquisition or +8,567 21,463 28.6600 2019-02-19 Common Shares +8,567 21,463
disposition under a
purchase/ownership
plan
2959591 2017-02-15 2017-02-20 Direct Ownership 30 - Acquisition or +7,676 7,676 28.6600 2020-02-14 Common Shares +7,676 7,676
disposition under a
purchase/ownership
plan
-114-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959303 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +600,000 3.1500 USD *600,000 2027-02-16 Common Shares +600,000 600,000
Class A Common
Shares
2959311 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +125,000 3.1500 USD *235,000 2027-02-16 Common Shares +125,000 235,000
Class A Common
Shares
2959316 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +150,000 3.1500 USD *260,000 2027-02-16 Common Shares +150,000 260,000
Class A Common
Shares
-115-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959323 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +200,000 3.1500 USD *275,000 2027-02-16 Common Shares +200,000 275,000
Class A Common
Shares
2959335 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +200,000 3.1500 USD *310,000 2027-02-16 Common Shares +200,000 310,000
Class A Common
Shares
2959328 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +200,000 3.1500 USD *260,000 2027-02-16 Common Shares +200,000 260,000
Class A Common
Shares
2959330 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +850,000 3.1500 USD *850,000 2027-03-16 Common Shares +850,000 850,000
Class A Common
Shares
-116-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960576 2017-02-22 2017-02-22 Direct Ownership 51 - Exercise of -30,000 0.7900 445,000 0.7900 Common Shares -30,000 445,000
options
A 2960703 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +6,672 22.4800 207,538
2960709 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -6,672 0 Rights -6,672 0
-118-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960713 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -6,672 0 Rights -6,672 0
2960784 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -6,672 0 Rights -6,672 0
2960756 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -6,672 0 Rights -6,672 0
2960729 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -6,672 0 Rights -6,672 0
2960776 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -6,672 0 Rights -6,672 0
2960702 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -6,672 0 Rights -6,672 0
-119-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960809 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +6,672 6,672 Rights +6,672 6,672
2960811 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -6,672 0 Rights -6,672 0
2960740 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -6,672 0 Rights -6,672 0
-120-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958358 2017-02-15 2017-02-16 Direct Ownership 52 - Expiration of -125,000 0.2500 590,000 2017-02-15 Common Shares -125,000 590,000
options
-121-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-122-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959257 2017-02-15 2017-02-17 Direct Ownership 35 - Stock dividend +45 44.5800 9,357
-123-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958865 2017-02-15 2017-02-17 Direct Ownership 16 - Acquisition or +750 0.5000 750 0.5000 2018-02-15 Common Shares +750 750
disposition under a
prospectus
exemption
-125-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959030 2017-02-17 2017-02-17 Direct Ownership 38 - Redemption, -213 26.5258 USD 41,221 26.5258 USD Common Shares -213 41,221
retraction,
cancellation,
repurchase
2959034 2017-02-17 2017-02-17 Direct Ownership 59 - Exercise for cash -10,419 26.5258 USD 30,802 26.5258 USD Common Shares -10,419 30,802
2958864 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -5,000 23.1648 126,100 23.1648 2022-02-28 Common Shares -5,000 126,100
options
2958867 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of -5,000 23.1648 121,100 23.1648 2022-02-28 Common Shares -5,000 121,100
options
-126-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Security Designation : Debentures 4.778% Series D Unsecured Senior Debs. due July 27, 2016
Insider: Hofstedter, Thomas J.
Insider's Relationship to Issuer: 4 - Director of Issuer, 5 - Senior Officer of Issuer
2958263 2016-07-27 2017-02-16 Control or Direction 38 - Redemption, -$227,000 $0
retraction,
Tomfrim Inc. cancellation,
repurchase
Security Designation : Debentures 5.196% Series A Senior Debs. due February 3, 2015
Insider: Hofstedter, Thomas J.
Insider's Relationship to Issuer: 4 - Director of Issuer, 5 - Senior Officer of Issuer
2958264 2015-02-03 2017-02-16 Control or Direction 38 - Redemption, -$500,000 $0
retraction,
Tomfrim Inc. cancellation,
repurchase
-127-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959917 2017-02-16 2017-02-21 Direct Ownership 51 - Exercise of -20,000 15.4900 2,769,112 2020-01-05 Units Stapled Units -20,000 2,769,112
options
2958184 2017-01-10 2017-02-16 Direct Ownership 56 - Grant of rights +4,424 22.6000 4,424 Stapled Units +4,424 4,424
2958165 2017-01-10 2017-02-16 Direct Ownership 56 - Grant of rights +4,424 22.6000 4,424 Stapled Units +4,424 4,424
-128-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-129-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2674033 2015-02-05 2017-02-21 Direct Ownership 00 - Opening 31,023 Common Shares 31,023
Balance-Initial SEDI
Report
-130-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-131-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960046 2016-12-01 2017-02-21 Direct Ownership 38 - Redemption, -3,395 15.7700 1,843 2016-12-01 en espces/cash 0
retraction,
cancellation,
repurchase
2960080 2016-12-01 2017-02-21 Direct Ownership 38 - Redemption, -3,395 15.7700 3,172 2016-12-01 en espces/cash 0
retraction,
cancellation,
repurchase
A 2878054 2016-08-12 2017-02-21 Direct Ownership 56 - Grant of rights +3,165 15.0100 5,368 en espces/cash 0
2959616 2017-02-15 2017-02-20 Direct Ownership 53 - Grant of +200,000 350,000 0.3000 2018-02-15 Common Shares +200,000 350,000
warrants
-132-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960840 2017-02-21 2017-02-22 Direct Ownership 50 - Grant of options +350,000 *350,000 0.0700 2022-02-21 Common Shares +350,000 350,000
Security Designation : Convertible Debentures HLC.DB 6.25% due Feb 28, 2020
Insider: Clarke Inc.
Insider's Relationship to Issuer: 3 - 10% Security Holder of Issuer
2958313 2017-02-14 2017-02-16 Control or Direction 10 - Acquisition or -$25,000 95.0000 $5,753,000
disposition in the
Quinpool Holdings public market
Partnership
-134-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-135-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960387 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +8,316 8,316 27.6500 2022-02-17 Common Shares +8,316 8,316
2960125 2017-02-17 2017-02-21 Direct Ownership 35 - Stock dividend +64 26.3000 6,499 Common Shares +64 6,499
2960129 2017-02-17 2017-02-21 Direct Ownership 35 - Stock dividend +23 26.3000 2,320 Common Shares +23 2,320
2960131 2017-02-17 2017-02-21 Direct Ownership 35 - Stock dividend +12 26.3000 1,207 Common Shares +12 1,207
2960135 2017-02-17 2017-02-21 Direct Ownership 35 - Stock dividend +142 26.3000 14,508 Common Shares +142 14,508
2960144 2017-02-17 2017-02-21 Direct Ownership 35 - Stock dividend +24 26.3000 2,414 Common Shares +24 2,414
-136-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960146 2017-02-17 2017-02-21 Direct Ownership 35 - Stock dividend +124 26.3000 12,642 Common Shares +124 12,642
2960160 2017-02-17 2017-02-21 Direct Ownership 35 - Stock dividend +493 26.3000 50,260 Common Shares +493 50,260
2960167 2017-02-17 2017-02-21 Direct Ownership 35 - Stock dividend +36 26.3000 3,617 Common Shares +36 3,617
-137-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960400 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +2,909 2,909 27.6500 2019-12-01 cash equivalent of a +2,909 2,909
common share
2960384 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +3,053 3,053 27.6500 2019-12-01 cash equivalent of a +3,053 3,053
common share
2960347 2017-02-17 2017-02-21 Direct Ownership 56 - Grant of rights +1,447 1,447 27.6500 2019-12-01 Common Shares +1,447 1,447
-138-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960296 2017-02-17 2017-02-21 Indirect Ownership 90 - Change in the -590,000 0.1700 5,160,000
nature of ownership
Ice Age Gold Corp
2960154 2017-02-16 2017-02-21 Direct Ownership 11 - Acquisition or +5,000 0.5000 5,000 2020-02-16 Common Shares +2,500 2,500
disposition carried
out privately
2958914 2017-02-14 2017-02-17 Direct Ownership 11 - Acquisition or +1,000,000 *1,000,000 2020-02-14 Common Shares +1,000,000 1,000,000
disposition carried
out privately
-141-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-143-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959084 2017-02-16 2017-02-17 Direct Ownership 56 - Grant of rights +355 57.7500 355
-144-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960177 2017-02-16 2017-02-21 Direct Ownership 56 - Grant of rights +10,349 32,456 2019-12-31 Rights Cash +10,349 32,456
-146-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-147-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-148-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959664 2016-10-27 2017-02-20 Direct Ownership 50 - Grant of options +150,000 150,000 0.9200 2021-10-27 Common Shares +150,000 150,000
2959665 2016-12-01 2017-02-20 Direct Ownership 50 - Grant of options +400,000 550,000 1.3800 2021-12-01 Common Shares +400,000 550,000
2959666 2017-02-07 2017-02-20 Direct Ownership 50 - Grant of options +500,000 1,050,000 1.6900 2022-02-07 Common Shares +500,000 1,050,000
2959672 2017-02-03 2017-02-20 Indirect Ownership 47 - Acquisition or -245,000 75,000 0.5000 2018-06-30 Common Shares -245,000 75,000
disposition by gift
0896323 B.C. Ltd.
-149-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960866 2017-02-17 2017-02-22 Direct Ownership 50 - Grant of options +20,000 94,612 Common Shares +20,000 94,612
2957876 2017-02-13 2017-02-15 Direct Ownership 16 - Acquisition or +4,156,000 0.3500 *4,156,000 0.3500 2020-02-10 Common Shares +4,156,000 4,156,000
disposition under a
prospectus
exemption
-150-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958891 2017-02-13 2017-02-17 Direct Ownership 11 - Acquisition or -80,000 434,000 Common Shares -80,000 434,000
disposition carried
out privately
-151-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959752 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +6,129 5.1300 126,264
2960726 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +8,452 5.0600 134,710
2959756 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +16,909 5.1300 81,278
2960579 2017-02-21 2017-02-22 Direct Ownership 10 - Acquisition or -55,172 3.7700 USD 26,100
disposition in the
public market
2960736 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +16,127 5.0600 42,227
2959761 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +18,688 5.1300 372,607
2960746 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +56,585 5.0600 429,186
2959766 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +18,641 5.1300 369,018
2960762 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +61,237 5.0600 430,249
-153-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959770 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +6,314 5.1300 65,292
2960775 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +8,335 5.0600 73,621
2959778 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +9,411 5.1300 92,265
2960791 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +13,457 5.0600 105,717
2959782 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +14,789 5.1300 127,037
-154-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960801 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +19,236 5.0600 146,268
2959789 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +43,244 5.1300 834,212
2960817 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +215,605 5.0600 1,049,811
2959794 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +12,618 5.1300 89,237
2960827 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +13,909 5.0600 103,140
-155-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959801 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +8,353 5.1300 12,499
2960837 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +12,026 5.0600 19,934
2959820 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights +9,700 5.1300 64,342
2960853 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights +9,809 5.0600 74,145
2959451 2017-02-13 2017-02-18 Direct Ownership 59 - Exercise for cash -6,817 5.2300 115,990
-156-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959750 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -6,129 5.1300 109,861
2959751 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -7,061 5.1300 102,800
2960724 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -8,452 5.0600 92,180
2960725 2017-02-21 2017-02-22 Direct Ownership 59 - Exercise for cash -9,739 5.0600 82,441
2959455 2017-02-13 2017-02-18 Direct Ownership 59 - Exercise for cash -5,515 5.2300 315,031
2959754 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -16,909 5.1300 298,122
2959755 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -7,360 5.1300 290,762
2960732 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -16,127 5.0600 271,426
2960734 2017-02-21 2017-02-22 Direct Ownership 59 - Exercise for cash -5,951 5.0600 265,475
2959459 2017-02-13 2017-02-18 Direct Ownership 59 - Exercise for cash -34,826 5.2300 711,892
2959758 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -18,688 5.1300 693,204
2959760 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -21,528 5.1300 671,676
2960742 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -56,585 5.0600 595,759
2960744 2017-02-21 2017-02-22 Direct Ownership 59 - Exercise for cash -65,184 5.0600 530,575
-157-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959462 2017-02-13 2017-02-18 Direct Ownership 57 - Exercise of rights -33,886 5.2300 793,467
2959463 2017-02-13 2017-02-18 Direct Ownership 59 - Exercise for cash -39,036 5.2300 754,431
2959764 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -18,641 5.1300 735,790
2959765 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -21,474 5.1300 714,316
2960757 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -61,237 5.0600 632,158
2960760 2017-02-21 2017-02-22 Direct Ownership 59 - Exercise for cash -70,541 5.0600 561,617
2959467 2017-02-13 2017-02-18 Direct Ownership 59 - Exercise for cash -6,889 5.2300 131,186
2959768 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -6,314 5.1300 124,872
2959769 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -7,275 5.1300 117,597
2960772 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -8,335 5.0600 106,655
2960773 2017-02-21 2017-02-22 Direct Ownership 59 - Exercise for cash -9,604 5.0600 97,051
2959773 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -9,467 5.1300 357,294
2959471 2017-02-13 2017-02-18 Direct Ownership 59 - Exercise for cash -3,689 5.2300 128,423
2959776 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -9,411 5.1300 119,012
-158-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959777 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -4,563 5.1300 114,449
2960788 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -13,457 5.0600 98,244
2960790 2017-02-21 2017-02-22 Direct Ownership 59 - Exercise for cash -5,451 5.0600 92,793
2959475 2017-02-13 2017-02-18 Direct Ownership 59 - Exercise for cash -13,320 5.2300 288,885
2959780 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -14,789 5.1300 274,096
2959781 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -17,037 5.1300 257,059
2960799 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -19,236 5.0600 231,806
2960800 2017-02-21 2017-02-22 Direct Ownership 59 - Exercise for cash -22,160 5.0600 209,646
2959480 2017-02-13 2017-02-18 Direct Ownership 59 - Exercise for cash -71,757 5.2300 2,062,902
2959785 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -43,244 5.1300 2,019,658
2959786 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -49,814 5.1300 1,969,844
2960815 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -215,605 5.0600 1,680,581
2960816 2017-02-21 2017-02-22 Direct Ownership 59 - Exercise for cash -248,363 5.0600 1,432,218
-159-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959792 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -12,618 5.1300 105,625
2960825 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -13,909 5.0600 89,694
2959798 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -8,353 5.1300 66,859
2960833 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -12,026 5.0600 53,400
2959809 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -10,120 5.1300 124,672
2959816 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -9,700 5.1300 178,324
2959818 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -11,175 5.1300 167,149
2960849 2017-02-21 2017-02-22 Direct Ownership 57 - Exercise of rights -9,809 5.0600 154,271
2960850 2017-02-21 2017-02-22 Direct Ownership 59 - Exercise for cash -11,303 5.0600 142,968
-160-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-161-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960830 2017-02-22 2017-02-22 Direct Ownership 55 - Expiration of -523,000 200,000 Common Shares -523,000 200,000
warrants
-162-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2957944 2016-08-02 2017-02-15 Indirect Ownership 37 - Stock split or -27,404 1,442 Common Shares -27,404 1,442
consolidation
9288-1846 Quebec Inc.
-163-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959845 2017-02-17 2017-02-20 Direct Ownership 54 - Exercise of -100,000 0.0800 0 Common Shares -100,000 0
warrants
-164-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958927 2017-02-15 2017-02-17 Direct Ownership 90 - Change in the -1,220 21.0290 69,684
nature of ownership
2958935 2017-02-15 2017-02-17 Indirect Ownership 90 - Change in the +1,220 21.0290 3,694
nature of ownership
Mary Ann Cummings
RRSP
-165-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958995 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +200,000 0.2100 200,000 2020-02-16 Options +200,000 200,000
-166-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958600 2017-02-16 2017-02-16 Direct Ownership 50 - Grant of options +100,000 0.2100 *700,000 0.2100 2020-02-16 Options +100,000 700,000
2958532 2017-02-10 2017-02-16 Direct Ownership 90 - Change in the -22,500 0 0.3000 2018-08-18 Common Shares -22,500 0
nature of ownership
2958539 2017-02-10 2017-02-16 Indirect Ownership 90 - Change in the +22,500 44,025 0.3000 2018-08-18 Common Shares +22,500 44,025
nature of ownership
CIBC Investor's Edge
-167-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958801 2017-02-16 2017-02-17 Direct Ownership 52 - Expiration of -12,434 447,781 Common Shares -12,434 447,781
options
2958900 2017-02-16 2017-02-17 Direct Ownership 52 - Expiration of -7,150 381,954 Common Shares -7,150 381,954
options
-169-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960314 2016-12-31 2017-02-21 Indirect Ownership 35 - Stock dividend +96 13.2300 1,596
TD Direct Investing
-171-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960526 2017-02-17 2017-02-22 Direct Ownership 50 - Grant of options +250,000 0.0500 250,000 2022-02-16 Common Shares +250,000 250,000
-172-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960531 2017-02-17 2017-02-22 Direct Ownership 50 - Grant of options +2,000,000 0.0500 2,800,000 2022-02-16 Common Shares +2,000,000 2,800,000
-173-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960490 2017-02-21 2017-02-22 Direct Ownership 51 - Exercise of -2,040 22.0966 45,780 Common Shares -2,040 45,780
options
2960492 2017-02-21 2017-02-22 Direct Ownership 51 - Exercise of -2,280 21.9000 43,500 Common Shares -2,280 43,500
options
-175-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-176-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959717 2017-02-20 2017-02-20 Direct Ownership 50 - Grant of options +400,000 1.4000 766,667 2022-02-20 Common Shares +400,000 766,667
-177-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959711 2017-02-20 2017-02-20 Direct Ownership 50 - Grant of options +225,000 1.4000 225,000 2022-02-20 Common Shares +225,000 225,000
2959747 2017-02-20 2017-02-20 Direct Ownership 56 - Grant of rights +650,000 650,000 2020-02-20 common shares +650,000 650,000
2959745 2017-02-20 2017-02-20 Direct Ownership 56 - Grant of rights +30,000 30,000 2020-02-20 common shares +30,000 30,000
2959738 2017-02-20 2017-02-20 Direct Ownership 56 - Grant of rights +30,000 30,000 2020-02-20 common shares +30,000 30,000
-178-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-179-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-180-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958093 2017-02-10 2017-02-15 Direct Ownership 15 - Acquisition or +3,419 3,419 9.8000 2017-03-02 Common Shares +3,419 3,419
disposition under a
prospectus
2957877 2017-02-10 2017-02-15 Indirect Ownership 15 - Acquisition or +74 74 9.8000 2017-03-02 Common Shares +74 74
disposition under a
RRSP prospectus
2958097 2017-02-10 2017-02-15 Control or Direction 15 - Acquisition or +932 932 9.8000 2017-03-02 Common Shares +932 932
disposition under a
Pamela Kyle prospectus
2958095 2017-02-10 2017-02-15 Direct Ownership 15 - Acquisition or +21,751 21,751 9.8000 2017-03-02 Common Shares +21,751 21,751
disposition under a
prospectus
2958099 2017-02-10 2017-02-15 Direct Ownership 15 - Acquisition or +6,333 6,333 9.8000 2017-03-02 Common Shares +6,333 6,333
disposition under a
prospectus
2958016 2017-02-10 2017-02-15 Control or Direction 15 - Acquisition or +213 213 9.8000 2017-03-02 Common Shares +213 213
disposition under a
Anna Smith prospectus
-181-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958020 2017-02-10 2017-02-15 Control or Direction 15 - Acquisition or +233 233 9.8000 2017-03-02 Common Shares +233 233
disposition under a
Carol Smith prospectus
2958023 2017-02-10 2017-02-15 Control or Direction 15 - Acquisition or +213 213 9.8000 2017-03-02 Common Shares +213 213
disposition under a
Heather Smith prospectus
2958013 2017-02-10 2017-02-15 Direct Ownership 15 - Acquisition or +10,229 10,229 9.8000 2017-03-02 Common Shares +10,229 10,229
disposition under a
prospectus
2958025 2017-02-10 2017-02-15 Indirect Ownership 15 - Acquisition or +5,771 5,771 9.8000 2017-03-02 Common Shares +5,771 5,771
disposition under a
RRSP prospectus
2958028 2017-02-10 2017-02-15 Indirect Ownership 15 - Acquisition or +399 399 9.8000 2017-03-02 Common Shares +399 399
disposition under a
TFSA prospectus
-182-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960376 2016-11-11 2017-02-21 Direct Ownership 50 - Grant of options +200,000 0.2000 *200,000 0.2000 2018-11-10 Common Shares +200,000 200,000
-183-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960409 2016-11-10 2017-02-21 Direct Ownership 50 - Grant of options +100,000 0.2000 *100,000 0.2000 2018-11-10 Common Shares +100,000 100,000
2960372 2017-02-16 2017-02-21 Direct Ownership 16 - Acquisition or +62,500 0.3000 *62,500 0.3000 2018-12-22 Common Shares +62,500 62,500
disposition under a
prospectus
exemption
2960382 2017-02-16 2017-02-21 Direct Ownership 16 - Acquisition or +75,000 0.3000 *75,000 0.3000 2018-12-21 Common Shares +75,000 75,000
disposition under a
prospectus
exemption
2960405 2017-02-16 2017-02-21 Direct Ownership 16 - Acquisition or +25,000 0.3000 *50,000 0.3000 2018-12-21 Common Shares +25,000 50,000
disposition under a
prospectus
exemption
-184-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959075 2017-02-02 2017-02-17 Direct Ownership 35 - Stock dividend +11 55.5300 1,080
-185-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-186-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958841 2017-02-01 2017-02-17 Direct Ownership 35 - Stock dividend +715 71,924 55.7400 (UAP) / (PSU) En 0
espce
-187-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959073 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +601 5,366 58.1400 En espce 0
2959057 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +688 10,599 58.1400 En espce 0
2959060 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +537 970 58.1400 En espce 0
2959063 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +709 5,493 58.1400 En espce 0
2959007 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +752 40,302 58.1400 En espce 0
-188-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959026 2017-02-01 2017-02-17 Direct Ownership 35 - Stock dividend +15 1,498 55.7400 En espce 0
2959024 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +268 1,766 58.1400 En espce 0
2959079 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +801 9,687 58.1400 En espce 0
2959029 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +384 2,049 58.1400 En espce 0
-189-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959048 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +666 5,306 58.1400 En espce 0
2959044 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +537 4,523 58.1400 En espce 0
2959051 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +537 8,642 58.1400 En espce 0
2959016 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +537 3,356 58.1400 En espce 0
-190-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959069 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +537 10,273 58.1400 En espce 0
-191-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2958046 2017-02-10 2017-02-15 Control or Direction 53 - Grant of +900,000 900,000 0.1500 2020-02-15 Common Shares +900,000 900,000
warrants
Switch168
Communications Corp
Issuer: NewCastle Gold Ltd. (Formerly Castle Mountain Mining Company Limited)
Security Designation : Warrants
Insider: Giustra, Frank
Insider's Relationship to Issuer: 3 - 10% Security Holder of Issuer, 4 - Director of Issuer
O 2959759 2017-02-03 2017-02-20 Control or Direction 55 - Expiration of -227,600 2017-02-20 Common Shares -227,600
warrants
The Radcliffe
Foundation
A 2959759 2017-02-20 2017-02-20 Control or Direction 55 - Expiration of -227,600 0 2017-02-20 Common Shares -227,600 0
warrants
The Radcliffe
Foundation
O 2959300 2017-02-16 2017-02-17 Direct Ownership 52 - Expiration of +110,000 0.2200 2019-02-16 Common Shares +110,000
options
A 2959300 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +110,000 245,000 0.2200 2019-02-16 Common Shares +110,000 245,000
2958965 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +250,000 0.2200 250,000 0.2200 2019-02-16 Common Shares +250,000 250,000
-193-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-195-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958082 2017-02-14 2017-02-15 Direct Ownership 51 - Exercise of -30,000 9.9600 92,000 2022-01-31 Common Shares -30,000 92,000
options
2958072 2017-02-14 2017-02-15 Direct Ownership 52 - Expiration of -2,000 91.6000 357,080 2017-02-14 Common Shares -2,000 357,080
options
2958079 2017-02-14 2017-02-15 Direct Ownership 52 - Expiration of -8,400 91.6000 475,000 2017-02-14 Common Shares -8,400 475,000
options
2960921 2017-02-17 2017-02-22 Direct Ownership 51 - Exercise of -1,300 420,600 2.7900 Common Shares -1,300 420,600
options
A 2698840 2015-08-12 2017-02-20 Direct Ownership 50 - Grant of options +75,000 0.1200 0.1200 2020-08-10 Options +75,000
A' 2698840 2015-08-12 2017-02-20 Direct Ownership 50 - Grant of options +75,000 0.1200 384,900 0.1200 2020-08-10 Options +75,000 384,900
-198-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Issuer: Nouveau Monde Graphite Inc. (auparavant Nouveau Monde Mining Enterprises Inc.)
Security Designation : Common Shares
Insider: Bourassa, guy georges
Insider's Relationship to Issuer: 4 - Director of Issuer
2958624 2017-02-06 2017-02-16 Direct Ownership 00 - Opening 20,000
Balance-Initial SEDI
Report
2958626 2017-02-13 2017-02-16 Direct Ownership 50 - Grant of options +150,000 0.2750 150,000 2022-02-13 Common Shares +150,000 150,000
2959254 2017-02-13 2017-02-17 Direct Ownership 50 - Grant of options +150,000 0.2700 150,000 0.2700 2022-02-13 Common Shares +150,000 150,000
2958262 2017-02-13 2017-02-16 Direct Ownership 50 - Grant of options +150,000 150,000 0.2750 2022-02-13 Common Shares +150,000 150,000
2960547 2017-02-21 2017-02-22 Direct Ownership 11 - Acquisition or +1,000,000 0.2000 1,000,000 0.2000 2019-02-21 Common Shares +1,000,000 1,000,000
disposition carried
out privately
-200-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-201-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958808 2017-02-17 2017-02-17 Direct Ownership 52 - Expiration of -350,000 0.4400 1,400,000 0.4400 2017-02-17 Common Shares -350,000 1,400,000
options
A 1539664 2009-12-11 2017-02-21 Direct Ownership 50 - Grant of options +225,000 425,000 0.2500 2014-12-11 Common Shares +225,000 425,000
2959722 2014-12-01 2017-02-20 Direct Ownership 52 - Expiration of -225,000 *200,000 0.2500 2014-12-01 Common Shares -225,000 400,000
options
2959723 2016-12-01 2017-02-20 Direct Ownership 52 - Expiration of -200,000 0 0.3000 2016-12-01 Common Shares -200,000 200,000
options
-202-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959728 2012-10-26 2017-02-20 Control or Direction 55 - Expiration of -50,000 0 0.4200 2012-10-26 Warrants -50,000 0
warrants
Marnie Myall
O 1912623 2011-06-03 2011-07-28 Direct Ownership 55 - Expiration of +7,375 2011-06-03 Warrants +7,375
warrants
A 1912623 2011-06-03 2017-02-21 Direct Ownership 55 - Expiration of -7,375 0 2011-06-03 Warrants -7,375 -32,375
warrants
2959724 2012-10-26 2017-02-20 Direct Ownership 55 - Expiration of -50,000 0 0.4200 2012-10-26 Warrants -50,000 -32,375
warrants
2960749 2017-02-21 2017-02-22 Direct Ownership 51 - Exercise of -8,254 11.4900 70,997 Common Shares -8,254 70,997
options
-204-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958192 2016-12-23 2017-02-16 Direct Ownership 56 - Grant of rights +8,560 8,560 14.9100 Common Shares +8,560 8,560
2958190 2016-12-23 2017-02-16 Direct Ownership 56 - Grant of rights +13,250 13,250 14.9100 Common Shares +13,250 13,250
-205-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-206-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959636 2017-02-17 2017-02-20 Direct Ownership 51 - Exercise of -125,000 0.1300 875,000 Common Shares -125,000 875,000
options
-207-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-208-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959629 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -24 5.1500 6,000 5.1500 Trust Units -24 6,000
2959645 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -15 5.1500 4,000 5.1500 Trust Units -15 4,000
2959649 2017-02-15 2017-02-20 Direct Ownership 59 - Exercise for cash -24 5.1500 6,000 5.1500 Trust Units -24 6,000
2959651 2017-02-15 2017-02-20 Direct Ownership 57 - Exercise of rights -3 5.1500 1,000 5.1500 Trust Units -3 1,000
-209-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2957980 2016-11-11 2017-02-15 Direct Ownership 37 - Stock split or -600,000 150,000 0.3500 2017-08-27 Common Shares -600,000 150,000
consolidation
2957984 2017-02-08 2017-02-15 Direct Ownership 50 - Grant of options +1,700,000 1,850,000 0.1700 2019-02-08 Common Shares +1,700,000 1,850,000
-210-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2957991 2017-02-08 2017-02-15 Direct Ownership 16 - Acquisition or +650,000 650,000 0.3000 2019-02-08 Common Shares +650,000 650,000
disposition under a
prospectus
exemption
2957913 2017-02-09 2017-02-15 Direct Ownership 53 - Grant of +125,000 125,000 0.3000 2019-02-09 Common Shares +125,000 125,000
warrants
2959617 2016-12-13 2017-02-20 Direct Ownership 11 - Acquisition or +250,000 0.3000 250,000 0.3000 2017-12-12 Common Shares +250,000 250,000
disposition carried
out privately
2960765 2016-11-28 2017-02-22 Direct Ownership 10 - Acquisition or -3,000 7.0000 USD 4,931
disposition in the
public market
2959654 2017-02-10 2017-02-20 Indirect Ownership 50 - Grant of options +1,000,000 0.0500 *1,000,000 2022-02-10 Common Shares +1,000,000 1,000,000
West Isle Ventures Ltd
2960666 2017-02-10 2017-02-22 Direct Ownership 50 - Grant of options +100,000 0.0500 450,000 2022-02-10 Common Shares +100,000 450,000
-212-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960128 2016-12-31 2017-02-21 Direct Ownership 30 - Acquisition or +794 17,922 Subordinate Voting +794 17,922
disposition under a Shares
purchase/ownership
plan
-213-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-215-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960171 2016-12-31 2017-02-21 Direct Ownership 30 - Acquisition or +515 12,842 Common Shares +515 12,842
disposition under a
purchase/ownership
plan
-216-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2960425 2017-02-16 2017-02-21 Direct Ownership 50 - Grant of options +78,200 7.2987 481,400 2024-02-16 Common Shares +78,200 481,400
A 2960428 2017-02-16 2017-02-21 Direct Ownership 50 - Grant of options +78,200 7.2987 481,400 2024-02-16 Common Shares +78,200 481,400
-217-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-218-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958402 2017-02-15 2017-02-16 Direct Ownership 38 - Redemption, -193,073 0 Subordinate Voting -193,073 0
retraction, Shares Catgorie B
cancellation,
repurchase
-220-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2957999 2016-12-31 2017-02-15 Direct Ownership 56 - Grant of rights +2,087 2,087 Subordinate Voting +2,087 2,087
Shares Catgorie B
2958033 2016-12-31 2017-02-15 Direct Ownership 56 - Grant of rights +3,494 3,494 Subordinate Voting +3,494 3,494
Shares Catgorie B
2958783 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +172 172 actions/espces +172 172
2958744 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +12,082 12,082 actions/espces +12,082 12,082
2958370 2016-12-31 2017-02-16 Direct Ownership 56 - Grant of rights +37,373 37,373 actions/espces +37,373 37,373
2958405 2017-02-15 2017-02-16 Direct Ownership 59 - Exercise for cash -3,347 38.9700 34,026 actions/espces -3,347 34,026
2958410 2017-02-15 2017-02-16 Direct Ownership 59 - Exercise for cash -3,920 3.0900 30,106 actions/espces -3,920 30,106
2958852 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +3,479 3,479 actions/espces +3,479 3,479
2958457 2016-12-31 2017-02-16 Direct Ownership 56 - Grant of rights +19,537 19,537 actions/espces +19,537 19,537
-222-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958482 2016-12-31 2017-02-16 Direct Ownership 56 - Grant of rights +5,380 5,380 actions/espces +5,380 5,380
2958720 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +5,587 5,587 actions/espces +5,587 5,587
2958804 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +875 875 actions/espces +875 875
2958833 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +6,646 6,646 actions/espces +6,646 6,646
2958736 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +9,830 9,830 actions/espces +9,830 9,830
2958788 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +211 211 actions/espces +211 211
-223-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958749 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +14,768 14,768 actions/espces +14,768 14,768
2958388 2016-12-31 2017-02-16 Direct Ownership 56 - Grant of rights +23,667 23,667 actions/espces +23,667 23,667
2958414 2017-02-15 2017-02-16 Direct Ownership 59 - Exercise for cash -7,889 38.9700 15,778 actions/espces -7,889 15,778
2958857 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +3,865 3,865 actions/espces +3,865 3,865
2958464 2016-12-31 2017-02-16 Direct Ownership 56 - Grant of rights +12,380 12,380 actions/espces +12,380 12,380
2958488 2016-12-31 2017-02-16 Direct Ownership 56 - Grant of rights +3,407 3,407 actions/espces +3,407 3,407
2958726 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +3,539 3,539 actions/espces +3,539 3,539
2958806 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +1,070 1,070 actions/espces +1,070 1,070
2958836 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +7,384 7,384 actions/espces +7,384 7,384
2958740 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +6,226 6,226 actions/espces +6,226 6,226
-225-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Issuer: Rainy Mountain Royalty Corp. (formerly East West Resource Corporation)
-226-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Insider: Harrington Global Opportunities Fund S..r.l. (formerly, Salida Strategic Growth Fund SARL)
Insider's Relationship to Issuer: 3 - 10% Security Holder of Issuer
2959498 2015-09-02 2017-02-18 Direct Ownership 00 - Opening
Balance-Initial SEDI
Report
-227-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959213 2017-02-17 2017-02-17 Direct Ownership 51 - Exercise of -75,000 2.7800 150,000 2026-05-26 Common Shares -75,000 150,000
options
-228-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-229-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-230-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958955 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of -2,000 6.8700 138,400 Common Shares -2,000 138,400
options
2959959 2017-02-17 2017-02-21 Direct Ownership 51 - Exercise of -6,800 6.8700 131,600 Common Shares -6,800 131,600
options
-231-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-233-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Security Designation : Common Shares - Share Purchase Plans (RESSOP, DSSP, DSPP etc.)
Insider: Bolger, Rod
Insider's Relationship to Issuer: 5 - Senior Officer of Issuer
2958233 2016-12-31 2017-02-16 Direct Ownership 30 - Acquisition or +40 2,996
disposition under a
purchase/ownership
plan
-234-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2956608 2016-12-31 2017-02-18 Direct Ownership 56 - Grant of rights +3,083 77.5800 4,025 Common Shares +3,083 4,025
Security Designation : Rights RBC Bancorporation (USA)/RBC Bank (USA) Director Deferred
Insider: Beattie, William Geoffrey
Insider's Relationship to Issuer: 4 - Director of Issuer
2960965 2016-12-30 2017-02-22 Direct Ownership 56 - Grant of rights +151 65.6400 USD 3,805 Common Shares +151 3,805
-235-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-237-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960337 2017-02-16 2017-02-21 Direct Ownership 56 - Grant of rights +63,291 28.9900 63,291 28.9900 2027-02-16 Common Shares +63,291 63,291
(cash payment of
the value of one
common share)
2960435 2015-01-26 2017-02-21 Direct Ownership 52 - Expiration of -120,000 1.2100 630,000 2015-01-26 Common Shares -120,000 796,667
options
2960436 2016-01-02 2017-02-21 Direct Ownership 52 - Expiration of -120,000 5.3700 1,006,000 2016-01-02 Common Shares -120,000 1,172,667
options
2960437 2016-01-30 2017-02-21 Direct Ownership 52 - Expiration of -50,000 4.9900 956,000 2016-01-30 Common Shares -50,000 1,122,667
options
A 2959731 2017-02-20 2017-02-20 Direct Ownership 52 - Expiration of -50,000 1.0400 1,600,000 2014-06-11 Common Shares -50,000 1,600,000
options
2959732 2017-02-20 2017-02-20 Direct Ownership 52 - Expiration of -200,000 1.2100 1,400,000 2015-01-26 Common Shares -200,000 1,400,000
options
2959733 2017-02-20 2017-02-20 Direct Ownership 52 - Expiration of -200,000 5.3700 1,200,000 2016-01-02 Common Shares -200,000 1,200,000
options
2959734 2017-02-20 2017-02-20 Direct Ownership 52 - Expiration of -100,000 4.9900 1,100,000 2016-01-30 Common Shares -100,000 1,100,000
options
2959736 2017-02-20 2017-02-20 Direct Ownership 52 - Expiration of -100,000 4.0500 1,000,000 2017-01-02 Common Shares -100,000 1,000,000
options
2959737 2017-02-20 2017-02-20 Direct Ownership 52 - Expiration of -500,000 1.4700 500,000 2013-06-21 Common Shares -500,000 500,000
options
2960956 2015-01-26 2017-02-22 Direct Ownership 52 - Expiration of -112,000 1.2100 480,000 2015-01-26 Common Shares -112,000 617,627
options
2960957 2016-01-03 2017-02-22 Direct Ownership 52 - Expiration of -120,000 5.3700 600,000 2016-01-03 Common Shares -120,000 737,627
options
-238-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-239-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960895 2017-02-21 2017-02-22 Direct Ownership 50 - Grant of options +450,000 0.3650 450,000 2027-02-20 Common Shares +450,000 450,000
2960907 2017-02-21 2017-02-22 Direct Ownership 50 - Grant of options +250,000 0.3650 250,000 2027-02-20 Common Shares +250,000 250,000
2960902 2017-02-21 2017-02-22 Direct Ownership 50 - Grant of options +250,000 0.3650 250,000 2027-02-20 Common Shares +250,000 250,000
2960923 2017-02-21 2017-02-22 Direct Ownership 50 - Grant of options +100,000 0.3650 100,000 2027-02-20 Common Shares +100,000 100,000
-240-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960909 2017-02-21 2017-02-22 Direct Ownership 50 - Grant of options +50,000 0.3650 50,000 2027-02-20 Common Shares +50,000 50,000
2960939 2017-02-21 2017-02-22 Direct Ownership 50 - Grant of options +500,000 0.3650 500,000 2027-02-20 Common Shares +500,000 500,000
2960915 2017-02-21 2017-02-22 Direct Ownership 50 - Grant of options +250,000 0.3650 250,000 2027-02-20 Common Shares +250,000 250,000
2959127 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of -24,284 21.4800 568,542 Common Shares -24,284 568,542
options
2959128 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of -82,192 25.5500 486,350 Common Shares -82,192 486,350
options
-241-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959129 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of -53,352 27.7400 432,998 Common Shares -53,352 432,998
options
-242-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959704 2017-02-20 2017-02-20 Direct Ownership 51 - Exercise of -200,000 0.0700 *2,000,000 0.0700 Common Shares -200,000 2,000,000
options
2960521 2017-02-17 2017-02-22 Indirect Ownership 50 - Grant of options +300,000 0.4000 300,000 0.4000 2022-02-16 Common Shares +300,000 300,000
Duck Capital Inc.
-243-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960498 2017-02-17 2017-02-22 Direct Ownership 50 - Grant of options +100,000 0.4000 100,000 2022-02-16 Common Shares +100,000 100,000
2960522 2017-02-17 2017-02-22 Direct Ownership 50 - Grant of options +100,000 100,000 0.4000 2022-02-17 Common Shares +10,000 10,000
2959516 2017-02-15 2017-02-18 Direct Ownership 51 - Exercise of +7,500 0.1520 USD 7,500
options
-244-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959521 2017-02-15 2017-02-18 Direct Ownership 51 - Exercise of +7,500 0.1520 USD 7,500
options
2959526 2017-02-15 2017-02-18 Direct Ownership 51 - Exercise of +7,500 0.1520 USD 7,500
options
2959515 2017-02-15 2017-02-18 Direct Ownership 51 - Exercise of -7,500 0.1520 USD 447,390 Multiple Voting -7,500 447,390
options Shares Class B
Multiple Voting
Shares
2959520 2017-02-15 2017-02-18 Direct Ownership 51 - Exercise of -7,500 0.1520 USD 439,890 Multiple Voting -7,500 439,890
options Shares Class B
Multiple Voting
Shares
2959525 2017-02-15 2017-02-18 Direct Ownership 51 - Exercise of -7,500 0.1520 USD 432,390 Multiple Voting -7,500 432,390
options Shares Class B
Multiple Voting
Shares
2958172 2017-02-13 2017-02-16 Indirect Ownership 30 - Acquisition or -8,333 55.9518 USD 33,334
disposition under a
2480447 Ontario Inc. purchase/ownership
plan
-246-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958162 2017-02-13 2017-02-16 Indirect Ownership 30 - Acquisition or -5,000 55.9056 USD 70,000
disposition under a
R&J Jones Investment purchase/ownership
Company plan
2959530 2017-02-15 2017-02-18 Indirect Ownership 30 - Acquisition or -5,000 57.7017 USD 65,000
disposition under a
R&J Jones Investment purchase/ownership
Company plan
2958393 2017-02-13 2017-02-16 Direct Ownership 10 - Acquisition or -716 55.4705 USD 2,765
disposition in the
public market
2959532 2017-02-16 2017-02-18 Direct Ownership 10 - Acquisition or -75,000 60.4252 USD 209,262
disposition in the
public market
-247-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Issuer: Sienna Senior Living Inc. (formerly Leisureworld Senior Care Corporation)
Security Designation : Common Shares
Insider: Cormack, Lois
Insider's Relationship to Issuer: 5 - Senior Officer of Issuer
2960839 2017-02-15 2017-02-22 Direct Ownership 30 - Acquisition or +8,978 17.7500 81,546
disposition under a
purchase/ownership
plan
2959507 2017-02-15 2017-02-18 Direct Ownership 56 - Grant of rights +6,017 6,017 17.8321 Cash Payment of +6,017 6,017
Value of One
Common Share
A 2959497 2017-02-15 2017-02-18 Direct Ownership 56 - Grant of rights +25,972 25,972 17.8321 Cash Payment of +25,972 25,972
Value of One
Common Share
-248-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959509 2017-02-15 2017-02-18 Direct Ownership 56 - Grant of rights +5,798 5,798 17.8321 Cash Payment of +5,798 5,798
Value of One
Common Share
2959505 2017-02-15 2017-02-18 Direct Ownership 56 - Grant of rights +5,109 5,109 17.8321 Cash Payment of +5,109 5,109
Value of One
Common Share
A 2959496 2017-02-15 2017-02-18 Direct Ownership 56 - Grant of rights +1,588 1,588 17.8321 Cash Payment of +1,588 1,588
Value of One
Common Share
2959495 2017-02-15 2017-02-18 Direct Ownership 56 - Grant of rights +2,382 2,382 17.8321 Common Shares +2,382 2,382
-249-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958610 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -2,436 25.1000 USD 372,419
disposition in the
public market
2958612 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of +23,139 19.0300 USD 395,558
options
2958613 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -1,905 25.1000 USD 393,653
disposition in the
public market
2958614 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -400 25.0500 USD 393,253
disposition in the
public market
2958615 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -20,834 25.0000 USD 372,419
disposition in the
public market
2958618 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of +29,455 11.5600 USD 401,874
options
2958620 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -6,430 25.1500 USD 395,444
disposition in the
public market
2958621 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -200 25.1750 USD 395,244
disposition in the
public market
2958622 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -230 25.1000 USD 395,014
disposition in the
public market
2958623 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -22,595 25.0000 USD 372,419
disposition in the
public market
2958627 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of +22,595 10.2600 USD 395,014
options
2958628 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -22,595 25.0000 USD 372,419
disposition in the
public market
A 2958631 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of +100 11.5600 USD 372,519
options
2958632 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -100 25.1600 USD 372,419
disposition in the
public market
2959373 2017-02-14 2017-02-17 Direct Ownership 10 - Acquisition or -12,485 25.0100 USD 359,934
disposition in the
public market
2959376 2017-02-15 2017-02-17 Direct Ownership 10 - Acquisition or -26,240 25.2600 USD 333,694
disposition in the
public market
-250-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959377 2017-02-17 2017-02-17 Direct Ownership 10 - Acquisition or -7,066 27.8000 USD 326,628
disposition in the
public market
2959365 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of +4,000 11.5600 USD 8,515
options
2959366 2017-02-15 2017-02-17 Direct Ownership 10 - Acquisition or -4,000 25.1800 USD 4,515
disposition in the
public market
2960447 2017-02-21 2017-02-21 Direct Ownership 51 - Exercise of +1,500 11.5600 USD 6,015
options
2960448 2017-02-21 2017-02-21 Direct Ownership 10 - Acquisition or -1,500 27.9100 USD 4,515
disposition in the
public market
2958642 2017-02-14 2017-02-16 Direct Ownership 10 - Acquisition or -6,211 24.7600 USD 46,723
disposition in the
public market
-251-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960451 2017-02-21 2017-02-21 Direct Ownership 10 - Acquisition or -5,000 27.5500 USD 41,722
disposition in the
public market
2959342 2017-02-14 2017-02-17 Direct Ownership 10 - Acquisition or -3,427 24.7500 USD 38,416
disposition in the
public market
2959346 2017-02-14 2017-02-17 Direct Ownership 51 - Exercise of +1,588 11.5600 USD 40,004
options
2959348 2017-02-14 2017-02-17 Direct Ownership 10 - Acquisition or -1,588 24.7800 USD 38,416
disposition in the
public market
2959349 2017-02-14 2017-02-17 Direct Ownership 51 - Exercise of +5,284 10.2600 USD 43,700
options
2959350 2017-02-14 2017-02-17 Direct Ownership 10 - Acquisition or -5,284 24.7500 USD 38,416
disposition in the
public market
2959380 2017-02-14 2017-02-17 Direct Ownership 10 - Acquisition or -4,405 24.7500 USD 34,011
disposition in the
public market
2959381 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of +4,000 11.5600 USD 38,011
options
-252-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959382 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of +6,299 7.8900 USD 44,310
options
2959879 2017-02-16 2017-02-20 Direct Ownership 10 - Acquisition or -2,115 25.5500 USD 37,286
disposition in the
public market
2959880 2017-02-16 2017-02-20 Direct Ownership 51 - Exercise of +4,263 10.2600 USD 41,549
options
2959881 2017-02-16 2017-02-20 Direct Ownership 10 - Acquisition or -4,263 25.5500 USD 37,286
disposition in the
public market
A 2960444 2017-02-21 2017-02-21 Direct Ownership 51 - Exercise of +6,000 10.9300 USD 43,286
options
2960445 2017-02-21 2017-02-21 Direct Ownership 10 - Acquisition or -6,000 27.9100 USD 37,286
disposition in the
public market
2959889 2017-02-16 2017-02-20 Direct Ownership 10 - Acquisition or -10,000 26.2000 USD 19,144
disposition in the
public market
2958611 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -2,436 19.0300 USD 268,950 Common Shares -2,436 154,740
options
-253-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958616 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -23,139 19.0300 USD 245,811 Common Shares -23,139 131,601
options
2958617 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -29,455 11.5600 USD 216,356 Common Shares -29,455 102,146
options
2958629 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -22,595 10.2600 USD 193,761 Common Shares -22,595 79,551
options
2958630 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -100 11.5600 USD 193,661 Common Shares -100 79,451
options
2958637 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -12,000 11.6400 53,075 Common Shares -12,000 28,075
options
2958640 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -2,000 14.2800 67,789 Common Shares -2,000 67,789
options
2959367 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -4,000 11.5600 USD 63,789 Common Shares -4,000 63,789
options
2960449 2017-02-21 2017-02-21 Direct Ownership 51 - Exercise of -1,500 11.5600 USD 62,289 Common Shares -1,500 62,289
options
2959393 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -10,756 11.6400 57,189 Common Shares -10,756 57,189
options
-254-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958650 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -9,927 20.9800 111,311 Common Shares -9,927 51,551
options
2958651 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -3,152 11.6400 108,159 Common Shares -3,152 48,399
options
2958652 2017-02-14 2017-02-16 Direct Ownership 51 - Exercise of -10,232 14.2800 97,927 Common Shares -10,232 38,167
options
2959343 2017-02-14 2017-02-17 Direct Ownership 51 - Exercise of -3,427 19.0300 USD 79,276 Common Shares -3,427 -12,335
options
2959345 2017-02-14 2017-02-17 Direct Ownership 51 - Exercise of -1,588 11.5600 USD 77,688 Common Shares -1,588 -13,923
options
2959351 2017-02-14 2017-02-17 Direct Ownership 51 - Exercise of -5,284 10.2600 USD 72,404 Common Shares -5,284 -19,207
options
2959383 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of -4,000 11.5600 USD 68,404 Common Shares -4,000 -23,207
options
2959384 2017-02-16 2017-02-17 Direct Ownership 51 - Exercise of -6,299 7.8900 USD 62,105 Common Shares -6,299 -29,506
options
2959882 2017-02-16 2017-02-20 Direct Ownership 51 - Exercise of -4,263 10.2600 USD 59,053 Common Shares -4,263 59,053
options
2960446 2017-02-21 2017-02-21 Direct Ownership 51 - Exercise of -6,000 10.9300 USD 53,053 Common Shares -6,000 53,053
options
2959415 2017-02-13 2017-02-17 Direct Ownership 56 - Grant of rights +43,991 75,826 2022-02-13 Common Shares +43,991 75,826
2959395 2017-02-16 2017-02-17 Direct Ownership 58 - Expiration of -2,008 42,920 Common Shares -2,008 42,920
rights
-256-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-257-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959891 2017-02-17 2017-02-20 Indirect Ownership 11 - Acquisition or +62,500 0.1600 62,500 0.2500 2019-02-20 Common Shares +62,500 62,500
disposition carried
Paladin Geoscience out privately
Corp.
-258-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2792679 2015-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +59 19.3500 8,882 Common Shares or +59 8,882
disposition under a cash settled
purchase/ownership
plan
O 2795168 2016-02-26 2016-03-01 Direct Ownership 56 - Grant of rights +65 2018-12-31 Common Shares or +65
cash settled
A 2795168 2016-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +206 24.2900 23,487 Common Shares or +206 23,487
disposition under a cash settled
purchase/ownership
plan
-259-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2792689 2015-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +24 19.3500 3,553 Common Shares or +24 3,553
disposition under a cash settled
purchase/ownership
plan
O 2795305 2016-02-26 2016-03-01 Direct Ownership 56 - Grant of rights +26 2018-12-31 Common Shares or +26
cash settled
A 2795305 2016-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +83 24.2900 9,396 Common Shares or +83 9,396
disposition under a cash settled
purchase/ownership
plan
A 2792788 2015-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +24 19.3500 3,553 Common Shares or +24 3,553
disposition under a cash settled
purchase/ownership
plan
O 2795173 2016-02-26 2016-03-01 Direct Ownership 56 - Grant of rights +26 2018-12-31 Common Shares or +26
cash settled
A 2795173 2016-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +83 24.2900 9,396 Common Shares or +83 9,396
disposition under a cash settled
purchase/ownership
plan
A 2792686 2015-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +49 19.3500 7,401 Common Shares or +49 7,401
disposition under a cash settled
purchase/ownership
plan
O 2795170 2016-02-26 2016-03-01 Direct Ownership 56 - Grant of rights +54 2018-12-31 Common Shares or +54
cash settled
A 2795170 2016-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +172 24.2900 20,532 Common Shares or +172 20,532
disposition under a cash settled
purchase/ownership
plan
O 2792696 2015-11-26 2016-02-25 Direct Ownership 56 - Grant of rights +24 2018-12-31 Common Shares or +24
cash settled
A 2792696 2015-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +24 19.3500 3,553 Common Shares or +24 3,553
disposition under a cash settled
purchase/ownership
plan
O 2795318 2016-02-26 2016-03-01 Direct Ownership 56 - Grant of rights +26 2018-12-31 Common Shares or +26
cash settled
A 2795318 2016-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +83 24.2900 3,636 Common Shares or +83 3,636
disposition under a cash settled
purchase/ownership
plan
A 2792693 2015-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +24 19.3500 3,553 Common Shares or +24 3,553
disposition under a cash settled
purchase/ownership
plan
O 2795314 2016-02-26 2016-03-01 Direct Ownership 56 - Grant of rights +26 2018-12-31 Common Shares or +26
cash settled
A 2795314 2016-12-31 2017-02-22 Direct Ownership 30 - Acquisition or +83 24.2900 9,396 Common Shares or +83 9,396
disposition under a cash settled
purchase/ownership
plan
-261-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-262-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959922 2017-02-14 2017-02-21 Indirect Ownership 10 - Acquisition or -87,000 0.0210 EUR 2,157,979
disposition in the
Pilkington Capital public market
Corporation
2959924 2017-02-16 2017-02-21 Indirect Ownership 10 - Acquisition or -70,000 0.0200 EUR 2,087,979
disposition in the
Pilkington Capital public market
Corporation
-263-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959876 2017-01-04 2017-02-20 Direct Ownership 52 - Expiration of -40,000 1.0400 690,000 2017-01-04 Common Shares -40,000 690,000
options
-266-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958490 2016-12-31 2017-02-16 Direct Ownership 30 - Acquisition or +117 6.1800 445 Common Shares +117 445
disposition under a
purchase/ownership
plan
2958487 2016-12-31 2017-02-16 Direct Ownership 30 - Acquisition or +641 6.1800 8,562 Common Shares +641 8,562
disposition under a
purchase/ownership
plan
-268-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-269-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-270-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-271-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-272-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-273-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-274-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-275-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958421 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +8,384 39.4600 67,224
2958458 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +5,590 39.4600 45,289
2958439 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +46,580 39.4600 351,363
-276-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958426 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +13,508 39.4600 105,875
2958724 2017-02-15 2017-02-17 Direct Ownership 56 - Grant of rights +8,433 38.3300 USD 82,346
2958431 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +9,316 39.4600 74,117
2958394 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +2,484 39.4600 21,392
2958413 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +15,453 39.4600 136,999
2958446 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +6,521 39.4600 49,191
2958408 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +9,316 39.4600 72,195
2958399 2017-02-15 2017-02-16 Direct Ownership 56 - Grant of rights +1,677 39.4600 13,035
-278-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Security Designation : Options - Suncor Energy Option Plan (Post August 1, 2009)
Insider: Reynish, Stephen David Lile
Insider's Relationship to Issuer: 5 - Senior Officer of Issuer
2960283 2017-02-17 2017-02-21 Direct Ownership 51 - Exercise of -76,667 30.2100 508,333 2023-02-15 Common Shares -76,667 508,333
options Tandem with
Shareholder
Appreciation Rights
2957992 2017-02-15 2017-02-15 Direct Ownership 51 - Exercise of -90,000 31.8500 2,893,000 2017-02-20 Common Shares -90,000 2,893,000
options Tandem with
Shareholder
Appreciation Rights
-279-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960316 2017-02-20 2017-02-21 Direct Ownership 52 - Expiration of -8,400 43.7200 8,000 2017-02-20 Common Shares -8,400 8,000
options
-280-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-281-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-282-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-283-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960808 2017-02-17 2017-02-22 Direct Ownership 56 - Grant of rights +4,000 31.6400 4,000 Class B Subordinate +4,000 4,000
Voting Shares
Settled in Cash
-284-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-285-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-286-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
A 2959181 2017-02-16 2017-02-17 Direct Ownership 30 - Acquisition or -475 42.7709 56,594 Common Shares -475 56,594
disposition under a
purchase/ownership
plan
A 2959223 2017-02-16 2017-02-17 Direct Ownership 30 - Acquisition or -492 42.7709 62,382 Common Shares -492 62,382
disposition under a
purchase/ownership
plan
-287-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-288-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-289-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
O 2958444 2017-02-14 2017-02-16 Direct Ownership 54 - Exercise of -200,000 0.0500 2017-06-15 Common Shares -200,000
warrants
O 2958448 2017-02-15 2017-02-16 Direct Ownership 54 - Exercise of -480,000 0.0500 2017-06-15 Common Shares -480,000
warrants
A 2958441 2017-02-07 2017-02-17 Indirect Ownership 54 - Exercise of -70,000 0.0500 *680,000 2017-06-15 Common Shares -70,000 680,000
warrants
9206-8618 Quebec Inc
A 2958444 2017-02-14 2017-02-17 Indirect Ownership 54 - Exercise of -200,000 0.0500 *480,000 2017-06-15 Common Shares -200,000 480,000
warrants
9206-8618 Quebec Inc
A 2958448 2017-02-15 2017-02-17 Indirect Ownership 54 - Exercise of -480,000 0.0500 0 2017-06-15 Common Shares -480,000 0
warrants
9206-8618 Quebec Inc
2959049 2017-02-16 2017-02-17 Indirect Ownership 53 - Grant of +2,000,000 0.0500 *2,000,000 0.0500 2019-02-16 Common Shares +2,000,000 2,000,000
warrants
9206-8618 Quebec Inc
2959035 2017-02-16 2017-02-17 Direct Ownership 50 - Grant of options +118,288 3,262,707 35.0200 2024-02-16 Common Shares +118,228 3,262,647
-291-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959188 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of +1,660 36.2100 USD 34,694
options
2959190 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of +13,360 38.9800 USD 48,054
options
2959191 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of +50,710 28.3600 USD 98,764
options
2959193 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of +10,800 35.2200 USD 109,564
options
2959195 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of +19,552 30.8500 USD 129,116
options
2959198 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of +19,463 30.8500 USD 148,579
options
2959200 2017-02-15 2017-02-17 Direct Ownership 10 - Acquisition or -19,463 44.8619 USD 129,116
disposition in the
public market
2959201 2017-02-15 2017-02-17 Direct Ownership 10 - Acquisition or -96,082 44.8800 USD 33,034
disposition in the
public market
2957899 2016-03-31 2017-02-15 Direct Ownership 30 - Acquisition or +135 34.4080 USD 557
disposition under a
purchase/ownership
plan
2957901 2016-06-30 2017-02-15 Direct Ownership 30 - Acquisition or +127 34.3570 USD 528
disposition under a
purchase/ownership
plan
2957902 2016-09-30 2017-02-15 Direct Ownership 30 - Acquisition or +125 35.1730 USD 782
disposition under a
purchase/ownership
plan
-292-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2957903 2016-12-30 2017-02-15 Direct Ownership 30 - Acquisition or +118 37.2130 USD 638
disposition under a
purchase/ownership
plan
2957908 2017-02-14 2017-02-15 Direct Ownership 10 - Acquisition or -127 44.9000 USD 511
disposition in the
public market
2959180 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -13,360 38.9800 USD 344,454 Common Shares -13,360 344,454
options
2959182 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -50,710 28.3600 USD 293,744 Common Shares -50,710 293,744
options
2959183 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -10,800 35.2200 USD 282,944 Common Shares -10,800 282,944
options
2959185 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -19,552 30.8500 USD 263,392 Common Shares -19,552 263,392
options
2959186 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -19,463 30.8500 USD 243,929 Common Shares -19,463 243,929
options
-293-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
O 2945668 2017-01-16 2017-01-19 Direct Ownership 50 - Grant of options +500,000 0.1500 2022-01-16 Common Shares +500,000
A 2945668 2017-01-16 2017-02-17 Direct Ownership 50 - Grant of options +323,000 408,000 0.1500 2022-01-16 Common Shares +323,000 408,000
-294-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959125 2017-02-15 2017-02-17 Direct Ownership 51 - Exercise of -12,300 47.1200 205,617 2025-02-11 Common Shares -12,300 205,617
options
-296-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
Security Designation : Options Granted Feb. 18, 2011 @ $37.93 CDN Expiry Feb. 18, 2018
Insider: Cook, Ronald L.
Insider's Relationship to Issuer: 5 - Senior Officer of Issuer
2960676 2017-02-21 2017-02-22 Direct Ownership 51 - Exercise of -8,436 0 37.9300 2018-02-18 Common Shares -8,436 0
options
-297-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-299-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959359 2017-02-07 2017-02-17 Indirect Ownership 00 - Opening 2,784,494 Common Shares 2,784,494
Balance-Initial SEDI
First Alaskan Capital Report
Partners - Trilogy, LLC
-300-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-301-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-302-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958939 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +6,961 6,961 Non-Voting Shares +6,961 6,961
classe B/espces
2958944 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +5,346 5,346 Non-Voting Shares +5,346 5,346
classe B/espces
2958950 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +6,359 6,359 Non-Voting Shares +6,359 6,359
classe B/espces
-303-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958866 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +32,524 32,524 Non-Voting Shares +32,524 32,524
classe B/espces
2958962 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +2,967 2,967 Non-Voting Shares +2,967 2,967
classe B/espces
2958973 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +3,898 3,898 Non-Voting Shares +3,898 3,898
classe B/espces
2958981 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +7,657 7,657 Non-Voting Shares +7,657 7,657
classe B/espces
2958840 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +62,132 62,132 Non-Voting Shares +62,132 62,132
classe B/espces
2958991 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +11,138 11,138 Non-Voting Shares +11,138 11,138
classe B/espces
2958941 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +9,282 9,282 Non-Voting Shares +9,282 9,282
classe B/espces
2958946 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +7,128 7,128 Non-Voting Shares +7,128 7,128
classe B/espces
2958953 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +8,479 8,479 Non-Voting Shares +8,479 8,479
classe B/espces
2958873 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +43,366 43,366 Non-Voting Shares +43,366 43,366
classe B/espces
2958966 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +3,956 3,956 Non-Voting Shares +3,956 3,956
classe B/espces
2958976 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +5,198 5,198 Non-Voting Shares +5,198 5,198
classe B/espces
-305-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958983 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +10,210 10,210 Non-Voting Shares +10,210 10,210
classe B/espces
2958846 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +82,843 82,843 Non-Voting Shares +82,843 82,843
classe B/espces
2958993 2016-12-31 2017-02-17 Direct Ownership 56 - Grant of rights +14,851 14,851 Non-Voting Shares +14,851 14,851
classe B/espces
-306-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959152 2017-02-16 2017-02-17 Direct Ownership 38 - Redemption, -5,818 32.9340 21,795 en espces / in cash 0
retraction,
cancellation,
repurchase
-307-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959741 2017-02-17 2017-02-20 Direct Ownership 50 - Grant of options +200,000 200,000 0.0700 2027-02-17 Common Shares +200,000 200,000
2959743 2017-02-17 2017-02-20 Direct Ownership 50 - Grant of options +200,000 200,000 0.0700 2027-02-17 Common Shares +200,000 200,000
2960371 2017-02-16 2017-02-21 Direct Ownership 30 - Acquisition or -225,000 0.2000 225,000 Common Shares -45,000 225,000
disposition under a
purchase/ownership
plan
-308-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2957881 2017-02-14 2017-02-15 Direct Ownership 50 - Grant of options +6,000 10.6900 6,000 2023-02-14 Common Shares +6,000 6,000
2959545 2016-12-31 2017-02-18 Direct Ownership 56 - Grant of rights +1,117 13.7100 33,712 2017-12-31 Common Shares +1,117 33,712
2959546 2016-12-31 2017-02-18 Direct Ownership 56 - Grant of rights +28,045 9.0942 61,757 2018-12-31 Common Shares +28,045 61,757
-309-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959548 2016-12-31 2017-02-18 Direct Ownership 56 - Grant of rights +279 13.7100 8,429 2017-12-31 Common Shares +279 8,429
2959549 2016-12-31 2017-02-18 Direct Ownership 56 - Grant of rights +7,012 9.0942 15,441 2018-12-31 Common Shares +7,012 15,441
-310-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960252 2016-12-31 2017-02-21 Direct Ownership 30 - Acquisition or +1,143 43.5900 22,022 Common Shares +1,143 22,022
disposition under a
purchase/ownership
plan
Issuer: VersaBank
Security Designation : Common Shares
Insider: George, Patrick
Insider's Relationship to Issuer: 6 - Director or Senior Officer of 10% Security Holder
2959949 2017-02-15 2017-02-21 Indirect Ownership 10 - Acquisition or +4,000 5.0000 125,670
disposition in the
RBC Dominion public market
2958336 2017-01-31 2017-02-16 Direct Ownership 57 - Exercise of rights -29,555 0.2540 23,706 Common Shares -29,555 23,706
2958677 2017-01-31 2017-02-17 Direct Ownership 57 - Exercise of rights -29,555 0.2540 0 Common Shares -29,555 0
2958354 2017-01-31 2017-02-16 Direct Ownership 57 - Exercise of rights -29,555 0.2540 0 Common Shares -29,555 0
2958341 2017-01-31 2017-02-16 Direct Ownership 56 - Grant of rights +29,555 0.2540 29,555 Common Shares +29,555 29,555
2958343 2017-01-31 2017-02-16 Direct Ownership 57 - Exercise of rights -29,555 0.2540 0 Common Shares -29,555 0
2958571 2017-02-11 2017-02-16 Direct Ownership 97 - Other -334 80.0300 USD 12,205
2958575 2017-02-12 2017-02-16 Direct Ownership 97 - Other -413 80.0300 USD 13,055
2958578 2017-02-13 2017-02-16 Direct Ownership 97 - Other -404 80.6100 USD 13,888
2958427 2017-02-11 2017-02-16 Direct Ownership 97 - Other -1,129 80.0300 USD 196,327
2958432 2017-02-12 2017-02-16 Direct Ownership 97 - Other -1,524 80.0300 USD 200,154
2958437 2017-02-13 2017-02-16 Direct Ownership 97 - Other -1,559 80.6100 USD 204,076
2958496 2017-02-11 2017-02-16 Direct Ownership 97 - Other -1,272 80.0300 USD 58,781
-313-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958500 2017-02-12 2017-02-16 Direct Ownership 97 - Other -1,751 80.0300 USD 61,051
2958504 2017-02-13 2017-02-16 Direct Ownership 97 - Other -1,750 80.6100 USD 63,320
2958389 2017-02-11 2017-02-16 Direct Ownership 97 - Other -567 80.0300 USD 9,023
2958527 2017-02-11 2017-02-16 Direct Ownership 97 - Other -801 80.0300 USD 67,556
2958533 2017-02-12 2017-02-16 Direct Ownership 97 - Other -1,090 80.0300 USD 68,904
2958537 2017-02-13 2017-02-16 Direct Ownership 97 - Other -1,071 80.6100 USD 70,225
2958375 2017-02-11 2017-02-16 Direct Ownership 97 - Other -567 80.0300 USD 53,761
2958544 2017-02-11 2017-02-16 Direct Ownership 97 - Other -437 80.0300 USD 10,976
2958548 2017-02-12 2017-02-16 Direct Ownership 97 - Other -649 80.0300 USD 12,442
-314-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958551 2017-02-13 2017-02-16 Direct Ownership 97 - Other -662 80.6100 USD 13,945
2958352 2017-02-11 2017-02-16 Direct Ownership 97 - Other -423 80.0300 USD 30,617
2958507 2017-02-11 2017-02-16 Direct Ownership 97 - Other -1,494 80.0300 USD 49,663
2958510 2017-02-12 2017-02-16 Direct Ownership 97 - Other -1,913 80.0300 USD 52,159
2958516 2017-02-13 2017-02-16 Direct Ownership 97 - Other -1,912 80.6100 USD 54,654
2958555 2017-02-11 2017-02-16 Direct Ownership 97 - Other -575 80.0300 USD 24,928
2958559 2017-02-12 2017-02-16 Direct Ownership 97 - Other -781 80.0300 USD 26,756
2958564 2017-02-13 2017-02-16 Direct Ownership 97 - Other -783 80.6100 USD 28,591
-315-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958460 2017-02-11 2017-02-16 Direct Ownership 97 - Other -3,486 80.0300 USD 107,383
2958471 2017-02-12 2017-02-16 Direct Ownership 97 - Other -3,092 80.0300 USD 115,406
2958478 2017-02-13 2017-02-16 Direct Ownership 97 - Other -3,166 80.6100 USD 123,627
2958339 2017-02-11 2017-02-16 Direct Ownership 97 - Other -423 80.0300 USD 11,921
2958403 2017-02-11 2017-02-16 Direct Ownership 97 - Other -558 80.0300 USD 23,188
2958411 2017-02-12 2017-02-16 Direct Ownership 97 - Other -783 80.0300 USD 24,520
2958419 2017-02-13 2017-02-16 Direct Ownership 97 - Other -623 80.6100 USD 25,924
A 2954886 2017-02-01 2017-02-16 Direct Ownership 00 - Opening 12,605 Common Shares 12,605
Balance-Initial SEDI
Report
2958568 2017-02-11 2017-02-16 Direct Ownership 57 - Exercise of rights -1,209 11,396 Common Shares -1,209 11,396
2958572 2017-02-12 2017-02-16 Direct Ownership 57 - Exercise of rights -1,263 10,133 Common Shares -1,263 10,133
-316-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958576 2017-02-13 2017-02-16 Direct Ownership 57 - Exercise of rights -1,237 8,896 Common Shares -1,237 8,896
2958429 2017-02-12 2017-02-16 Direct Ownership 57 - Exercise of rights -5,351 40,156 Common Shares -5,351 40,156
2958433 2017-02-13 2017-02-16 Direct Ownership 57 - Exercise of rights -5,481 34,675 Common Shares -5,481 34,675
2958498 2017-02-12 2017-02-16 Direct Ownership 57 - Exercise of rights -4,021 79,994 Common Shares -4,021 79,994
2958501 2017-02-13 2017-02-16 Direct Ownership 57 - Exercise of rights -4,019 75,975 Common Shares -4,019 75,975
2958528 2017-02-12 2017-02-16 Direct Ownership 57 - Exercise of rights -2,438 18,265 Common Shares -2,438 18,265
2958535 2017-02-13 2017-02-16 Direct Ownership 57 - Exercise of rights -2,392 15,873 Common Shares -2,392 15,873
A 2958364 2017-02-11 2017-02-16 Direct Ownership 57 - Exercise of rights -1,295 0 Common Shares -1,295 0
2958545 2017-02-12 2017-02-16 Direct Ownership 57 - Exercise of rights -2,115 15,879 Common Shares -2,115 15,879
-317-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958549 2017-02-13 2017-02-16 Direct Ownership 57 - Exercise of rights -2,165 13,714 Common Shares -2,165 13,714
2958508 2017-02-12 2017-02-16 Direct Ownership 57 - Exercise of rights -4,409 67,225 Common Shares -4,409 67,225
2958511 2017-02-13 2017-02-16 Direct Ownership 57 - Exercise of rights -4,407 62,818 Common Shares -4,407 62,818
2958556 2017-02-12 2017-02-16 Direct Ownership 57 - Exercise of rights -2,609 19,926 Common Shares -2,609 19,926
2958562 2017-02-13 2017-02-16 Direct Ownership 57 - Exercise of rights -2,618 17,308 Common Shares -2,618 17,308
2958467 2017-02-12 2017-02-16 Direct Ownership 57 - Exercise of rights -11,115 198,077 Common Shares -11,115 198,077
2958474 2017-02-13 2017-02-16 Direct Ownership 57 - Exercise of rights -11,387 186,690 Common Shares -11,387 186,690
2958407 2017-02-12 2017-02-16 Direct Ownership 57 - Exercise of rights -2,115 18,358 Common Shares -2,115 18,358
2958415 2017-02-13 2017-02-16 Direct Ownership 57 - Exercise of rights -2,027 16,331 Common Shares -2,027 16,331
-318-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960873 2017-02-20 2017-02-22 Direct Ownership 50 - Grant of options +7,360 18,205 52.9500 2027-02-20 Options +7,360 18,205
2960649 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -549 3,020 48.7210 Rights 0
2960652 2017-02-20 2017-02-22 Direct Ownership 56 - Grant of rights +2,800 5,820 2020-02-20 Rights 0
2960628 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -219 2,860 48.7210 Rights 0
2960641 2017-02-20 2017-02-22 Direct Ownership 56 - Grant of rights +2,800 5,660 2020-02-20 Rights 0
2960598 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -2,628 14,598 48.7210 Rights 0
2960600 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -2,628 11,970 61.8760 Rights 0
2960608 2017-02-20 2017-02-22 Direct Ownership 56 - Grant of rights +6,420 18,390 2020-02-20 Rights 0
2960655 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -437 2,440 48.7210 Rights 0
2960659 2017-02-20 2017-02-22 Direct Ownership 56 - Grant of rights +2,420 4,860 2020-02-20 Rights 0
2960707 2017-02-17 2017-02-22 Direct Ownership 56 - Grant of rights +44 8,494 Rights 0
O 2960710 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -1,367 48.7210 Rights
A 2960710 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -1,367 7,127 48.7210 Rights 0
2960752 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -1,367 5,760 61.8760 Rights 0
2960770 2017-02-20 2017-02-22 Direct Ownership 56 - Grant of rights +2,960 8,720 2020-02-20 Rights 0
2960716 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -1,149 5,169 48.7210 Rights 0
2960717 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -1,149 4,020 61.8760 Rights 0
2960794 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -2,048 10,688 48.7210 Rights 0
2960795 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -2,048 8,640 61.8760 Rights 0
2960802 2017-02-20 2017-02-22 Direct Ownership 56 - Grant of rights +4,450 13,090 2020-02-20 Rights 0
2960834 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -1,601 8,381 48.7210 Rights 0
2960838 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -1,601 6,780 61.8760 Rights 0
2960848 2017-02-20 2017-02-22 Direct Ownership 56 - Grant of rights +3,500 10,280 2020-02-20 Rights 0
-321-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2960858 2017-02-17 2017-02-22 Direct Ownership 56 - Grant of rights +220 43,750 Rights 0
2960859 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -6,705 37,045 48.7210 Rights 0
2960861 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -6,705 30,340 61.8760 Rights 0
2960867 2017-02-20 2017-02-22 Direct Ownership 56 - Grant of rights +20,870 51,210 2020-02-20 Rights 0
2960871 2017-02-17 2017-02-22 Direct Ownership 59 - Exercise for cash -549 4,940 48.7210 Rights 0
2960876 2017-02-20 2017-02-22 Direct Ownership 56 - Grant of rights +2,750 7,690 2020-02-20 Rights 0
-322-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959670 2017-02-16 2017-02-20 Direct Ownership 50 - Grant of options +259,473 2.0900 1,056,412 2027-02-16 Common Shares +259,473 1,056,412
2958932 2016-01-26 2017-02-17 Direct Ownership 10 - Acquisition or +4,500 1.4704 USD 2,047,367
disposition in the
public market
-324-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958956 2016-01-05 2017-02-17 Direct Ownership 11 - Acquisition or +8,417 8,417 3.5000 2021-01-05 Common Shares +8,417 8,417
disposition carried
out privately
-325-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-326-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2958153 2016-04-19 2017-02-16 Direct Ownership 35 - Stock dividend +180,957 37.3100 18,185,015
2958156 2016-07-21 2017-02-16 Direct Ownership 35 - Stock dividend +177,264 38.4700 18,362,279
2958158 2016-10-18 2017-02-16 Direct Ownership 35 - Stock dividend +170,610 40.3600 18,532,889
2958159 2017-01-18 2017-02-16 Direct Ownership 35 - Stock dividend +158,780 43.7700 18,691,669
2959492 2017-02-16 2017-02-18 Indirect Ownership 51 - Exercise of +162,000 0.1500 324,000 0.1500 2017-03-12 Common Shares +162,000 324,000
options
Sausilito Ltd.
-327-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-328-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959847 2017-02-15 2017-02-20 Direct Ownership 56 - Grant of rights +60,311 98,342 On target cash 0
payment of value of
1 share x multiple
-329-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-330-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
2959938 2017-02-17 2017-02-21 Direct Ownership 50 - Grant of options +133,334 2.7700 636,669 2022-02-17 Common Shares +133,334 636,669
A 2960084 2017-02-21 2017-02-21 Indirect Ownership 90 - Change in the -1,456,088 0.0050 18,200
nature of ownership
Sammiri Capital Inc
-331-
Transaction Date of Date of Ownership type Nature of Number or Unit price or Balance of Conversion or Date of expiry Underlying Equivalent Closing balance
ID transaction filing (and registered transaction value exercise price securities held exercise price or maturity Security number of of equivalent
(YYYY-MM-DD) (YYYY-MM-DD) holder, if acquired or as of (YYYY-MM-DD) Designation underlying number or value
applicable) disposed of transaction date securities of underlying
acquired or securities
disposed of
-332-