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sperm epigenome
James R. Craig, M.D.,a,b Timothy G. Jenkins, Ph.D.,a Douglas T. Carrell, Ph.D., H.C.L.D.,a,c,d
and James M. Hotaling, M.D., M.S., F.E.C.S.M.a,b,c
a
Division of Urology, Department of Surgery, b Center for Men's Health and Reconstructive Surgery, and c Department of
Obstetrics and Gynecology, University of Utah; and d Department of Human Genetics, University of Utah School of
Medicine, Salt Lake City, Utah
Obesity is a growing epidemic and a common problem among reproductive-age men that can both cause and exacerbate male-factor
infertility by means of endocrine abnormalities, associated comorbidities, and direct effects on the delity and throughput of spermato-
genesis. Robust epidemiologic, clinical, genetic, epigenetic, and nonhuman animal data support these ndings. Recent works in the
burgeoning eld of epigenetics has demonstrated that paternal obesity can affect offspring metabolic and reproductive phenotypes
by means of epigenetic reprogramming of spermatogonial stem cells. Understanding the impact of this reprogramming is critical to
a comprehensive view of the impact of obesity on subsequent generations. Furthermore, and perhaps more importantly, conveying
the impact of these lifestyle changes on future progeny can serve as a powerful tool for obese men to modify their behavior. Reproduc-
tive urologists and endocrinologists must learn to assimilate these new ndings to better counsel men about the importance of paternal
preconception health, a topic recently being championed by the Centers for Disease Control and Prevention. (Fertil Steril 2017;107:
84859. 2017 by American Society for Reproductive Medicine.)
Key Words: Obesity, male infertility, sperm epigenetics, transgenerational inheritance
Discuss: You can discuss this article with its authors and with other ASRM members at https://www.fertstertdialog.com/users/
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O
besity, dened as a body mass mellitus, sexual dysfunction, and sperm logic evidence was not available until
index (BMI) of >30 kg/m2, is epigenetic perturbations. In addition to a decade ago. In 2006, Sallmen et al.
a disease approaching the immediate effects that obesity has (11) described a group of 20,620 fam-
pandemic proportions, affecting more on the father, there is evidence that ilies in Iowa and North Carolina. They
than 1.9 billion adults over the age of negative effects may be transmitted to illustrated a dose-response relationship
18 years worldwide (1, 2) (Fig. 1). In the offspring via genetic and epigenetic between BMI and male infertility, with
the United States alone, the prevalence alterations of germ cell DNA (810). worsening male fertility for every 3-
of obese men who are of reproductive The objective of the present review is point increase in BMI >25 kg/m2,
age has tripled since the 1970s and to explore the epidemiology and patho- with an odds ratio (OR) of 1.12 (95%
currently affects 33.9% of the physiology of obesity-induced male condence interval [CI] 1.011.25).
population over the age of 20 years (3). infertility with an emphasis on the role These ndings were conrmed in later
The rise in obesity rates have paral- of epigenetics. studies across the globe, including in
leled reports of rising rates of Danish (12) and Norwegian (13) cohorts
poor sperm quality and male infertility that showed an association between
OBESITY AND MALE obesity and male infertility with
(4, 5). With the rate of male-related infer-
tility contributing to 45%50% of infer-
INFERTILITYTHE ORs of 1.53 (95% CI 1.321.77) and
tile couples (6, 7), there is an enlarging EPIDEMIOLOGIC 1.36 (95% CI 1.321.77), respectively
body of evidence linking male infertility ASSOCIATION (1219). A complete review of these
to obesity. Mechanisms by which obesity The negative effects of obesity on studies is presented in Table 1.
may affect spermatogenesis include semen parameters and androgen
thermal effects, hyperestrogenism, hypo- proles have been well established;
gonadotropic hypogonadism, diabetes however, population-based epidemio- OBESITY AND FERTILITY-
RELATED COMORBIDITIES
Received December 12, 2016; revised February 21, 2017; accepted February 25, 2017.
J.R.C. has nothing to disclose. T.G.J. has nothing to disclose. D.T.C. has nothing to disclose. J.M.H. has Obesity-related health decits include
nothing to disclose. increased risks of diabetes mellitus,
Reprint requests: James M. Hotaling, M.D., M.S., F.E.C.S.M., Department of Surgery (Urology), Univer-
sity of Utah, Suite 201, 675 Arapeen, Salt Lake City, UT 84108 (E-mail: jim.hotaling@hsc.utah.edu). cardiovascular disease, epigenetic
alterations, and certain malignancies
Fertility and Sterility Vol. 107, No. 4, April 2017 0015-0282/$36.00
Copyright 2017 American Society for Reproductive Medicine, Published by Elsevier Inc.
(2022). Obese men are also at greater
http://dx.doi.org/10.1016/j.fertnstert.2017.02.115 risk of developing hypogonadism,
FIGURE 1
impaired spermatogenesis, and erectile dysfunction (2326). been shown to be required for normal spermatogenesis (40).
All of these factors are potential contributors to increased Thus, even a small decrease of the systemic testosterone
rates of male infertility in these patients. levels can reect a major reduction of the intratesticular
levels. GnRH is produced by the hypothalamus in a pulsatile
manner and stimulates LH and FSH. Normally, LH is
Obesity-Induced Endocrine Axis Derangements produced by the pituitary gland and acts to induce
Normal intratesticular testosterone levels are a prerequisite for steroidogenesis of testosterone by the Leydig cells. Once
normal spermatogenesis (27). Currently, our understanding of testosterone diffuses out of the Leydig cells, it is bound by
the hypothalamic-pituitary-gonadal (HPG) axis constitutes the proteins in circulation, mainly SHBG, and is then
core of our understanding of male reproduction. However, metabolized to estrogen by aromatase (41). FSH, while not
recent evidence has indicated that a number of neohor- strictly required for spermatogenesis in humans, does
mones, which include leptin (28, 29) and kisspeptin (30), augment Sertoli cell function, making it a core component
may also impact this axis. Furthermore, many of the of optimal testicular function (42).
comorbidities of obesity, such as diabetes (24) and sleep Hypogonadism in obesity can be mediated by both
apnea (3134), exacerbate these endocrine derangements. reduced pulse amplitude of the cyclical secretion of LH from
Below, we discuss in more detail the HPG axis, the effect of the pituitary as well as decreased response to LH by the
obesity on the HPG axis, and how these neohormones effect testis (25). Reductions in SHBG, FSH, and inhibin B and
these pathways. elevated E2, via increased aromatization of testosterone to
Testosterone levels measured within the testicle are found E2 peripherally, are also commonly seen (17, 4345). All of
to be 25125-fold greater than levels in serum (3539). The these changes result in reductions in the throughput and
physiologic need for elevated intratesticular levels is not delity of human spermatogenic function and, possibly,
completely understood; however, levels >70 nmol/L have alter the sperm epigenome (46).
TABLE 1
Continued.
Study n Location Design Variables studied Association with male BMI
Aggerholm et al. 1,989 Europe Prospective study on men aged 1869 y. Data from 1. Semen analysis 1. Overweight group had slightly lower sperm
2008 (17) ve previous population-based environmental 2. Hormone prole concentration (56 106 per mL; 95% CI
studies of semen quality were combined 5260) compared with normal-BMI group
into one database. (59 106 per mL; 95% CI 5563) and lower
total sperm count (154 106; 95% CI
142168) compared with normal-BMI group
(168 106; 95% CI 157180). Obese men had
higher sperm density (68 106 per mL; 95% CI
5878) and total sperm count (190 106;
95% CI 161223) than the reference group of
normal-weight men. None of these differences
were statistically signicant.
2. Decreased T and inhibin (25%32% lower) in
obese men. E2 concentration 6% higher in
obese men.
Martini et al. 794 Argentina Prospective study on male partners of infertile 1. Semen analysis 1. Decreased sperm motility in the high-BMI group.
2010 (18) couples from 2006 to 2007 2. Seminal hormone and Percentage of sperm motility: normal BMI
biochemical prole 51.4% (95% CI 50.2%52.6%); overweight
50.2% (95% CI 49.2%51.2%); obese 46.6%
(95% CI 44.9%48.3%).
2. No association between BMI and sperm
concentration.
3. No signicant differences were detected in
seminal T levels between groups.
Bieniek et al. 4,440 North America Prospective multicenter study from 2002 to 2014 1. Semen analysis 1. BMI had weak but signicant negative
2016 (19) 2. Hormone prole correlations with ejaculate volume (r 0.04),
sperm concentration (r 0.08), motility
(r 0.07), and morphology (r 0.04).
2. Rates of azoospermia and oligospermia were
also more prevalent among obese (12.7% and
31.7%, respectively) compared with normal-
weight (9.8% and 24.5%) men.
3. Testosterone had a signicant negative
correlation, with BMI. E2 demonstrated a
positive relationship.
4. Neither FSH nor LH demonstrated signicant
correlations with BMI.
Note: BMI body mass index; CI condence interval; OR odds ratio; WHO World Health Organization.
FIGURE 2
Obesity and male infertility: mechanisms. Obesity operates through multiple pathways to alter male reproductive potential. It creates epigenetic
changes, some of which can inuence subsequent generations. In addition, it alters the male androgenic axis, inuences a host of other
neohormones, and raises insulin levels. Finally, it has been linked to erectile dysfunction and causes stress, inammation and sleep apnea, all
of which can further reduce male fertility. Kp kisspeptin.
Craig. Obesity and sperm epigenetics. Fertil Steril 2017.
In addition to perturbations by these standard levels of E2 and estrone down-regulate the release of kisspep-
pathways, obesity is associated with dysregulation of a number tin from KISS neurons and decrease the activity of the HPG
of neohormones which act to further disrupt the male axis (48, 49). In addition to aromatization of testosterone,
endocrine axis (2830). Under normal physiologic control, adipocytes also produce a hormone called leptin, a critical
adipocytes release leptin, increasing release of kisspeptin factor in regulating energy homeostasis (50). Mutations in
from KISS neurons. This acts to increase the release of GnRH the leptin gene or leptin receptor leads to increased food
from the hypothalamus, elevating FSH and LH secretion from intake and decreased energy expenditure. However, in obese
the anterior pituitary, which in turn increases testicular individuals without mutations in the leptin gene or receptor,
testosterone biosynthesis. Obesity induces changes via leptin levels are chronically elevated, leading to leptin
multiple pathways in the HPG axis that lead to resistance (51). This resistance is seen centrally in the
hypogonadotropic hyperestrogenic hypoandrogenism (Fig. 2). hypothalamus, where leptin is unable to stimulate the HPG
Obese men have increased adipocyte-related aromatiza- axis in these leptin-resistant men, leading to decreased testos-
tion of testosterone into E2 and estrone (47). These increased terone levels (28, 29).
decrease in semen quality or IVF outcome in obese men under- promoter regions to transcriptional machinery. This, in
going ART (73). turn, can inhibit gene expression. Nuclear proteins,
These studies still leave much unknown about the exact specically histones, can be post-translationally modied
impact of male obesity on ART outcomes. Answering these by means of methylation, acetylation, phosphorylation,
questions will require well controlled studies. For example, and others. These modications promote chromatin
the age and obesity of the female partner may well modulate compaction and control the access of transcription factors
the effects of sperm defects, both independently from and to DNA (86). In addition, multiple RNA species (mRNA,
depending on the male factors. For example, lower maternal microRNA [miRNA], Piwi-interacting RNA [piRNA], etc.)
age results in improved oocyte quality, which may indepen- can directly and indirectly affect a cell's expression prole.
dently improve outcomes but may also provide an improved Small regulatory RNAs are noncoding RNAs that regulate
opportunity for correction of some defects, such as sperm gene expression at the transcriptional or post-
epigenetic abnormalities, after fertilization (74, 75). transcriptional step, or via chromatin remodeling (87).
Because of the epigenome's role in transcription regula-
tion, epigenetic alterations can drive many abnormal
MECHANISMS BEHIND INFERTILITY IN THE fertility phenotypes, and these perturbations have been
OBESE MAN: HORMONAL, INFLAMMATION, implicated in multiple cases in humans. A study by Sonnack
GENETIC, EPIGENETIC et al. showed that men exhibiting qualitative or quantitative
The etiology of obesity-driven male infertility is multifacto- infertility have signicantly decreased levels of histone H4
rial, with many likely contributing factors, including acetylation associated with impaired spermatogenesis (88).
hormonal perturbations and potentially reversible epigenetic Furthermore, it has been established that human spermato-
alterations (Fig. 2). It is important to emphasize that each of zoa is composed of miRNAs (7%) piRNAs (17%), and
the mechanisms described as potential factors of altered repeat-associated small RNAs (65%) (89), and some of these
spermatogenesis may have isolated or interdependent actions have been implicated in the process of infertility. Addition-
on fertility. For example, epigenetic alterations in sperm, ally, obesity-associated comorbidities, including inamma-
affecting embryogenesis and health of offspring, may be tion, glucose intolerance, stress, and hypercholesterolemia,
induced by a number of factors, including endocrine alter- were good predictors for sperm miRNA abundance and
ations, thermal effects, and gene expression pathways result- offspring phenotypes (90). That study also showed that
ing from sleep apnea, stress, etc. Therefore, although isolated alteration in preconception diet or exercise interventions
studies of individual factors may point to important features in obese fathers resulted in normalization of miRNA proles.
of the syndrome, well designed systems analyses are crucial to Although the impact of these alterations on sperm function
understand the complete scope of the problem. is unclear, it is important to note that multiple studies have
shown associations between sperm DNA methylation alter-
ations and various semen analysis parameters. This is most
ADIPOSITY-INDUCED EPIGENETIC CHANGES pronounced with sperm motility, count, and viability (91).
IN SPERM Therefore, it is not unreasonable to assume that at least a
Epigenetic marks provide a mechanism by which environ- portion of these obesity-induced alterations have the poten-
mental factors can inuence our cells by leaving biochemical tial to affect normal sperm function and, in turn, fertility. In
imprints on our genome capable of gene regulation in the the context of obesity specically, multiple studies have
absence of mutations to DNA sequence. This modiable been performed. In brief, it has been shown that sperm
nature makes epigenetic signatures very interesting epigenetic patterns are altered in individuals with high
candidates to explain obesity-associated alterations to BMIs (46, 92). Importantly, these alterations do appear to
fertility (810, 7679). A complete review of these studies is be, at least to some degree, reversible.
presented in Table 2. Epigenetic signatures include three Although it appears from studies that perturbations to
major categories: DNA methylation, nuclear protein the sperm epigenome can drive alterations to normal
composition (with specic consideration of histone gamete function, it is important to consider the down-
modications and localization), and expression proles of stream implications. Because the sperm has two major
noncoding RNAs (80). In short, these marks drive (or, at a functional rolessafe delivery of the paternal DNA blue-
minimum, inuence) gene expression patterns in the cell. print to the oocyte and competence to contribute to
Plasticity is a hallmark of epigenetic marks in both somatic embryogenesis and offspring developmentit is important
tissues and the germ line. Epigenetic signatures can be to assess the impact of sperm epigenetic alterations on
readily altered by various modiers, including, but not both. Recent studies have shown that epigenetic marks in
limited to, diet, BMI, activity level, aging, and exposure to sperm are unique and are at regions important in embry-
various toxins and environmental agents (46, 81). onic development (93). Other studies have suggested that
The epigenome helps to ensure proper regulation of various individual miRNA species (most notably the
transcription patterns in all cell types by means of multiple mir34 C family) and collective RNA proles (RNA
mechanisms. DNA methylation has been shown in multiple elements) play a role in normal embryogenesis (94).
studies to be important in gene regulation (8285). Furthermore, in very recent studies, sperm DNA methyl-
Specically, when enriched at gene promoters, DNA ation patterns have been tightly linked to male infertility,
methylation has been shown to inhibit the accessibility of embryo quality, and fecundity (95, 96).
TABLE 2
TRANSGENERATIONAL AND a man's life (or even that were induced in utero) from the
INTERGENERATIONAL INHERITANCE OF father to the child only (typically from F0 to F1). Whereas
OBESITY the inheritance of an altered epigenetic state to the grand-
offspring and beyond (F2 or beyond) is termed transgenera-
Transgenerational and/or intergenerational inheritance tional inheritance. Based on epidemiologic evidence, many
occurs when induced epigenetic changes in the gametes are types of environmental challenges imposed on the parent,
passed on to the subsequent generation (97). This epigenetic such as hunger, specic diets, toxins, and trauma, have
inheritance can theoretically result in phenotypic alterations been found to inuence the development of the offspring
in the offspring, the grand-offspring, and beyond. When (98). Paternal age, subfertility, smoking, obesity, and
considering transmission of epigenetic signatures for the exposure to a range of environmental inuences, including
paternal gamete, it is important to understand the difference air pollution, radiofrequency electromagnetic radiation, and
between intergenerational and transgenerational inheritance xenobiotics, have also been implicated (99).
patterns. In effect, intergenerational epigenetic inheritance The strongest epidemiologic association of intergener-
includes any sperm epigenetic signatures altered throughout ational inheritance is recorded by the Dutch famine study,
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