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S10 ZWAIGENBAUM et al
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Despite efforts to increase awareness with expertise in ASD and develop- ary expert working group, was used
of early signs of autism spectrum mental disabilities that was con- instead to select articles of highest
disorder (ASD) and promote early vened in Marina del Rey, California, in relevance and methodologic quality.
screening,1 as well as some evidence October 2010. A working group (detailed Members of the working group re-
of recent trends toward diagnosing in the Methods section) completed viewed the articles and evaluated their
younger children (as reviewed by a literature review that informed the methodologic quality. In the absence of
Daniels and Mandell2), several large- recommendations by the panel at a standard evaluative tool for such
scale epidemiologic studies suggest the meeting; these recommendations research (eg, Grading of Recom-
that the mean age of diagnosis in were further rened by an updated mendations Assessment, Development
the United States remains at 4 to review that was completed in December and Evaluation,21 which was used to
5 years.35 Given that parents of chil- 2013. The panel reached consensus evaluate the quality of evidence of
dren with ASD generally report initial on the following key question: What clinical intervention trials), assess-
concerns before the child is aged 18 to are the earliest signs and symp- ment of evidence quality focused on
24 months, considerable opportunity toms of ASD in children aged #24 study design (retrospective versus
exists to shorten the stressful di- months that can be used for early prospective), measurement (eg, use of
agnostic odyssey that many families identication? validated measures for both risk fac-
experience,6 maximize opportunities tors and diagnostic outcomes), and
for children with ASD to benet from METHODS whether diagnostic outcomes were
early intensive interventions, and fur- measured blinded to risk factor status.
The Early Identication working group
ther develop evidence-based interventions The working group also took into
comprised Drs Stone, Yirmiya (co-
for this age group.7
chairs), Chawarska, Estes, Hansen, consideration whether ndings were
For many years, much of what was McPartland, and Natowicz. The work- replicated across independent lab-
known about the early signs of ASD was ing group co-chairs and panel co- oratories. Panel recommendations
informed by parents descriptions of chairs (Drs Zwaigenbaum and Bauman) were based on this evaluative frame-
their initial concerns,810 as well as conducted a literature search on work. During the conference, the
analyses of early home videos.1113 PubMed to identify relevant articles on working group offered draft recom-
Rich insights from these data (com- early features of ASD. The PubMed mendations for discussion, modica-
plemented by experimental work that search was conducted on June 30, 2010, tion, and ratication by all attendees.
helped delineate key foundational pro- and used the search terms (child de- Electronic voting was used to express
cesses impaired in ASD, such as af- velopmental disorders, pervasive or opinions and guide consensus building.
fect sharing and joint attention14,15) autistic disorder/ or autism [tw] or A modied nominal group technique was
helped to inform the development of autistic [tw]) and (early detection used to review the recommendations,
ASD-screening tools and surveillance or early diagnosis), with the age with consensus reached by $1 round of
efforts by community health pro- lter infant, birth23 months and lim- voting. The consensus statements and
fessionals.16 Over the past decade, ited to English-language papers. This discussion were summarized as draft
important advances in research have search yielded 341 references, which proceedings of the conference, which
been made into the early development were reviewed by Drs Zwaigenbaum were subsequently edited by all partic-
of ASD, incorporating prospective re- and Bauman, who selected articles ipants. Some of the statements provided
search designs17 and new technologies that focused on studies examining the here are intended to summarize the
aimed at more precisely delineating relationship between early behavioral state of the literature, whereas others
the early emergence of ASD.18,19 Ad- or biological markers in the rst 24 are in the form of recommendations for
vances have also been made in identi- months of life and ASD diagnosis. The research needed to ll important gaps
fying potential biomarkers (eg, genetic, search results were complemented by or aimed at addressing issues critical for
neuroimaging), although there are additional publications identied by clinical practice.
important clinical and ethical consid- working group members. Hence, al- To ensure that the nal article reected
erations regarding their potential ap- though the search strategy was com- recent literature, the search was updated
plication.20 prehensive, selection of articles was by using the same strategy to add
These issues were the focus of an in- not systematic, which is an important articles published to December 31,
ternational, multidisciplinary panel of limitation. A scoping approach, with 2013; this search yielded an additional
clinical practitioners and researchers some discretion by the multidisciplin- 202 references. Evidence tables and text
S12 ZWAIGENBAUM et al
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TABLE 1 Selected Studies of Potential Markers Identifying ASD in Children Aged 12 to 24 Months
Reference Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
Social/emotional behavioral markers (from studies with outcome assessments)
Bryson et al,32 2007 At ages 1224 mo, 2 broadly Prospective 9 SIBS-A later diagnosed with Recruited from Gold standard diagnostic Assessments every 6 mo
dened ASD subgroups: case series ASD multidisciplinary autism assessment for ASD at age 36 from age 6 to 24 mo,
diagnostic and treatment mo using ADI-R, ADOS, and including:
Decrease in IQ from average/ centers DSM-IV-TR criteria AOSI and/or ADOS to
near average to severe Clinical diagnosis of ASD for assess for ASD
cognitive impairment, with 4 children at 24 mo and for symptoms
ASD signs emerging earlier 3 children at 30 mo
or more striking earlier
Continued average or near BSID-II to assess
average IQ cognition
In all 9 subjects, social- CDI-WG to assess
communicative impairments gestural and early
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TABLE 1 Continued
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Reference Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
34
Garon et al, 2009 At 24 mo, children with later Prospective 138 high-risk infants (SIBS-A) Enrolled in larger study; Gold standard diagnostic TBAQ-R to assess
diagnosis of ASD were recruited through autism assessment for ASD at 36 mo temperament
distinguished from non-ASD diagnostic and treatment based on ADI-R, ADOS, (parent report) at
siblings and controls by: centers DSM-IV-TR criteria 24 mo
Temperament prole Ongoing (N = 211 73 low-risk infants (no family 34 of 138 SIBS-A (24.6%) MSEL at 24 and 36 mo
ZWAIGENBAUM et al
(effortful emotion with data history of ASD) diagnosed with ASD
regulation) of lower positive collected
affect, higher negative affect, at age 24 mo)
and difculty controlling
attention and behavior
Lower sensitivity to social 84% and 80%, respectively,
reward cues (low behavioral enrolled in study at age 6 mo;
approach) rest by age 12 mo
Two ASD subgroups
distinguished by number of
ASD symptoms, IQ, age at
diagnosis, Behavioral
Approach prole
Goldberg et al,35 2005 At ages 1419 mo, signicant Prospective 8 children diagnosed with From larger sample of families For subjects recruited as part of ESCS (abridged version)
group differences in 3 of 4 AD or PPD-NOS aged participating in autism study larger study, ADI-R and ADOS-G structured
social and communication 21.033.0 mo at university medical center; were administered; controls interactions
behaviors between ASD and controls from community were screened by using CARS videotaped and
TD children but not between volunteer sample coded to assess
ASD and SIBS-A children: social interaction,
Responses to social 8 SIBS-A aged 14.019.0 mo joint attention, and
interaction bids: less behavioral regulation
frequent eye contact,
gestures, and turn-taking
(P , .05)
Initiation of joint attention: 9 children with TD from
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TABLE 1 Continued
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Reference Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
39
Osterling et al, 2002 At 1 y, infants with ASD: Retrospective 20 infants with later diagnosis Recruited from university AD or PPD-NOS diagnosis Home videos of rst
video study of AD (35% of sample) or PPD- subject pools, state autism conrmed at study entry on birthday parties
NOS society, Division of basis of DSM-III-R plus score of coded by blind raters
Look at others less frequently 14 infants later diagnosed Developmental Disabilities, $30 on CARS on frequencies of
with MR (without ASD and local newspaper and local specic social and
ZWAIGENBAUM et al
without distinguishing radio advertisements, local communicative
physical anomalies) schools behaviors and
Orient to their names less 20 infants with TD repetitive motor
frequently than infants with actions
mental retardation:
At 1 y, infants with ASD or MR: Aged 2.510 y at time of study
Use gestures less frequently
Look to objects held by others
less frequently
Engage in repetitive motor
actions more frequently than
infants with TD
Ozonoff et al,22 2010 By age 12 mo, signicant Prospective 25 high-risk infants with later Sample drawn from larger Classication as ASD or TD at 36 Assessmentsatages6,12,
differences between ASD and TD longitudinal diagnosis of AD or PDD-NOS longitudinal study mo by using Baby Siblings 18, 24, and 36 mo of:
groups in frequency of gaze to study (22 were SIBS-A) Research Consortium
faces and directed vocalizations denitions (ADOS and DSM-IV-
(although not at 6 mo) TR criteria for AD or PDD-NOS)
By 18 mo, signicant group 25 gender-matched SIBS-TD Frequencies of 6 social
differences on all social determined later to have TD communication
communication variables behaviors (gaze to
(see Comments) faces, gaze to objects,
smiles, nonverbal
vocalizations, single-
word verbalizations,
phrase vocalizations),
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TABLE 1 Continued
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Reference Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
4 additional red ags
differentiated ASD from TD
but not from DDd
Yoder et al,43 2009 Later social impairment and Prospective 43 SIBS-A Participants of another study; ASD diagnosis assessed 1.5 y Hierarchical linear
later ASD diagnosis predicted longitudinal SIBS-A recruited from after study entry (ie, after age modeling to assess
ZWAIGENBAUM et al
by: correlational university-based autism and 30 mo) using ADOS, ADI-R, and growth in early social
design speech-language programs DSM-IV-TR criteria skills (ie, RJA and
and community agencies; WTC) as predictors of
SIBS-TD through birth record social impairment in
database and word of mouth SIBS-A
Initial level of RJA (at age 15 24 age-matched SIBS-TD who ASD diagnosed in 6 (AD in 3 and RJA and WTC assessed
mo) provided social outcome PDD-NOS in 3) at 4 time points 4 mo
benchmarks apart; RJA, WTC, and
SBC assessed at time
5, 6 mo after fourth
measurement (ie,
after age 30 mo)
Growth rate of weighted Aged 1223 mo at study entry Weighted frequency of
triadic communication (from unprompted triadic
ages 1534 mo) communications
derived from STAT
At 30 mo, delay in RJA and more Experimental task
general social skills in SIBS-A described in
but large variation in social Presmanes et al,44
outcome scores 2007, to assess RJA
SBC to assess social
behaviors by parent
report
Zwaigenbaum By age 12 mo, infants with later Prospective 65 SIBS-A Recruited mainly at age #6 mo Formal independent diagnostic AOSI at 6 and 12 mo to
et al,45 2005 diagnosis of autism may be longitudinal from autism diagnostic and assessment at 36 mo based assess autism-
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TABLE 1 Continued
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Reference Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
47
Stone et al, 2007 At ages 1223 mo, weaker Prospective 64 SIBS-A SIBS-A recruited from university- Not known Child-based and parent
performance by SIBS-A in: based autism and speech- report measures:
Nonverbal problem solving (ie, 42 SIBS-TD language programs and MSEL to assess
visual reception) community agencies; SIBS-TD cognitive function
Directing attention (ie, IJA) Aged 1223 mo (mean: 16 mo) recruited from birth record CARS to assess autism
ZWAIGENBAUM et al
database, university-based symptoms
Understanding words and research programs, and STAT to assess play,
phrases community agencies requesting, directing
attention, and motor
imitation
Gesture use MCDI questionnaire to
assess verbal and
nonverbal
understanding and
expression
Social communicative DAISI to assess social
interactions with parents engagement
Increased autism symptoms in behaviors
SIBS-A
Signicant correlations
between child-based
measures and parent reports
Yirmiya et al,48 2006 At age 14 mo, SIBS-A: Prospective (N = 61 30 SIBS-A Sibs-A recruited from treatment At age 14 mo, 1 subject was Measures at age 4 and
with 14-mo centers, special schools, and suspected of having autism, 14 mo:
assessments) contacts with families of a diagnosis conrmed at ages
children with ASD 24 and 36 mo by using ADI-R
Initiated fewer nonverbal 31 SIBS-TD Comparison group recruited and ADOS-G BSID-II to assess
requesting gestures from hospital maternity general development
wards and language
Achieved lower language Matched on 1-to-1 basis ICQ to assess
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TABLE 1 Continued
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Reference Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
Language/communication behavioral markers (from studies without outcome assessments)
Gamliel et al,51 2007 At 14 and 24 mo, cognitive and/or Prospective 39 SIBS-A Recruited through treatment Not known BSID-II at 4, 14, and
language delays ($2 SDs centers, special schools, 24 mo to assess
below average on measures) national autism organization, development
in SIBS-A subsets, compared families of children with
ZWAIGENBAUM et al
with other SIBS-A and SIBS-TD autism; comparison group
At ages 1436 mo, cognitive Ongoing (N = 78 with 39 SIBS-TD recruited from hospital RDLS (24 mo) to
and/or language difculties developmental maternity wards assess expressive
in 11 of 39 SIBS-A vs 2 SIBS-TD trajectories to age and verbal
54 mo) comprehension
By 54 mo, cognitive differences Matched at age 4 mo on 1-to-1 K-ABC (36 and 54 mo)
gone, but some differences in basis according to to assess intelligence
language ability (receptive chronologic age, gender, birth
and expressive) remained order, number of children in
Most siblings with language family, temperament prole, Clinical Evaluation of
impairments at age 14 mo and mental and motor scales Language
functioning well at 54 mo Fundamentals
without intervention Preschool (36 and
54 mo)
Parent questionnaire
regarding clinical
and educational
services (24, 36, and
54 mo)
This is a follow-up
report to Yirmiya
et al,48 2006
Markers of motor dysfunction (from studies with outcome assessments)
Esposito and At age 20 mo, boys with AD had: Retrospective 16 boys mean age 20.2 mo with Recruited from referrals to AD diagnosis before study Analysis of home
Venuti,52 2008 video study AD university-based center for conrmed by using DSM-IV videos taken after
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TABLE 1 Continued
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Reference Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
cognitive and symptom 10 with later diagnosis of 8 object uses coded by
status at 36 mo other delaysg blinded raters as
47 with no concerns (did not either frequency or
meet criteria for other duration; 4
groups) hypothesized as
ZWAIGENBAUM et al
typical and age-
appropriate and 4 as
atypicalh
Ozonoff et al,55 2008 During rst 2 y of age: Retrospective 26 children aged 2661 mo 82 recruited from university- Diagnosis of AD or PDD-NOS in the Participants seen at
video study with nonregression-type AD based recruitment core and community conrmed at initial enrollment
local agencies serving study entry; AD diagnosis (when all home
individuals with based on ADI-R plus ADOS; videos of child from
developmental disabilities; 21 regression versus no birth to age 2 y were
recruited in another city from regression subgroups based collected) and 12 y
ongoing studies and on ADI-R later for assessment
university subject pool battery that was part
of another study
Neither regression nor 28 children aged 2661 mo Videos coded for
nonregression types of AD with regression-type AD motor maturity,
differed from TD in rates of protective
movement abnormalities or responses, and
lack of protective responses movement
Toddlers with nonautistic DD 25 with nonautistic DD abnormalities by
displayed higher rates of matched for chronologic and using Infant Motor
movement abnormalities in developmental age Maturity and
sitting and prone and fewer 24 with TD Atypicality Coding
protective responses in Scales
crawling than other groups
Provost et al,56 2007 At ages 2141 mo: Prospective 19 children aged 2141 mo Recruited from referrals to ASD diagnosis made by study BSID-II Motor Scale to
with ASD university-based early team evaluation assess motor skills
sensory-oriented behaviors.
f Zwaigenbaum et al 200545: Temperament marked by marked passivity and decreased activity level at 6 mo, followed by extreme stress reactions, tendency to xate on particular objects in environment, and decreased expression of positive affect by 12 mo.
g Ozonoff et al 200857: Other delays were general developmental delay, speech/language delay, marked hyperactivity, and marked anxiety.
h Ozonoff et al 200857: Behaviors hypothesized as typical: shaking, banging, mouthing, throwing; behaviors hypothesized as atypical: spinning, rolling, rotating, unusual visual exploration (eg, engages in prolonged visual inspection, examines object from
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Some studies have reported group dif- as the spinning, lining up, rotating, and gross and/or ne motor skills have
ferences in both responding to joint especially visual exploration of objects, been reported in high-risk infants,49,66
attention (RJA) and initiating joint at- compared with infants with a later di- and more recent research has sug-
tention (IJA) between infants who re- agnosis of other developmental or gested very early emerging abnormal-
ceive a later diagnosis of ASD and language delays or no developmental ities in motor control. For example, in
children who are not diagnosed. RJA, concerns.57 These ndings are con- a preliminary study of 40 high-risk in-
also called attention following, is in- sistent with other reports of repeti- fant siblings, Flanagan et al67 reported
dicated by the childs shifting of at- tive behaviors associated with object that head lag at 6 months was pre-
tention in response to a cue, such as use42,58,64 and prolonged visual xation dictive of a subsequent diagnosis of
someones gaze, head turn, point, or on objects32 or repetitive geometric ASD at 30 to 36 months. In a related
attention-directing utterance. Lower shapes40 in infants who subsequently study,68 motor delays at 6 months were
levels of RJA have been reported in develop ASD. In 2 samples, such re- predictive of social communication
children with ASD as early as 14 months petitive behaviors correlated with delays across the high-risk cohort.
in 2 prospective studies41,43 but not in subsequent diagnostic outcomes and Bolton et al69 reported that ne motor
a third.35 In 1 study,41 group differ- other ASD symptoms.57,58,64 behaviors were among a larger set of
ences in RJA between high-risk siblings parent-report items on a general de-
with a later ASD diagnosis and high- Potential early marker: atypical body velopmental screening tool that was
risk siblings with later outcomes of movements and motor development informative for risk of ASD at 6 months
broader autism phenotype or non Evidence in this domain is less well of age. Although these studies suggest
broader autism phenotype became established, but research suggests that that, in some cases, delayed or atypical
apparent at 24 months of age. atypicalities in body movements, which motor patterns may be predictive of
IJA behaviors, or directing attention, can encompass repetitive actions or ASD, denitive markers are not yet
refer to a childs integration of gestures, posturing of the body, arms, hands, or available. Certainly, children with atyp-
gaze shifts, utterances, and other cues ngers (including hand apping, nger ical motor development should be
to initiate a shared experience of icking, and atypical arm and foot closely monitored and followed up, not
objects or events with others. As early movements during walking), may only for ASD but also for other de-
as age 14 months, IJA behaviors have emerge as important early markers. velopmental disorders. Further stud-
been found to be impaired in children Whether these atypical behaviors are ies of the association between infant
with ASD35 and younger siblings of noted to emerge early or late during motor development and ASD risk are
children with ASD47 compared with the second year of life seems to vary warranted.
typically developing children. Reduced depending on the design of the study.
IJA (at 18 months) also distinguishes Prospective studies in children with Potential early marker:
younger siblings who subsequently a later diagnosis of ASD have shown a temperamental prole
develop ASD from those who do not,62 higher frequency and longer duration of It has been reported that by 24 months
as does a slower growth trajectory repetitive stereotyped movements58,64 of age, temperament proles can dis-
of IJA-related communication from compared with typically developing tinguish high-risk siblings with a later
age 15 months.43 Other studies have or unaffected children, respectively. diagnosis of ASD from high-risk siblings
assessed the use of gestures more Similar ndings have been reported in who do not receive an ASD diagnosis
generally. During the second year of other prospective studies32,42,54,65 as and siblings without a family history of
life, a lower frequency of gesture use well as in retrospective studies.39,52,53 ASD.34 One prole is characterized by
differentiated children with ASD from In contrast, 1 retrospective video study lower sensitivity to social reward cues.
typically developing children35,63 and of children with autistic disorder found A second prole, marked by negative
from children with other developmen- no differences from typically devel- affect and difculty in controlling at-
tal disorders.33,39 oping children in rates of movement tention and behavior, can differentiate
abnormalities.55 siblings diagnosed later with ASD from
Early marker: repetitive behavior with There is a growing interest as to infants with no family history of ASD
objects whether atypicalities in developmental (low-risk infants). Two smaller case
As early as 12 months of age, infants motor patterns may appear very early series by the same group identied
with a later diagnosis of ASD were found and possibly predate social and com- temperamental differences in children
to exhibit atypical use of objects, such munication markers. General delays in with ASD as early as age 6 months.32,45
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Clifford et al70 reported on the pres- agnosed with ASD and those with ,12 months. Replication of ndings
ence of reduced positive affect and a later diagnosis of typical develop- across research groups is needed.
increased perceptual sensitivity at ment. Other studies, which have also Nevertheless, caregivers are encour-
7 months of age, as well as a pervasive included outcome measures, suggest aged to be mindful of early devel-
pattern of emotional dysregulation that there may be differences during opmental milestones (in social and
and reduced attentional exibility the age range of 6 to 12 months in emotional development, as well as
(consistent with ndings from Garon social attention (social gaze or ori- motor, language, and problem-solving
et al34), features that were predictive enting to name being called),32,74 skills) and to raise questions if they
of ASD within a cohort of 54 high-risk atypical sensory behaviors,32 repetitive have concerns that developmental
infants. Measures of temperament or otherwise atypical motor behaviors, goals are not being met.79
have not yet been reported by other and nonverbal communication (differ-
groups investigating infants at risk ences in gesture use).77 Addition- Statement 4: Developmental
for autism, suggesting that these al similar studies during the rst trajectories may also serve as risk
observations need further study. In 6 months of life have suggested dif- indicators of ASD.
addition, temperamental features in ferences in responding to social stim- The term trajectory encompasses the
low-risk populations have not been uli72 and at least some suggestion of degree, rate, and direction of changes
investigated as a potential risk marker more difcult temperaments, char- in the behaviors and/or developmental
for ASD. acterized by marked irritability, in- milestones being studied. An assess-
tolerance to intrusions, and being ment of the time course of specic
Statement 3: Reliable behavioral prone to distress/negative affect.32 behaviors and patterns of development
markers for ASD in children aged Jones and Klin18 recently completed may be more sensitive than single-
,12 months have not yet been a landmark study that incorporated point, or snapshot, measures. Spe-
consistently identied. eye-tracking technology to assess a cically, there is evidence that both
Many factors limit investigations into high-risk sibling sample. They re- early development (eg, language, non-
the earliest age at which markers for ported that infants later diagnosed verbal cognition) and social commu-
ASD can be identied, including: (1) the with ASD exhibited diminished orient- nication behaviors may follow atypical
presence of considerable individual ing to the eye region of the face over trajectories in children with ASD
differences and variability in cogni- time, specically from 2 to 6 months of ascertained from high-risk infant sib-
tive and social development in young age. Cross-sectional group differences ling cohorts.
infants; (2) the use of study designs that emerged later in the rst year. How-
limit conclusions about whether dif- ever, these differences in orienting of Atypical trajectory of early language
ferences are predictive of an ASD di- visual attention, as measured by using and nonverbal development in ASD
agnosis and/or are specic to ASD; (3) the eye tracker, did not have straight- Scores on standardized measures of
the possibility that behavioral symp- forward behavioral correlates that early development reect the slowing in
toms used in diagnosis are associated were detected by either clinicians or acquisition of new skills over the rst
with neuronal circuitry that develops parents. 2 years of life. Prospective studies have
after 12 months of age; and (4) the Studies of younger siblings of children reported atypical trajectories of early
possibility that early, prodromal symp- with ASD without a known diagnostic verbal and nonverbal skills, with rela-
toms at the time of ASD diagnosis may outcome have reported either no dif- tively typical development during the
differ from behaviors observed and ferences in specic social behaviors48 rst year followed by declining stan-
measured later in development. or differences in visual xation73 ; dard scores corresponding with slow-
Table 2 summarizes studies in orienting to nonsocial versus social ing of the acquisition of new skills
which emerging markers over the stimuli76; and prespeech vocalizations.78 during the second year of life. In a
rst 12 months of life were as- However, the predictive validity of consecutive case series,32 7 of 9 high-
sessed.22,32,38,45,46,48,49,7178 Some re- these differences cannot be inter- risk infants with a later diagnosis of
searchers reported no behavioral preted in the absence of outcome ASD had average cognitive scores at
differences at the age of 6 months in data. the age of 12 months based on either
social communication behaviors22 or in To summarize, no denitive behavioral the Bayley Scales of Infant Development
language or motor development49,66 or diagnostic markers for ASD have or the Mullen Scales of Early Learning
between infants who were later di- yet been identied in infants aged (MSEL). However, over the next 12 to
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First Author and Year Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
of Publication
Social/emotional behavioral markers (from studies with outcome assessment)
Bryson et al,32 2007 Between ages 6 and 12 mo, in Prospective 9 SIBS-A later diagnosed Recruited from Gold standard diagnostic Assessments every 6 mo
subset of siblings with change case series with ASD multidisciplinary autism assessment for ASD at age from age 624 mo,
in cognitive development diagnostic and treatment 36 mo by using ADI-R, ADOS, including:
ZWAIGENBAUM et al
between 12 and 24 mo, 5 of 6 centers and DSM-IV-TR criteria
infants were more difcult to Clinical diagnosis of ASD for 4 AOSI and/or ADOS to
engage socially (less eye children at 24 mo and for 3 at assess for ASD symptoms
contact, no or very little 30 mo BSID-II to assess cognition
social smiling, and little CDI-WG to assess gestural
interest or pleasure in and early language
interacting with others); development
minimal exploration of toys; Infant Temperament Scale
atypical sensory behavior or Toddler Behavior
(striking visual xation); Assessment
repetitive/atypical motor Questionnaire to assess
behaviors temperament
Semi-structured interviews
regarding parental
concerns
Maestro et al,71 2005 Between ages 0 and 6 mo, Retrospective 15 children aged 3.55.2 y Subjects with AD recruited Diagnosis made at study entry From each group, home
signicant group differences video study with AD diagnosis from community sources through symptom checklist movies lasting at least
in social attention (high referred to public based on DSM-IV plus $30 10 min coded by blinded
scores in social versus academic hospital; score on CARS observers for frequency
nonsocial stimuli in typical controls were of behaviors via an 8-item
infants) kindergarten attendees grid for assessment of
social and nonsocial
attention
Between ages 7 and 12 mo, no 13 typical children with Social attention behaviors
group differences in social or mean age of 4.7 y assessed: looking at
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TABLE 2 Continued
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First Author and Year Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
of Publication
Ozonoff et al,22 2010 At 6 mo: Prospective 25 high-risk infants with Sample drawn from larger Classication as ASD or TD at 36 Assessments at ages 6, 12,
longitudinal later diagnosis of AD or longitudinal study mo using Baby Siblings 18, 24, and 36 mo of:
study PDD-NOS (22 were SIBS-A) Research Consortium
No group differences in social 25 gender-matched denitions (ADOS and DSM-IV- Frequencies of 6 social
ZWAIGENBAUM et al
communication behaviors SIBS-TD determined later TR criteria for AD or PDD-NOS) communication
(including frequency of gaze to have TD behaviors (gaze to faces,
to faces, shared smiles, and gaze to objects, smiles,
vocalizations to others) nonverbal vocalizations,
single-word
verbalizations, phrase
vocalizations), recorded
onto DVDs and coded
during MSEL Visual
Reception subtest
Better (NS) social Frequency of infant social
communication behaviors for engagement rated by
ASD versus TD outcome blind examiners
group on all variables MSEL to assess cognitive
functioning
Symptom onset by parent
reports
Werner et al,74 2000 At 810 mo, signicant (P , .05) Retrospective 15 infants later diagnosed Participants of earlier study Conrmation of AD or PPD-NOS Home videos between
main effect of diagnostic video study with AD (n = 8) or PPD- plus additional recruits based on DSM-III-R plus $30 ages 810 mo coded for
group for social behaviors, NOS (n = 7) from university infant score on CARS presence or absence of
after children with late-onset research pool behaviors categorized as
ASD (n = 3) were removed social (e.g., looking at
from analysis others, orienting to name
Infants with ASD much less 15 children with TD being called),
likely (P , .005) than infants communication
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TABLE 2 Continued
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First Author and Year Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
of Publication
24 with an older sibling Same sample as in Nadig
without autism et al,38 2007
Noland et al,76 2010 At 6.59 mo, higher working Prospective 25 SIBS-A SIBS-A recruited primarily Not done Trials at age 6.5 mo and/or
memory scores for SIBS-A through university-based 9 mo involving tasks
ZWAIGENBAUM et al
versus SIBS-TD for nonsocial service and ASD outreach relating to orienting
stimuli; no group difference program; SIBS-TD toward social and
for social stimuli recruited from telephone nonsocial targets
contacts by using state (stimuli); correct
birth record database response was infant gaze
toward location where
target most recently
appeared
30 SIBS-TD Trials videotaped, coded
for correct rst looks
Yirmiya et al,48 2006 At 4 mo: Prospective 21 dyads of mothers and Comparison group At age 14 mo, 1 subject was Measures at age 4 and
infants who were SIBS-A recruited from hospital suspected of having autism, 14 mo:
No signicant group Ongoing (N = 42 with 21 dyads and infants who maternity wards a diagnosis conrmed at ages BSID-II to assess general
difference in motherinfant 4-mo assessments) were SIBS-TD 24 and 36 mo by using ADI-R development and
synchrony, although SIBS-A and ADOS-G language
exhibited weaker synchrony
during infant-led interactions
No signicant group Matched on 1-to-1 basis ICQ to assess maternal
difference in infant gaze according to chronologic perception of infant
behavior during still-face age, gender, birth order, temperament
procedure but more neutral number of children in
affect and less upset with family, and Bayley mental
SIBS-A and motor scales
Signicantly more SIBS-A Social engagement
responded to name being measures at 4 mo:
S34
First Author and Year Findings Type of Study Sample Ascertainment Outcome Diagnosis Comments
of Publication
Paul et al,78 2011 At age 612 mo, group Prospective 2838 high-risk infants Recruited from university Provisional diagnoses at 24 mo Vocalization samples
differences for certain cross-sectional (SIB-A) research pool; also based on clinical collected at age 6, 9, and
prelinguistic vocal behaviors design referrals from local observations, ADOS-T, and 12 mo during play with
pediatric practices, local MSEL mother and standard set
ZWAIGENBAUM et al
autism advocacy groups, of toys
Signicantly fewer speech-like Ongoing (N = 43 who 2031 low-risk infants (no word of mouth, Of the 24 high-risk subjects who Detailed analysis of vocal
vocalizations and more have participated in sibling with ASD advertising in parenting made a 24-mo visit: production (eg, for
nonspeech vocalization 24-mo follow-up) diagnosis) media consonant inventory,
presence of canonical
syllables) and
development of
prespeech vocalization
Signicantly fewer consonant 7 with ASD Discriminant function
types analyses included only
Signicantly fewer canonical 6 with symptoms without children at high risk
syllable shapes meeting full BAP criteria
Differences in vocal production 1 with nonautistic
in rst year of life associated developmental delay
with outcomes in terms of 10 without a clinical diagnosis
autistic symptoms in second
year for children at high risk
Studies may evaluate markers in .1 category (see Comments). AD, autistic disorder; ADI-R, Autism Diagnostic InterviewRevised; ADOS, Autism Diagnostic Observation Schedule; ADOS-G, Autism Diagnostic Observation ScheduleGeneric; ADOS-T, Autism
Diagnostic Observation ScheduleToddler Module; AOSI, Autism Observation Scale for Infants; BAP, broader autism phenotype; BSID-II, Bayley Scales of Infant Development2nd edition; CARS, Childhood Autism Rating Scale; CDI-WG, MacArthur
Communicative Development InventoriesWords and Gestures; DSM-III-R, Diagnostic and Statistical Manual of Mental Disorders, Third Edition, Revised; DSM-IV, Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition; DSM-IV-TR, Diagnostic
and Statistical Manual of Mental Disorders, Fourth Edition, Text Revision; DVD, digital video disc (high-capacity optical disk); IBQ, Infant Behavior Questionnaire; ICQ, Infant Characteristics Questionnaire; M-CHAT, Modied Checklist for Autism in Toddlers;
PLS, Preschool Language Scale; PDD-NOS, pervasive developmental disorder not otherwise specied; SIBS-A, younger siblings of children with ASD; SIBS-TD, younger siblings of children with typical development; TD, typical development; VABS, Vineland
Adaptive Behavior Scales.
24 months, 4 of these 7 subjects (all boys) later diagnosis of ASD and 25 low-risk extent of the broader ASD phenotype
exhibited dramatic declines in IQ into children matched according to gender (milder constellation of behavioral,
the severe impairment range. In a sec- and later determined to have typical cognitive, and other developmental
ond study comparing 50 infants aged development. There were no group characteristics that present in some
6 to 36 months who received a later differences at age 6 months, but a de- relatives of individuals with ASD).
diagnosis of ASD or typical develop- clining trajectory of specic behaviors However, group-level correlations do
ment,22 MSEL scores increased over over the next 12 months was noted in not always reect individual-level cor-
time for all, but starting at 12 months of the high-risk group. Group differences relations. Although some high-risk
age, the ASD group exhibited slower in gaze to faces and directed vocal- siblings will go on to receive a diagno-
nonverbal cognitive/language growth. izations were signicant by age sis of ASD, others will be diagnosed with
Similarly, Landa and Garrett-Mayer49 12 months and in social smiling by other disorders, and most will not.
reported that 24 children with ASD, 18 months; these ndings persisted Therefore, prevalence of an early be-
ascertained from a group of 87 high- through to 36 months. Similarly, in havioral marker in a group known to
risk infants, demonstrated reduced a cohort of 125 high-risk infants, re- have elevated ASD risk should not be
language and motor skills by age 14 duced social smiling, eye contact, so- taken as evidence that the marker
months and reduced skills in all areas cial interest, affect, and response predicts risk at the individual level
at age 24 months on the MSEL, com- to name at 12 months (but not at without knowing the outcome status of
pared with high-risk siblings who were 6 months) were predictive of diagnostic individuals.
developing typically. More recently, outcomes at 24 months.45 Declining
Landa et al66,80 have provided evidence trajectories of social communicative Statement 6: Caution should be
that declining trajectories in language behaviors associated with subse- exercised in generalizing ndings
and nonverbal cognitive skills (as quent ASD diagnoses have also been from studies of high-risk infants.
indexed by using the MSEL) in high-risk reported in another cohort of 204 Even when individual-level data on risk
infants are strongly associated with high-risk infants.80 Yoder et al43 also markers and ASD outcomes are avail-
a later diagnosis of ASD. Although reported declining rates of joint at- able in high-risk samples and markers
there may be uncertainty with regard tention behaviors in high-risk infants predictive of ASD are reported, such
to what is being measured by cog- subsequently diagnosed with ASD. ndings might not generalize to the
nitive assessments at young ages, As previously noted, Jones and Klin18 general population. High-risk sibling
the measurement equivalence of reported that a decline in the relative cohorts are unique in that their outcome
verbal and nonverbal indices over the amount of time that high-risk infants risk is many times greater than other
rst few years of life (ie, whether aged 2 to 6 months spent orienting to populations. In light of this nding and
measures are tapping the same de- the eyes versus mouth of a highly the accepted substantive involvement of
velopmental constructs at different engaging adult shown on video was genetic susceptibility factors in ASD
ages), and the extent to which social predictive of ASD. etiology, it is plausible to suspect that
and attentional abilities may be con- Thus, the monitoring of development unique risk mechanisms could be
tributing to childrens performance, over time may prove important in operating in this group. For example,
the ndings of declining trajectories assessing ASD risk, consistent with the initial reports suggested that abnor-
on standardized measures may nev- American Academy of Pediatrics rec- malities in DNA copy number varia-
ertheless provide important predictive ommendations for systematic surveil- tion in children with ASD were more
information. lance during well-child visits.79 common in simplex families than
in multiplex families.81 More recent
Atypical trajectory of early social Statement 5: Caution should be array- and exome-based studies result-
communication skills in ASD exercised in drawing conclusions ing from more advanced sequencing
The atypical trajectory of early social about early risk markers of ASD methods have not conrmed a higher
communication skills in ASD include from studies that do not include overall burden of genetic variants in
decreased social gaze, social smiles, individual-level outcome data. simplex families, although these stud-
and vocalizations between 6 and 12 to Studies comparing behavior proles ies continue to highlight the tremen-
18 months of age. Ozonoff et al22 reported across high- and low-risk groups can dous genetic diversity among and
on the emergence of social behavioral contribute to our understanding of within families. 82,83 Variations in ge-
signs in 25 high-risk siblings with a early emerging features as well as the netic mechanisms and the brain
S36 ZWAIGENBAUM et al
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SUPPLEMENT ARTICLE
ASD relative to typically developing mental trajectory that is predictive of markers, as well as meta-analysis across
peers while listening to a simple bed- all diagnoses of ASD. Given the het- studies.
time story. Notably, these toddlers with erogeneity of ASD expression, it is
ASD were referred from the community unlikely that a single behavior will be ACKNOWLEDGMENTS
rather than being identied from found universally across all children The conference chairs and working
a high-risk sibling sample.94 Another or will serve as the dening marker groups acknowledge the precon-
functional MRI study, also with ASD for a later emerging ASD. Future re- ference contributions of Katarzyna
toddlers from the general population, search may improve ASD risk pre- Chawarska, PhD, who was unable to at-
found reduced correlation between the diction by examining combinations of tend the conference. We also acknowl-
right and left hemispheres in brain symptomatic abnormalities (both in edge the efforts of Katherine F. Murray,
regions key for language and social a cross-sectional manner and over BSN, RN, Massachusetts General Hos-
processing.95 Moreover, the levels of time) that constitute cumulative risk pital for Children, in coordinating the
abnormal interhemispheric correla- indices.96 Moreover, such a risk- forum and subsequent conference
tion could be used to distinguish tod- proling approach could incorporate report process, and Sifor Ng in the
dlers with ASD from control subjects at both behavioral and biological mark- conference report process.
an individual level, with a sensitivity of ers24 and thus offer the possibility of The meeting and consensus report
72% and a specicity of 84%. These more reliable identication of infants were sponsored by the Autism Forum.
reports encourage the search for at very high risk who could benet An important goal of the forum is to
neurologic biomarkers or others that from early intervention and/or pre- identify early indicators of ASDs that
may reect underlying pathologic pro- ventive approaches to mitigate symp- may lead to effective health care ser-
cesses in ASD and possibly precede tom development. It is also essential vices. Autism Forum programs are de-
and/or predict behavioral changes. that future studies report individual- veloped under the guidance of its
level data and adopt more consistent parent organization, the Northwest
Cumulative risk indices measures of relevant constructs to Autism Foundation. For this project,
Researchers have not found a single allow for accurate estimates of sen- the Autism Research Institute pro-
behavioral sign or a single develop- sitivity and specicity of precise risk vided nancial support.
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Early Identification of Autism Spectrum Disorder: Recommendations for
Practice and Research
Lonnie Zwaigenbaum, Margaret L. Bauman, Wendy L. Stone, Nurit Yirmiya, Annette
Estes, Robin L. Hansen, James C. McPartland, Marvin R. Natowicz, Roula Choueiri,
Deborah Fein, Connie Kasari, Karen Pierce, Timothy Buie, Alice Carter, Patricia A.
Davis, Doreen Granpeesheh, Zoe Mailloux, Craig Newschaffer, Diana Robins,
Susanne Smith Roley, Sheldon Wagner and Amy Wetherby
Pediatrics 2015;136;S10
DOI: 10.1542/peds.2014-3667C
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