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Article

Progress in Physical Geography


123
Plant phenology and climate The Author(s) 2015
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change: Progress in methodological DOI: 10.1177/0309133315578940
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approaches and application

Jennifer M. Fitchett
University of the Witwatersrand, South Africa
Stefan W. Grab
University of the Witwatersrand, South Africa
Dave I. Thompson
South African Environmental Observation Network (SAEON), South Africa
University of the Witwatersrand, South Africa

Abstract
Phenology, the timing of annually recurrent reproductive biological events, provides a critical signal of climate
variability and change effects on plants. Considerable work over the past five decades has quantified the
extent to which plant phenophases are responding to local changes in temperature and rainfall. Originally
undertaken through the analysis of ground-based phenological observations, the discipline has more recently
included phenophase indicators from satellite images and digital repeat photography. With research advances
it has become evident that the responses of plant phenology to climate variability and change are both
location- and species-specific. The extent to which plants are affected by changes in temperature and rainfall,
their intrinsic adaptation capacity, will ultimately determine the potential for sustained ecological stability and
food security. We review methodological approaches to plant phenological-climate change over time,
analyse the regions and phenophases for which climate variability demonstrates a clear causal role, and finally
reflect on the applications of phenological climate change investigations in broader biogeographical contexts.

Keywords
Phenology, climate variability, climate change, plant responses, global trends

I Introduction life cycle events (Parmesan and Yohe, 2003;


Primack et al., 2009a; Rosenzweig et al.,
Plants exist in their current locations as a conse-
2008). Such changes are potentially proble-
quence of habitat selection and incremental
matic: economically in terms of agricultural
adaptation to environmental conditions best sui-
ted to their requirements for survival (Hegland
et al., 2009; Walther et al., 2002). However,
Corresponding author:
under rapid climate change, the suitability of
Stefan W. Grab, School of Geography, Archaeology and
these habitats inevitably changes. This mani- Environmental Studies, University of the Witwatersrand,
fests as a local species response, such as a Johannesburg, Private Bag 3, Wits 2050, South Africa.
change in range, abundance or in the timing of Email: stefan.grab@wits.ac.za

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2 Progress in Physical Geography

Figure 1. Global distribution of plant phenology research outputs based on publications.

production and other ecosystem services, and 2004). These phenological responses are thus
ecologically through disrupted ecosystem func- arguably the most accurate and easily measured
tioning, with the potential for large numbers of signature of the impacts that changing tempera-
species mismatches and extirpations (Hegland ture and rainfall have on flora (Badeck et al.,
et al., 2009; Primack et al., 2009a; Visser and 2004; Cleland et al., 2012; Van Vliet et al.,
Hollerman, 2001). 2003). The magnitude of phenological shifts is
Phenology refers to the study of the timing dependent on the rate of climate change in a par-
of recurrent biological events, the causes of ticular region and the species response mechan-
their timing with regard to biotic and abiotic isms (Cleland et al., 2012; Zavalloni et al., 2006).
forces, and the interrelationship among phases If adaptation to climate change is to succeed, a
of the same or different species (Badeck comprehensive understanding is required of
et al., 2004: 295), and includes events such as the effects that climate change over the past
leaf unfolding, bud-burst, full bloom, harvest century has had on as many plant and animal
and leaf fall (Cleland et al., 2012; Van Vliet species, and in as many locations (Figure 1),
et al., 2003). The annual initiation of phenologi- for which historical data are available (Led-
cal events is driven predominantly by climatic neva et al., 2004; Miller-Rushing et al., 2008).
shifts associated with the change of seasons, Here we review progress made in various
rather than by intrinsic controls (Badeck et al., approaches to the study of phenological

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Fitchett et al. 3

responses of flora to climate change. We review et al. (1995) examined the relationship between
current data collection methods: (i) ground- first flowering dates and temperature changes in
based historical observations; (ii) satellite England (19541989); and Amano et al. (2010)
imagery; (iii) digital repeat photography; and explored a 250-year record of first flowering
(iv) phenological modelling. Study targets are dates of 405 species in the UK.
then critically compared, including regional The volume of research on phenological
location, plant type and phenological stage. responses to climate change increased during
Thereafter, we detail the species- and the 1990s (Figure 2), permitting comparisons
location-specificity of phenological responses between both study sites and subjects. These
to climate variability and change, and resul- comparisons highlighted the extent to which
tant species mismatches within ecosystems. plant and animal phenological responses to
Finally, we outline current applications of phe- local climate change are both species- and
nological climate change research, specifically location-dependent (Kramer et al., 2000; Men-
in generating biodiversity indices and climate zel et al., 2006a). The cogency of these findings
models. is discussed later, but these comparisons
resulted in a considerable expansion of the
II Approaches to obtaining sub-disciplines of biogeography, agrometeorol-
phenological data ogy and climate change science, with tangible
value realized in studying as many species in
1 Ground-based observations as many locations as possible (Cleland et al.,
The predominant approach to phenological data 2012; Fitchett et al., 2014a; Rotzer and
collection is sourcing historical, ground-based Chmielewski, 2001; Schwartz et al., 2006; Van
records of the timing of annually recurrent Vliet et al., 2003). This has most recently been
events for a particular species and location. facilitated through citizen science programmes,
These date back to the Kyoto Cherry Festival such as Project Budburst, which entails the
records from 1300 AD and grape harvest compilation of large multivariate datasets and
records dating back to 1480, and continue to the improves citizen awareness of the value of
present day through the diaries and log books of phenology records, as well as the establishment
naturalists, and phenology networks and gar- of phenology networks across the United States
dens (Ledneva et al., 2004; Meier et al., 2007; and Europe (Mayer, 2010; Polgar and Primack,
Primack et al., 2009b). Some of the earliest 2013; Wang et al., 2014).
studies concerned with climate change impacts Shifts in plant phenology over the past half-
on plant phenology investigated the effect of century average less than one day per year, so
water stress on tree phenology in Costa Rica necessitating consistent daily monitoring of
(Reich and Borchert, 1984), and the role of cli- species to ensure accurate and reliable pheno-
mate warming on inducing earlier budburst in phase dates (Menzel, 2002; Miller-Rushing
the United Kingdom (Cannell and Smith, et al., 2008). Long and rigorous datasets are thus
1986). The majority of the methods used and required to detect phenological shifts within
themes raised in these pioneering studies con- natural variability (Menzel, 2002). However,
tinue to be incorporated into contemporary phe- this temporal resolution is seldom achieved
nology research (Schwartz, 2013). The focus from farm records or phenological gardens,
then shifted to analysing longer climate and where daily observations are not always possi-
phenology records: Sparks and Carey (1995) ble or guaranteed (Ledneva et al., 2004). In the
determined contemporary climate change sig- case of naturalist diaries and citizen science
nals from the 200-year Marsham Record; Fitter programmes, records reflect personal interest

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4 Progress in Physical Geography

Figure 2. Increase in the number of publications per method of phenological data collection until 2013.
Publication numbers are based on an exhaustive Google Scholar search with publication period grouping
parameters, and cross-checked against Web of Knowledge and Science Direct.

and often include changing temporal and spa- to recognize these events inconsistently
tial measurement components, and may conse- between years, but uniformity in observations
quently have considerable gaps (Ledneva becomes increasingly difficult where multiple
et al., 2004, Mayer, 2010). Where records are observers are involved (Miller-Rushing et al.,
complete, they are often collected by multiple 2008). Emphasis has therefore been placed
observers (cf. Abu-Asab et al., 2001), and so on using multiple datasets covering more than
the consistency between observers, their level one location, so overcoming much of the sta-
of commitment and associated frequency of tistical noise arising from observational incon-
observations, and the yardsticks against which sistencies (Sparks et al., 2000).
they determine the various life cycle A crucial part of the analysis of ground-based
events, can lead to considerable data irre- phenological and climate data is the assessment
gularities (Gordo and Sanz, 2005; Sparks of any errors and limitations associated with the
et al., 2000). This highlights a further concern, collection of data. However, long-term pheno-
that of the definition and delineation of indi- logical records are too sparse to justify exclud-
vidual phenological events. Events such as ing imperfect records (Ledneva et al., 2004;
flowering, leaf unfolding and colouration rep- Miller-Rushing et al., 2008; Sparks and Carey,
resent significant changes in the appearance of 1995). Rather, all available phenological
a plant, yet it is more challenging to determine records should be critically examined and
the exact timing of the first leaf or flower, or assessed for their response to climate variability
the precise moment when a tree or orchard and change. To facilitate an improved collection
has reached a particular percentage bloom of ground-based phenological data, phenologi-
(Menzel, 2002; Miller-Rushing et al., 2008). cal networks are increasingly developing
This is important where the transition between detailed observation frameworks, which when
two or more phenophases occurs within a few used by volunteers, decrease some of the poten-
days. It is also possible for a single observer tial error (Van Vliet et al., 2003).

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Fitchett et al. 5

2 Satellite remote sensing in the application of NDVIs for establishing the


With the advent of satellite remote imaging in productivity of African grasslands, Indian tropi-
the 1970s (Figure 2), and the development of cal forests and Chinese agriculture (Dethier,
Advanced Very High Resolution Radiometer 1974; Justice et al., 1985; Tarpley et al., 1984).
(AVHRR) technology in 1981, an additional Academic arguments have continued to empha-
approach towards studying phenological size the necessity for phenological studies at
responses to climate change became available regional to global scales (Figure 1); to improve
through measuring leaf reflectance (Stockli and the understanding of phenological processes, to
Vidale, 2004). Satellite data have the advantage determine the impacts of increasing climate
of providing multi-decadal records of plant phe- variability and on-going climate change on phe-
nology across larger spatial scales than ground- nology, and to improve the integration of pheno-
based observations, and include observations for logical findings into climate and ecological
regions where ground-based records are logisti- models (Pettorelli et al., 2005; Schwartz and
cally challenging or impossible (Schwartz, Reed, 1999; Stockli and Vidale, 2004).
1999; Stockli and Vidale, 2004). Although prob- The physiological and statistical validity of
lems in consistency with ground-based observa- NDVI-derived green indices remains of con-
tions exist, phenological research development cern; whilst positive NDVI values accurately
increasingly resolves these problems (Shen represent the increase in greening across a
et al., 2014). The AVHRR imagery in the near region, it is difficult to identify specific leafing
infrared and red-visible spectra enables the cal- stages for a particular species, and so NDVI
culation of the Normalized Difference Vegeta- may represent mean conditions with a variance
tion Index (NDVI; Pettorelli et al., 2005; that is too large to be of value in identifying
Schwartz, 1999), which allows for the identifi- start-points of spring for individual and varied
cation of sudden increases and decreases in species (Stockli and Vidale, 2004). Conse-
regional greenness and which is interpreted quently, several studies have compared NDVI-
as the beginning and end of the growing season. derived findings with phenology models and/
It has also effectively been used to determine the or available ground-based phenological obser-
length of the green (vegetative or growing) vations (Badeck et al., 2004; Chen et al.,
season, and the timing of the period of maximum 2005; Schwartz and Reed, 1999; Stockli and
vegetation in which peak photosynthetic activity Vidale, 2004; White et al., 2009). NDVI results
occurs (Pettorelli et al., 2005; Schwartz, 1999). correlate well with modelled phenological data
The global to regional scale of satellite ima- for the eastern United States (Schwarz and
gery is consistent with many of the associated Reed, 1999), and satellite observations for Eur-
climatological drivers, allowing for synoptic- opean phenology closely agree with the ground-
scale analyses of phenological trends, and spa- based observations from the European Phenolo-
tially relevant studies on the effects that the El gical Network (Stockli and Vidale, 2004).
Nino Southern Oscillation (ENSO) and North NDVI measures for the green-up (leaf
Atlantic Oscillation (NAO) have on phenology unfolding) and brown wave (autumn leaf col-
(Anser et al., 2000; Broich et al., 2014; Van ouring) most closely correlate with the
Leeuwen et al., 2013; Zhang et al., 2003). This ground-level phenological stages of 50% leaf
scale is also more suitable for global climate unfolding and 50% leaf colouration in eastern
models, where species-level information is too China (Chen et al., 2005). Comparisons among
detailed for seamless inclusion (Morisette NDVI, phenological model outputs and ground-
et al., 2009). These benefits were first highlighted based observations have also contributed to an
improved understanding of the regions and

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6 Progress in Physical Geography

species for which NDVI indices are most accu- whilst improvements in satellite technology
rate, and for which the most informative data allow for more accurate measures of phenologi-
can be retrieved (Schwartz and Reed, 1999). cal events, they do not support comparison
The temporal frequency of AVHRR imagery among studies, regions and time periods due
for specific regions is also of concern (Justice to differing in the level of accuracy (White
et al., 1985; Morisette et al., 2009). With a min- et al., 2009). However, once a more robust
imum imaging frequency of 24 hours, and days approach to using satellite imagery has been
with cloud cover preventing NDVI calculations, achieved, it should offer considerable value to
the timing of phenological events has an upper the study of plant phenology, particularly when
accuracy limit of approximately one week (Jus- used in combination with ground-based obser-
tice et al., 1985; Morisette et al., 2009; Schwartz vations and models (Cook et al., 2005; Mori-
and Reed, 1999). With ground-based observa- sette et al., 2009).
tions revealing global phenological shifts span-
ning fewer than 10 days per decade, such error
margins could greatly over- or under-estimate 3 Digital Repeat Photography
these changes (Schwartz and Reed, 1999). Such Digital Repeat Photography (Sonnentag et al.,
concerns have limited the use of TM/ETM 2012), also referred to as Near Surface
(Thematic Mapper and Enhanced Thematic Remote Sensing (Polgar and Primack, 2011;
Mapper) data from Landsat imagery, which Wingate et al., 2008), is the most recent addi-
whilst able to provide improved spatial resolu- tion to the suite of methods used in phenolo-
tion that facilitates comparison with ground- gical data collection (Figure 2), and one that
based observations, does not improve the tem- most successfully addresses the shortfalls of
poral frequency from that of AVHRR (Fischer both ground-based observations and satellite-
et al., 2006; Melaas et al., 2013). The combina- derived data. Using regularly captured images
tion of AVHRR data and Landsat images may from digital cameras, analysis of oblique views
simultaneously be able to address both concerns of vegetation can provide temporal information
(Melaas et al., 2013). concerning the onset and duration of seasons
The greatest concern regarding the applica- through their associated phenophases (Sonnen-
tion of satellite imagery in phenology involves tag et al., 2012). The extraction of numeric
the use of AVHRR, which was not originally Red-Green-Blue (RGB) colour channel bright-
intended for land and specifically vegetation ness information from the digital images facil-
applications, but rather for monitoring phenom- itates phenological analysis for a region of
ena such as cloud detection and ice breakup interest through colour indices such as excess
(Latifovic and Pouliot, 2007; Moulin et al., green, which allow for the timing of canopy
1997; Zhang et al., 2003). Since 2000, AVHRR green-up and green-down to be deter-
has increasingly been replaced by higher spatial mined (Richardson et al., 2009; Sonnentag
resolution MODIS imagery, with the Enhanced et al., 2012; Wingate et al., 2008). Through the
Vegetation Index (EVI) replacing NDVI inclusion of additional colour indices, addi-
(Penuelas et al., 2004; Pettorelli et al., 2005). tional phenophases can be determined, such
This, however, raises the further issue of consis- as the autumn red peak for deciduous forests
tency of data resulting from differing methodol- (Richardson et al., 2009). The information from
ogy. In a study using 10 different methods to these colour indices best allows for an accurate
measure phenology from satellite imagery for determination of the start, end, peak and dura-
a single location, White et al. (2009) reported tion of the growing season (Richardson et al.,
differences in results of up to 60 days. Thus, 2009; Wingate et al., 2008).

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Fitchett et al. 7

Digital Repeat Photography has the advan- aerial vehicles (UAVs) as tools for phenological
tage over remote sensing by retaining species data collection offer a third means of remote
and location-specificity in observations, whilst sensing. These relatively low-cost small aerial
also recording data at a finer and more consis- vehicles are controlled remotely, and are able
tent temporal resolution than ground-based to carry imaging hardware (Anderson and Gas-
observations can feasibly achieve (Polgar and ton, 2013; Berni et al., 2009). Whilst further
Primack, 2011; Richardson et al., 2009). developments need to be made to improve
Furthermore, it removes the logistical con- image quality through overcoming environmen-
straints of cloud cover for satellite images, and tal conditions, increasing the flight time, and
of consistency, continuity and objectivity in facilitating the transport of larger numbers of
ground-based observations (Polgar and Pri- sensors, this technology has the potential to
mack, 2011; Sonnentag et al., 2012). Many out- function as another useful source of phenologi-
door webcams already unofficially record cal data (Anderson and Gaston, 2013).
phenological data; these data can be collected
and analysed at minimal cost, even where cam-
eras need to be installed (Richardson et al., 4 Phenology models and experiments
2007; Wingate et al., 2008). The exact position Phenology models (Figure 2) are mathemati-
of fixed-point cameras is usually known, thus cal approaches that simulate phenological
facilitating both ground-truthing and integration responses to climate change (Cook et al.,
with data from the nearest weather station 2005). Their aim is to use commonly available
(Sonnentag et al., 2012). Possibly the greatest meteorological variables to project pheno-
advantage over ground-based observations is that phase responses with minimal error margins
these photographs comprise a permanent record, (De Melo-Abreu et al., 2004; White et al.,
which can be re-checked and re-used, thus reduc- 1997); these are often tested against either
ing single-observer bias (Richardson et al., 2007). ground-based observations or satellite-derived
The application of Digital Repeat Photography data in order to determine their accuracy (De
to plant phenology has tremendous potential, par- Melo-Abreu et al., 2004; Zavalloni et al.,
ticularly when combined with satellite and 2006). Many models are developed with the
ground-based observations (Wingate et al., specific aim of projecting future phenophase
2008). This is currently being facilitated through shifts for a particular species. These include
the development of websites that digitally quan- projecting the flowering dates of five species
tify colour change in and between images, whilst of olives in Cordoba (Spain), based on chilling
enabling comparison with meteorological data and heating requirements (De Melo-Abreu
(Bradley et al., 2010a, 2010b). More recent web- et al., 2004); and the model PHENOM, devel-
sites facilitate the synthesis of webcam data with oped using both NDVI data and growing date
MODIS satellite imagery (Bradley et al., 2010a, summations, as used by Cook et al. (2005) to
2010b; Klosterman et al., 2014). The develop- predict the future impact of the NAO on
ment of the Phenocam network, operating green-up in mixed and boreal forests
together with the United States National Phenol- across Europe. They also include simulations
ogy Network (USA-NPN), is working to increase developed to understand past phenological
the use of these technologies, and make repeat responses to climate variability, as undertaken
photography phenological data available for for cherries in Michigan (USA) (Zavalloni
North America (Klosterman et al., 2014). et al., 2006).
Combining the benefits of satellite imagery Mathematical models of plant phenological
and digital repeat photography, unmanned events fall into three categories: statistical

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8 Progress in Physical Geography

(empirical) models; mechanistic models; and cannot be used to determine the phenological
theoretical models, which are discussed in detail response to climate change over time in cases
by Zhao et al. (2013). Statistical models corre- where they inherently assume these relation-
late the timing of phenophase events and the ships, they can, and do, contribute significantly
concurrent climate conditions. Whilst tradition- to the inclusion of phenology into climate mod-
ally assuming linear relationships between these els and biodiversity indices (Morisette et al.,
climate variables and phenophases, more accu- 2009; Schwartz, 1999). One such phenology
rate phenological projections are currently model, constructed using commonly available
being explored through the use of multiple meteorological and climate data, was used to
regression models and non-linear correlation, predict the onset of greening for two biomes
particularly in regions such as alpine environ- in the United States (White et al., 1997). When
ments where the possibility for phenological the results were compared with satellite data,
responses, rather than extinction, are already mean errors of 7.2 days for deciduous broadleaf
limited (Iler et al., 2013; Richardson et al., forest and 6.3 days for grasslands were
2013; Zhao et al., 2013). Mechanistic models observed. These errors can obscure the start date
explore the biological processes that statistical of the season by up to a week, which, given the
models ignore, in the attempt to replicate the current rates of phenophase change averaging
causeeffect relationships between environ- 2.3 days per decade (Parmesan and Yohe,
mental changes and the onset of phenological 2003), could render such data meaningless.
events (Zhao et al., 2013). This approach uses Furthermore, within the deciduous broadleaf
the behaviour of climate variables, and typically forest and grassland biomes, species-specific
includes onset models, such as chilling day phenophase shifts would be averaged, conse-
models, to determine the termination of dor- quently accounting for a further generalization
mancy (Richardson et al., 2013; Zhao et al., of data shared by models and satellite images,
2013). Theoretical models analyse the plants and which would thus not be accounted for.
physiological costbenefit relationships, mod- However, through providing estimates of phe-
elling the influence of climate on, for example, nological shifts for regions where only climate
the carbon balance and hormone intake (Zhao data are available, these models provide a cru-
et al., 2013). All three modelling approaches are cial first step in assessing the broad-based eco-
weakened by an incomplete understanding of system response (White et al., 1997).
the dynamics of climatephenology relation- Mathematical phenology models attempt to
ships, particularly under conditions of uncertain address existing questions concerning climate
climate change (Richardson et al., 2013; Zhang change impacts on phenology. The regional
et al., 2003). phenology model developed by White et al.
Phenological models differ from methods of (1997) integrates spring green-up and
phenological data collection in that they do not autumn brown-up dates with synoptic-level
rely on the availability of phenology and cli- climate changes. This 20 km  20 km resolution
mate data spanning several decades, except model has a maximum average error of 1014
when testing models. Only an historic or pro- days (at 95% confidence), and differentiates
jected climate record is required to calculate a between the driving factors of both phenophases
likely phenological response, and with a greater in deciduous broadleaf woodland and grassland
number of weather stations than phenological biomes (White et al., 1997). In an attempt to
records globally, this potentially allows for interpolate breaks in a three-century dataset for
more phenological climate change studies. determining periods of maximum phenological
Although these inferred phenology records change, Rutishauser et al. (2007) developed

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Fitchett et al. 9

a substitutable spring phenological value III Selection of target species


(Spring Plant) as a weighted average of the and location
mean flowering dates for apple and cherry, and
the mean budburst for beech in Switzerland.
1 Spatial dynamics
Such mathematical models are often compared, Phenological responses to climate change are glo-
so as to determine the most robust model for bal phenomena (Figure 1), yet the extent of these
a particular plant and region (Crepinsek and responses is significantly varied across regions
Kajfez-Bogataj, 2006). (Table 1). The poles are warming considerably
Phenological experiments are shorter term faster than the equatorial regions, and changes
phenological observations made in an environ- in both atmospheric and ocean circulations have
ment in which the environmental factors are considerably varied impacts on regional climates
controlled, and range from field experiments and resultant plant responses (Beaubien and Free-
to ones undertaken in highly controlled green- land, 2000; Hye et al., 2007; Walther et al.,
houses (Kramer et al., 2010; Reyer et al., 2002). Whilst regional climate variability is in
2013; Wolkovich et al., 2012). They are under- part responsible for the species- and location-
taken to explore the mechanistic plant responses specific nature of changes in phenological events,
to specific environmental changes and forcings it is important to identify similarities among
(Laube et al., 2014; Morin et al., 2010). Whilst regional climate drivers (Parmesan, 2007).
these experiments can never account for all Tropical regions are least suited to phenologi-
environmental variables, their ability to deter- cal studies given their weak seasonality and the
mine the onset of a climatic change facilitates predominance of evergreen forests for which sea-
a more accurate attribution of a phenophase sonal green waves are particularly difficult to
response (Dunne et al., 2003; Morin et al., detect (Corlett and Lafrankie, 1998). However,
2010). Experiments are favoured over ground- whilst temperature and incoming solar radiation
based observations for short-term climatic or are relatively uniform throughout the year, con-
environmental events, which result in dispro- siderable fluctuations in rainfall are common in
portionately large phenophase shifts, such as the tropics (Chapman et al., 2005; Corlett and
extreme events (Reyer et al., 2013). Through the Lafrankie, 1998). Changes in rainfall are respon-
use of experiments, the short-term response to sible for the timing of leaf fall even in evergreen
an extreme event can be distinguished from the trees, a physiological response to low rainfall
long-term phenological trend (Reyer et al., periods to compensate for water stress, and in the
2013). A second application of experiments is timing of bud break and anthesis during
in testing the significance of previously over- periods of higher rainfall in tropical dry forests
looked environmental drivers, such as humidity, (Augspurger, 1981; Reich and Borchert, 1984).
snow cover and frost (Dunne et al., 2003; Similarly, significant sub- and supra-annual var-
Inouye, 2008; Laube et al., 2014). Through iations of plant growth and reproduction in asea-
experimentally controlling for these environ- sonal tropical Asian regions have been
mental drivers, their impact on phenophase tim- established as a consequence of changes in water
ing can conclusively be tested (Laube et al., availability (Corlett and Lafrankie, 1998). Solar
2014; Morin et al., 2010). However, caution is radiation is most uniform at the tropics, yet
required, as when comparing observational Wright and Van Schaik (1994) argue that the
records with those from experiments, signifi- photoperiod may be significant in tropical plant
cant differences may be reported and thus phenology, as the extent of cloud cover is varied.
decrease the value of long-term modelling High-latitude and high-altitude regions expe-
(Dunne et al., 2003; Wolkovich et al., 2012). rience considerable seasonal fluctuations in

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10 Progress in Physical Geography

Table 1. Summary of publications addressing the effect of climate change on phenology.


Year Phenological
Author published Time period Location Taxona responseb
Cannell and 1986 19211950 England Apple 79 d/ C
Smith
Fitter et al. 1995 19541989 Central England 267 species 46 d/ C
Sparks and 1995 17361925 England Multi-species 4 d/ C
Carey
Kramer 1996 Europe Fagus sylvatica 3.6 d/ C
Walkovszky 1998 18511930; Hungary Locust Tree 510 d/ C
19521981;
19831994
Bradley et al. 1999 19631947; Wisconsin, USA Multiple species 2.7 d/ C
19761998
Sparks et al. 2000 18751947 British Isles 11 plant species 210 d/ C
Chmielewski 2001 19691998 Europe White Birch, Sweet 5 d/ C
and Rotzer Cherry, Mountain
Ash, Alpine Currant
Chmielewski 2002 19612000 Europe Multi-species 6.7 d/ C
Germany Apple and Cherry 5 d/ C
Chmielewski 2002 19691998 Europe Multi-species 8 d/0.8 C
and Rotzer
Keatley et al. 2002 19401962 Australia Eucalyptus sp. 41.4 d/ C increase
5% ppt
decrease
Wielgolaski 2003 19951997 Norway Multi-species 46 d/ C
Chmielewski 2004 19612000 Germany Apple 4.6 d/ C
et al. Cherry 4.7 d/ C
De Melo-Abreu 2004 Modelled Portugal Olives 5.27.4 d/ C
et al.
Ledneva at al. 2004 19702002 Southern Goldthread 3 d/ C
Massachusetts, Spice Bush 0.45 d/ C
USA Wood Anemone 1.13 d/ C
Sparks et al. 2005 19802000 England Agricultural plants 412 d/ C
Crepinsek and 2006 19552000 Slovenia Hazel 8 d/ C
Kajfez-Bogataj Apple and Plum 46 d/ C
Lu et al. 2006 19502004 Beijing, China Peach 2.88 d/ C
Almond 2.19 d/ C
Lilac 2.43 d/ C
Acacia sp. 2.89 d/ C
Menzel et al. 2006c 19712000 Europe 542 plants 2.5 d/ C
Tao et al. 2006 19812000 China Wheat 2.98 d/ C
Estrella et al. 2007 19512004 Germany 20 agricultural plants 4.31 d/ C
Miller-Rushing 2007 19812005 Japan Cherry 29 d/ C
et al.
Miller-Rushing 2008 18521858; Massachusetts, 43 species 3.4 d/ C
and Primack 18781902; USA
19631993;
20032006
(continued)

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Fitchett et al. 11

Table 1. (continued)
Year Phenological
Author published Time period Location Taxona responseb
Wang et al. 2008 19832004 Northern China Wheat 3.4 d/ C
Cotton 0.66 d/ C
Gordo and Sanz 2009 19432003 Spain 21 species 8.21 d/ C
Beech 7.62 d/ C
Kalbarczyk 2009 19662004 Poland Granny Smith Apple 2.4 d/ C
Ground Cucumber 3.68 d/ C
Miller-Rushing 2009 19732006 Colorado, USA Delphinium sp. 6.17.1 d/ C
and Inouye
Primack et al. 2009a 8002007 Japan Cherry 35 d/ C
Primack et al. 2009b 19532005 Japan and Korea Prunus, Taraxacum, 4 d/ C
Camellia sp.
Amano et al. 2010 18911947 Central England 405 plant species 5 d/ C
(17532010
modelled)
Lambert et al. 2010 19752008 Colorado, USA Glacier Lilly 0.5d/day change
snowmelt;
1.2d/cm
precipitation
Beaubien 2011 19362006 Alberta, Canada 7 plant species 1.55.3 d/ C
Grab and 2011 19732009 South Africa Golden Delicious 4.2 d/ C
Craparo Apple 2.4 d/ C
Granny Smith Apple
Chen and Xu 2012 19862005 China Siberian Elm 2.8 d/ C
Darbyshire et al. 2012 19632009 Australia Apple and Pear 2.87.5 d/ C
Liu and Hu 2012 20002009 Tibetan Plateau Meadow species 8.17 d/ C
Steppe species 5.69 d/ C
Panchen et al. 2012 18402010 Greater 28 Piedmont species 2.7 d/ C
Philadelphia,
USA
Grewling et al. 2014 19962011 Poznan, Poland Oak 1.9 d/ C
Guo et al. 2013 19632008 Beijing, China Chestnut 2.4 d/ C
Bock et al. 2014 19852011 Guernsey 232 plant species 1.7 d/ C
Ellwood et al. 2014 19812011 Massachusetts, Cranberry 22.7 d/ C
USA
Fitchett et al. 2014b 19602010 Kerman & Citrus 0.16.5 d/ C
Shiraz, Iran
Park and 2014 19512009 Southeast USA >1700 species 3.4 d/ C
Schwartz
Polgar et al. 2014 18521860; Massachusetts, 43 woody plant 5 d/ C
20092013 USA species
Wang et al. 2014 19512000 30 European 50 species 3.8 d/ C
counties
a
Individual genera or species, up to a maximum of five, are listed where known.
b
All shifts are towards earlier dates.
Studies that do not present shifts in phenology resultant from changes in climate variables are excluded; only phenological
shifts of spring events (leaf unfolding, budburst or flowering) are reported.

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12 Progress in Physical Geography

temperature, solar radiation and precipitation, attribution of climate variability to long-term


and the additional climatic drivers of snow shifts in phenology (Chmielewski et al., 2004;
cover and snowmelt dates (Inouye and Wielgo- Cook et al., 2012; Schwartz and Reiter, 2000).
laski, 2013; Kudo, 1991; Walker et al., 1995; Whilst annual temperature, photoperiod and
Wielgolaski and Inouye, 2013). Snowmelt con- precipitation are all important in controlling
trols spring soil temperature and moisture, and plant phenology, the sub-annual periods during
also has a direct effect on both leafing and flow- which these factors are most significant, are not
ering phenology, and thus arguably has the necessarily uniform. Moreover, data for these
greatest impact in cold environments (Inouye variables are generally easily available and
and Wielgolaski, 2013; Walker et al., 1995). hence phenological response can, for the most
Shorter snow-free periods reduce flowering and part, be accounted for (Badeck et al., 2004; Pol-
seeding, and encourage the production of vege- gar and Primack, 2013). The most difficult fac-
tative rather than reproductive shoots (Kudo, tor to account for when studying phenological
1991; Inouye and Wielgolaski, 2013; Oberbauer changes in the mid-latitudes is the risk of frost
et al., 2013). Recent studies on recorded snow- damage, particularly where warmer spring tem-
melt dates report that these significantly influ- peratures induce considerably earlier flowering
ence phenology (Inouye et al., 2002; Saavedra (Cannell and Smith, 1986; Fitchett et al., 2014b;
et al., 2003). These include an 11-day advance Inouye, 2008; Polgar and Primack, 2013; Wang
in flowering dates following a two-week earlier et al., 2014). Closely associated with daily min-
snowmelt date in Colorado (Dunne et al., 2003). imum temperature, the effect of frost can more
Similarly, a very strong correlation between easily be attributed to changes in phenological
snowmelt and first flowering dates is found for events and yields than snowmelt dates, which
Colorado, where snowmelt dates accounted for would need to be recorded separately (Rigby
73.4% of phenophase shifts (Inouye, 2008). and Porporato, 2008).
The timing of snowmelt is dependent on tem- Further factors need to be considered at more
perature and the volume of winter snow, and thus local scales; the first is the distance from major
responds more strongly to local temperatures, water bodies, particularly if the coastline is in
driven by the amount of shade and wind to which close proximity to a major current of the thermo-
the snow is exposed (Inouye, 2008; Inouye and haline circulation (Beaubien and Freeland, 2000).
Wielgolaski, 2013; Oberbauer et al., 2013). Whilst proximity to large water bodies has a mod-
Furthermore, in the Arctic, where snow cover erating effect on climate, changes in sea or inland
persists throughout the year, temperature has a water temperatures, together with shifts in the
primary influence, whilst in sub-Arctic regions thermohaline circulation, strongly influence
with seasonal snow cover, rainfall is of greater regional climate variability/change and associ-
importance to the timing of phenological events ated phenological responses (Beaubien and Free-
(Wielgolaski and Inouye, 2013; Wookey et al., land, 2000). Secondly, the position of the study
1993). Despite the complexity of these drivers, region in relation to urban areas is critical given
under extreme polar climate warming recorded the potential urban heat island effect and anthro-
in recent decades, advances in spring onset in pogenically controlled temperature, photoperiod
high latitudes are already occurring at a more and water availability (Lu et al., 2006).
rapid pace, and at lower heat sums, than phenolo-
gical shifts at lower latitudes (Hye et al., 2007;
Oberbauer et al., 2013). 2 Phenological stage or event
Mid-latitude regions, with highly seasonal, Very few datasets span more than one phenolo-
temperate conditions, enable the most accurate gical event (Amano et al., 2010; CaraDonna

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Fitchett et al. 13

et al., 2014; Gordo and Sanz, 2005). Conse- flowering, with any deficits accommodated
quently, when obtaining a dataset for analysis through changes in leaf, shoot and root growth
of phenological responses to climate change, a (Arora and Boer, 2005; McCormack et al., 2014).
site with data for a phenological stage that is Given flowering as the preferable event for
strongly climate-controlled is preferable (Beau- studying phenological responses to climate
bien and Freeland, 2000; Schwartz, 1999). Pre- changes, it becomes necessary to assess the rela-
ference has been to study the initiation of spring tive suitability of measured bloom stages (first
phenophases such as leaf unfolding, bud burst flowering, 50%, 75% or peak bloom). First
and flowering, rather than autumn phenophases flowering dates, which capture the timing of the
such as fruit fall, leaf colouring and leaf fall first visible open flower, are often easiest to
(Chmielewski and Rotzer, 2002; Cook et al., record as they do not rely on human subjectivity
2012; Schwartz and Reiter, 2000; Wang et al., to establish when 50% or the majority of flowers
2014). Spring events often have a double tem- are open (Amano et al., 2010; Fitter et al., 1995).
perature control through chilling requirements However, errors arise during data collection if
for the breaking of dormancy and a subsequent first flowering occurs on a day or at a location
warming requirement to induce a shift to the next where observations were not made, or if that
ontogenetic stage (Wang et al., 2014). Whilst this flower is located above eye level (Miller-
requires more intricate analysis to distinguish the Rushing et al., 2008). These first flowers are
two drivers, it is preferable to a combination of less likely to be noticed than a later flower in
intrinsic and extrinsic factors. Further, because a more visible position. Intrinsic errors also
these events signal the end of the dormancy result from recording this single event rather
period, they do not suffer from cumulative effects than a percentage floral extent: a single event
of climate warming across the growing season reduces the sample number, and consequently
(Beaubien and Freeland, 2000; Chmielewski and could occur much earlier or later inter-
Rotzer, 2002; Nordli et al., 2008). annually, during a period in which peak bloom
Leaf unfolding is a relatively easily distin- may remain relatively constant (Amano et al.,
guishable event and thus has considerable poten- 2010; Fitter et al., 1995; Miller-Rushing et al.,
tial for use in both ground-based and satellite 2008). First flowering could also be triggered
observations. However, leafing is induced by during brief favourable conditions sufficient
both intrinsic factors and external climate con- to cause a few buds to open, but be followed
trols (Pettorelli et al., 2005; Polgar and Primack, by a cold period preventing peak bloom (Fitter
2013; Schwartz et al., 2006). For evergreen trees et al., 1995; Miller-Rushing et al., 2008). Thus,
and deciduous trees with multiple leaf flushes for a more statistically accurate phenophase
annually, the leaf unfolding date is triggered to date, with less likelihood of error or bias, esti-
a greater extent by internal controls, such as car- mates of peak or 5075% bloom dates are pre-
bohydrate deficits and water availability, only ferred (Miller-Rushing et al., 2008).
indirectly associated with rainfall (Arora and
Boer, 2005; Stockli and Vidale, 2004; Zhang
et al., 2003). The timing of flowering is more IV Species and location-specificity
tightly controlled by climate, with a reliance on The magnitude of the phenological response to
winter temperatures for the fulfilment of chilling climate change is dependent on the species;
requirements and spring warming to induce bud- whether warming, chilling, or both, are required
burst (Nordli et al., 2008; Sparks et al., 2000). Not to induce a phenological event; the time period
only are these climatic controls more robust, but during which climate is most influential; and
intrinsic controls have a lesser effect on threshold temperatures for that species (Cleland

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14 Progress in Physical Geography

et al., 2012; Lambert et al., 2010; Parmesan, flowering dates of nectar-providing plants, the
2007; Visser and Holleman, 2001). For overlap between the appearance of broad-
instance, Chinese cotton flowering dates have tailed hummingbirds and their food is decreas-
advanced by only 0.66 days/ C in Beijing, ing, particularly at high latitudes (McKinney
whilst wheat grown in the same area has experi- et al., 2012). Even where both species take their
enced flowering advances of as much as 3.4 phenological cues from warming temperatures,
days/ C (Wang et al., 2008). Location-specific mismatches arise where the time period and
phenophase shifts among trees of the same spe- duration for which temperatures are important
cies are also apparent, such as the earlier flower- differ (Lambert et al., 2010).
ing dates for granny smith apples (4.2 days/ C) Mismatches also have an effect on pollina-
in South Africa (Grab and Craparo, 2011) than tion. Variable timing in the flowering of plants
in Poland (2.4 days/ C; Kalbarczyk, 2009). A and the availability of pollinators potentially
summary of species and location-specificity of changing for both partners can considerably
spring phenological responses to climate decrease the likelihood of pollination and, con-
change is presented in Table 1. sequently, the quality and size of seed and fruit
yields (Hegland et al., 2009; Memmott et al.,
2007; Park and Schwartz, 2014; Thomson,
1 Species mismatches 2010). This can be driven by changes in the tim-
Species- and location-specificity of phenologi- ing and duration of flowering, and the quantity
cal responses to climate change affects individ- of flowers produced alone, but is enhanced for
ual plant species and regional ecosystems plants pollinated by insects rather than wind,
(Stenseth and Mysterud, 2002). Overlaps in due to differences in the phenophases of these
time and space between predators and prey, insects (Hegland et al., 2009; Memmott et al.,
plants and pollinators, and species varieties for 2007; Thomson, 2010). For plants pollinated
cross-pollination, have evolved over long time by insects, such mismatches would also result
periods (CaraDonna et al., 2014; Durant et al., in food supply, and the eventual extinction of
2007; Hegland et al., 2009; McKinney et al., the pollinator (Kaiser-Bunbury et al., 2010;
2012; Stenseth and Mysterud, 2002). With vari- Memmott et al., 2007; Park and Schwartz,
able responses to climate change, between spe- 2014).
cies and locations, many of these overlaps For cross-pollination of self-incompatible
and species interactions are likely to weaken species, an overlap in flowering time of dif-
(Durant et al., 2007; Lambert et al., 2010; Mem- ferent individuals is required to maintain both
mot et al., 2007; Polgar and Primack, 2013). yields and fundamental genetic diversity
Predator-prey and plant-herbivore mis- (CaraDonna et al., 2014; Moghadam et al.,
matches have been observed in terrestrial envir- 2009). This becomes particularly problematic
onments, such as the winter moth currently in species such as cherries, where the flowering
hatching up to three weeks earlier than the duration is less than a week (Moghadam et al.,
unfolding of oak leaves, which are their primary 2009). Mismatches in phenophases are of con-
food source (Visser and Holleman, 2001). This siderable concern for species survival and for
is owing to the winter moth taking its hatching that of their ecosystems (CaraDonna et al.,
cue from warming temperatures, whilst the oak 2014; Memmott et al., 2007). However, Visser
tree has a chilling requirement for leafing and Both (2005) argue that these mismatches
(Durant et al., 2007; Polgar and Primack, may provide a necessary yardstick against
2013; Visser and Holleman, 2001). Similarly, which to measure the magnitude of climate
with progressive advances in peak and first change effects on plant survival. In addition,

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Fitchett et al. 15

there may be a considerable under-reporting of biodiversity indices (Dawson et al., 2011).


cases where mismatches are not found, given However, even single-species studies are of
that the species studied are responding in paral- value, particularly if those species are highly
lel to climatic changes (Visser and Both, 2005; sensitive to climate change, and if the study
Parmesan, 2007). aims to contribute to the development of such
indices (Dawson et al., 2011; Spano et al.,
1999). Recent research suggests that invasive
V Applications of plant phenology species may be particularly tolerant to climate
research change and climate impacts on their phenologi-
cal cycle, prompting further species-specific
Phenology has considerable potential to con-
studies for inclusion in biodiversity and ecosys-
tribute towards improving the academic disci-
tem adaptation assessments (Polgar et al.,
plines that develop biodiversity indices and
2014).
climate models (Morisette et al., 2009). The dis-
cipline has also been used as a proxy for climate
change where phenological records extend back 2 Climate models
further than climate records (Chuine et al.,
Phenological shifts are driven predominantly by
2004; Souriau and Yiou, 2012); in agricultural
climate variability and change, yet these shifts
management (Crepinsek and Kajfez-Bogataj,
will also have an impact on future climate
2006; Menzel, 2002; Van Vliet et al., 2003); and
change through feedbacks to the atmospheric
even in healthcare, addressing the influences of
system (Hogg et al., 2000; Penuelas et al.,
phenological shifts on allergy-causing pollens
2009; Richardson et al., 2013). The timing of
and disease-carrying insects (Luvall et al.,
leaf phenology (both leaf flush and senescence)
2012).
significantly alters the surface albedo, water
balance, carbon intake and canopy surface
1 Biodiversity indices roughness (Arora and Boer, 2005; Penuelas
The development of biodiversity indices, which et al., 2009; Richardson et al., 2013). The chal-
allow for the health of ecosystems to be moni- lenge lies in modelling leaf phenology to allow
tored and managed, is critically important given future phenological changes to be included in
the risks of climate change to species extinction climate projection models (Arora and Boer,
(Dawson et al., 2011; Spano et al., 1999; Visser 2005; Hogg et al., 2000; Richardson et al.,
and Both, 2005). Phenological observations 2013). Difficulty exists because the shifts in
provide indicators of the extent to which plants plant phenology are driven, to a large extent,
and animals are being affected by, and respond- by the same climate change that these models
ing to, climate variability and change, and attempt to project (Arora and Boer, 2005; Zhao
increasingly form fundamental components of et al., 2013). This can be compensated for
broader ecosystem assessments (Crepinsek and through modelling leaf phenology based on the
Kajfez-Bogataj, 2006; Dawson et al., 2011; plants carbon budget, rather than air tempera-
Kramer et al., 2000). Meta-analyses of the exist- ture, thus preventing double counting. However,
ing phenology literature aim to uncover glob- considerably more information is required
ally coherent fingerprints (Parmesan and across far greater spatial scales than is presently
Yohe, 2003: 37) of climate change impacts on available (Arora and Boer, 2005; Penuelas et al.,
the phenology, location and distribution range 2009; Richardson et al., 2012). Furthermore,
of plant and animal species, facilitating the phenological records spanning multiple centu-
broad-based inclusion of phenology in ries are increasingly used for reconstructing past

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16 Progress in Physical Geography

climates, which enables more accurate climate as it restricts inter-regional or global-scale


modelling (Chuine et al., 2004; Meier et al., comparisons. Furthermore, floral species ende-
2007; Souriau and Yiou, 2012). mic to such understudied regions have yet to be
A challenge to modelling phenological assessed for their climate change-related phe-
events and using them for climate projection nological responses. Many of these areas
purposes is the influence of extreme climate include less economically developed countries,
events, which are projected to increase in mag- which are likely to be more adversely affected
nitude and frequency (Jentsch et al., 2007; by climate change due to their lower societal
Reyer et al., 2013). Both plant and animal phe- adaptive capacity, and which additionally may
nophases have been affected disproportionately be very reliant on agriculture (Blanc, 2012;
by the duration of extreme weather events such Hegland et al., 2009).
as flooding, droughts, heatwaves and cyclones Investigations of phenological responses to
(Jentsch and Beierkuhnlein, 2008; Jentsch climate change have expanded rapidly since the
et al., 2007; Parmesan et al., 2000). These phe- first studies in the 1960s, most notably to
nological responses to extreme events often include advancing technologies such as satellite
obscure the long-term response to mean cli- and webcam imagery, and derived indices for
mate, and have the potential to influence subse- analysis (Schwartz, 1999; Sparks et al., 2005).
quent phenological patterns over longer periods The application of NDVI and EVI from satellite
(Jentsch and Beierkuhnlein, 2008; Rich et al., imagery allow for phenological analysis in
2008). Furthermore, the phenophase responses regions for which no ground-based phenologi-
to extreme events appear to be more compli- cal data exist, thus enabling the aforementioned
cated than those of long-term mean climate research gaps to be addressed. Many of these
changes, with far greater significance of the tim- regions maintain web cameras, which would
ing and duration of temporal forcing (Friedl likely have unintentionally captured images of
et al., 2014), and a possible two-phase ecosys- value to phenology studies. With relatively low
tem response following such events with the costs to initiate and maintain, webcams and
dieback of larger vegetation but regrowth of webcam networks provide possibly the best
small shrubs (Rich et al., 2008). To enable method for future phenological data capturing,
higher resolution climate modelling, these as they facilitate a high temporal resolution,
extreme events need to be better modelled, the broad spatial scale of inclusion and the possibil-
responses of phenophases to these events better ity for both ground-truthing and digital compar-
understood, and the long-term interactions ison with satellite imagery. The promotion of
between these responses and resultant micro- citizen science also provides opportunities for
climates explored (Reyer et al., 2013). the continued expansion of ground-level obser-
vations to enhance existing records.
In addition to continued efforts to address
VI Looking ahead regional omissions, it is critical that high-
Considerable work has been undertaken over the resolution temporal and spatial investigations
past few decades to understand the location- and into climate influences on plant phenology be
species-specific phenological responses of plants prioritized. The majority of phenology studies
to climate variability and change. The most nota- analyse the impacts of monthly to annual climate.
ble research gaps are spatial, including Africa, It is likely that the absolute dates of phenophase
South America and the Middle to Near East (Fig- shifts for a particular year are rather driven by cli-
ure 1). The limited phenological research in these mate deviations on a maximum scale of days.
regions is detrimental to the discipline as a whole, Where phenological investigations currently

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Fitchett et al. 17

work with daily minimum and maximum tem- Arora VK and Boer GJ (2005) A parameterization of leaf
perature, plant thresholds are more likely deter- phenology for the terrestrial ecosystem component of
mined by the most frequently occurring high or climate models. Global Change Biology 11(1): 3959.
low temperature in a period of days than a daily Augspurger CK, (1981) Reproductive synchrony of a
tropical shrub: Experimental studies on effects of pol-
peak reading that may have occurred for a period
linators and seed predators on Hybanthus prunifolius
of a few seconds to many hours. We propose that
(Violaceae). Ecology 62(3):775788.
future phenological investigations take greater Badeck FW, Bondeau A, Bottcher K, et al. (2004)
cognizance of meteorological conditions at the Responses of spring phenology to climate change. New
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Acknowledgements
Climate Change 1(1): 113.
The authors wish to acknowledge the insightful com- Bock A, Sparks TH, Estrella N, et al. (2014) Changes in
ments of the three reviewers, which assisted in first flowering dates and duration of 232 plant species
improving this manuscript. on the island of Guernsey. Global Change Biology
20(11): 35083519.
Funding Bradley E, Roberts D and Still C (2010b) Design of an
This research received no specific grant from any image analysis website for phenological and meteor-
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