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Society for Music Theory

Concerning Gendered Discourse in Medieval Music Theory: Was the Semitone "Gendered
Feminine?"
Author(s): Sarah Fuller
Source: Music Theory Spectrum, Vol. 33, No. 1 (Spring 2011), pp. 65-89
Published by: {oupl} on behalf of the Society for Music Theory
Stable URL: http://www.jstor.org/stable/10.1525/mts.2011.33.1.65
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colloquy 65

But impressive as these references may seem, a wealth of


concrete evidence from the realm of medieval music theory con-
tradicts the notion that the community of medieval music theo-
Colloquy: rists viewed the semitone in gendered terms and that the
semitone was already [in the mid-fourteenth century] regarded
Concerning Gendered Discourse in Medieval Music Theory: as the most feminineand therefore potentially feminizing
Was the Semitone Gendered Feminine? interval in the medieval gamut.4 A wide-ranging examination
of medieval statements on the semitone, the chromatic genus,
sarah fuller contrapunctus progressions, and related matters addressed within
Gendering the Semitone reveals substantial flaws in main
This study reviews how medieval music theorists write about the lines of argument and representation of the historical record. A
interval of the semitone and contests the notion advanced in a re- majority of music theorists do not employ the gendered lan-
cent article by Elizabeth Eva Leach (Gendering the Semitone, guage or images put forward in a way that implies they were
Sexing the Leading Tone, Music Theory Spectrum 28 (1) [2006]: common currency among medieval theorists. In some instances,
121) that they collectively associated the semitone with femininity context or transmission of statements cited is misrepresented.
and considered it to carry connotations of lasciviousness. This study will begin with a brief overview of why the semi-
Examination of passages from a wide range of medieval and early tones numerical ratio and nomenclature posed a problem for
Renaissance treatises indicates that a substantial majority of theo- medieval music pedagogues. It will then address central ele-
rists describe the semitone in gender-neutral language. Nor does a ments in Elizabeth Eva Leachs exposition: language used in
contextually situated reading of the theorists bear out the impres- characterizing the semitone, medieval views of the Greek genera
sion promoted in Gendering the Semitone that within a central (the chromatic genus in particular), discourse about directed
medieval music theoretical tradition the Greek chromatic genus, progressions, and views of Marchetto of Padua and Johannes
musica ficta, and progressions from imperfect to perfect consonance Boen with respect to the directed progression. Finally, it will
(directed progressions) in fourteenth-century music were re- briefly touch upon some general issues of methodology, histori-
garded as feminine in nature and erotically charged. A careful in- ography, and reconstruction of past mentalities.
vestigation of the claims made in the article Gendering the
Semitone raises significant issues about how historians of music the semitone
theory reconstruct collective theoretical attitudes from past epochs.
A key point in Elizabeth Eva Leachs claim of a metaphori-
Keywords: medieval music theory, gender, semitone, chromatic cal association between femininity and the semitone is the
genus, directed progression, historiography compulsion felt by many authors to justify the use of the prefix
semi to mean something other than half, explaining instead
that it means incomplete.5 Before examining the evidence for
the pervasiveness of a metaphorical link between the semitone
In an award-winning article titled Gendering the Semitone, and femininity, it will be useful to consider why the phenome-
Sexing the Leading Tone, Elizabeth Eva Leach announces that non of the semitone might have posed a pedagogical problem
music theorists of the Middle Ages considered the interval of the for a medieval theorist. Two core problems had to be faced: one
semitone to be associated with femininity and to be in substantial of numerical ratio, the other of nomenclature.6 The notion that
degree lascivious.1 In her view, medieval music theorists imply number constituted the basis for musical sound was received
that music rich in intervals smaller than a tone is effeminate, ef- from Boethiuss De institutione musica and transmitted inter-
feminizing, and, by extrapolation, of a morally dubious nature.2 mittently by some medieval theorists in formulations such as
Moreover, the directed progression of fourteenth-century po- music is the theory (knowledge) of number as related to
lyphony, which often involves musica ficta, seems to have become sound.7 Regardless of whether that notion was explicitly ar-
associated with the perils of feminization as an aural depiction of ticulated in individual treatises, the relation between number
sexual desire and consummation.3 She supports her position
4 Leach (2006, 13).
with a plethora of references that range from antique theory (es-
5 Leach (2006, 2).
pecially as transmitted under the exalted authority of Boethius) 6 Elizabeth Eva Leach also draws attention to the special problem of the semi-
through treatises written in the late-fifteenth century. tone (Leach [2006, 12]), but her brief exposition quickly adopts a gendered
perspective. Her sentence As the square root of a superparticular ratio is not
It is the editorial policy of Music Theory Spectrum to preserve the orthogra- a ratio of two whole numbers this [a step smaller than a tone] could not be
phy and typography of original sources. As a result, some spellings within literally half a semitone and remain within the ratio-based mathematics of
the Latin quotations will differ from one passage to another. medieval music (1) should be corrected to literally half a [9:8] tone.
1 Leach (2006). This article received the Society for Music Theorys 2007 7 Musica est scientia de numero relato ad sonos. For a conspectus of similar
Outstanding Publication Award. statements, see Michels (1972, 49, Note 2). A comment by Cassiodorus
2 Leach (2006, 2). (ca. 562) connecting number with musical sound seems to have been espe-
3 Leach (2006, 13). cially favored from the late-thirteenth into the fourteenth century.

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66 music theory spectrum 33 (2011)

and musical sound was inherent in the division of the mono- way with his explanation in Book I, Chapter 16 that Both of
chord. With the appearance of the Dialogus de musica (late- these [the 18:17 and the 17:16 parts of a tone] are called semi-
tenth century) and Guido of Arezzos Micrologus (ca. 1025), tones, not because these intermediate semitones are equal at all,
the monochord (and its virtual extension, the hand) became the but because something that does not come to a whole is usually
chief means of representing the codified pitch system, the basis called semi.13 Guido makes a similar observation with regard
for elementary music pedagogy from the early-eleventh century to the visual look of the monochord, but without raising the
on. The student in the Dialogus explicitly praises the mono- issue of an exact half: On the monochord there are greater
chord as a marvelous teacher the master has given him.8 spaces between adjacent pitches and lesser ones. The greater
Division of the monochord string according to diatonic norms space is called a tone, the lesser a semitone, semis, that is not a
was executed through relatively simple (and easily produced) full tone.14 Thus, it is a straightforward lexical problem that
superparticular ratios of 9:8, 4:3, 3:2, and 2:1. The ratio of 9:8 leads some theorists to explain that the semi in semitone
rendered the smallest accepted superparticular interval, the does not have the commonplace meaning of half. The prefix
tone. Its proportion was derived as the difference between the semi- is not in itself an index of an association between femi-
perfect fifth (3:2) and the perfect fourth (4:3).9 The smaller in- ninity and the semitone based on the way the prefix semi
terval of a semitone posed a numerical problem on several modifies the word tone.15 Rather, explications of the name
counts. It was not generated from a direct division of the mono- semitone arise out of an ordinary lexical situation.
chord but was the secondary result of the difference between a With this background in mind, it is time to examine how
ditone (major third) and a diatessaron (perfect fourth). Its ratio, medieval theorists described the semitone in their treatises and
calculated as the difference between those two intervals, was not to assess the degree to which they may have gone beyond basic
a privileged superparticular but a complex superpartient, facts about the numerical sizes and name of the semitone and
256:243. Moreover, the 256:243 semitone was not exactly half associated that interval with femininity.
of a tone. Indeed, no superparticular ratio can be arithmetically The passages from Boethius and Guido just quoted seem
divided into two equal halves using whole numbers. Given that neutral in tone, straightforward reports that the prefix semis in
premise, the tone, a 9:8 superparticular, can never be divided the name semitone indicates less than a whole. This is the case
into two equal semitones: one half will always be larger, one with many medieval theorists: the explanation that a semitone
smaller. Boethius devotes considerable space to this unequal di- is not a full tone is given without further comment, as may be
vision of the tone and to the numerical size of its constituent seen in a few representative passages, dating from roughly 1270
semitones.10 The Middle Ages received from Boethius secure to 1350, that stem from various geographical regions.
doctrine that semitones were unequal in size, complex in ratio, Magister Lambert [Pseudo-Aristotle], Tractatus de musica
and not true halves of a tone: the minor semitone (limma) was (ca. 126570, Parisian):
slightly less than half of a tone, the major semitone (apotome) A semitone is the imperfect space between two pitches that accord-
slightly larger than half of a tone. ing to the human voice cannot be divided, or halved. Know that no
The fact that neither the minor nor the major semitone was semitone occurs except between mi and fa, or the reverse. And it is
an exact half of a tone produced a lexical problem of nomen- called semitone from semus, sema, semum, which is imperfect
clature. The common meaning of semis in Latin was half, but and tonus, as though an imperfect tone.16
that prefix could also convey a looser sense of imperfect or
incomplete. In music pedagogy, the name diatessaron could be than other intervals, and the derivation seems simply a convenient inven-
explained as of four and the diapente as of five; but the name tion. The actual ancestor was likely the Greek noun tonos in its meaning
semitone could not simply be explained as half of a tone by of interval (Mathiesen [1999, 384]).
13 Sed utraque semitonia nuncupatur, nonquod omnino semitonia ex aequo sint
anyone educated in the basic numerical theory relevant to mu-
media, sed quod semum dici solet, quod ad integritatem usque non pervenit.
sica and monochord division.11 Hence, to avoid lexical confu- Book I, Chapter 16. Friedlein (1867, 203); translation from Bower (1989,
sion, many teachers felt a need to explain the name semitone 26). See also Book II, Chapter 29. Friedlein (1867, 26263); Bower (1989,
and to specify that, contrary to what the name might imply, the 8384). The ratios of these divisions of the tone come about through plac-
interval was not an exact half of a tone.12 Boethius had led the ing an intermediate term within the tones ratio 9:8, which renders
18:17:16. Neither of these mathematically rendered subdivisions is exactly
8 Gerbert (1784, I, 255). (Hereafter GS followed by volume and page number.) equivalent to the 256:243 semitone produced through monochord division,
9 Boethius, Book I, Chapter 17. Friedlein (1867, 20304); Bower (1989, 2628). but the demonstration serves to make the point that the 9:8 tone cannot be
10 Boethius, Book I, Chapters 1617. Friedlein (1867, 20104); Bower (1989, divided arithmetically, using whole numbers, into two equal parts.
2228). Book II, Chapter 2830. Friedlein (1867, 26064); Bower (1989, 14 Et maius quidem spatium tonus dicitur, minus vero semitonium, semis videlicet
8285). All 16 chapters of Book III. id est non plenus tonus. Micrologus, Chapter 4. Smits van Waesberghe
11 See Johns De Musica, Chapter 8. Smits van Waesberghe (1950, 69); Babb (1955, 103); Babb (1978, 61).
(1978, 111). I use the Latin musica in its medieval sense of music theory. 15 Leach (2006, 2).
12 The tone similarly had a problematic etymology of nomenclature. Guido 16 Semitonium est imperfectum spatium duarum vocum quod secundum vocem hominis
(Micrologus, Chapter 6) derives it from intonando (thundering), which he non licet dividi, vel ponere medium. Unde sciendum est quod nunquam fit semito-
equates with sonando (sounding), and his lead was widely followed in the nium, nisi de mi in fa, vel e converso. Et dicitur semitonium a semus, sema, semum,
Middle Ages: Smits van Waesberghe (1955, 116); Babb (1978, 63). However, quod est imperfectum, et tonus, quasi imperfectus tonus. Coussemaker (1864, I,
there is no reason to believe that whole tones sounded more thunderous 25758). (Hereafter CS followed by volume and page numbers.) Similar

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colloquy 67

Aegidius of Zamora, Ars Musica (between 12961304, Madrid): Rhetorically this is not a simile but an exemplum. John does not
It is called semitone as though half a tone, that is, an imperfect
say the semitone is like a Phrygian semivir but presents the word
tone, which was investigated by Aristoxenus saying, semus is that semiviri as another lexical instance of semi in the meaning of
which does not reach perfection.17 imperfect or incomplete, and shows his erudition by assign-
ing the phrase semiviri Phryges to Virgil (although without
Jacques of Lige, Speculum Musicae, Book II (132030s, Lige; specifying where).21 Elizabeth Eva Leach traces his comment
the author studied in Paris): through several other theorists, in the process giving the impres-
According to Boethius, semitones are called thus not because they sion that it was commonplace among medieval music theorists,
are true and complete halves of a tone, but because they are not in- for: the definition of semi as meaning incomplete continues
tegral tones. According to this, the semitone is so named not from to provoke references to cross-dressed Phrygians well into the
semi, which is half, but from semus, sema, semum, which is im-
fifteenth century.22 In support of this she cites five treatises: the
perfect, and from tone, as an imperfect tone. Similarly the semidi-
tone, which we will discuss below, is called an imperfect ditone.18
Summa musice of ca. 1300; the Tractatus de Tonis by Guido
of Saint Denis, from the early-fourteenth century; the
A Franciscan monk of Oxford ( John of Tewkesbury?), Quatour Tractatus musicae scientiae by Gobelinus Person, dated
Principalia (4 August 1351, English): August 1417; the Libellus Musicalis de Ritu Canendi by
It is called semitone because it is semis, that is not a full tone. Johannes Gallicus (Legrense) written between 1458-64; and the
Nor is it, as some think, the [exact] middle of a tone, but either less Musicale opusculum by Adam of Fulda, dated November
or more than that, for the tone cannot be divided into two equal 1490.23 What these treatises have in common is that all draw
semitones, in terms of intervals.19 extensively upon Johns De Musica, and his treatise is the
Such passages are typical of mainstream discourse about the probable direct source for their semiviri Phryges references.
semitone in the thirteenth and fourteenth centuries. Some the- Given the number of music treatises written between ca. 1100
orists do, however, expand upon the nomenclature, and cite and 1490, five is not a large number of transmissions. And
lexical parallels in which semis means incomplete rather Adams treatise should not be counted among them, as far as the
than half. Elizabeth Eva Leach seizes upon one of these paral- semitone is concerned. His commentary on the semitone pro-
lels, Johns [ Johannes] mention and explanation of semiviri in vides the parallel of semivocalis, not semiviri Phryges.
De Musica of ca. 1100: The semitone is, as it were, half a tone; the ancients chose to call the
sound [that is] less than a tone a semitone. But understand that it is
The semitone, called a limma by Plato, is so named because it is not
a full tone but an imperfect one, not, as some ignorant people say,
Phryges, id est non pleni viri, quia more feminarum se vestiunt. De Mu-
because it is exactly half of a whole tone. Thus Vergil speaks of
sica, Chapter 8. Smits van Waesberghe (1950, 6869); translation
semiviri Phrygesthat is, incomplete Phrygian men because they
Babb (1978, 111). Given here as in Leach (2006, 2), but with the first
garb themselves like women.20
part of the sentence restored. John, incidentally, is not usually consid-
ered a glossator of Guido of Arezzo as Elizabeth Eva Leach identifies
him (ibid.). Not only is his treatise quite different in plan from the di-
formulations appear in several treatises, among them a report of the Johannes rect commentaries on Guidos Micrologus (Huglo [1977, 10]), but it
de Garlandia tradition that is also associated with one version of Ars nova also often differs in substance from Guidos treatise.
teaching. Meyer (1998, 61); Reaney, Gilles, and Maillard (1964, 21). The 21 The epithet can be traced to the Aeneid, Book XII, line 99. Turnus uses
proposed dating comes from Baltzer (2001, 169). it as an insult (meaning eunuch) to the Trojan invader Aeneas, whom
17 Unde dicitur semitoniium, quasi dimidius tonus, id est imperfectus tonus, quod he had earlier called a Phrygian tyrant. The epithet is associated with
probatur per Aristoxenum dicentum, semum est quod usque ad perfectum non the cult of Cybele, whose husband castrated himself; see Ahl (2007, 341
peruenit. Robert-Tissot (1974, 90). Although Zamora references Aristox- [note to III:111], 348 [note to IV:215] and 426 [note to XII:98]). Ap-
enus, the quote seems closer to Boethius, Book I, Chapter 16. For the parently not grasping Virgils meaning, John invents the explanation of
dating, see Robert-Tissot (1974, 1213). cross-dressing that was repeated by some music theorists who took
18 Semitonia, secundum Boethium, nuncupata sunt, non quod sint verae et integrae him as an authority. Elizabeth Eva Leach acknowleges that the con-
toni medietates, sed quia non sunt integri toni, et, secundum hoc, semitonium notations of semiviri for Johannes were probably rather different from
dicitur non a semi, quod est dimidium, et tonus quasi dimidius tonus, sed a those of Vergil (Leach [2006, 3]).
semus, sema, semum, quod est imperfectus, -ta, -tum, et tonus, quasi imperfec- 22 Leach (2006, 3).
tus tonus; sic semiditonus, de quo dicimus infra, dicitur imperfectus ditonus. . . . 23 Note that two of these are from the early-fourteenth century, the other
Book II, Chapter 60. Bragard (1961, vol. 2, 14748). See Desmond (2000, three from the fifteenth, two of them quite late. On the date of the
35) on Jacques of Lige and the dating of his Speculum Musicae. Tractatus de Tonis, see Van de Klundert (1998, vol. 1, 18). I designate
19 Semitonium vero dicitur eo quod fit semis, id est non plenus tonus. Nec enim ut Adam of Fuldas treatise from his own reference at the opening of his
quidam putant est toni medietas, sed minus vel maius, quia tonus non potest dedication, rather than adopting the generic Musica used by Gerbert
dividi in duobus semitoniis equalibus secundum consonancias. Treatise 2, Chap- (GS [III, 329]). The comment on Guido of Saint Denis (Leach [2006,
ter 12. Aluas (1996, 235). A similar definition appears in Treatise III, 23 and Note 8]) transmits an erroneous reference in Le Roux (1965)
Chapter 13, and includes the remark that a semitone cannot be divided and identifies Martianus Capella as the source for Regino of Prms jux-
according to the human voice (quia secundum vocem hominis non licet dividi taposition of semitone and semivowel. A standard check of sources
vel ponere medium). Aluas (1996, 27879. On the attribution, see 29). would have revealed the actual source as Macrobiuss Commentarii in
20 Semitonium, a Platone limma vocatum, dictum est, quod sit non plenus tonus sed Somnium Scipionis. Willis (1970, 98); Stahl (1990, 188). For more on
imperfectus, non ut quidam imperiti resolvunt dimidius tonus. Virgilius semiviri Macrobiuss juxtaposition of semitone and semivocalis, see below.

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68 music theory spectrum 33 (2011)

not to be thought of as half of a tonejust as we do not take the


semivowel in [alphabetical] letters to be the middle of a vowel
nor can one make a [full] tone from two semitones. Because of this
Plato wanted to call it a limma.24

This passage does not repeat Johns epithet, but derives from
Macrobiuss Commentarii in Somnium Scipionis (ca. 400),
which Adam closely paraphrases.25
The exemplum of semivocalis by way of explaining a usage
of semi as not half is actually not uncommon, and is nu-
merically far more frequent than semiviri Phryges. An infor- example 1. Medieval music treatises: absence/presence of exempla
mal count finds at least eight writers who employ that A = No exempla B = 1-3 exempla, but not semiviri Phryges
grammatical exemplum by itself and others who provide it in C = semiviri Phryges exemplum
company with other semi-prefixed words. Some base their re-
marks directly on Macrobius, but others are independent in for-
mulation. Abbot Engelbert of Admont, who studied in Prague The English cleric Amerus, in his Practica Artis Musice of
and Padua and who probably wrote his music treatise around 1271, offers the parallel of demigods by itself. After explaining
1300, provides the semivocalis exemplum in his own words: that a tone separates most adjacent pitches within a hexachord,
he notes as an exception that the conjunction mi-fa is a semi-
But it is called semitone from semus, sema, which is the same as
imperfect. Hence semitone as an imperfect tone, just as we say
tone, and describes that interval as follows:
semivocales are not halves of vowels, because a vowel letter cannot be A semitone is an imperfect tonewe call a semideus an imperfect
divided in two, but we say semivocales as though imperfect vowels.26 godbecause it is less than a tone in pitch and space, which clearly
appears on musical instruments.29
In illustrating semitone with reference to semivocales letters,
the English compiler John Wylde (ca. 1430) also witnesses the As already illustrated above, medieval music treatises often do
currency in the fifteenth century of this grammatical exemplum.27 not explicate the nomenclature semitone with a parallel exem-
A late-thirteenth-century French (Belgian?) treatise, Ars plum. Example 1 gives statistics gleaned from some seventy-five
Musice Armonie, multiplies exempla, referencing semivo- medieval treatises on exempla associated with the term semi-
cales, a partly filled container, and demigodsbut not, it may tone (a search facilitated by the Thesaurus Musicarum
be noted, semiviri Phryges. Latinarum). As is clear from the graph (Bar A), most treatises
But it is called a semitone because [or: as though] an imperfect
offer no parallel semis exempla. Those which provide parallels
tone. Not semitone from semis [that is] half, but from semis, -i other than semiviri Phryges form the next largest group (Bar B),
which is imperfect, as a container is called half-full, not because it with semivowel being most commonly mentioned, and vas semi-
lacks half of its content but because it is not completely full, [and] plenum or semidei/semideos not unusual.30 In a distinct minority
as one says semivowel or demigod.28 (Bar C) are those who quote Johns semiviri Phryges. These sta-
tistics show plainly that the semiviri Phryges exemplum to which
24 Est enim semitonium quasi dimidius tonus, sonum enim tono minorem veteres Elizabeth Eva Leach gives such concentrated attention was not
semitonium vocare voluerunt: sed ita capiendus est, ut non dimidius tonus
at all representative among medieval theorists. According to
putaretur, quia nec semivocalem in litteris pro medietate vocalis capimus, nec ex
duobus semitoniis potest fieri tonus: propter hoc Plato idipsum limma vocare
this informal survey, 94% of music treatises do not transmit that
voluit . . . Part II, Chapter 6. GS (III, 346ab). Elizabeth Eva Leach gives phrase. Both statistical frequency and the variety of exempla ap-
no page reference for her citation of Adams comments on the semitone. pearing in these treatises offer compelling evidence against the
Several chapters after the passage about the semitone, Adam does use the impression fostered in Gendering the Semitone that medieval
exemplum semiviri Phryges but in conjunction with the locution semidia- music theorists commonly juxtaposed the name semitone with
pente (diminished fifth) (GS [III, 353a]), a sign that the phrase was not semiviri Phryges and hence might be deemed to have regarded
cemented to the semitone.
25 Macrobius, Book II, Chapter 1. Willis (1970, 9899); Stahl (1990, 188
89). See Bernhard (1990, 19) on Macrobius as a primary authority for the passage cited. For the dating and likely provenance in Northern France
music theorists of the Middle Ages. or Belgium, see Bernhard (2006, 7375). Past attributions of this treatise
26 [S]ed vocatur semitonium a semus sema, quod idem est quod imperfectus: inde and others to Thomas Aquinas are without foundation (Bernhard [2006,
semitonium quasi imperfectus tonus, sicut semivocales dicimus non dimidias vo- VIIVIII]).
cales, quia una vocalis littera non potest dividi in duas, sed dicimus semivocales 29 Est autem semitonus imperfectus tonussemideos imperfectos deos appellamus
quasi imperfectas vocales. Ernstbrunner (1998, 193); GS (II, 299a). quia minor est tono voce et spacio, quod manifeste patet in musicis instrumentis
27 Sweeney (1982, 91). (Ruini [1977, 7879]). The first time Amerus discusses the semitone, he
28 Dicitur autem semitonus vel semitonium, quia [L, C, D: quasi] imperfectus offers no parallel exemplum but simply explains the semi as meaning imper-
tonus, non enim semitonium a semis [C, D: id est] dimidium, sed dicitur a semis fect or not full, and being appropriate because the interval is less than half
-i quod est imperfectum, ut vas dicitur semiplenum, non quia dimidia pars desit, of a tone (Ruini [1977, 26]).
sed quia perfecte plenum non est; ut dicitur semivocalis et semidii. Bernhard 30 The multiple exempla sometimes include semivir, but with no qualifier or
(2006, 12829), cited from the Basel and Vatican manuscripts, with vari- explanation. Familiar medieval examples of semiviri would have been
ants from other manuscripts in brackets. Three of the four redactions have centaurs and the Minotaurthat is, creatures half man and half beast.

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colloquy 69

that interval as feminine. An additional indication of the pe- Given the status of Priscians comprehensive opus as a gram-
ripheral status of Johns formulation is the suppression of his mar textbook in the Middle Ages, it is reasonable to think that
description of the semitone in the late-thirteenth-century his text (or others derived from it) spawned the appearance in
Tractatus de Musica (ca. 1272) compiled by Jerome of Moravia music treatises of semivocalis as a familiar exemplum illustrating
(or Moray). In Chapter 14 on the intervals constituting melody, the sense of semi in semitonium, and was the point of origin
Jerome quotes John exactly and by name on the unison and the as well for the exempla semidei/semideos and semivir/semi-
tone. But for the intervening entry on the semitone, he drops viri appearing singly or together with other semi linguistic
John as a source and adopts Guidos description of not a full formulations that circulated within the sphere of music theory.
interval of a tone, adding the by-then-commonplace remark That music theorists might have appropriated exempla illustrat-
that semis indicates imperfect.31 ing semis from grammar instruction seems plausible given
The various exempla presented as parallels to the sense of their own training in grammar and the early training in gram-
semi- in the name semitone raise the question of the source for mar of those young musicians to whom their treatises are largely
these lexical parallels. And the probable answer takes us away addressed. John might have been led to the phrase semiviri
from the realm of musica and into the sphere of elementary Phryges by another grammar text, Arusianus Messiuss Exempla
grammar instruction. Priscians Institutiones grammaticae Libri Elocutionum, a fourth-century work that circulated in the
XVIII (ca. 500) was a standard grammar text in the Middle Middle Ages. Messius gives a foreshortened version of Aeneid
Ages. Near the beginning of Book I, Priscian discusses the let- XII (lines 97-99)da sternere corpus semiviri Phrygisbut does
ters of the alphabet, which are the smallest parts of utterance not gloss the meaning of Phrygian semivir.34 Whatever his
(vox). The letters of the Latin alphabet fall into three basic cat- source, John elaborated the epithet with his own invented ex-
egories: vowels, mute consonants, and semivocales, which are the planation. His idiosyncratic account of the semitone was subse-
seven letters f, l, m, n, r, s, and x. The vocales (literally, uttered quently appropriated in a few other treatises (mainly from a
sounds), a, e, i, o, and u, are so called, Priscian says, because Germanic, Eastern European orbit) whose authors used John
they perfect a spoken sound or because without them it is not extensively as an auctoritas.35
possible to produce an intelligible utterance (vox literalis). The Elizabeth Eva Leach takes Johns epithet of semiviri
semivocales possess some resonant qualities of the vowels, but Phryges as the occasion for a long discourse on connotations of
only partially. the Phrygian in medieval lore in general, and in the realm of
The semivocales are called thus because they do not have a full sound
musical mythology in particulara discourse designed to sup-
(vox), just as we refer to semideos and semiviros, not because they port her contention that through their terminology, music theo-
possess a half part of gods or men but because they are not full gods rists of the Middle Ages imply that music rich in intervals
or men.32 smaller than a tone [i.e., semitones] is effeminate, effeminizing
and, by extrapolation, of a morally dubious nature. She con-
A tenth-century commentary on the Ars major of Donatus in-
nects this with an orientalist trope of the effeminate East.36
corporates Priscians linguistic parallels in its explanation of the
But this is far too heavy a burden to impose on one theorists
imperfect sound of the semivowels and goes on to state the
casual exemplum that had quite limited (and chronologically
more usual meaning of semis.
scattered) circulation and that is far outnumbered both by other
Semivocales [are so called] not because they possess half a sound exempla paralleling the nomenclature semitone, and by semi-
but because by themselves, without a vowel, they do not render a tone characterizations with no illustrative exempla (as shown in
perfect sound, just as we say semideos and semiviros, not because
Example 1). Her subsequent juxtaposition of descriptions of the
they are half-gods but because they are not perfect. The name
semivocalis is composed from semis, semissis and vocalis.
semitone as an imperfect tone with Aristotelian theories of
Semis is correctly half of some measure.33 gender, which viewed women as imperfect men, is a rhetorical
strategy calculated to reinforce her reading of a semitone femi-
The language of imperfection in this passage on semivocales is ninized simply because it was deemed imperfect relative to the
similar to that in a number of commentaries on semitones in
medieval music treatises. 34 Let me shatter the body of this Phrygian eunuch. Edited in Keil (1880, vol. 7,
468, line 29). In any case, John does not quote Virgil directly, because the
epithet is singular (and genitive) in Aeneid XII but plural in John.
31 Tractatus de Musica, Chapter 14. Cserba (1935, 59). Jerome was a Domini- 35 Paliscas characterization of Johns Greek etymologies as fanciful and impos-
can scholar resident in Paris. sible, or unschooled fits his etymology of semiviri Phryges (Palisca [1990,
32 Semiuocales autem sunt appellatae, quae plenam uocem non habent, ut semideos 156 and 162]). The south-eastern European provenances of the treatises that
et semiuiros appellamus, non qui dimidiam partem habent deorum uel uirorum, quote Johns comment on the semitone accord with Paliscas judgment (156)
sed qui pleni dii uel uiri non sunt. Book I. Keil (1855, vol. 2, 9). that Musica was written in an area between St. Gall and Bamberg.
33 Semivocales quoque, non quod dimidium sonum habeant, sed quia per se sine 36 Leach (2006, 2, 35). In music theory, Boethius is the prime source for the
vocalibus perfectum sonum non habent, sicut dicimus semideos et semiviros, non mythic story of a drunken youth of Taorminia incited by the sound of the
quod dimidii di sint, sed quia perfecti non sunt. Semivocalis autem compositum Phrygian mode to violence against a whore he fancied. Friedlein (1867,
est ex nomine, quod est semis, semissis et vocalis. Semis vero est alicuius mensu- 185); Bower (1989, 5). Bower notes that Quintilian (Institutio oratoria)
rae dimidietas. Commentum Einsidlense in Donati Artem Maiorem. Keil and other early writers also transmit the story, but Quintilian does not
(1870, Supplementum, 222). specify the Phrygian mode in the telling.

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70 music theory spectrum 33 (2011)

9:8 tone.37 But an automatically gendered reaction to the quali- The comment from Bernardthe source of which has not yet
fier imperfect would then logically extend to semivocales, been tracedis repeated in an Eastern European Tractatulus
demigods (semidei, e.g., Hercules, fathered by Jove), semibreves, artis musicae from ca. 1450. Its position following an explicitly
and semiditones (minor thirds), which theorists often describe gendered semivir exemplum seems to counteract any aspersions
as imperfect ditones in parallel to their descriptions of semi- that parallel might appear to have cast on the semitone.
tones as imperfect tones. Not only is the tactic of extending A semitone is therefore an imperfect tone, one that is not full, just
Aristotles gender view (nowhere, to my knowledge, explicitly as a vessel might be called semi-full, not because half of its content
referenced in medieval music treatises) to the semitone dubious is missing but because it is not full. And semivir, that is an imper-
in itself, but its extension to the other imperfect entities men- fect or not full man because misusing manly works, he is disgraced
tioned in medieval writings on music would vitiate any exclu- by womanly ways. The semitone is certainly the sweetness and sea-
sionary gendered linkage to the semitone alone. soning of all song for without it song would be corroded, trans-
formed, and disjointed.43
In counterbalance to the contention that semitones had not
just feminine, but morally dubious38 connotations, one may In Book II of Speculum Musicae, Jacques of Lige admits the
point to a number of passages in medieval treatises that praise minor semitone (diesis) to be dissonant if its two components
the semitone, notwithstanding its complex numerical ratio and are sounded together, but in the company of other intervals it is
status as the smallest diatonic interval on the monochord or indispensible.
within the hexachord. Engelbert of Admont, for example, re-
Sounded together and alone, the pitches of a diesis discord greatly
gards the semitone as the binding chain and means of joining with one another aurally. But this is not the case when they combine
all the intervals, for by its mediation it effects a means of respi- with a tone, ditone, or tritone. And thus although this interval taken
ration and smooth transition from tone to tone, and a connec- by itself may be bad, nevertheless joined with other imperfect or bad
tion within intervals.39 He returns to the positive function of intervals it renders them good, so that no interval is good and per-
semitones in the midst of a passage on mutation. fect without this one.44

For according to Isidore, there would be harshness in song and con- Marchetto also writes of semitones in an appreciative tone, say-
fusion due to the frequent occurrence and violent elevation of many ing of the four he has postulated that
tones in succession if there were not a semitone [to provide] a soft
deflection from tone to tone, as it were if a flexible joint did not These sorts of parts of a tone, or these kinds of semitones, were
intervene in the middle of a [persons] limb.40 devised in musica so that through colored dissonances [i.e., imper-
fect consonances] or through a certain kind of beauty in them, we
Johannes de Grocheio (ca. 1300) appreciates the semitone as a might arrive at more perfect or more beautiful intervals in song.45
constituent component of all intervals and of melody: Its prop-
The absence in the majority of medieval music treatises of exempla
erty is to measure, along with the tone, all song and all the other
illustrating usages of semus or semis parallel to that in the term
intervals, and to create melody in song.41
semitone, the variety of such exempla in treatises that do include
A musica plana treatise belonging to a John of Garland
them, and the various positive appreciations of the semitone ex-
teaching tradition follows a standard explanation of semitone
pressed in some treatisesall these elements call into
nomenclature with praise for its role in melody.
But [the semitone] is named from semus, -ma, -mum, which is
43 Est ergo semithonium tonus imperfectus vel non plenus sicut dicitur vas semiple-
imperfect, as though an imperfect tone. The semitone, as Bernard
num; non ideo quia eius pars dimidia desit sed quia plenum non est. Et semiuir
says, is a sweetness and seasoning of all song, and without it a song
id est imperfectus vel non plenus vir eo quod abutens operibus virilibus femina-
is corroded, transformed, and disjointed. Boethius reliably specifies
rum modibus deturpatur. Semithonium nempe est dulcedo et condimentum totius
the semitone as the result of a certain [numerical] problem.42
cantus nam sine ipso esset cantus corosus transformatus et dilaceratus. Amon
(1977, 34). This treatise belongs to the East European Johannes Holland-
37 Leach (2006, 15). rinus tradition. Within that tradition, the so-called Musica Magistri Szyd-
38 Leach (2006, 2). lovite also transmits the quoted passage (Gieburowski [1915, 28]), but the
39 Est autem semitonium vinculum et coniunctio media omnium consonanciarum, quia Opusculum de musica gives the sweetness and seasoning sentence without
ipso mediante fit quasi media respiracio et lenis reflexio de tono ad tonum, et continu- the semivirexemplum (Rausch [1997, 36]). The other representatives of
acio consonanciarum. Treatise II, Chapter 26. Ernstbrunner (1998, 235). the Hollandrinus tradition do not include this material.
40 Quia secundum Ysidorum asperitas esset in cantu et indistinctio per frequentem casum 44 Diesis voces simul prolatae et per se multum discordant apud auditum, non sic
et violentam elevacionem multorum tonorum post invicem, si mollis quedam deflexio quando cum tono, cum ditono, cum tritono sociantur; et sic haec consonantia, licet
de tono in tonum per semitonia quasi per quosdam flexibiles membrorum articulos in in se et per se sumpta sit mala, iuncta tamen cum aliquibus imperfectis et cum
medio non interveniret. Treatise III, Chapter 8. Ernstbrunner (1998, 253). aliquibus malis, illas reddit bonas, ut nulla consonantia bona sit et perfecta sine
41 Eius autem proprietas est cum tono omnem cantum et omnem concordantiam ista. Book II, Chapter 61. Bragard (1961, 149).
aliam mensurare et melodiam in cantu facere. Rohloff (1943, 120). 45 Huiusmodi autem partes in tono, seu huiusmodi semitonia, fuerunt in musica
42 . . . [S]ed dicitur a semus, -ma-, -mum, quod est imperfectum, quasi imperfectus adinventa, ut per dissonantias coloratas, seu cuiusdam pulchritudinis ipsarum,
tonus. Semitonium, ut dicit Bernardus, est dulcedo et condimentum totius cantus, ad perfectiores, seu pulcriores, in cantu consonantias veniamus. Lucidar-
et sine ipso cantus esset corrosus, transformatus, et dilaceratus. Boetius autem ium, Treatise II, Chapter 5. Herlinger (1985, 136). Marchetto is here in-
determinat de semitonio per solutionem cuiusdam questionis. Reportatio 4. dicating beauty for all his semitones (note the plural partes), not just the
Meyer (1998, 61). This reportatio is included in the critical edition of Ars chromatic semitone. Elizabeth Eva Leach quotes an identical comment
nova because in a principal manuscript it precedes a report on Vitrys from Pomerium, Chapter 15 in her Note 70 (14), but her text (14) con-
teaching about notation. Reaney, Gilles, and Maillard (1964, 21). fines the color of beauty to the chromatic semitone.

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colloquy 71

serious question the gist of the claim that medieval music theorists remark that effeminate and changeable or fickle apply spe-
collectively viewed the semitone as gendered feminine. That asser- cifically to the chromatic genus, nor is there any evidence to sug-
tion rests on far too limited a sampling of the historical record. gest that this passage was understood as a comment on genus in
Elizabeth Eva Leach has culled a few passages with either specific the Middle Ages. Indeed, one late-fourteenth-century English
or plausible gender references and focuses on them to the exclusion commentator, glossing the reported sentence and joining it with
of a plethora of other passages that either carry no gender implica- another fragment from Boethius, explicitly relates the inferior
tions or contradict the attitude she presents as uniformly medi- class of music to that produced for the theater and stage:
eval. Similar problems mar her representation of how the Plato judged music of the highest character to be modest, and simple,
chromatic genus was viewed in the Middle Ages and of its relevance and masculine, that is manly, not effeminate, that is feminine or inse-
for polyphonic music of the fourteenth and fifteenth centuries. cure, nor uncultivated, nor changeable. That which is wanton and
gentle belongs fully to stage and theatrical ways, that is, sounds.50
the chromatic genus and chromaticism
In an earlier paragraph, Elizabeth Eva Leach accurately cites
the Boethius passage as one related to musical character in gen-
Building upon her observation that Johns juxtaposition of
eral.51 Her subsequent transfer of the terms varia and effemi-
semitone with semiviri Phryges demonstrates a collective medieval
nata from the general (in Boethius) to the chromatic genus, in
belief in a feminized and feminizing semitone, Elizabeth Eva
particular, in order to construct an influential ancient view of
Leach claims a tradition within medieval music theory of view-
the chromatic genus received in the Middle Ages, is an unwar-
ing the Greek chromatic genusand hence medieval music in-
ranted scholarly license. Similarly unwarranted is her observa-
volving semitones foreign to the diatonic Guidonian Hand or
tion, following her initial citation of Boethiuss remark on
monochordas effeminate. Her argument musters three basic
Platos doctrine, that later medieval theorists apply these
points: in reporting remarks on the Greek genera (especially
Greek-derived terms [temperate, simple, masculine; effeminate,
those in Boethius, Book I, Chapters 1 and 21), medieval theo-
uncultivated, fickle] to their own quite different music.52 All
rists characterized the Greek genus chromaticum as effeminate;
the theorists cited in her accompanying Note 23 are simply
in several fourteenth-century sources, the group of terms that
transcribing the Boethius passage as received knowledge about
pertain to the chromatic genuscomplete with its gendered
the powerful effects of music and specifically attribute it to the
ethossurface in application to a new musical reality, which is
authoritative fifth-century sage. Neither those theorists nor
the directed progression; that the new chromatic semitone
others who relay this nugget of musical ethos relate these terms
introduced by Marchetto of Padua is clearly gendered feminine
directly to music of the authors own time.
because of its music-theoretic heritage.46 This putative medi-
As in the case of semitone characterization, there are flaws in
eval association of femininity with the Greek chromatic genus
the depiction of an apparently standard medieval attitude in
leads her to suggest further that such a medieval attitude consti-
which the chromatic genus was a repository of certain gendered
tuted the root of a trope of chromaticism in Western music of
terms that are associated with technical and moral judgment on
later periods.47 A first question is whether medieval theorists
musical material.53 Take, for instance, the assertion that Most
uniformly characterized the chromatic genus in the negative way
medieval theorists report the three Greek genera but claim that
that Elizabeth Eva Leach describes. Other questions inviting
only the diatonic genus is still in use as the ancients had rejected
careful investigation are the degree to which the music theory
the chromatic as too corrupting.54 She cites John as her first
community of the fourteenth century transferred the concept of
witness,55 but John in the passage cited characterizes the chro-
the chromatic genus to music of their own time, and whether
matic genus as nimis mollitia, which conveys too soft or too
such transfer (when it exists) was associated with what Elizabeth
weak rather than corrupting.56 Her next citation, from the
Eva Leach refers to as the directed progression.
Quatuor Principalia of 1351 (some 250 years after John) does
In sketching a profile of gendered views inherited from an-
tiquity, and specifically from Boethiuss Book I proem, Elizabeth
Eva Leach reports that the chromatic genus was seen as soft 50 . . . Plato arbitratur musicam optime moratam, ita ut sit modesta ac simplex et
(mollis), ckle (varia), and feminine (effeminata).48 The last mascula, id est virilis, nec effeminata, id est feminea vel lubrica, nec fera nec varia.
two adjectives do occur together in Boethiuss proem, but they Quod vero lascivium ad molle est, id totum scenicis ac theatralibus modis, id est
are not applied to the chromatic genus. Rather, they are joined in sonis, tenetur. Comendacio artis musice secundum quondam Gregorium
(Hochadel [2002, 430]). The commentator joins two fragments from Bo-
a passage that relays Platos view on music appropriate for his
ethius (Friedlein [1867, 181, lines 2023 and 810]), so that a disparaging
utopian Republic: It [music of the highest moral character] comment on scenic and theatrical music stands as the illustration for vari-
should be temperate, simple, and masculine, rather than effem- able and effeminate music. Bower provides background for the complaint
inate, uncultivated, or changeable.49 There is no sense in this about theatrical music relayed in Boethius (Bower [1989, 3, Note 12]).
51 Leach (2006, 5).
4 6 Leach (2006, 67, 89, and 1314). 52 Leach (2006, 5, and Note 23).
47 Leach (2006, 3); see also the final sentence of her abstract (1). 53 Leach (2006, 8).
48 Leach (2006, 67). 54 Leach (2006, 8).
49 . . . [I]ta ut [musica] sit modesta ac simplex et mascula nec effeminata nec fera 55 Leach (2006, 8, Note 42).
nec varia. Friedlein (1867, 181); Bower (1989, 4). Bower references Platos 56 Smits van Waesberghe (1950, 58); Babb (1978, 107). John might here be
Republic (399, 41011), for this passage. echoing Macrobius (II, 4, 13) (Willis [1970, 109]).

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72 music theory spectrum 33 (2011)

illustrate her point.57 In the context of defending his decision to this tradition, only two transmit a version of this passage.
present only a diatonic monochord division, the Franciscan Considering that all eight treatises are unica, that despite over-
theorist condemns the chromatic genus not just as too weak lap they do not stem from a common source, that they date
(nimis est molle) but also as conducive to corrupting good mor- from the mid-to-late-fifteenth century, and that nearly all are of
als (corrumpendo bonos mores).58 But only two other sources Eastern European provenance (several plausibly associated with
both considerably later and one simply reproducing the Prague or Cracow), the passage linking the chromatic genus
Quatuor Principalia passagecorroborate this attitude, a with effeminacy found in only two of them cannot be consid-
meager slice of most medieval theorists.59 ered to represent a widespread tradition.65
Her third illustration of a strongly negative view toward the Counterbalancing the view of a feminine and even corrupt-
chromatic genus, from the late-thirteenth-century Tractatulus ing chromatic genus are comments from medieval theorists that
de musica, does explicitly relate the chromatic genus to femini- describe the genus in positive terms. To remain briefly with
zation: Because the chromatic genus made many effeminate England, take the comment in the Accessus (i.e., introduction) to
due to its excessive weakness, it was condemned by the an- Guidos Micrologus written by an anonymous late-thirteenth-
cients.60 But characterization of the Tractatulus as widely century English musician:
copieda qualifier enhancing the status of the quoted passage, Item: artificial [music] is divided into three genera, the chromatic,
which is attested only in this treatiseis exaggerated.61 The diatonic and enharmonic. Chromatic is so called from colored or
Tractatulus survives in only three manuscripts, in each case tinted, for just as a well-colored thing is beautiful to the sense of
appended to a copy of De Ortu Scientiarum by the English sight, so this genus is beautiful to the sense of hearing.66
Dominican scholar Robert Kilwardby. Both the limited circula-
Englebert of Admont, writing in about the same time period,
tion of the Tractatulus (compare three with around fifty sur-
communicates a similar appreciation of the beauty of the chro-
viving manuscripts of Johannes de Muriss Musica Speculativa)
matic genus with vivid comparisons from the real world:
and its absence from any collection of music treatises undercuts
the notion that viewpoints particular to this late-thirteenth- The chromatic genus of melody is quite beautiful and delightful, for
century tract were widely disseminated.62 A mid-fifteenth-cen- moderately and suitably it now arouses the spirit in tending upward,
now cheers and soothes returning downward. It is called chro-
tury report that music in the chromatic genus was invented by
matic from chromate, which is a bright substance appearing diverse
Timothy of Miletus who by his wonderful and sweet-sounding in color according to varied aspects in the placement of light, just as
singing made young men effeminate also seems marginal in occurs with a peacock feather or certain Chinese silks.67
terms of mainstream medieval music theory.63 Elizabeth Eva
Leach describes the passage as in the widespread tradition of Speaking of his chromatic semitone, Marchetto of Padua also
Johannes Hollandrinus, and positions it as prime evidence for chimes in ca. 1317 with an association between his chosen ad-
a medieval view that possibly the chromatic genuss very nature jective and beauty.
is soft and feminine.64 But of the eight treatises grouped within The word chromatic derives from chroma; chroma is color in
Greek. Thus, the chromatic is called the color of beauty, because
it is on account of the elegance and beauty of the dissonances [i.e.,
57 Leach (2006, 8, and Note 43).
imperfect consonances] that the whole tone is divided beyond the
58 Treatise II, Chapter 15. Aluas (1999, 242).
division of the diatonic and enharmonic genera.68
59 The other sources are the early-fifteenth-century English compilation De
origine et effectu musicae (Reaney [1983, 110]) and the 1490 Schoolbook
of Lszl Szalkai (Bartha [1934, 67 and 1936, 19394]). 65 On the shadowy figure of Johannes Hollandrinus (a magister in Prague in
60 Sed cromaticum genus. quia eius mollicies multos effeminauit ab antiquioribus 1365) and the circumscribed chronological and geographical range of the
est dampnatum. Tractatulus de musica. Thesaurus Musicarum Latinarum, Hollandrinus tradition, see Ward (1985); Rausch (1997, 46); and
file ANOTRDMF MFBL279, f. 143. Rausch (2003). The latter lists the eight Hollandrinus-Tradition treatises
61 Leach (2006, 9). and their editions (Column 112).
62 On the Tractatulus sources and the association with Kilwardbys opus, see 66 Item artificialis [musica] diuiditur in tria genera. In chromaticum. in dyatonicum.
Judy (1976). Elizabeth Eva Leach (2006, 9, Note 44) gives an incorrect shelf in enarmonicum. Chromaticum dicitur coloratum uel colorabile quia sicut res
number for the Biblioteca Medicea-Laurenziana manuscript: it is XXVII.d.9, bene colorata pulchra est uisu: ita istud genus pulchrum est auditu. Hirschmann
not 29.9. The Musica Speculativa sources are reviewed in Falkenroth (1992, (2001, 169).
4064). See also Fast (1994, xxi) on the number of sources. It is noteworthy 67 Est enim chromaticum genus melodie pulchrius et delectabilius: quia mediocriter
that of the three examples selected to illustrate late medieval views of a fem- et oportune nunc incitat animum tendendo ad acutas nunc alleviat et lenit re-
inizing chromatic genus, two (the Quatuor Principalia certainly and the deundo ad graves: unde vocatum est chromaticum a chromate quod est corpus
Tractatulus very likely) are English in origin, and both emanate from mo- lucidum secundum variatum aspectum ad obposicionem lucis apparens diverso-
nastic circles (Franciscan and Dominican, respectively). rum colorum sicut sunt penne pavonis et quidam panni Serici. Treatise 4,
63 Opusculum monachordale. Feldmann (1938, 161). Cited in Leach (2006, 7). Chapter 3. Ernstbrunner (1998, 28990). Engelberts reference just before
64 Leach (2006, 7). The treatises are the Opusculum (Feldmann [1938]) and this passage to Boethius, Book V, Chapter 16, on the nature of the genera
the Schoolbook of Lszl Szalkai (Bartha [1934, see 67]). Elizabeth Eva according to Aristoxenus, places his own description within ancient
Leach references the theorist as though he were Hollandrinus himself, authority.
but no actual treatise by that individual has come to light, and the treatises 68 Dicitur enim cromaticum a cromate; est namque croma in greco color. Inde cro-
that introduce him as an authority are sufficiently different from each other maticum color pulchritudinis appellatur, quia propter decorum pulchritudi-
as to preclude derivation from a common written source. nemque dissonantiarum dividitur tonus ultra divisionem dyatonici et enarmonici

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colloquy 73

However they may have gained an impression of the chromatic divided, or halved.72 In terms of dissemination, the approxi-
genus, these three writers from the late-thirteenth and early- mately fifty sources of de Muriss Musica speculativa would
fourteenth centuries address the chromatic in positive terms de- have made his viewpoint far more widely distributed than that
void of disparaging gender biases or negative moral judgments.69 of the Quatour principalia author whose work is complete in
In his Musica Speculativa, a treatise strongly oriented to- just five medieval manuscripts, all from England. What is also
ward transmission of musical knowledge received from antiquity, intriguing in de Muriss reflection on the disappearance of the
Johannes de Muris offers yet another perspective on the three chromatic and enharmonic genera is the suggestion that these
Greek genera that emerges from his investigation of monochord genera might survive in some sense on instruments.
division in the three genera. Of his own time, he reports that in There was, in fact, a modest medieval tradition of carrying
all regions where the Catholic religion is observed only the dia- out three-genus monochord divisions in emulation of Boethius.73
tonic genus is practiced and this holds not just for chant but for This extends from an early-eleventh-century division tradition-
all polyphony and songs of the laity as well. ally associated with Bern of Reichenau, to Jacques of Liges
But I marvel and know not why in those regions where the Catholic
Speculum Musicae, Book V, ca. 1325, to Johannes Ciconias
religion thrives, as elsewhere in the whole world, those two genera Nova Musica of ca. 140310.74 In addition, a late-thirteenth-
of melody, the chromatic and the enharmonic, have ceased to be century report of the musica plana teaching of Johannes de
practiced, but that all ecclesiastical songwhich the holy fathers, Garlandia contains a monochord division that provides sub-
doctors and men of good remembrance, and pleasant and worthy stantial resources of raised and lowered pitches through provi-
minds devisedis in the diatonic genus. [This holds true also for] sion of extra synemmenons. These are generated through
all cantus measured by a fixed tempus, as in conductus, motets, or-
normal divisions, but are not associated with the Greek genera.75
This method provides G (between Gamma and A), Bb, Eb F,
gana, cantilenas, and other sorts [of song], and all songs of the laity,

G, c, eb, and their upper octaves, as appropriate. The theorist


of men and women, young and old, and all song for each of our in-
struments.70
attributes these to the best practitioners (or practices? secundum
Wondering whether the other two genera are hidden somewhere optimos practicos), but does not enter into details.
in the world, he then reflects upon why the chromatic and en- The monochord was a demonstration instrument used for
harmonic genera might have disappeared from practice: plotting and sounding out basic pitch resources. But musical
I would nevertheless conjecture that it might be as though these instruments used in performance were also linked with produc-
divisions of song were against the natural inclination of the human tion of pitches outside the official gamut. For example, after
voice. I know indeed that scarcely or never would the human voice delineating monochord division according to the three Greek
concord in those two genera, nor would it ever have been definite in genera, the anonymous author of the Compendium de musica
itself; but on an instrument much is possible.71
(ca. 1310?) notes that by placing a finger or bridge on the
There is no trace here of moral laxity for either the chromatic or monochord string, one can recognize all the resulting pitches,
the enharmonic genus. Rather, the nature of the human voice is just as is clear on the vielle or the hurdy-gurdy.76
invoked, a remark that resonates with the Parisian formulation Without invoking the learned chromatic genus, some theo-
of the mid-thirteenth century that the semitone is a space be- rists associate legitimate production of pitches outside the offi-
tween two pitches that according to the human voice cannot be cial gamut with musical instruments. Two versions of the
early-fourteenth-century Introductio Musicae Planae secun-
dum Magistrum Johannem de Garlandia (a treatise claiming to
generis. . . . Lucidarium, Treatise 2.8 (56). Herlinger (1985, 150, transla- transmit the teachings of the mid-thirteenth-century master)
tion, 151). For Marchetto, the category of dissonance includes thirds,
sixths, and tenths; see Lucidarium 5.2 (811). Herlinger (1985, 202).
Marchetto repeats this positive characterization in Treatise 9.1 (24). Her-
linger (1985, 322). 72 See, for example: the mid-thirteenth-century tradition of Johannes de Gar-
69 For further discussion of positive views of the chromatic genus by early and landia. Meyer (1998, 29, 61); Magister Lambert (CS [I, 257]); Jacques of
later medieval theorists, see Lefferts (2007, 15860). Lige, Speculum Musicae, Book II, Chapter 55. Bragard (1961, 13132).
70 Sed miror multum et nescio, quod in partibus nostris, ubi viget religio katholica 73 Boethiuss monochord division occurs in Book IV, Chapters 511. Friedlein
fidelium in orbe terrarum, numquam in usu ceciderunt illa duo genera melo- (1867, 31434); Bower (1989, 12646).
diarum, chromaticum et enarmonicum, sed in genere diatonico omnis cantus 74 See Meyer (1996, XXXV) for a list of many of these treatises with references
ecclesiasticus, quem invenerunt sancti patres et doctores et homines bonae mentis to the editions in that volume. For Jacques of Lige, Speculum Musicae,
et dignae memoriae [est]. Omnis cantus mensuratus per tempora certa, ut in Book V, Chapters 839, see Bragard (1968). For Ciconia, see Ellsworth
conductis, modulis [notulis in some readings], cantilenis ceterisque modis; om- (1993, 40610). Rausch (1999, 11727) gives convincing arguments against
nisque cantus laicorum, virorum et mulierum, iuvenum et senum, omnisque attribution of the treatise De mensurando monochordo to Bern.
cantus cunctorum nostrorum instrumentorum. . . . Part II, Fifth Conclusio, 75 See Reportatio 1 of Johannes de Garlandias teachings. Meyer (1998, 11).
Version A. Falkenroth (1992, 262); a slightly different version is in Fast Jerome of Moravia appears to draw upon that teaching in introducing extra
(1994, 28890). synemmena at the end of Chapter 23 of his Tractatus de Musica, but
71 Nichil plus opinor nisi quod quasi contra naturalem inclinationem humanarum does not show monochord divisions. Cserba (1935, 17273).
vocum ad cantus divisa sunt. Scio enim, quod aut vix aut nunquam humana vox in 76 [U]t in viella vel symphonia manifestum. Smits van Waesberghe et al. (1988,
his generibus concordaret, nec umquam de seipsa certa esset; in instrumento tamen 107). The Smits van Waesberghe attribution of this tract to Jacques of
possibile est multum. Falkenroth (1992, Version A, 264); Fast (1994, 292). Lige is no longer credited: see Meyer (1995).

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74 music theory spectrum 33 (2011)

report that musica falsa is associated with musical instruments The earliest extant manuscript of keyboard music, the
and teach that any tone can be divided into two semitones. Robertsbridge Codex of ca. 1360, confirms what the theorists
say with its notations of F, f, g, c, eb, and cc. All of these ex-
tra-manual pitches, save for eb, occur in the intabulation of
It is now necessary to turn attention to falsa musica which is essen-
tial for musical instruments, especially for organs. Falsa musica is
when we make a semitone of a tone, or the reverse. Any tone can be Vitrys motet Tribum que/Quoniam secta/Merito. This is a par-
divided into two semitones and consequently signs designating ticularly interesting case, since it is the transposition of the vocal
semitones can be increased on all tones.77 version up a tone (from an F to a G final) that causes the high
The author of the Summa musice speaks explicitly about incidence of extra-manual pitches. The creator(s) of this key-
extra semitone divisions on organs and their necessity for the board repertory clearly assumed an instrument on which at least
performance of chant.78 At several points in his magisterial six whole tones besides that between a and square b were subdi-
Speculum Musicae, Jacques of Lige mentions musical in- vided into two semitones.82
struments in conjunction with expanded pitch resources pro- From the passages cited above, it can be seen that the chro-
duced through subdivision of whole-tone intervals on the matic genus was viewed in some quarters as beautiful and con-
gamut. In discussing false mutations in Book VI, Chapter 66, nected positively with coloration.83 The record also shows that
he states: And so, in some instruments, such as the organ, al- divisions of whole-tones resulting in pitches outside the gamut
were experienced either through monochord division (in three
genera or by adding divisions from Bn or Bb) or through proper-
most everywhere the tone is divided into two unequal semi-
tones, so that there they can effect many consonances.79
Speaking of semitone properties in Book II, Chapter 70, he not ties of musical instruments such as the organ or the vielle.
only notes subdivisions of whole-tones on many instruments, Prosaic late-thirteenth- and fourteenth-century observations on
but further reports division of semitones into the enharmonic the prevalence of extra-manual pitches on instruments do not
on some keyed instruments. 80 In the 1342 revision of his support the view that semitone inflections outside the gamut
Flores musicae, Hugo Spechtshart von Reutlingen also as- carried particularly sensual connotations in that time period.
sociates pitches absent from the Hand with musical instru- Nor do such observations give any hint of a special connection
ments. His monochord division introduces four extra low with contrapuntal progressions.84 Chant practices in some lo-
pitches, Bb, C, Eb, F, and their octave duplications. He states cales even embraced elaborative pitch inflections. In a chapter
that these additional pitcheswhich he generates from reposi- specifically focused on performance of ecclesiastical chant,
tioning a synemmenon tetrachord, as in the Garlandia musica Jerome of Moravia describes French singers as introducing var-
plana report cited aboveare far more appropriate to musical ied semitones, intermixing in diatonic contexts small intervals
instruments than to the Hand: These pitches [the additional from the chromatic and enharmonic genera, and including me-
synemmenons] are less suitable as notes on the Hand, but are diatae within both semitones and tones.85
often fitted on manufactured instruments, the upright organ
and lyra as shown also on monochords.81

82 Edition of the Robertsbridge Codex in Apel (1963, 19). For a facsimile,


see Wooldridge (18971913, vol. 1, plates 4245). The keyboard transcrip-
7 7 Nunc uidendum est de falsa musica quae in instrumentis musicalibus multum est tion of Vitrys Firmissime/Adesto/Alleluia includes e b s notated in the vocal
necessaria spetialiter in organis. Falsa musica est quando de tono facimus semi- version as well as some f#s not indicated in the motet sources. For early-
tonium et econuerso. Omnis tonus est diuisibilis in duo semitonia et per conse- fifteenth-century treatises that describe semitones on organ keyboards (in-
quens signa semitonia designantia in omnibus tonis possunt ampliari. . . . Meyer cluding pedal boards) see Casimiri (1942) and Witkowska-Zaremba
(1998, 84); CS (I, 166). This passage occurs in two of the four sources for (2001) and (2003). Christopher Page has also drawn attention to extra-
the Introductio. manual pitches on instruments (Page [1986, Chapter 9, 11125]).
7 8 Page (1991, 177 and translation 96). His footnote (9697) needs some 83 The seed for this view is planted in Boethius I, Chapter 21: chroma is de-
adjustment with recognition of a date of ca. 1300 for the treatise convinc- rived from surfaces, which, when altered, are transformed into another
ingly argued in Bernhard (1998). No earlier than 1300 is what Bernhard color (diceretur chroma, a superficiebus, quae cum permutantur, in alium tran-
actually says. seunt colorem). Friedlein (1867, 213); Bower (1989, 40). The word color
79 Ideo, in aliquibus instrumentis, ut in organis, quasi ubique tonus dividitur in was associated not only with visual hues but also with the colors or deco-
duo semitonia inequalia, ut plures ibi fieri possint concordiae. Bragard (1973, rations of rhetoric. See Hentschel (2000, 18184).
vol. VI, 187). For similar references, see also Book II, Chapter 34, 8586, 84 Peter Lefferts has noted that from the twelfth up through the fourteenth
Chapter 70, 170; Book IV, Chapter 11, 21; Book V, Chapter 13, 40; and century, a few northern-French and English music theorists were explor-
Book VI, Chapter 55, 146. ing rigorous, systematic expansion of the gamut specically in order to
80 Book II, Chapter 70. Bragard (1961, 170). The view in Hibberd (1942, 21) incorporate more pitches methodically, a trend begun well before inflected
that statements such as these refer not to instruments but to vocal organum directed progressions became common. Lefferts (2007, 12627).
does not hold up to scrutiny. 85 See Chapter 25, which is explicitly devoted to how to sing ecclesiastical
81 Voces ad claves manui sed quas minus aptat/ Has instrumentis manufactis saepe chant. Cserba (1935, 18587). A discussion of the ornamental singing
coaptat/Organa recta, lyra quod monstrant ac monochorda. Gmpel (1958, mentioned by Jerome may be found in McGee (1998, 80 and 9193). This
114, lines 11820). The section in which these lines occur is added in Hu- is one of the rare instances where Greek genus terms are applied to music of
gos revision of 1342. On extra-manual pitches on Hugos monochord, see the authors own time, andsignificantly for the present contextit con-
Herlinger (1987, 7); Herlinger (2001, 254); and Meyer (1996, LI). cerns monophonic chant, not polyphony.

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colloquy 75

the directed progression become associated with the perils of feminization as an aural
depiction of sexual desire and consummation begs to be
The most vivid language invoking erotic currents in thoughtfully examined.90 A reasoned assessment of the signifi-
Gendering the Semitone pertains to the directed progres- cation claimed may appropriately begin with the language of
sion, a motion from imperfect to perfect consonance in which the contrapunctus manuals, for they preserve the actual traces of
one pitch of the imperfect consonance may be inflected to form practical instruction about interval successions.
a half-step (or less) with its goal tone. Elizabeth Eva Leach Extant contrapunctus teaching addresses standard successions
speaks of a degree of moral panic about this musical realitythe of intervals: imperfect to perfect, perfect to imperfect, imperfect
directed progressionwhose traces survive in music theorists to imperfect. The conventions are first summarized in hand-
varied responses, and further states that the tension-resolution books that circulated by at least the third decade of the four-
patterning of the directed progression provided an aural analogue teenth century, and that replaced the interval-progression
(a phonologue) of desire and satisfaction that was later made manuals (Klangschrittlehre) of the thirteenth century.91 It is the
more acute by stretching the interval of the penultimate sonor- contrapunctus texts that one must scrutinize for indications that
ity to give a greater sense of drive.86 The fact that this rhetoric certain progressions carried connotations of anxiety or erotic
is rooted in dubious claims about feminized and feminizing desire. The verbs employed in contrapunctus teaching offer one
semitones and a gendered Greek chromatic genus routinely pro- index of the degree of desire and satisfaction or appetite that
jected onto medieval polyphony already undermines credence. might have been signaled in movement from an imperfect to an
But terminology is also an issue. Although she acknowledges adjacent perfect consonance.
that the term directed progression is a late-twentieth-century A central document for early-fourteenth-century contrapunc-
locution, Elizabeth Eva Leach writes as though it were a con- tus teaching is Quilibet affectans scire contrapunctum, which
cept familiar to fourteenth- and fifteenth-century music theo- also circulated under the rubric Ars contrapuncti magistri
rists, rather than a modern heuristic tool for analysis of Johannis de Muris.92 The magister reviews each of the intervals
progressions in late-medieval music.87 admitted to contrapunctus and indicates its normal sequel, using
Fourteenth-and fifteenth-century music theorists write the verb requirere. The entries on the unison, semiditone, and
about motion from one dyad to another, and about inflection of diapente are as follows:
some imperfect consonances that precede an adjacent perfect The first perfect interval, the unison . . . naturally seeks after it the
consonance. But they had no specific term for the phenomenon semiditone, or minor third. The semiditone is re-fa or mi-sol, or
denoted by the locution directed progression. One must seri- vice versa. It [the unison] may have after it some other perfect or
ously question whether the theorists could have experienced or imperfect interval, because of variety in the cantus. The diapente is
expressed much sense of desire and satisfaction or moral a perfect interval, and is called a fifth. It naturally seeks after it the
panic about something for which their language offered no ditone, or major third. The ditone is ut-mi or fa-la, or vice versa. It
name or specific identifying label. Granted that in contrapunctus [the diapente] may have [after it] some other perfect or imperfect
interval, for the above-mentioned reason.
theory of the fourteenth century imperfect sonoritieswhether The semiditone, or minor third, is an imperfect interval. It naturally
or not inflected by musica fictawere regarded as unstable, the seeks after it the unison. It may have [after it] some other perfect or
actual discourse in the treatises does not invite an erotic con- imperfect interval, but then it must be raised to become a ditone
strual of this instability, nor do fourteenth-century theorists in [major third].93
general express alarm at the phenomenon of motion from im-
perfect to perfect consonance.88 The discussion in Gendering
the Semitone actually dwells more on musica ficta (falsa) than it 9 0 Leach (2006, 13).
does on progressions, but not all progressions from imperfect 91 The seminal studies of the sources remain Sachs (1971) and (1974).
92 Critical edition in Di Bacco (2001, 29497); see also CS (III, 5960). The
to perfect consonances entail ficta, and, as Jennifer Bain has treatise is transmitted in twelve manuscripts. Klaus-Jrgen Sachs considers
pointed out, there is considerable debate over the degree to it the core text (Kerntext) for the first stage of contrapunctus teaching (Sachs
which unnotated inflections should be introduced by modern [1974, 66]). His 1974 study remains the classic treatment of fourteenth-
performers and editors of polyphony.89 Terminology aside, the and fifteenth-century contrapunctus theory. Di Bacco (2001) offers an in-
evidence that the directed progression itself . . . seems to have depth study of the early contrapunctus treatises associated with the figure of
Johannes de Muris.
93 Prima species perfecta, scilicet unisonus . . . requirit naturaliter post se semidito-
num, scilicet tertiam minorem. Est autem semiditonus refa, misol, et e con-
86 Leach (2006, 5 and 10). See also similar statements in Leach (2006, 3 verso. Potest etiam habere post se aliam speciem perfectam vel imperfectam et hoc
and 13). causa variationis cantus. Diapente est species perfecta et vocatur quinta; requirit
87 For introduction and usage of the term directed progression, see Fuller post se naturaliter ditonum, id est tertiam maiorem. Est enim ditonus: utmi,
(1986, 51 and 56), and Fuller (1992). fala, et e converso. Potest etiam habere aliam speciem perfectam vel imperfec-
88 For some fourteenth-century comments on the quality of imperfect conso- tam, et hoc causa predicta. . . . Semiditonus, id est tertia minor, est species imper-
nances, see Fuller (1986, 44). fecta; requirit naturaliter post se unisonum. Potest etiam habere aliam speciem
89 Bain (2003, 33033). Bain also points out that in Machauts music imper- perfectam vel imperfectam, sed tunc oportet tantum sustineri quod fiat ditonus.
fect sonorities sometimes constitute internal cadential goals that effectively Di Bacco (2001, 29495). A section on the diapason intervenes between
punctuate phrase or ouvert sectional endings (Bain [2003, 34349]). the comments on the diapente and the semiditone.

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76 music theory spectrum 33 (2011)

The usual meaning of the verb requirere is to seek or to look The tone-with-diapente is another discant interval whose other
for. It seems to have no particularly intense meaning of striving name is the sixth . . . and it should not be done unless the cantus
in the Quilibet affectans context, nor does it appear to be pre- descends a step to the diapason.99
scriptive. Both in these entries and in others, the instructor This statement has a prescriptive cast, but Petrus goes on to
freely invites other sequels to the interval mentioned. This is admit other situations in which the sixth does not move to an
true also of the diapente-with-tone or major sixth. Although it octave but stands either midway between an octave and a fifth,
naturally seeks the octave, it may be followed by another imper- or between two fifths over a sustained cantus note.100 After re-
fect interval (by reason of cantus movement) or by a fifth if the viewing all six intervals allowed in discant, Petrus issues a blan-
cantus ascends by a major or minor third.94 This openness to ket license for sequels other than the normal ones.
various successions besides the natural one bespeaks a rather
In addition, note that although all the discant intervals mentioned
relaxed, and contextually nuanced, attitude toward the sequel to stand and are ordered in the stated locations more properly than in
any interval admitted to contrapunctus. Moreover, the verb re- any others, they can be ordered and produced wherever you wish,
quirere is used for both perfect and imperfect intervals with re- being carefully attentive that any discant interval observes the
gard to their natural sequel. That is, the seeking is not a [proper] number of tones and semitones in the manner and form
consequence of imperfection, but rather pertains to perfect indicated above.101
and imperfect intervals alike.95 The representative statements cited above betray no anxiety
Quilibet affectans is entirely representative in these aspects about sequels for imperfect intervals; nor does the attitude
of its contrapunctus teaching. The orientation is instructional change in later contrapunctus manuals. For instance, a counter-
to train beginners in the simplest procedures for what was es- point handbook said to transmit the teaching of Magister
sentially an improvisational practice. 96 The training is Philipoctus de Caserta (fl. 1370s) located in a collection of con-
elementary and deals with pairs of intervals in the abstract, di- trapunctus treatises compiled around 1400 defines contrapunctus
vorced from any specific compositional context. The tone is as when the singer goes from perfect to imperfect, or the re-
straightforward and non-judgmental. The three versions of verse, a formulation that puts perfect imperfect successions
Voluntibus introduci in arte contrapunctia text variously as- and imperfect perfect ones on an equal footing.102 Although
sociated with Johannes de Garlandia or Philippe de Vitry the summary of standard imperfect successions employs the
similarly suggest sequels to both perfect and imperfect intervals verb requirit, the text immediately authorizes other possibilities.
(with the neutral formula generally follows [generaliter sequi-
tur]) and allow flexibility in successions.97 Cum notum sit, a Note that the third seeks after it the fifth or unison, the sixth seeks
companion to Quilibet affectans, does not specify details of the octave, the tenth seeks the twelfth, except by reason of necessity,
or if there are several singers, and then one may make [the contra-
successions, but does recommend alternation of different cate- punctus] according as one wishes.103
gories of consonance: [H]e who produces one perfect and the
next imperfect sings well and best.98 In his Compendium de In speaking of progression of a third, sixth, or tenth to a conso-
discantu mensurabili of 1336, Petrus dictus Palma ociosa even nance, Marchetto of Padua uses the verb tendere which has a
specifies interval successions for note-against-note simple dis- semantic range from move toward or tend toward to strive.
cant (i.e., contrapunctus) before identifying which intervals are The fact that he also uses this verb to indicate rising and de-
perfect and which imperfect. His verb of choiceshould be scending contours of consonance speciesthe higher species
done (debet fieri)puts emphasis on what the singer does of diatessaron is that which begins above a diapente and extends
rather than on what an interval might seek.
99Tonus cum diapente est quaedam alia species discantus, quae alio nomine sexta
vocatur. Et non debet fieri, nisi cantus descendat per unam vocem ad diapa-
son. Wolf (191314, 510). Note that the sequel is stated in terms of cantus
94 Di Bacco (2001, 296). The sentence about other possible sequels also exists [i.e., the pre-existent voice] movement, not the quality of the interval.
in a more compact variant that alludes to particularities of the cantus. 100 Wolf (191314, 51011).
95 Elizabeth Eva Leach cites Cohen (2001) as evidence for language in medi- 101Insuper nota, quod, licet omnes species discantus antedictae decentius stant et or-
eval treatises that implies expectation in movement from imperfect to per- dinantur in locis praedictis quam in aliis quibuscumque, possunt tamen ordinari
fect consonances. In a footnote, Cohen acknowledges that the verbs et fieri ubicumque volueris, hoc cautius observato, quod unicuique speciei discan-
employed in the treatises also apply to perfect-to-imperfect progressions, tus debitus numerus tonorum et semitoniorum observetur modo et forma superius
but he rather casually dismisses that usage as just rhetorical (Cohen [143, annotatis. Wolf (191314, 512).
Note 13]). He states that his view concurs with that of Sachs (1974), but 102. . . [C]ontrapunctus nichil aliud est nisi quod cantor vadat de perfecta ad imper-
Sachs in fact affirms that both types of progression (i p and p i) are fectam, et e converso. Di Bacco (2001, 341).
to be considered normal within contrapunctus theory and does not down- 103Item nota quod tercia requirit post se quinta vel unisonum, sexta requirit octavam,
play perfect-to-imperfect successions (Sachs [1974, 10910]). decima requirit duodecimam, nisi causa necessitatis vel si sint plures cantores et
96 See Fuller (2002, 47780). tunc potest facere ad libitum suum. Di Bacco (2001, 341). In this text, thirds
97 The versions are published in CS (III, 12a13b and 23a27), and Sachs and sixths are not qualified as minor or major. Di Bacco (2001, 141) dates
(1974, 17073). the Italian manuscript containing this treatise and others (including Quili-
98 . . . [B]ene et optime cantabit, quando unam perfectam et aliam imperfectam bet affectans and compendia from Marchettos Lucidarium) between the
dabit. Di Bacco (2001, 300). end of the fourteenth century and the second decade of the fifteenth..

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colloquy 77

(tendit) upwardsuggests that his usage need not imply striv- a) Possible solmization as:
ing but may simply indicate motion toward.104 In such cases la la la sol

    
of multiple shades of meaning, a translator must take care not to
unduly skew the sense of a word in a particular context. 8
Although comments regarding the aesthetic effect of imper-
la fa fa sol

 
fect consonances moving to perfect ones are infrequent, those
that do touch upon the subject do so in terms of pleasant sound,   
8
not of any burning desire for perfection or attainment of sat-
isfaction.105 When Cum notum sit recommends that the
penultimate sound of a contrapunctus always be an imperfect b) Performed as:
consonance, the reason given is euphony, or pleasant sound.106 la la/re re ut
Marchetto of Padua speaks of elegance and beauty when a     
lightly inflected imperfect consonance (a dip of a diesis, one- 8
fifth of a tone in one voice) approaches a subsequent (perfect) la mi mi fa/ut

    
consonance by the smallest possible distance.107 Elizabeth Eva
Leach mentions this characterization but does not perceive in 8
elegance and beauty a challenge to her interpretation of sen-
suality, appetite and satisfaction in such a succession.108 In example 2. Jacques of Lige on alteration of the ditone,
Pomerium, Marchetto specifically relates the colors intro- Speculum Musicae, Book II, Chapter 80
duced by the pitch inflections he recommends to the prized Compare Bragard (1961, 191). Original described only
grammatical colors of rhetoric that produce beauty of thought. in solmization syllables. The realization here is only one
And as in music coloring is sometimes done for the beauty of in- among several possibilities.
tervals, so in grammar the colors of rhetoric are made for the
beauty of meaning [or: sentences].109
kind of singing is made.112 The phrase sweet kind of singing
In the immediately preceding chapter, Marchetto specifically carries no hint of desire or anxiety.
rejects the common name for pitch inflectionsfalsa musica Contrapunctus treatises habitually suggest normative sequels
because of its negative connotations and proposes musica color- not just for imperfect but also for perfect consonances. They
ata as a more proper, and positive, designation.110 freely allow other sorts of successions depending on cantus mo-
Jacques of Lige similarly invokes an aesthetic effect in ex- tion, and commonly employ relatively neutral verbs such as re-
plaining that it is more pleasing to the hearing, if in a progres- quiret, sequitur, or debet fieri in formulaic precepts pertaining to
sion unison-third-unison a singer changes a major to a minor perfect and imperfect consonances alike. Given these character-
third through a falsa (see Example 2).111 In a passage that harks istics of the practical teaching tradition, it can hardly be be-
back to the recommendation in Cum notum sit for alternation lieved that most fourteenth-century music theorists viewed
between perfect and imperfect consonances, Prosdocimus de progressions from imperfect to perfect consonances as aural
Beldomandis recommends that an imperfect consonance should analogue[s] . . . of desire and satisfaction, or that a feminine
fall between any two adjacent perfect ones. His reason is that imperfect sonority was considered to require moral legitima-
when from one of these imperfect consonances an approach is tion by a second sonority.113 Appreciative comments on the eu-
made to a perfect one with which it is associated, a very sweet phony, elegance and beauty, or sweet singing produced by
pairing imperfect with perfect consonances point toward quite
104On progressions: Lucidarium, Treatise 2, Chapter 8 (Herlinger [1985, different impressions on the part of those medieval musicians
148, 152]); Treatise 5, Chapter 6 (Herlinger [1985, 220]). On rising con- who expressed their thoughts on the matter. But the contrapunc-
tours: Treatise 9, Chapter 1 (Herlinger [1985, 354]); Treatise 11, Chapter 4
tus treatises do not enter into the proposed interpretation of the
(Herlinger [1985, 394, 434]); on descending contours, Treatise 11, Chapter
4 (Herlinger [1985, 482, 484]). directed progression as sexually charged.114 The primary four-
105Leach (2006, 5, 10). teenth-century theorists enlisted to bolster this viewpoint, and
106Octava conclusio est quod in suo contrapuncto penultima debet esse semper im- to provide a link with the background of feminized semitone
perfecta, et hoc ratione eufonie. . . . Di Bacco (2001, 303). and morally disreputable chromatic genus already depicted, are
107[D]ecorum pulchritudinemque, as translated in Herlinger (1985, 150). Marchetto of Padua, whose Lucidarium dates from 1317/18,
108See Leach (2006, 14 and 15). and Johannes Boen, whose Ars [musicae] and Musica date
109. . . [E]t quia in musica fiunt interdum colores ad pulchritudinem consonan-
from the 1350s. A considered response to that view of the
tiarum, sicut in gramatica fiunt colores rhetorici ad pulchritudinem sententiarum.
. . . Part I, Treatise IV, Chapter 3. Vecchi (1961, 71).
110Part I, Treatise IV, Chapter 2. Vecchi (1961, 70). 112 E  t quando fit accessus ab aliqua istarum consonantiarum imperfectarum ad
111Et nonne, si duo simul cantent, unus la la la sol, alius la fa fa sol, descendens in fa aliquam perfectarum inter quas ipsa imperfecta combinatio ponitur fit dulcissi-
facit unam falsam? Non ditono, sed potius utitur semiditono, quia voces eius mus modus cantandi. Contrapunctus (1412). Herlinger (1984, 66).
magis placent auditui. . . . Speculum Musicae, Book II, Chapter 80. Bragard 113 L  each (2006, 10 and 11).
(1961, vol. II, 191). 114 Leach (2006, 13).

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78 music theory spectrum 33 (2011)

directed progression must, then, consider how the witness of sizes of the small intervals in the Greek genera referenced. To
these two theorists is reported. have enharmonic semitones the norm in plainchant, which
In her exposition of semitones as gendered signifiers in the was generally understood to follow the diatonic gamut of the
realm of directed progressions, Elizabeth Eva Leach places standard monochord, is totally to misrepresent well-established
much emphasis on the size and nomenclature of the new semi- meanings of the Greek enharmonic and diatonic. Prosdocimus
tones introduced by Marchetto. Lucidarium is apparently the de Beldomandis recognized grave problems with Marchettos
work to which she refers in invoking a widely copied treatise theories about the semitone (among other matters) and not only
that appropriates all three of the Greek genus names into four- repudiated his division of the tone into five parts but chastised
teenth-century musical theory in order to attempt a rationaliza- him for transferring the names of tetrachords to semitones.121
tion of a [sic] what may have been a widespread contrapuntal Apart from the writings of Marchetto and his Italian epig-
practice.115 (By implication, that practice is the directed pro- ones, Greek genus names are not applied to semitones in medi-
gression.) Here, some qualification is in order. Marchettos eval music theory, nor is the division of the tone into fifths
Lucidarium and its derivatives circulated chiefly in northern recognized.122 Far from indicating an intelligent transfer of
Italy and his idiosyncratic nomenclature of semitones by no Greek terms into his contemporary situation, Marchettos idio-
means became common in fourteenth-century musical theory syncratic use of genus labels for three of his semitones actually
outside of a circumscribed geographical orbit.116 Marchetto reveals his obliviousness to Greek genus theory transmitted by
posits four types of semitone (not three as Elizabeth Eva Leach Boethius (or anyone else), as Prosdocimus recognized.123
implies): the diesis (one-fifth of a tone) the enharmonic semi- Whether or not Lucidarium is the widely-copied treatise
tone (two-fifths of a tone), the diatonic semitone (three-fifths said to rationalize contrapuntal practice through Greek genus
of a tone), and the chromatic semitone (four-fifths of a tone).117 names, Marchetto is specifically identified as continuing a gen-
What is strange about Marchettos nomenclature is that it dered music-theoretic heritage when he describes the chro-
matches up neither with the Greek genera nor with the medi- matic semitone as having feigned color and being produced by
eval diatonic system. His enharmonic semitone is much larger an action in which the singer feigns.124 Leaving aside the at-
than the dieses of Boethiuss enharmonic genus, and matches tendant claim of an automatic association between feigning
most closely the 256:243 semitone of the medieval diatonic and specifically feminine behavior, it is essential to note that
gamut.118 His diatonic semitone is closest to the apotome, or Marchetto does not employ the verb fingere for the chromatic
medieval major semitone (a 2187:2048 ratio occurring between semitone as a type. He introduces it only for the exceptional
round and square bs), which was seldom sounded in chant. contrapuntal case in which the altered note, instead of ascend-
Indeed Marchetto specifically states that his enharmonic semi- ing to its presumed goal by a diesis, descends. The passage reads:
tone is used in plainchant, and that his diatonic semitone is ex- But such a partition of a tone [into chromatic semitone and diesis]
cluded from plainchant but is used in measured song, i.e., can sometimes be made in descent with imperfect consonances
polyphony.119 Marchettos chromatic semitone is much larger tending to perfect ones, but less properly, as here: (Example 3). This
than any semitone in any genus of the Greek tuning system.120 bipartite division of the tone should be made with feigned color, so
So although Marchetto indeed appropriates Greek terminology that whoever executes it feigns in the first descent, which is the
for his semitones, he applies that terminology in a distinctly diesis, as if he wished after that descent to return upward. But after
that let him descend by a chromatic semitone and thus a [perfect]
idiosyncratic way that neither reflects nor respects the relative
consonance will follow, although less naturally and properly.125

115Leach (2006, 13). It is unclear why in this passage she does not cite Lu- 121Tractatus musice speculative, 1425, Part III. Herlinger (2008, 21222).
cidarium by name, but the following two paragraphs do deal with Mar- Prosdocimus explicitly declares that he compiled this treatise against the
chettos special semitones. An assiduous search through the TML uncovers views of Marchetto of Padua.
no other likely candidate for her reference. The citation in her Note 67 122The final treatise in the Berkeley Compilation of ca. 1375 proposes a non-
concerns not a treatise but notational signs in musical manuscripts. traditional division of the tone, but into thirds, not fifths, and with just two
116Herlinger lists and describes the fifteen manuscripts that transmit Lu- categories: the semitonus, said to be the usual mi-fa but at two-thirds of
cidarium wholly or in part (Herlinger [1985, 2162]). All are of Italian a tone distinctly larger than the Pythagorean minor semitone, and its part-
provenance, and twelve of the fifteen date from the fifteenth century ner, the semitonium, one-third of a tone (Ellsworth [1984, 24046]). This
(chiefly post-1440), which gives the impression that the work had its main scheme is known only from this treatise.
vogue late in that century. 123Idiosyncratic appropriation of Greek terminology recurs in Book 9 where
117See Lucidarium, Book II, Chapter 5. Herlinger (1985, 13440). Leach application of genus labels to intervallic configurations within perfect conso-
(2006, 13) refers to just three types of semitone, but Marchetto makes clear nances seems quite bizarre. For example, he assigns the whole tone and open
that the diesis is also a semitone. intervals of fourths, fifths, and octaves to the enharmonic genus, despite the
118See Boethius, Book I, Chapter 21. Friedlein (1867, 213); Bower (1989, fact that in Greek theory that genus includes no whole tone, and that uninter-
3941). Herlinger has noted the traditional medieval equivalents of two of rupted leaps of fourths, fifths, or octaves provide no indication of tuning
Marchettos semitones (Herlinger [1981, 21314]). within a genus as traditionally understood. See Lucidarium, Book IX, Chap-
119Lucidarium, Book II, Chapter 7, 24. Herlinger (1985, 144). ter 1, 1531 and 115122. Herlinger (1985, 31626 and 36066).
120See Boethius, Book IV, Chapter 6. Friedlein (1867, 322); Bower (1989, 124Leach (2006, 14).
134). The lower of the chromatic genus semitones is the 256:243 ratio, the 125Nisi forte fiat talis toni bipartitio per descensum, que est minus propria in disso-
higher is a 2916:2736 ratio, which reduces to 81:76. nantias tendentibus ad consonantias, ut hic: [Exemplum] Hec enim bipartitio

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colloquy 79

 *   *  
centuries.127 Thoughtful and interesting as Boens views are, it is
 
 doubtful that they were widely shared, at least in writing. That
8 aside, Elizabeth Eva Leachs representation of Boens teachings
    * 
    is, in my view, deeply flawed not just because she does not con-
sider the guiding intellectual context for and language of his re-
marks, but also, more mundanely, because of opportunistic
example 3. Marchettos less appropriate descending division of translations of his Latin, selected to support her viewpoint.
the tone. Lucidarium, Treatise 2, Chapter 8 Her reading of a passage from Boens Ars has the theorist
Compare Herlinger (1985, 154-55). Notes marked * are melodi- saying that the moderns make this subtle fictive placement of
cally a diesis away from the adjacent note above and a chromatic semitones both because they are bored by the everyday position
semitone higher than the uninflected note below. of the notes, and because they are led by greater wantoness
(maiori ducti lascivia).128 A passage from Musica makes a
similar point about modern placement of the signs for b-fa and
Marchettos description makes plain that the feigning oc- -mi on any pitch-letters, not just b. In the translation she
curs because the singer makes it sound as though the melody presents, the passage reads:
will return upward by a diesis, creating a normal interval succes-
It must be noted more subtly that modern usage admits the said let-
sion, but surprises with a descent to an unexpected note and ters in claves [i.e., pitches] outside the nature of the manual mono-
unanticipated consonance. The feigning does not apply to the chord only for consonances or the wantonness of the song itself
chromatic semitone per se, but characterizes a particular contra- [lasciviam ipsius cantus]for men did not formerly pant after so
puntal situation as a whole, specifically one in which the diesis is many wantonnesses [lasciviis] in the practical performance of a song
rerouted downward and the next pitch is attained through a as they do now; and so that this wanton merriment [hec lasciva iocun-
chromatic semitone. Marchetto makes clear that this situation ditas] may be marked in written works without any kind of construc-
tion of a new monochord, as has to happen in the case of pitches, so
is less proper than the one described earlier in which a melody
that the sign may correspond to the thing signed, usage has rationally
rises by a chromatic semitone and a diesis. For that situation he admitted those letters and their effects in different claves.129
does not use the word feign. Elizabeth Eva Leach takes a lo-
cution Marchetto applies to a strictly limited and unusual situ- Drawing on these translations, Elizabeth Eva Leach concludes:
ation and improperly portrays it as a general characterization of The repeated use of lascivia in connection with musica ficta by
his chromatic semitone, so that it appears to support her claim Boen shows that the use of musica ficta was morally equivo-
that the interval was explicitly feminized. Careful reading of the cal.130 One flaw in this conclusion is that Boen nowhere in
passage in question indicates that it is Marchettos diesis, not his Musica or in Ars actually employs the term musica ficta (or
chromatic semitone, that is the focal point of the feigning falsa); rather, he speaks of creating intervals of a certain size (a
action.126 Neither his epithet chromatic semitone nor his cir- distance of two minor semitones, of a comma) by positioning
cumscribed reference to feigning carries weight as evidence for the usual signs for b-fa and -mi on pitches with various other
a highly gendered reading of directed progressions. letter names.131 By not adopting a specific designator for extra-
The other fourteenth-century theorist mustered in support of manual pitches, Boen can discuss them as naturally occurring
erotic signification in the directed progression is Johannes phenomena that are as legitimate as the ordinary pitches of the
Boen. Johannes Boen of Rijnsburg is a remarkable theoristbut gamut. Note how carefully in the Prohemium to his Musica he
whether his views and teachings are to be regarded as represen- phrases the third topic he will address in terms of the position-
tative of mid-fourteenth-century thought about music may be ing of b-fa and -mi signs:
questioned. Each of Boens treatises (the Ars and the Musica)
survives in just two sources. Teachings that bear his individual
127For an informative discussion of Boens views on division of the whole tone,
mark (such as the consonantia per accidens, geometric division of see Hentschel (1998).
the tone, melodic figures incorporating series of minor semi- 128Leach (2006, 11, and Note 58). Latin in Gallo (1972, 35). Actually, Boen is
tones, singing of commas between pitches) are not transmitted speaking not about semitones, but about placement of b-fa and -mi signs
in other music treatises of the later fourteenth and the fifteenth on any pitch in the gamut, a meaningful (if subtle) distinction in this context.
129Sed ne dicta conclusio lateat indiscussa, est subtilius advertendum, quod modernus
usus dictas litteras in clavibus extra naturam monocordi manualis admittit solum
toni debet fieri cum colore ficticio, ut qui eam profert fingat in primo descensu, que propter consonantias vel lasciviam ipsius cantusnon enim tantis olim quantis
est dyesis, ac si vellet post talem descensum sursum redire; post hec chromaticum nunc in prolatione practica alicuius cantilene lasciviis hominis inhyarunt; et ut
descendat, et sic consonantia, licet minus naturaliter et proprie, subsequitur. Book hec lasciva iocunditas absque omnimoda novi monocordi compositione signari pos-
II, Chapter 8. Herlinger (1985, 15254). Marchetto reiterates the feigning sit in scriptis, sicut habet fieri in sonis, ut signum signato respondeat, rationabiliter
in descent in Book V, Chapter 6, and characterizes the effect negatively as eas litteras et earum effectus in diversis clavibus usus admisit. Leach (2006, 12);
unpleasant (iniocunde). Herlinger (1985, 220). Latin, Frobenius (1971, 63).
126On the relationship between the diesis and the chromatic semitone with 130Leach (2006, 13). Although the translations from Latin in Leach (2006) are
language and examples that plainly show the diesis coloring the imperfect all attributed to Leofranc Holford-Strevens, they are evidently endorsed by
interval and performing the terminal ascent see Lucidarium, Book II, the author, and thus represent her interpretations of the passages.
Chapter 6. Herlinger (1985, 14042). 131Frobenius (1971, 56).

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80 music theory spectrum 33 (2011)

Third, I will move lightly [or: quickly] to the nature of the tenth both translations being equally valid. An apt translationone
pitch position (clavis) which is called b-fa -mi, in which the major that captures the probable original senseis one that explicitly
semitone and the minor semitone, and the comma are found, and to takes context into account. A similar positive interpretation is
the effects of the letters there, that is b and , touching on the most
marvelous possibilities in daily practice.132
likely in Ars, where Boen mentions lascivia as the motivation
behind a cantors shifts between duple and triple mensuration:
Boen speaks in terms of the b and signs (not musica ficta) and
It happens sometimes that a singer is led by sportiveness to vary the
characterizes associated possibilities as most marvelous, a pos- modus within a song, so that now the process is ternary, now binary.
itive remark that hardly suggests moral equivocation. But then it must be indicated in this sort of song through different
A second troublesome issue is that the translations Elizabeth colors, as in the tenor of the motet In arboris.135
Eva Leach presents consistently render the word lascivia (and
its various lexical mutations) as wantona word that in Boens overall tone in this passage is one of approval. His cita-
English carries conventionally negative moral connotations. In tion of Bishop Philippe de Vitrys motet Tuba sacra/In arboris/
Latin, however, the words lascivia/lascivus had two senses, a Virgo suma dignified piece in terms of both text and musical
good and a bad, context determining which was in effect. substancewould seem to rule out a translation of wanton
The good sense of lascivia was frisking, play, sport, jesting, of here.136
lascivus, playful, frisky, frolicsome, given to levity or frivol- The case for positive translation in Boens contexts finds re-
ity.133 The bad was as in the English cognate. Although inforcement in appearances of lascivus in other medieval music-
Elizabeth Eva Leach declares herself aware that lascivus can sig- theoretical contexts. Summaries of the qualities of the
nify merry and playful, in this study she consistently presents ecclesiastical modes often characterize the seventh mode as las-
the negative meaning that, in her view, carries sexual over- civus and suited to the young, while the eighth, in contrast, is
tones.134 said to be more sober and associated with older people. A typi-
The above-quoted passage from Musica on the positioning cal comment from the late thirteenth century is:
of b and elsewhere than on the note above projects a quite Note that the seventh mode is playful and cheerful having diverse
different attitude on Boens part if a positive sense of lascivus is leaps, representing the movement of the young. . . . And note that
adopted in the translation (I place the targeted words in italics the eighth mode is smooth and deliberate according to the manner
of those of mature judgment.137
here and in the following translations).
It must be noted more subtly that modern usage admits the afore- Heinrich Eger von Kalkar, who was in Paris from 1355 to 1363,
mentioned letters [i.e., b-fa, -mi] on pitches outside the nature of amplifies this view of mode 7 by citing two chants: The seventh
the manual monochord [i.e., the monochord as represented on the is called leaping or springing, sweet, playful, and joyful, as in
Guidonian Hand] only for the sake of consonances or for sport in the antiphons In civitate Domini and Assumpta est Maria.138
the song itselffor formerly men did not so eagerly desire so much Reinforcing a positive interpretation is his later comment that
playfulness in the practical performance of a song as they do now. the seventh, or G mode, leaps joyfully, is frolicsome (lascivus),
And just as this playful merriment may be notated in writing without
any construction of a new monochord, so it can be executed in
and sings sweetly, as opposed to mode 8, which is slow (morosus)
sound. So that the sign may correspond to the thing indicated, and directed to the elderly (senum fertur).139 In the early eleventh
usage has rationally admitted those letters and their effects at di- century, John, giving advice on chant composition that is appro-
verse pitch positions. priated by some later writers, counsels attention to the age of
This positive translation of lascivus-words is well suited to its
context, given that in both his treatises Boen is clearly an advo- 135Solet aliquotiens cantor lascivia ductus in eodem cantu variare modum, ut nunc
cate for new and modern practices, and supports expansion of processus fiat per ternarium, nunc per dualitatem. Sed tunc oportet, quod huius-
the pitch collection. His juxtaposition of lasciva with joy or modi cantus bene distinguatur per distinctos colores, ut in tenore moteti In arbo-
merriment (iocunditas) supports this interpretation, as does his ris emphiro. Gallo (1972, 20).
136Elizabeth Eva Leach, however, endorses that negative reading (Leach
use of the adverb rationally to characterize admission of mi-
[2006, 12, Note 60]).
and fa-signs to diverse pitch positions. This is not a matter of 137Et notandum quod septimus tonus est lasciuus et iocundus uarios habens saltus,
motus adolescentiae repraesentans. . . . Et notandum quod octauus tonus est
suauis et morosus secundum modum discretorum. Aegidius of Zamora, Ars
132 Tertio ad naturam decime clavis que b-fa -mi dicitur, in qua semitonium maius Musica (Robert-Tissot [1974, 104]). Similar statements occur in De trac-
vel semitonium minus et comma reperta sunt, et ad effectus litterarum eiusdem tatu tonorum (Schneider [1969, 109]); in Tractatus de musica cum glossis
clavis, puta b et , mirabilisimos in cottidiana praxi contingere possibiles leviter (Amon [1977, 88]); and a number of other treatises.
emigrabo. Frobenius (1971, 32). 138Septimus saliens dicitur seu saltans, suavis, lascivus atque iucundus ut in an-
133Definitions from the Oxford Latin Dictionary (Glare [1982, 1004]). The tiphona In civitate Domini et ibi Assumpta est Maria. Cantuagium
positive definitions are the first ones given. The more specialized Novum (Hschen [1952, 48]). Schlager (2000, 274), citing this passage, translates
Glossarium Mediae Latinitatis defines lascivus as Foltre, petulant, lascif lascivius as ausgelassen or frolicsome.
(playful, sportive, capricious) (Blatt [1957, 43]). 139G laetans saltat, lascivus, dulcia cantat. Cantuagium (Hschen [1952, 49]).
134Leach (2006, 6). See also Leach (2007, 270) for recognition of the dual This point resonates with Johns remark some two centuries earlier that the
sense of lascivia and declaration (without explanation) that in the Boen acrobatic leaps (mimicos saltus) of mode 7 appeal to some listeners (Smits
passage (Musica, 63) the more sexual overtones are operational. van Waesberghe [1950, 109]; Babb [1978, 133]).

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colloquy 81

    
those addressed: Therefore, if you intend to compose a song at
  
a) b) c) d)

      
 
the request of young people, let it be youthful and playful (lasci-
     
vus), but if of old folk, let it be slow and staid (italics mine).140 8
The connection between the young and playfulness or frolicking
in these observations about chant accords well with Boens ap- example 4. Polyphonic progressions illustrated in Johannes
proving comment in the final paragraph of Musica that the Boens Musica
young seem to delight in strange sorts of pitch.141 Compare Frobenius (1971, 67, 68, 70).
The anonymous author of the early-fourteenth-century
was not uncommon. Given the attention Boen devotes in the
Compendium de Musica uses the word lascivia in the context
third and fourth sections of his Musica to various kinds of
of intermixing different types of consonances in polyphony. His
unusual intervals and intervallic successions as well as to uncon-
ventional sonorities (such as DFbn and DFbb), the declara-
exuberant comparison of this musical practice with the pleasing
creations of weavers, painters, and cooks, along with his com-
tion that he is torn and describes the new commatic music in
ment on the ears rejoicing makes clear that he uses lascivia in
negatively loaded terms seems decidedly contrarian.143 That
its positive sense.
viewpoint resides not in his text, but in the negatively biased
Practice, indeed, more broadly weighing playfulness and sated with translations and interpretations presented.
simple [intervals], rejoices in mixtures in its work, intermixing su- Despite her insistence that increased usage of semitone in-
perpartient sounds [i.e., imperfect consonances] with those men-
flections in fourteenth-century polyphony was connected with
tioned [multiples and superparticulars such as the octave and the
fifth], nor does it hold to the order of reason. But, as I might say, [it aural analogue[s] . . . of desire and satisfaction provided by di-
operates] in the manner of a weaver mixing wools together and in- rected progressions, Elizabeth Eva Leach offers virtually no
tertwining threads, who skillfully produces a cloth that is pleasing to evidence of the connection from Boens two treatises.144 The
the sight, to be preferred to a cloth of simple weave. Or as a painter, closest she comes is in remarking that Boen links his commatic
skillfully transferring natural colors, intermixes innumerable pleas- music to counterpoint in a passage from Musica, although the
ing types of color from the simple ones. Or as an Epicurean cook passage in question is hardly compelling, since it refers only to
with a variety of spices and, as I might say, a certain transfer of fla-
consonances in a general way, not to concrete progressions.145
vorings, attains an enormous sweetness of taste. And thus the ear
delights in mixture of a great variety of sounds, as the eye [delights] In fact, it is difficult to recruit Boen to her hypothesis about
in color, or the throat in flavors. But it all should correspond to some semitones and directed progressions. The notated musical ex-
valid arrangement.142 amples in Musica are predominantly monophonic clips of a
few notes, or illustrate a single sonority.146 Boen gives no hint of
From these instances from the late thirteenth and fourteenth
context for the monophonic fragmentsare they segments of a
centuries (and many others could be cited), it is clear that posi-
monophonic line, figures within a polyphonic texture, ornaments
tive signification of lascivia/lascivus in writings on music theory
a singer introduces in either a monophonic or polyphonic con-
text? The reader is not told.147 None of his references to chro-
140Itaque si iuvenum rogatu cantum componere volueris, iuvenilis sit ille et lascivus; matic song specifies polyphony. Boens central point is that the
sin vero senum, morosus sit et severitatem exprimens. De Musica, Chapter 18. unusual, non-Guidonian intervals he shows are within the
Smits van Waesberghe (1950, 117); Babb (1978, 137). Jacques of Lige
realm of possibility; they can be rationally described and no-
repeats this remark in Speculum Musicae, Book VI, Chapter 74. Bragard
(1973, 215). He then amplifies it in a way that clearly contrasts the joy and
tated.148 From among his forty-eight notated examples, only
playfulness (laeti sint et lascivi) of some songs with the gravity and serious- four (shown in Example 4) depict a progression, and of these
ness (graves, ponderosi et maturi) of others. Bragard (1973, 21516). only one (Example 4[d]) could reasonably be described as a
141. . . [I]n extraneis vocum varietatibus iuvenes potius quam antiqui lascivire
videntur. . . . Full passage in Frobenius (1971, 77); trans. Fuller (1998, 143Leach (2006, 16).
47576). Boens list of musical delights includes not just non-Guidonian 144Leach (2006, 10). On Boens avowed purpose of examining (and contest-
pitches, but also unexpected leaps, shifts from perfect to imperfect men- ing) traditional views regarding division of the tone, see Hentschel (1998).
suration, and hocket. 145Leach (2006, 12). This remark on repositioning of b and signs likely does
142Usus vero peramplius lasciviam perpendens simplicibus iam satur mixturis gaudet not refer to counterpoint but derives from the thirteenth-century view that
etiam ad sui opus, superpartientes sonos praedictis immiscens, nec rationis aut tenet musica falsa or ficta was necessary in discant in order to create perfect con-
ordinem, sed, ut ita dicam, in modum textoris lanas simul commiscens et fila tex- cords, for instance to correct tritones between F and Bn. See, for example,
endo, gratiosum aspectui panni profert artificium, simplici texturae panno praeel- the Anonymous St. Emmeram (Yudkin [1990, 274]) and Magister Lam-
igibile. Sed et pictor naturales colores artificio transferens, innumera coloris genera bert (CS [I, 258a]).
placabilia simplicibus commiscet. Sed et Epicureus cocus aromatum varietate et, ut 146The same is true of Ars. Gallo (1972). All the examples there, whether of
ita dicam, quadam alienatione saporum quamplurimos gutturi retinuit dulcissi- durations or of claves, are monophonic. Herlinger (2001, 255) reproduces
mos. Itaque nimirum sonorum mixturis auris gaudet,ut oculos colorum vel guttur some of Boens unusual inflected melodic fragments.
saporum, expedit tamen ut omnia rato sibi respondeant ordine. Compendium de 147In some respects his remarks connect with Jerome of Moravias comments on
musica (Smits van Waesberghe et al. [1988, 12021]). In his German trans- special intonations in ecclesiastical chant (Cserba [1935, 18587]).
lation of this passage, Hentschel renders lascivia as ausgelassene Frlichkeit, 148For an illuminating discussion of Boens generation of extra-manual
frolicsome joy (Hentschel [2000, 186]). This passage fits well with the pitches, see Peter Lefferts (2007, 13235). Lefferts connects Boens explo-
comments cited earlier on the pleasing aesthetic effects of intermixing per- rations in this realm with the Tabula monochordi of Nicolaus de Luduno
fect and imperfect consonances. that is the focus of his study.

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82 music theory spectrum 33 (2011)

directed progression. Boens comment on that one example too vast a topic to be addressed here.151 But it is worth noting
dwells on the sweetness experienced when a series of thirds and that formal acceptance of extra-manual pitches in fourteenth-
sixths concludes on a sonority of octave and fifth. century music theory comes with coniuncta theory, and that the
The cantus that is judged imperfect due to [a series of ] thirds and
coniuncta examples presented in treatises of the late fourteenth
sixths, despite its discord, attracts and charms the ears for the sub- and fifteenth centuries are all monophonic chants of long-stand-
sequent perfection of the song in a fifth or octave. Their heralds and ing repute in the repertory. In the first treatise of the Berkeley
handmaidens are thirds and sixths that long announce the antici- compilation, coniunctae are introduced as a means of regulariz-
pated greater sweetness, as here: (Example 4[d]).149 ing musica falsa or ficta and provide low Bb, C, Eb F, and ab, as
This judgment of sweetness attendant upon movement from well as the upper octaves of these last four.152 These notes result
imperfect to perfect consonance resonates with the comment on from repositioning standard hexachords on the gamut, and are
euphony from Cum notum sit and with Prosdocimuss sweet not characterized as chromatic. If extra-manual pitches or ad-
kind of singing, quoted above. For Boen, the concept that a ditional semitones were as intimately bound to directed contra-
pleasant consonant sound compensates for (and, indeed, justi- puntal progressions as is claimed in Gendering the Semitone,
fies) an unpleasant, less consonant one applies broadly, not just it seems strange that there would be no reference at all to con-
to an imperfect-to-perfect succession. In discussing a seventh trapuntal context when they are accepted as regularized. It is
that moves to a fifth, he states that the surrounding sweetness of their necessity for monophonic chant that is signaled through
the context dispels the bitterness of the dissonant interval multiple examples and across the several treatises that present
(Example 4[c]).150 These two reports of dulcet effects carry no the topic of coniunctae.153
hint of erotic urgency; the language focuses on effective juxta-
position of different aural qualities. The paucity in Boens two
treatises of musical examples illustrating polyphonic interval method and historiography
progressions signals that progressions from one sonority or in-
terval to another were not central to his message. Only by creat- The above critique has largely focused on the medieval re-
ing a bubble of suggestion around her discussion of Boens cord of music theory and on systemic weaknesses in Elizabeth
writings does the author of Gendering the Semitone manage Eva Leachs highly selective profile of that record. But her arti-
to create an impression that his comments on unorthodox notes, cle also engages core issues of methodology and historiography.
note series, and intervals can be taken to apply specifically to the Although there is insufficient space here to explore the full
directed progression. range of such issues, they do require brief attention. At several
Neither in the contrapunctus manuals, nor in Marchettos dis- junctures, Elizabeth Eva Leach invokes medieval mindsets in
cussion of proximate imperfect-to-perfect successions, nor in support of her hypotheses. She writes the binaries falsa/vera,
Boens advocacy of non-Guidonian pitches and intervals, are ficta/recta would have been clearly gendered in the context of
there explicit indications (or even suggestive hints) of anxiety widespread medieval antifeminism, and sees imperfect sonor-
about pitch inflections attendant on imperfect-to-perfect inter- ity and characterization of the semitone as an imperfect tone as
val progressions. As already noted, from at least the late thir- mirroring Aristotelian theories of gender, which viewed women
as imperfect men. 154 Regarding falsa/vera, the early theorists do
teenth century (and arguably even earlier), pitches from outside
the Guidonian orbit were familiar from some monochord divi- not emphasize that binary (Lambert and others, for instance,
sions, from musical instruments, and from correction of tritones mention in passing musica regularis, not vera), and the over-
in polyphony. Familiar too were the problems for chant posed by whelming majority emphasize the necessity of musica falsa or
a regularized pitch inventory based on mathematical string divi- fictaespecially as a means of rectifying problematic intervals
sions that rigidly fixed the succession of tones and semitones.
From the time (in the first half of the eleventh century) that the 151See, for example, Bern of Reichenau, Prologus (using Boethian pitch
Guidonian monochord/Hand became the standard representa- names; Rausch [1999, 5561]); John, De musica, Chapters 2122 (Smits
tion of the pitch system, chant masters wrestled with melodies van Waesberghe [1950, 13356]; Babb [1978, 14659]); Theinred of Dover,
De Legitimis Ordinibus Pentachordorum et Tetrachordorum (Snyder
that did not fit that system, whose intervallic structure required
[2006, especially his Introduction, 75114]; Atkinson [2009, 21719,
either placement on an irregular final or emendation. That is 23458]).
152See Ellsworth (1984, 5066, and 9496). As noted above, Jerome of Mora-
via and Walter Odington had already admitted additional pitches through
149. . . [U]t cantus ille, qui per tertias et sextas imperfectus censetur, non tamen extra synemmena, but that strategy had not become standard in written
discors aures trahat et alliciat, ut perfectionem cantus, qui per quintam sequetur music theory. On the musical examples illustrating coniunctae, see Karp
vel octavam, quarum tertie et sexte sunt nuntie et ancille, exspectatem diutius (1998, 181223).
indicent dulciorem, ut hic: [Example 4d]. Frobenius (1971, 70). In terms of 1 53It is perhaps also worth noting that unusual pitch inflections permeate the
gender issues, note that the metaphor for the thirds and sixths involves both melodic fabric of the extraordinary mid-fourteenth-century two-voice bal-
heralds or messengers (masculine) and handmaidens (feminine; I adopt the lade Ut pateat evidenter (characterized by Peter Lefferts as a self-conscious
classic Biblical English translation of ancilla). The metaphor suggests social demonstration piece), and operate there quite independently of directed
hierarchy rather than erotic longing. progressions (Lefferts [2007, 173]).
150Frobenius (1972, 68). 154Leach (2006, 10, 15, also 5 and 14).

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colloquy 83

such as the tritone.155 The device is not usually presented in a the realm of musical ars or scientia, the categorization of a semi-
negative light. In her single example of a negative viewpoint tone as an incomplete or imperfect tone or a sixth as an imper-
Elias Salomons 1274 diatribe against falsa musicaElizabeth fect consonance may be viewed as a type of technical distinction
Eva Leach neglects to mention that Salomon defines four dif- common in the discipline, comparable to that between a perfect
ferent categories within that rubric, only one of which involves or an imperfect long, perfect or imperfect tempus, a perfect or
introduction of extra-manual pitches.156 Not to be overlooked, imperfect chant melodyno more tinctured with gender impli-
too, is the common definition of musica falsa/ficta as when we cations than they are. Put another way, if one were to suppose
make a tone from a semitone and the reverse.157 This formula- that medieval minds automatically associated all things imper-
tion takes account of the tone equally with the semitone; musica fect with the feminine, then a great many phenomena in the
ficta is not just about semitones. Moreover, a reading of the realm of music theory (and, indeed, outside it) would be thought
Roman de la Rose (e.g., Chapters 5, 6, and 10) or the Roman de to be tinged with femininity, not just semitones and imperfect
Fauvel (to cite just two examples from medieval literature) consonances.
would suffice to show a Middle Ages that regarded things The argument from ingrained medieval mindsets and essen-
false, or falsitas, as human failings equally applicable to men as tialized binaries is simply untenable, given the full context of
to women, by no means inherently feminine. medieval theoretical discourses on music and the paucity of
Regarding imperfect sonorities and the imperfect tone concrete indications of such mindsets in the many surviving
characterization of the semitone, it may be noted first that me- music treatises. A basic flaw is what Dominick LaCapra has
dieval terminology for interval categories is variable. Marchetto, broadly critiqued as a tendency to turn away from patient, sub-
for instance, designates thirds, sixths, and their octave com- tle, and painstaking analysis of texts or particular artifacts and
pounds with the term dissonantiathey are not imperfect con- to stress the role of collective discourses, ideologies, codes, and
sonances in his lexicon.158 But equally telling is the fact that institutions.160 It is the actual voices of the past, as preserved in
distinctions between perfect and imperfect status are made in a full range of their written traces, that need to be heard, evalu-
multiple domains of medieval music theory. Technical distinc- ated, and interpreted, with minimal imposition of pre-formed
tions between the perfect and the imperfect apply to durations, ideology that adopts narrowly selective criteria.161
to types of mensuration, to chant melodies, to the semiditone An important issue that arises with regard to listening to and
(as an imperfect ditone), to discords as well as to concords.159 In writing about those past voices is that of terminology, particu-
larly use of current language to characterize the past as though
155Lambert, Tractatus de musica. CS (I, 258). Leach (2006, 11) suggests that that language carries some fixed, universal validity. Although
Lamberts positive view of musica falsa is perhaps because of his interest in Elizabeth Eva Leach is evidently aware of this issue, the man-
polyphony, but the passage in which he deals with musica falsa stands within ner in which she speaks of chromaticism, exoticism, and sensual
the musica plana section of his treatise, which is devoid of references to po- effect, describes contrapuntal progressions as loaded with sen-
lyphony. On the choice of mutata or inusitata in the Lambertus passage, see sual appetite and sexual desire, and depicts medieval theorists
Russo and Bonge (1999, 31520). Note also Jacques of Lige who, in Spec-
as sexing the leading tone, creates an image of a music-theo-
ulum Musicae, Book VI, Chapter 66, writes of falsa musica going contrary to
the regular pitches (regulares voces) of the gamut. Bragard (1973, 185).
retical past saturated with present-day perspectives.162 Her
156Leach (2006, 1011), with misrepresentation of the specificity of pitch abstract pointedly claims a significant connection between four-
references for Mariae praeconio; Dyer, whom she cites, in fact characterizes teenth-century counterpoint and chromaticism, exoticism,
Salomons writing on falsa musica as a grab bag of faults in singing or femininity and the sexually alluring East [orientalism], a claim
copying (Dyer [1980, 9192]). Salomons Chapter 31 in Scientia artis mu- hardly mitigated by an initial it can be argued.163 These vari-
sicae (GS [III, 6164]) seems indebted to the complaints against a variety ous modern epithets are used far too lightly to characterize me-
of singing errors in Guidos Micrologus, Chapter 10 (Smits van Waesber-
dieval attitudes toward musical phenomena and to color
ghe [1955, 13338]; Babb [1978, 66]) and in Johns De Musica, Chapter
15 (Smits van Waesberghe [1950, 10408]; Babb [1978, 12930]). Dyer
rhetorically her discussion of particular texts whose language
(2001, 172) notes that Salomons treatise is not representative within me-
dieval music theory.
157. . . [Q]uando nos facimus de semitono tonum et e converso; non tamen est falsa, (Steglich [1911, 4142]) and Marchetto, Lucidarium, Treatise 11, Chap-
sed inusitata. Quoted from De plana musica breve compendium (Gilles ter 2 (Herlinger [1981, 378, 382]) label melodies that do not fill out a full
[1989, 48]). See also the Johannes de Garlandia Reportatio 4 (Meyer modal octave as imperfect. Johannes de Garlandia sorts discords as well as
[1998, 62]) and Magister Lambert (CS [I, 258a], with reading as edited concords into categories of perfect, medial, or imperfect. In his scheme the
non tamen est falsa, sed mutata). For similar statements that mention both semitone stands among the perfect discords, while the tone is a medial dis-
tone and semitone in accounts of the nature of musica ficta see the Anony- cord. Musica mensurabilis, Chapter 9 (Reimer [1972, vol. 1, 6772]).
mous St. Emmeram (Yudkin [1990, 274]) and Johannes de Grocheio, De 160LaCapra (1989, 189).
Musica (Rohloff [1943, 128]). 161See Weller (1997) for a thoughtful consideration of models of cultural his-
158See Lucidarium, Book II, 5, Chapter 2 (Herlinger [1985, 136]), Chapter 8 tory and principles of historiography that relate to investigation of music in
(150), and Book V, Chapter 6 (20620). Marchetto employs the same termi- the Middle Ages.
nology in Pomerium, Part I, Treatise 4, Chapter 1 (Vecchi [1961, 69]). 162See, for example, Leach (2006, [title], 3, 13, and 15). Her adoption of the
159Mensural theory consistently distinguishes between perfect and imperfect designator directed progression, mentioned above, and casual use of the
longs, breves, and semibreves, and, in the ars nova, between perfect and term leading tone are other cases in point.
imperfect modus and tempus. The author of the Quaestiones in musica 163Leach (2006, 1).

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84 music theory spectrum 33 (2011)

carries no explicit reference to the erotic. With regard to the permeated medieval music theory and pedagogy to the degree
sexing of the leading tone, it is pertinent to note the in- proclaimed, and (specifically) whether they determined collec-
formed debate among scholars about use of the term sexuality tive attitudes toward the semitone and toward contrapuntal
with reference to past epochs and diverse cultures.164 In any progressions from imperfect to perfect consonances. A relatively
event, as my earlier comments on translation practices and ter- comprehensive investigation of a broad range of treatises from
minology indicate, reconstructions of past viewpoints require various regions and chronological periods shows that medieval
careful attention to the language actually used by writers in the music-theoretical thought is both far less monolithic and far
relevant time period and in medieval treatises and to the im- less gender oriented than she asserts. Excessive selectivity
mediate contexts within which particular passages functioned leads to neglect of the full spectrum of extant medieval music
and took on meaning in their own epoch. treatises, and of the diversity within them. In investigations of
Gendering the Semitone ends with a speculation (the au- this sort, attention needs also to be given to differentiation
thors term) about secular musicians and amateur performers among treatiseswhether they are primarily pedagogical in
whose singing of small arbitrary subdivisions of the tone pro- purpose, what their generic affiliations might be: encyclopedic
vides a possible scenario for fourteenth-century changes in compilation of received knowledge, digest of theoretical prin-
contrapuntal practices.165 The final paragraph attributes to ciples, exposition of current musical practices, or some combi-
some unspecified laici vulgares the singing of directed progres- nation of these or other categories. Chronological location and
sions that earned them condemnation for their highly sugges- geographical sites need to be taken into account as well. Both
tive aural depiction of desire.166 These terminal speculations specific and generic contexts of particular statements also affect
seem unwarranted and, as presented by the writer, detached how those statements were probably offered and received in
from concrete evidence.167 The path leading from ars antiqua their own time, and how we might (even should) interpret (and
contrapuntal practices to ars nova contrapuntal practices is translate) them in ours.169 To reconstitute broadly held men-
surely more complex than is implied by these invented scenarios talities from the past is a challenging and complex task, but
and involves more domains than pitch. To write that perhaps there are standards for accuracy as well as norms regarding com-
exposure to the improvised two-part polyphony of urban min- prehensive investigation of the surviving evidence that should
strels . . . enchanted, and captured the ears of clerical music guide the enterprise. At stake in the present case is how we in
makers and so led to changes in [written] contrapuntal practice the twenty-first century understand and represent the views of
is to depart from the realm of historical scholarship into that of a music theory community that lived and wrote six to seven
fantasy.168 Far from supporting claims about the fraught nature centuries (or more) before our time. Our investigations need to
of fourteenth-century contrapuntal practices, the concluding be carefully constituted in ways that respect the environments in
imagined scenarios magnify the questionable montages of as- which those theorists lived, the language in which they ex-
sociation that occur too frequently within the article. pressed themselves, and the diversity of their voices.
An interest in exploring expressions of gender within medi-
eval music theory is understandable in todays intellectual cli- works cited
mate in which the topos of gender looms large as an important
and relatively unexplored frontier. Elizabeth Eva Leach has use- Treatises
fully uncovered some explicitly gendered and misogynistic Because most medieval treatises are undated, the order in which
viewpoints that were expressed by a few medieval music theo- they are listed here reflects only approximate chronological
rists and has called attention to shards of gendered language placement. The editions referenced are included in Secondary
embedded in antique theory that later medieval theorists some- Sources. Note that many more treatises than those specifi-
times repeated as received lore from the past. The question is cally cited were consulted in preparation for this article (com-
not whether such viewpoints existed, but whether they pare Example 1).
Abbreviations
164For a compact summary, see Karras (2005, Chapter 1, 127), a work cited CS: Coussemaker [186476] 1963
also in Leach (2006, 3, Note 11). On a musical context of the early nine-
teenth century that raises these issues, see Kallberg (2004).
GS: Gerbert [1784] 1963
165Leach (2006, 16). CSM: 1950. Corpus Scriptorum de Musica, Rome: American
166Leach (2006, 17). Institute of Musicology
167In a chapter on accurate performance of intervals, the author of the Qua-
tour Principalia (1351) does mention singers of chant who justify raising
the middle degree of sol-fa-sol or re-ut-re because the excellent singers at
courts do that. But he reports that other chant singers simply say they like 169By generic context, I have in mind Lawrence Gushees astute comments
the sweet effect. Treatise III, Chapter 56 (Aluas [1996, 356, trans. 642 on genre in medieval treatises on music as a complex combination of intel-
43]). This is an isolated statementregarding chant, not invoking polyph- lectual style, social function, institutional situation, and musical repertory
onythat cannot support the proposed scenario regarding secular addressed (Gushee [1973, 36567]). By specific context, I mean the par-
musicians in towns and amateurs in courts. Note that Johannes de Muris, ticular textual environment in which a statement is situatedthe chapter,
in a passage quoted above, states that lay singing adopts the diatonic genus. topic, or argument of which it is a part. In this regard, note also the remarks
168Leach (2006, 16). on interpreting medieval sources in Karras (2005, 914).

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colloquy 85

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