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To cite this article: Jay Prakash Srivastava, Prabir Kumar Sarkar & Vinayak Ranjan (2016):
Effects of thermal load on wheelrail contacts: A review, Journal of Thermal Stresses, DOI:
10.1080/01495739.2016.1216060
Download by: [Indian School of Mines] Date: 21 September 2016, At: 03:43
JOURNAL OF THERMAL STRESSES
http://dx.doi.org/10.1080/01495739.2016.1216060
Introduction
The railway wheels, in general, are to (i) support the axle load, (ii) help steer the cars, and (iii) serve
as braking drums [1]. There are two sources of thermal load in railway system, one from sliding of the
wheel on rail and the other is from braking process. Both introduce temperature rise at the contact
zone imparted by sliding friction. This in turn gives rise to nonuniform heating of the dynamic contact
elements. In effect, it modifies the structural contact stress distribution and results in residual stresses at
discrete locations of wheel and rail surface areas. Two commonly used braking methods are stop braking
and drag braking [2]. Stop braking acts on trains with scheduled stops or in case of emergency. Drag
braking, on the other hand, controls the speed over relatively longer distances. In either of the cases,
localized heating of the wheel and rail becomes the common result. This condition has strong ability to
initiate cracks and crack growth leading to catastrophe [2].
CONTACT Prabir Kumar Sarkar sarkarpk1955@yahoo.co.in Department of Mechanical Engineering, Indian School of Mines,
Dhanbad 826004, India.
2016 Taylor & Francis
2 J. P. SRIVASTAVA ET AL.
Established rail transport operation experience indicates that the thermal load from braking induces
a variety of defects in the presence of rolling contact loading. This harms both safety of operation
and riding comfort. Together, they influence the fatigue life of wheels and produce defects of different
patterns on both the wheel and rail. An understanding of the consequences of thermal load distribution
at the railwheelbrake interfaces remains an area of common interest for designer, manufacturer, and
its operators. A large number of studies [3, 4] consider the influence of thermal load and mechanical
load on the evolution of stress and defects in isolation. This review intends to bring these phenomena
together to express the effect of localized temperature rise on defect evolution in either of the rail or the
wheel. The formation and growth of cracks in rail and wheel along with other forms of defects observable
on contacting bodies are studied [2, 59].
Several coupled physical phenomena and loading patterns work simultaneously at the wheelrail
contact zone [10]. The loading systems involve mechanical loads [11] like dynamic [1219], impulsive
[20, 21], and frictional loads [2226], in addition to thermal load imparted by braking [2731]. The
operating condition helps heat transfer through conduction, convection, and radiation [3237]. The
localized impulsive temperature, arising from contact friction, promotes material degradation [3843]
like plastic deformation due to thermal softening and metallurgical transformation. Most researchers
consider conduction to be the dominating heat transfer mode. It is imperative to mention here that
the simultaneous action of all the stated loading conditions only complicates the safety of operation by
evolution of various failure modes [3, 44]. The defects emanating from the thermal gradient at rail
wheelbrake contacts are given due emphasis in this article.
During initial loading cycles, as the contact stress exceeds the yield strength limit, the wheelrail
interface material experiences plastic deformation [45]. This causes evolution of tensile residual stresses
by unloading of the prior contacting materials. For strain hardening materials, this effect enables it to
support higher loads than its initial elastic limit. This phenomenon is termed as shakedown condition
[46, 47]. Friction and plastic deformation increase the temperature in the wheelrail contact zone [43].
During braking, the frictional heat at the contact promotes the formation of hot spot (a surface patch
below the brake pad on wheel in contact). Their rapid cooling by sudden contact with cold railhead
aids localized phase transformation to martensite from initial pearlitic steel. This introduces a material
volume expansion of a thin surface layer of brittle character. This transformed patch possesses different
thermomechanical deformation behavior than the base metal of the wheel and the rail.
Swaay [48] and Fec and Sehitoglu [49] indicated the nominal tread surface temperature to reach
300400 C during normal running condition. While upon brake application on a high-speed wheel, the
contact surface temperature can rise to a level of 9001100 C, highly sufficient to promote austenite
phase transformation. Under random variation of temperature and surface rubbing, the martensite
boundary promotes the formation of surface cracks. Hot spots are treated to be the primary contributor
to thermal fatigue damage in the wheel. A fairly moderate thermal loading instills additional stressing of
wheelrail combination and promotes the rolling contact fatigue (RCF) crack formation. While thermal
cracks initiate radially, RCF cracks are inclined due to their mixed-mode loading condition. These cracks
advance by thermal and rolling contact loads. When the transformed martensite material was separated
by surface crack propagation, it is called spalling. Shelling, on the other hand, is caused by subsurface
RCF crack propagation according to Stone and Moyar [50].
The martensitic transformation involves volume expansion process that develops protruded surface
sites. Subsequent braking and rolling of such uneven material produce roughness by noneven wear
mechanisms on the tread of wheel and surface of rail. Such roughness, observed by Vernersson [51], is
termed as corrugation or waviness. Vernersson [52] also indicated its deleterious effects on passengers
safety and comfort, due to consequent vibration, noise, and fatigue.
To prevent occurrence of the stated defects, all being caused by random thermomechanical loads, one
requires to look into the mechanism of heat transfer for temperature rise and its decay during running
and stopping events. Detailed discussion of these mechanisms can be seen in [11, 5358]. The present
article attempts to summarize the existing methods of the evolution of thermomechanical fatigue-
induced defects in bodies under rollingsliding contact states. From a wide range of available literatures,
JOURNAL OF THERMAL STRESSES 3
Figure 1. Block diagram representation of various railwheelbrake interaction loads to yield observed defects.
only the intriguing publications are included in this review. Estimation of temperature rise based on
different heat flux models is presented. The heat transfer models use heat-partitioning techniques to
determine the temperature field in the contact zone. Because of the dynamic nature of the contacting
surfaces, the locally developed thermal field produces thermal fatigue load in contacting materials. These
contribute to thermal crack initiation and propagation by subsequent rolling pass.
In this summarized technical document, a systematic development of thermomechanical study is
given to signify the variety of defects emanating from contact zone heat transfer conditions. This
review clarifies the understanding of the technologies involved and enlists the preventive measures to be
adopted to meet the demand of increasing speed and higher axle loads. A block diagram representation
enunciating the means of formation of defects, viewed under the problem domain, is given in Figure 1
to reveal the interactive subjects.
loading describe the failure mechanisms involved. The defects that can develop in rails and wheels arise
from a wide range of reasons. The thermal load-induced defects are detailed in the following.
Hot spots
Braking is a high-energy dissipation process. This forms localized spots within the contact patch by
rubbing of partnering surfaces that impart high stress and severe thermal gradient. Fec and Sehitoglu
[49] specified such contact surface area to be of 2040 mm in diameter and designated this phenomenon
called hot spots. Kasem et al. [76] measured the thermal levels to cause hot spots for organic
matrix composite brake pad facing a steel disk with friction contact variations. They observed severe
damage beneath the hot spots, particularly in the form of plastic deformation and microcracks oriented
perpendicularly and parallel to the rubbing surface.
In any sliding system, frictional heat is generated in proportion to local pressure, sliding velocity,
and prevailing coefficient of friction. For a given coefficient of friction at a dynamic wheel-rail contact
interface, there is always a certain sliding velocity exceeding that magnitude the system becomes
unstable. This produces contact load active in a small region of contact patch to result in an elevated
spot temperature. This phenomenon is known as frictionally excited thermoelastic instability (FETEI).
It describes the mechanism of hot spot formation during frictional sliding contact [44, 77, 78]. The
tendency of hot spot formation depends on material parameters of the contact pair. This tendency
increases with high stiffness of partnering materials, low conductivity, and high coefficient of thermal
expansion of brake block material [79].
Numerical [2, 69, 79, 80] and experimental [49, 76, 81] studies on the hot spot phenomenon reveal
that continuous variations in thermomechanical loading in the presence of constraint imposed by
relatively colder surrounding material results in fatigue cracking. Intensity and frequency of braking
force promote crack growth in the regions of hot spots. These finally generate waviness on the contacting
surfaces that induces vibration of the system and generates rolling noise [51, 82].
gave an analytical integral formula for the estimation of temperature rise on the half-space surface from a
moving heat flux. These analytical approaches are the fundamentals to all researchers till date attempting
to estimate frictional heat on moving contact surfaces. Generally, the temperature rise on a semi-infinite
surface, taken initially at a zero reference temperature, for a moving heat flux q(t) is expressed in terms
of per unit time per unit area at the surface (z = 0). The resultant temperature can be calculated from
[126]:
2
1/2 t ez /(4t)
Z
t
T= q (t ) d ; = 2 (1)
K 1/2 0 1/2 l
where l is the characteristic length and all other notations in the equation are defined in the nomencla-
ture. Considering the solution for the instantaneous point source as fundamental, its integration with
respect to time gives solution for the continuous point source. By integrating the solution for point
source with respect to appropriate space variables, the solutions for continuous line [127], infinite strip
[32, 128131], circle [132145], rectangle [135, 145148], square [135, 145, 149, 150], plane [151, 152],
spherical surface [32], and cylindrical surface sources [153], each with its own simple physical interpre-
tation, can be obtained. Ling [154] suggested a quasi-iterative method for computation of the interface
temperature distribution under quasi-stationary conditions. The quasi-iterative method is shown to
speed up the rate of convergence of the solution.
During the decade of 1960s, researchers formulated different approaches to establish expression for
the estimation of sliding frictional heat generation. Ling and Ng [155] expressed the temperature rise
in the slider and rider using the Greens function method for 2D, quasi-stationary heat conduction
in a moving coordinate system. They have related the nondimensional interface temperature as a
function of the fraction of contact length. Ling and Pu [156] used a stochastic model to estimate
the interface temperature of solids in sliding contact assuming a finite number of small contact spots
located stochastically. Barber [157] estimated the distribution of heat between the metals of comparable
hardness, sliding past one another to evolve a solution for the heat conduction in a single asperity
interaction. This solution requires initial temperature difference be known a priori between interacting
surfaces for meaningful results. Francis [144] assumed the interface temperature at any point in a circular
contact area to be half the harmonic mean of two single-surface temperature fields. This yielded an
increase in the maximum flash temperature by approximately 3338% higher than that of Bloks. Cheng
[158] attempted to establish the reasons for higher temperature estimation. Based on the work of Ling
[154] and Cameron et al. [159], Cheng found an elliptical heat intensity distribution consideration
in place of circular uniform heat distribution used by Blok to be the cause of discrepancy. Tanvir
[61] approximated the heat source distribution over an elliptical Hertzian contact by a fourth-order
polynomial to obtain his analytical solution applying Laplace transform and estimated the temperature
rise from
2.26Po aV 1/2
1 (1 S)1/2
T= (2)
K
All the notations used in the above relation are given in the nomenclature. However, Eq. (2) applies
only to sliding speeds above about 0.1 ms1 . Further, Tanvir predicted temperature rise to be about 20%
more than that by Blok and Jaegers. The differences are attributed to the assumption of the thermal flux
distribution along the contact length. Ertz and Knothe [160] found that the method of Tanvir requires
more mathematical effort than of Jaegers [126].
An overview of thermoelastic contact problems is given in Johnsons contact mechanics book [161].
In the problem of transient heat conduction in a semi-infinite body, Lienhard [33] proposed a thermal
JOURNAL OF THERMAL STRESSES 7
Table 1. Comparison of maximum contact temperature estimation formulas [63] (notations of the table are given in nomenclature).
Estimated physical Knothe and Leibelt Ertz and Knothe
parameter Blok [125] Jaeger [126] Archard [132] [63] [160]
q q q q
s Po a s Po a s Po a s Po a
Tmax 1.11 K V 1.13 K V 1.14 K V 1.23 K V
Po P P P 3P 3P
a2 a2 a2 2 ab 2 ab
A Circle Square Circle Ellipse Ellipse
Set Set Contact of sphere on plane General Hertzian contact Hertzian contact
8 J. P. SRIVASTAVA ET AL.
Figure 3. Schematic representation of heat flux model for calculating temperature distribution due to moving heat source (modified
from [172]).
Chen and Wang [170] suggested a 3D thermoelastoplastic contact model for counterformal bodies
by assuming steady-state heat flux, temperature-dependent strain hardening behavior, and interaction
of mechanical and thermal loads. The model simulated moving half-space over a stationary sphere.
Fast Fourier transform and conjugate gradient method-based algorithm are used for their results in
terms of surface pressure, temperature rise, subsurface stress, and plastic strain fields. Spiryagin et al.
[171] evaluated temperature for two-point contact that occurs at the curve part of the track. Kolonits
[172] presented temperature rise calculation for one-, two-, and three-dimensional conditions based on
relations of Blok, Carslaw and Jaeger as shown in Figure 3.
Gupta et al. [173] predicted temperature rise for different combinations of creep and adhesion in
a contact patch of two semi-infinite cylindrical solids initially at two different uniform temperatures.
Impact of simultaneous thermal and mechanical loadings on a railway wheel tread, as imposed by
braking and rolling contact, is reported by Vernersson [122]. Sundh and Olofsson [174] explained wear
transition phenomenon from the wheelrail contact temperature rise measured through pin-on-disk
test. They studied two cases: (i) sliding velocity <0.1 m/s representing wheel treadrailhead contact and
(ii) sliding velocity >0.1 m/s representing wheel flangerail gage contact.
A thermomechanical model is given by Shi et al. [175] to investigate the sliding contacts between
an elasticplastic hemisphere and a rigid flat at a varying slip rates. Their model considered the
temperature rise to be from asperity contacts. The effects of slip rate on friction stress and friction
coefficient are estimated. Recently, Vakkalagadda et al. [176] estimated wheel temperature by three
different approaches. In the first model, they used brake block friction, wheelrail traction slip, and
train running resistance characteristics to estimate heat generation rates at contact interfaces. Their
second model used boundary element method to estimate temperature and heat flux distribution in
wheel, brake, and rail as a function of heat inputs at interfaces, geometric parameters, and tread line
speed. Third model applied finite element method to evaluate wheel temperature, adding inputs from
the first and second models. A list of formulas, to estimate temperature rise is presented in Table 2.
Table 2. Expression for temperature calculation (notations used are defined in the nomenclature).
1/2 n o
Tanvir [61] Tw = Tr = 2.26P K
o aV
1 (1 S)1/2 ; S = vs /V
1/2
Moyar and Stone [10] 1T = 2h 2a/V
Kw c
s P x
q
Knothe and Liebelt [63] T(x) = 2 V K
n h i h io
Ahlstrom and Karlsson [53] T = 12 e t ex / erfc x t + ex / erfc x + t ; is constant
2 t 2 t
p
2qw t
y
y 2 +a2
Kennedy et al. [102] T (y, t) = K ierfc ierfc
2 t 2 t
Vernersson [34] Tw (t, z) = Tm + (Two Tm ) erf z , Tr (t, z) = Tm + (Tro Tm ) erf z
2 t 2 t
qf 1/2 R t 1(t)
h i
T (t) = 3/2 0 1/2 erf X erf X2b
K (tt)
h i 2 q
Sawley [177] erf Y erf Y2a exp z2 dt; = 4 t t
q t
Spiryagin et al. [171] T = f 2 i erfc z
Kc 2 t
2q w
TD1 ( ) = f
Kolonits [172] +1 1
2B
2q X+B u
TD2x ( ) = Kvf XB
R
e Ko (u) du
qf R
h i h i
TD3 ( , ) = erf L(1+)
+ erf L(1)
erf B(1+
)+u + erf B(1
)u du
2vK 2 0 2u 2u 2u 2u u
2 2
ql
TD2y (t, ) = f erf 1+
+ erf 1 1+
Ei 1+ 1
Ei 1
;
K 2 2 2 2 2 2
= Kt2
l
2
xx +(yyo )2
dx
R w/2
q(x)
Vakkalagadda et al. [176] T (x, y, t) = To + w/2 4c 0,
4t
Figure 4. Schematic of wheel, brake block, and rail where frictional heat with fluxes qw , qb , and qr are indicated.
10 J. P. SRIVASTAVA ET AL.
Lmodel
qw = Pvs (5)
Lcircum
In the above relation, LLcircum
model
is the ratio between model length, Lmodel and actual wheel circumference,
Lcircum to specify the mean heat input during one revolution. All other terms are defined in the
nomenclature. The value of heat partition fraction depends on the relative velocity of the contacting
bodies, contact zones dimension, and thermophysical properties of the rollingsliding bodies (i.e., Peclet
number, Pe ) (shown in Figure 5). This dimensionless parameter Pe is the ratio of the surface speed to
the rate of heat diffusion and given by
Va
Pe = (6)
2
According to Knothe and Liebelt [63] for fast-moving heat sources, Pe > 5, heat conduction occurs only
in the direction perpendicular to the contact plane. In such situation, heat flow in the longitudinal and
the lateral directions can be ignored.
A number of analytical [126, 159, 169, 178180], numerical [102, 145, 173], and experimental
[181, 182] studies are available in the literature to model the heat partitioning phenomenon. Blok
[125] matched the maximum surface temperature of two sliding bodies along the contact region
and determines the distribution of heat partitioned into each of the interfacing bodies. Jaeger [126]
formulated a steady-state solution by matching the average temperature of the two bodies at the contact
interface. This approach of matching the average temperature of the two contacting bodies is still in use
[177179] to obtain an expression for heat partition factor. Cameron et al. [159] considered a perfect
matching of the interfacial temperatures for the case of uniform heat intensity distribution. Floquet et al.
[182] applied 2D Fourier transform method developed by Ling [155], to establish a partition coefficient,
that varies along the contact length of the interface. Vakkalagadda et al. [176] used 2D boundary element
method to estimate heat partitioning at the wheelbrake block and wheelrail interfaces.
Francis [144] gave an expression for heat partition relation given in Eq. (7), where Tv and Ts are the
temperatures of the moving body and stationary body, respectively.
q
ZZ
q = dxdy (7)
(1 + Tv /Ts )
However, he could not integrate this equation analytically. So, he assumed that the true value of the heat
partition factor to be the one that best satisfied the temperature fields of the contacting surfaces. This was
JOURNAL OF THERMAL STRESSES 11
attained by equating the average temperatures of the two surfaces, an approach similar to Jaegers [126].
avg avg
Tv = (1 )Ts (8)
Chao and Trigger [183] and Komanduri and Hou [147] observed that for uniform heat partition,
matching of the temperatures at all the points on either side along the contact interface poses much
difficulty. Hence, they suggested for two sliding bodies a nonuniform heat partition factor be considered.
Thus, it necessitated to match the temperature rise everywhere along the width of contact on either side
of the interface. For a variable heat partition factor, Chao and Trigger [183] proposed two different
approaches. In the first approach, a discrete numerical iterative method is used for metal cutting
operation. This method is subsequently used by Ling [154] and Bos and Moes [180] for tribological
applications. The second approach applied functional analysis method, later elaborated by Komanduri
and Hou [147]. For the distribution of matching temperature rise at the contact interface, Komanduri
and Hou [147] applied a polynomial function given by
x m
i
i1 = 1 + 1 21 (9)
w
x m
i
i2 = 2 + 1 + 21 (10)
w
In Eqs. (9) and (10), the terms 1 and 2 represent average heat partition fractions over the sliding
contact area of contacting bodies 1 and 2, respectively. i1 and i2 are the local heat partition fractions
at the point xi . 1 designates the maximum trial-and-correction factor at xi = 0. w is the width of
contact area, and m is a constant to be determined by trial and error method. Accordingly, Komanduri
and Hou [147] proposed an analytical solution for the temperature rise distribution that revealed the
effect of sliding speed, length of the heat source, duration of contact, and thermophysical properties of
the two sliding bodies on the heat partition fractions. The results are reported to be in good agreement
with those of their analytical formulation [184], FEM results of Kennedy [185], and experimental results
of Floquet et al. [182]. Sun et al. [178] developed an expression for transient heat partition factor of the
form
s1/2 a5/2
1
(t) = 1 2 ML ; M = 1.886 (11)
cs3/2 + ds + es1/2 + f s
1/2
In Eq. (11), L1 is the inverse Laplace transform, s is the Laplace transform variable, c, d, e, and f are the
functions of contact dimension a, sliding velocity s , and thermal diffusivity . The development
of the above equation is given in details by Sun et al. [87] and Sawley [177].
Gupta et al. [173] used finite element method to show that 29% of the frictional heat deposited on
the wheel surface is conducted to the rail. They used a heat partitioning factor, = 0.36. However,
their model excludes heat loss from the wheel by convection and radiation. Jergeus [186] assumed heat
partition as a function of temperature of the sliding wheel in using finite element method. Kennedy et al.
[187] observed that at high sliding velocities, the finite element model for heat partition becomes prone to
numerical oscillations due to the dominance of convective diffusion terms. To overcome these, Kennedy
et al. [102] used a special time-space quadrilateral element (DCC2D4 in ABAQUS), introduced by Yu
and Heinrich [188, 189], for convection/diffusion problems. They [102] considered a Hertzian pressure
distribution over the contact area and obtained heat partition factor using a 2D finite element analysis
treating the temperature to match everywhere of the wheel and rail contact zone.
Vernersson [34] sugessted a 2D finite element model to estimate the heat partition factor between
brake block and wheel coupled with thermal contact resistance as shown in Figure 6. Unlike previous
FEA studies [102, 173, 186189], this formulation included convection and radiation effects of heat
transfer to the surrounding. This model is capable of handling both drag and stop braking, and therefore,
useful to determine the temperature history during a full train route. Laraqi [190] investigated the effect
12 J. P. SRIVASTAVA ET AL.
Figure 6. Schematic representation of heat partitioning between brake block and wheel coupled through thermal contact resis-
tance (modified from [34]).
of contact size and velocity on thermal contact resistance of sliding bodies. A decrease in resistance is
reported with an increase in sliding speed and contact size.
Berry and Barber [181] developed an alternative specimen geometry that permits the division of
frictional heat between sliding solids of various materials experimentally. They also characterized the
microscopic thermal resistance at the surface of a sliding solid for several types of asperity interactions.
Some of the most important expressions of the heat partition factor, used by different authors are given
in Table 3. The generated heat at the brake blockwheel sliding interface is decayed through the colder
rail. This is termed as rail chill effect. The importance of rail chilling is dealt in the following section.
Thermal fatigue
Fatigue failures in the railwheel may arise from cyclic rolling contact stresses and thermal loads. The
influence of rolling contact loading and thermal loading is considered in the fatigue failure study, treating
them as separate phenomenon [3]. Recently, Vernersson et al. [122] expressed a contrary view that rolling
contact loading and thermal loading are mutually influential to tread damage. In fact, thermal loads
between wheelrail and wheelbrake block in brake-applied condition further aggravate RCF [198].
Moyar and Stone [10, 50] demonstrated the contribution of thermal and other loads in the formation
of surface fatigue cracks through multiaxial fatigue criterion developed by Socie [199]. According to
14 J. P. SRIVASTAVA ET AL.
Moyar and Stone [10], fatigue strength of the material drops when temperature rises and negligible
fatigue damage occurs from cold wheel running condition. The combined effect of cyclic rolling contact
and increased temperature escalates the wheel tread plastic deformation relative to the loads acting
separately. These in turn produce tensile residual stresses in the wheel tread during their cooling cycle.
Such conditions promote the formation of thermal crack and mechanical cracks as well.
For the cyclic contact loading, Johnson [57] explained four possible ways the contacting material can
respond. The ways are perfectly elastic, elastic shakedown, plastic shakedown, and ratchetting, shown in
Figure 8. If the maximum stress of the target material in a cycle remains within the linear elastic regime,
the behavior is stated to be perfectly elastic. During the initial load application cycles, the steady cyclic
maximum stress exceeds the materials yield limit, but the nominal stress remains within its elastic limit,
elastic shakedown occurs. The steady cyclic load when exceeds the elastic limit, it produces additional
plastic deformation giving a closed plastic stressstrain loop of loading and unloading cycles. This
cancels the net unidirectional plastic strain accumulation to result in zero plastic deformation. This
process is termed plastic shakedown. When the load magnitude becomes severe, elastic shakedown
does not occur. Then every load cycle induces accumulation of plastic deformation eventually, the
deformation exceeds materials ductility, producing rupture. This process is designated by ratchetting
or incremental collapse.
Once cyclic loading activates plastic deformation in the material, their stress measure fails to reveal
its influence on fatigue life. Rather, equivalent strain criterion helps prediction of life estimation.
Cvetkovski et al. [120] characterized thermal damage for two different steels, in the temperature of
500725 C, which forms their durability study of railway wheel sets. They identified a loss in fatigue
life due to softening induced by cementite spheroidization of the original pearlitic railwheel materials.
Thermal contact fatigue is extensively studied by Lundn [200] and Mcdowell and Moyar [201]. For
the prediction of fatigue mechanism involved in railway track, a shakedown map is used by many
researchers [47, 57, 202, 203]. Significant contributions in this direction are documented by the railway
mechanics research group (CHARMEC) working at Chalmers University of Technology, Sweden. Based
on their fatigue index (FI) parameter, that represents the magnitude of the largest subsurface Dang Van
equivalent stress, Ekberg et al. [204] categorized railwheel fatigue damage in three different classes.
They are surface-initiated fatigue, subsurface-initiated fatigue, and fatigue-initiated at deep defect. The
associated mechanisms for their occurrence are given in Table 4.
In Table 4, ys is the yield shear limit of the material, aDV is a material parameter, h is hydrostatic
stress, e is the equivalent fatigue limit, F th is a function of the position of the defect below the wheel
tread, size of the defect, and load history. Fx , Fy are tangential loads in the lateral and longitudinal
directions, respectively, and Fz is the vertical load. signifies the utilized friction coefficient and is
Figure 8. Schematic representation of possible ways the contacting material responds under cyclic loading (modified from [57]).
JOURNAL OF THERMAL STRESSES 15
Table 4. Fatigue damage classification and their condition for the occurrence [204, 205].
Damage pattern Cause Threshold value of FI
2 abys
Surface-initiated fatigue Initiated by ratchetting and/or low FIsurf = 3Fz > 0; =
cycle fatigue (LCF) of material q
Fx2 +Fy2
Fz
Subsurface-initiated fatigue Combination of high vertical loading, FIsub = 4Fzab 1 + 2 + aDV h >
bad contact geometry (giving a small e
contact patch) and locally low fatigue
resistance of the material (e.g., because
of microscopic manganese sulphide
inclusions)
Fatigue initiated at deep defects Results from high cycle fatigue (HCF) FIdef = Fz > Fth
or locally at the LCF stemming from
a combination of high vertical loading
and relatively large material inclusions
of about a millimeter size
Figure 9. Schematic representation of shakedown map with work point (WP) indicated by x (modified from [204]).
Figure 10. Schematic representation of surface initiated fatigue crack growth (modified from [3]).
Figure 11. Schematic representation of the mechanism of entrapped fluid pressure driven crack extension (modified from [3]).
typically occurs by detachment of a piece of the surface material as the crack deviates toward the surface
[3].
To study the propagation of cracks, fracture mechanics models are suggested in [67, 220, 221, 229
236]. Analytical models [237] include simplifications, like 2D loading, simplified crack in the contact
zone, and elastic conditions. For more realistic results, FE analysis [9, 68, 220, 237239] and boundary
element modelling [209, 224] are extensively used. The presence of pressurized fluid acting to open the
crack or a fluid acting as a crack face lubricant is the commonly accepted mechanism of crack growth as
shown in Figure 11. These effects cause a marked increase in the Mode I stress intensity factor (SIF).
In the absence of trapped fluids, crack propagation by Mode I is suppressed as a result of high contact
pressure at the contact region. In such situation, crack mainly propagates under mixed Mode II and
Mode III [3] loadings. Peng et al. [2, 9, 233], Peng and Jones [240] discussed the thermal fatigue crack
growth in the railway wheels under different braking (drag and stop) conditions in several of their work.
From generalized FrostDugdale approach, these authors modeled thermal fatigue crack law involving
the effect of rail chill phenomenon. The consequent law is stated in Eq. (19). The results indicated crack
growth to be greater in drag braking case than in the case of stop braking.
da 1
= C a(1 /2) 1K Kmax (19)
dN
The notations used in Eq. (19) are defined in the nomenclature. To investigate rail cracks subjected to
combined thermal and contact loadings, Fletcher [209] considered boundary element modeling. He
obtained SIF values at three different temperatures (20, 500, and 1000 C). His predicted peak SIF values
are found to be insufficient to cause crack growth at 20 and 500 C contact temperatures. However, for
the case of 1000 C, the predicted SIF approaches the fracture toughness values of typical rail steels very
closely.
Wheelrail defects arising from thermomechanical loading, their characterization, and mitigation
measures are summarized in Table 5 for consolidation of their salient information.
Table 5. Defect characterization, causes, their harmful effects, and mitigation measures.
18
Discussions
This article presents a systematic technical review on the influence of thermomechanical load in
producing variety of defects and means of quantifying the temperature rise at the wheelrail contact
interface. The phenomena like hotspot, shelling, spalling, and corrugation are elaborated to specify their
importance in safe and trouble-free operation of the railway transport system. The most common cause
for the localized temperature rise can be found in brake application conditions. Corresponding heat
transfer conditions are capable to initiate thermal fatigue load on the top of traction (frictional)-induced
contact fatigue load. The fundamental model for temperature estimation from the heat conduction law
assumes different shapes of heat sources on semi-infinite body as pioneered by Blok, Carslaw and Jaeger.
Researchers worldwide in tackling the brakewheelrail contact problems to reveal the mechanism and
condition for the onset of various defects later use this procedure with some modification. These are
addressed in this review work.
Frictional heat induced by braking causes rail chill effect responsible for crack formation by phase
transformation of pearlite steel to martensite. Associated heat transfer calculations primarily use heat
partitioning method of Blok and Jaeger by incorporating minor modifications to the problem boundary
conditions. The pertinent relations are given in Table 2. The present study intends to provide with
ready information on temperature rise calculation associated with running and stopping of railwheel
system. These in turn produce temperature-dependent defect formations and thermomechanical fatigue
crack growth. Fatigue mechanisms associated with surface, subsurface, and deep defects are addressed.
Cyclic (period or aperiodic) temperature rise modifies compressive contact stress distribution to induce
residual tensile stress along with a shear stress distribution. Life prediction relations based on ratchetting,
multiaxial fatigue damage model of Jiang and Sehitoglu [206], and LCF or ratchetting failure (RF) model
by Kapoor [121], given in Eqs. (15 or 16) and (17 or 18), respectively, are provided for users convenience.
Prediction of thermal fatigue crack growth involving the effect of rail chill under drag braking and
stop braking conditions as depicted by Peng et al. and Peng and Jones [2, 9, 233, 240] indicates that
crack growth is larger in the former case. Associated life estimation is given in Eq. (19). This abridged
article envisions enhanced research in future to ease maintenance and operation of entire rail transport
system.
Conclusion
The demand for higher axle load, safer and comfortable passenger, and freight movement requires
constant surveillance of wheelrail contact condition from its technological viewpoint. In order to bring
in as best possible details on thermal loads induced defects, including RCF, arising out of braking, are
presented. Means for temperature estimation evolved from the frictional contact heating are detailed
along with relevant relations to augment the scope of better utilization of available knowledge and
efficient use of material. This also may help to improve maintenance strategy. Defects occurring due
to temperature rise appear to have very significant implications for the overall economic operation of
the railway transport system. Their presence not only results in material loss but also generates noise and
vibration transmitted to the commuter as well as the surroundings of rail layout. Fatigue life estimation
involving rail chill effect and local plastic deformation producing ratchetting is delivered. Consequent
life estimation relations are also provided for completeness of this presentation. This review article keeps
in view that thermal load and the connected defects evolution to be considered together for the better
revelation of detrimental contact material responses.
The necessity to improve the railway system integrity, their reliability, reduce maintenance and
operating costs, increase reprofiling duration and extend better safety with comfort are all topics of
constant interest that demand incremental research. This process is still in progress. This article could
have not been presented without the contribution of many thousands of researchers and scientists around
the world. All the authors mentioned in reference are respectfully acknowledged. From a wide range of
20 J. P. SRIVASTAVA ET AL.
available resources, only the most relevant concepts and documents are cited in this review for fulfillment
of the presentation. It is expected that this abridged technical review will help to improve wheelrail set
design and performance standards to extend enhanced safety and comfort to its applicators and users as
well.
Nomenclature
a, b Length and width of contact ellipse
aDV Material parameter
a Initial semi crack length
A Contact area
Ab , Aw Area swept by contact at brake and wheel
b, c Fatigue strength and ductility exponent
B, L Dimensionless group similar to Peclet number
c, cb , cw Specific heat, specific heat of brake block and wheel
C Fatigue crack growth constant in the generalized FrostDugdale model
c, d, e, f Function of contact length, thermal diffusivity, and sliding velocity
E Youngs modulus
FP Fatigue parameter
FI Fatigue index parameter
FIdef Fatigue index parameter for deep defect
FIsub Fatigue index parameter for subsurface
FIsurf Fatigue index parameter for surface
Fth Function of the defect position, defect size, and load history
Fx , Fy , Fz Lateral load, longitudinal load, and vertical load
h Specific heating rate
J Material constant from tension/torsion test
K Thermal conductivity
Kb , Kw Thermal conductivity of brake and wheel
Ko (u) Bessel function (second kind)
Kmax Maximum stress intensity factor
1K Stress intensity value range
l Characteristic length of contact patch
Lcircum , Lmodel Length of wheel circumference and model
m Constant to be determined by trial and error method
M1,2 Thermal responsivity of body 1 and body 2
n Fatigue exponent
N Cycle number
Nf Fatigue life
NLCF Low cycle fatigue life
Nr Fatigue life based on ratchetting failure
P Applied load
Pe Peclet number
Pmean Braking pressure
Po Maximum contact pressure
qf Heat flux generated due to friction
q, qb , qr , qw Heat flux, heat flux entering brake, rail, and wheel
Rb , Rw Thermal resistance at brake and wheel
s Laplace transform variable
JOURNAL OF THERMAL STRESSES 21
S Slip ratio
t, Time and dimensionless time
t Time in contact of the point
T Temperature
TD1 , TD2x , TD2y , TD3 Temperature distribution in one dimension,
two dimensions along x and y directions, and three dimensions
To , Tm Initial and common temperatures at contact
Two , Tro Temperature of wheel and rail prior to contact
Tb , Tr , Tw Temperature at brake, rail, and wheel
Tv , Ts Temperature of moving and stationary bodies
avg avg
Tv , Ts Average temperatures of moving and stationary bodies
1T Peak temperature change
v Speed of heat source on the limiting plane along negative x direction
V Forward velocity
vs Sliding velocity
w Half-width of the heat source in the direction of motion
w Specific weight
x, y, z Coordinate axes
Heat partition factor
1 , 2 Heat partition factor for body 1 and body 2
i1 , i2 Local heat partition factor for body 1 and body 2
1 Net contact angle for the brake block
1 Maximum trial and correction factor
Constant
1 Shear strain range
Thermal penetration depth
f Fatigue ductility coefficient
c Critical strain value
1r Ratchetting strain per cycle
1 Normal strain range
1p Compressive strain per cycle
, b , w Density, density of brake block and wheel
, w , b Thermal diffusivity, thermal diffusivity of wheel and brake
, l Wavelength and amplitude of corrugation
Coefficient of friction
Utilized friction coefficient
Normalized vertical load
ys Yield shear limit of the material
1 Shear stress range
, Dimensionless coordinates
, Generalized FrostDugdale fatigue crack growth equation exponent
e Equivalent fatigue limit
Pl Proportional limit
el Elastic limit
y Yield limit
pl Plastic Limit
h Hydrostatic stress
max Maximum normal stress
f Fatigue strength coefficient
22 J. P. SRIVASTAVA ET AL.
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