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To cite this article: I. Fustos, D. Remy, R. Abarca-Del-Rio & A. Muoz (2017): Slow movements
observed with in situ and remote-sensing techniques in the central zone of Chile, International
Journal of Remote Sensing, DOI: 10.1080/01431161.2017.1317944
Download by: [Cornell University Library] Date: 15 May 2017, At: 09:18
INTERNATIONAL JOURNAL OF REMOTE SENSING, 2017
https://doi.org/10.1080/01431161.2017.1317944
1. Introduction
Slow movement processes or soil slope deformation correspond to slow to extremely
slow deformation of valley or hill slopes formed of (usually cohesive) soils (Hungr,
Leroueil, and Picarelli 2014). Slow movement process (SMP) can occur due to gravita-
tional forces and other factors such as rainfall, earthquakes and human activities
(Varnes 1984). Many times, information of slow movement with extremely slow
velocities (<16 mm year1) are not always identied in eld (Blais-Stevens and
Couture 2009). However, slow movement are often known to be the cause of severe
damage to structures and infrastructures (Picarelli and Russo 2004; Mansour,
Morgenstern, and Martin 2011). For these cases, the relationship between slow move-
ment rates and the extent of damage to buildings can be evaluated using multi-
sensor data (Mansour, Morgenstern, and Martin 2011). These results allow a sound
Figure 1. Study zone with ERT prole locations and meteorological weather station (TIGO station).
4 I. FUSTOS ET AL.
2.2. Methodology
Two complementary techniques were applied to establish susceptibility maps (remote
sensing and in situ techniques). First, SAR measurements derived from satellite mission
sources aid in establishing deformation patterns. Second, in situ data was produced
using an ERT scheme. ERT is a useful technique that allows identifying soil relative
composition, considering their resistivity properties of soil at dierent depths (Kearey,
Brooks, and Hill 2002). The combined use of these two complementary methods will
provide us with an understanding of the hillslope dynamics that make up the study area.
2.2.1. SAR
SAR is an advanced tool used to measure relief. Currently, there are several techniques
that can process the synthetic signals sent by the radar (Caorio, Prati, and Rocca 1989;
Zhong and Liu 2010; Xu, Huang, and Deng 2011; Perna et al. 2014; Rodriguez-Cassola
et al. 2015). InSAR is a useful technology that makes use of the phase information
contained in SAR images. InSAR has been recognized as a potential tool for generating
digital elevation models (DEMs) and the measurement of ground surface deformations.
Likewise, many critical factors aect InSAR data quality and limit their applications. For
example, SAR calibration chain processing methods present various sources of uncer-
tainty, that is, the way in which signals in transit are aected by the impulse response of
all components in the system (Jager, Gabler, and Reigber 2014) or geometric calibration
(Mohr and Madsen 2001).
Thus, we used a standard processor from JAXA through its AUIG portal (Japan Space
Systems 2012b). SAR data are extremely sensitive to the loss of coherence, depending
on the radar band used (Massonnet and Souyris 2011). For example, C or X bands
experience losses in coherence in densely vegetated areas (Delacourt et al. 2009). For
this reason, we used the L-band data derived from Phased Array type L-band Synthetic
Aperture Radar or PALSAR (Table 1). Previously, PALSAR data were successfully used in
deformation studies in areas that contain vegetation similar to our study area (Lucas
et al. 2007; Hall et al. 2011; Schlgel et al. 2015; Chen et al. 2014). PALSAR data provide a
good temporal resolution (46 days), low incidence angle and high spatial coherence
between acquisitions (Japan Space Systems 2012a, 2012b; Chen et al. 2014). To avoid
tropospheric errors, atmospheric delay was analysed by global climate models with the
Python-based Atmospheric Phase Screen (PyAPS) (Jolivet et al. 2011). In cases when
delays in the interferogram due to the water content in the atmosphere were found,
these were corrected. The eects of speckle noise were eliminated by a low-pass or
multi-looking lter (Sandwell et al. 2008).
To study slow movement processes during extreme rainfall events in the study area
of 2006, we developed interferograms using PALSAR data. To avoid ambiguity errors
(Chul Jung and Alsdorf 2010; Ahmed et al. 2011) that can be misinterpreted as deforma-
tion process (Canaslan and Ustun 2012). We consider only interferograms with perpen-
dicular baselines lower than 1500 m. Similarly, low coherence values due to temporal
decorrelation were avoided, considering only interferograms of less than a year
(365 days) (Wei and Sandwell 2010; Ahmed et al. 2011). Interferogram noise was
eliminated using a Goldstein lter (Goldstein and Werner 1998). In the case of deforma-
tions over a 23.5 cm (2 phase for PALSAR), fringes were observed. Thus, a phase
unwrapping setting with coherence threshold of 0.3 for slow movement studies
(Schlgel et al. 2015) was used to obtain the deformation measurement (Japan Space
Systems 2012b). Finally, the linear trend in the phase associated with the orbit-drift error
was removed using a pixel as a character. We chose a point located at 73.02 W, 36.93S
that did not show any in situ evaluated deformation. Zones with deformation patterns
were complemented by ERT measurements (Jongmans and Garambois 2007).
2.2.2. ERT
The ERT allows estimating the electrical conductivity distribution in the subsurface
(Kearey, Brooks, and Hill 2002). The methodology establishes an electrical gradient
between two source electrodes and measures the resultant potential distribution at
two other receiving electrodes and repeating this procedure for many dierent elec-
trode combinations (Binley and Kemna 2005). Our study used proles through a con-
guration by a dipoledipole array. We performed two ERT inversions with 20 electrodes
spaced by 4 m equidistant. We injected DC voltage between two electrodes (rst dipole)
into the ground. The soil response between the other two electrodes (second dipole)
was evaluated. The measurements were transformed into a pseudo-resistivity model
(PRM). The PRM model was used as input data for a geoelectric resistivity inversion
model. Inversion was performed using a least-squares inversion model with 100 itera-
tions and smoothing. Results were compared with dierent soil resistivity values to
establish compositional proles (Kearey, Brooks, and Hill 2002). Deformation patterns
derived from InSAR and the proles generated via ERT were compared and associated
with precipitation records of the weather station of Transportable Integrated Geodetic
Observatory (TIGO station) at 73.03 W, 36.84 S. The rainfall gap was lled using
Weather and Research Forecast (WRF) model validated in previous studies (Fustos
et al. 2013).
3. Results
3.1. InSAR analysis
Deformations observed with the InSAR technique showed maximum deformation rates
from 15 cm in the hillslope during intense rainfall periods (JuneAugust). Three macro
zones distributed from north to south were established. These sectors (named , , and ,
respectively) are located near populated areas (Figure 2(ad)). The zone, emplaced in
an intrusive formation (blue rectangle in every gure), showed the deformation asso-
ciated to slow movements (Figure 2(ad)). The deformation zone was found over an
extraction quarry zone (36.870831 S, 73.026384 W). Nevertheless, no signicant
changes on the surface associated with slow movement processes were observed during
6 I. FUSTOS ET AL.
300
200
100
0
Jan Mar May Jun Aug Sep Nov
Month
200
Hourly rainfall records (mm)
150
100
50
0
Jan Mar May Jun Aug Sep Nov
Months of 2006
Figure 2. (a) Precipitation Climatology versus the year 2006 measured atTIGO station. (b) Rainfall
data for 2006 year at daily scale. Stars correspond tothe acquisition dates of SAR data.
Figure 3. (a) Deformation (in metres) observed from June (orbit 2218) to August (orbit 2889). (b) The
zone is shown in blue, (c) the zone in green and the (d) zone in red. The star is the reference
point to remove the phase associated with topographic change.
Figure 4. (a) Deformation (in metres) observed between September (orbit 3560) and November
(orbit 4231). (b) The zone is shown in blue, (c) the zone in green and the (d) zone in red. The
star is the reference point to remove the phase associated with topographic change.
Through eld work, we have found that a tree trunk inclination is correlated with
deformation areas. InSAR results could establish a deformation process in the hillsides
that is associated with the slow movement that occurred in the JuneAugust period
(Figure 2(ad)). These results are consistent with the tree trunk inclination.
8 I. FUSTOS ET AL.
Figure 5. (a) Deformation (in metres) observed from August (orbit 2889) and September (orbit
3560). (b) The zone is shown in blue, (c) the zone in green and the (d) zone in red. The star is
the reference point to remove the phase associated with topographic change.
Meteorological in situ data shows that 2006 was an atypical year with a 179% surplus,
but only in June (Figure 1). Although surface runo prevails over inltration, increased
inltration takes place that cannot be challenged. These results are interesting because
inltration increases on the slope.
10
3000 1
30040000 0
0
125
Elevation (m)
00
100 400 0
2.0
10
00
30
120
0
1.5
14000
30 00
115 00 1.0
0.5
110
10 20 30 40 50 60 70
Profile length (m)
2006; Haylock et al. 2006); during the same period when deformation peaks are
observed (Figures 24). Deformation patterns in three areas were identied with
PALSAR data acquired for 2006. Uncertainties of deformation patterns wereevaluated
due to small spatial extent SI (10,50050,500 m2, Figure 8). Interferometric signal was
observed between June and August period (Figure 2(ad)) but during the August
September period (Figure 3(ac)). As the calculated perpendicular baseline was similar,
we discarded an eventually interferometric signal due to DEM errors. Post-processed
results allowed the keeping phase values of deformation on the hillslope. Therefore, the
deformation patterns can be associated with slow movements re-activated by rainfall.
Through our achieved results, we propose that intense rainfall periods activate slow
movement. Deformation patterns were found during the winter season (Figures 24).
Nevertheless, remote-sensing studies have not shown the existence of consistent fault
geometry (if it ever takes place), and thus these hypotheses are inconclusive. Therefore,
the internal slope geometry becomes useful information.
An ERT technique was applied in order to understand the internal slope geometry
and their compositional variation. Two ERT proles showed a silt layer that begins at
60 cm conrmed with a visual inspection. Prole 1 shows resistivity proles with values
less than 50 m, which was related to the saturated silt presence and is consistent with
the literature (Arias et al. 2012). Moreover, lower resistivity values can be correlated to
saturated silty bodies (little-perched aquifers, Figure 5). Previous ERT results found
resistivity shape of perched aquifers correlating resistivity values in other studies
(Drahor et al. 2006; Gunn et al. 2014; Gardi 2014). Water storage as perched aquifers
can generate additional loads over the slope, generating a slow movement (Gardi 2014)
10 I. FUSTOS ET AL.
in zone (Figure 4(ad)). For example, prole 1 has the exact shape that we interpreted
as perched aquifers. This is consistent with the existence of sub-supercial water
reserves in the zone (Naranjo, Arenas, and Ramrez 2006). Fractured rock structures
were observed at dierent relative depth due their resistivity values of 3000 m. Rock
associated with basement terrain showed greater values. Nevertheless, the low resistivity
was found due to weak weathering that aected the geological formation in depth.
We observed that prole 2 showed an isocurve with resistivity of 100 m that
becomes deeper, which was consistent with a sliding plane model caused by a rota-
tional mass removal process. This is because the shear zone has a higher medium
porosity; thus, the resistivity increases locally. From a hydrological perspective, prole
2 has a lower storage capacity compared to prole 1. Moreover, prole 2 does not have
perched aquifers, as prole 1 does. Finally, a low storage capacity implies that in similar
rainfall conditions, prole 2 experiences density increases, causing a load of tension
along the incline.
Complementary results show evidence that deformation takes place when water
inltrates a few decimetres into the slope during the winter season. An inner mass
increase aects the slope due to the heavy rains (Antnez and Felmer 2009), generating
an additional load on the slopes (Yalcin 2007). The silt layer, like perched aquifers, retains
the water, unlike a clay layer (Figure 4(ad)) (Ali et al. 2014; Ng et al. 2015). Similarly, the
pores pressure experiences an increase due to soil saturation, which leads to a decrease
in the eective stress (Flemings et al. 2008; Nian et al. 2013; Perrone, Lapenna, and
Piscitelli 2014). The ERT results reveal that a clay layer exists beneath the silt layer.
Previous explorations support the clay hydrophilic predominance in the soil composition
(Sobarzo, Villalobos, and King 2011). The clay layer can act as a lubricant, decreasing the
value of the internal friction angle during rainfall periods (Al-Shayea 2001; Ali et al.
2014).
Therefore, spatial variability in resistivity values of the proles can be interpreted
as layers or bodies of dierent composition (Figure 5). Currently, studies of slow
movement are focused only in landslides and mudslides in the zone (Mardones and
Vidal 2001; Naranjo, Arenas, and Ramrez 2006; Mardones Flores and Rojas Hernndez
2012). These studies were developed due to direct eld evidence. Nevertheless, for
our study zone, our work supports a sound understanding of slope processes using
an integration of two methodologies. Our interpretation suggests that deformation
patterns are related to slow movement supported by eld evidence. Therefore, we
see a new type of mass removal process for the area. Future research is needed that
uses the hydrologic approach in order to understand the moisture eect on the
slope. In cases of hydrological studies in ungauged small-scale basins, hydrological
modelling can quantify the spatiotemporal evolution of water with low levels of
uncertainty (Willmott, Robeson, and Feddema 1994; Mascaro, Vivoni, and Mndez-
Barroso 2015; Zapata-Rios et al. 2015). Thus, our results could be integrated into
administrative policies to mitigate the hazards endangering this zone.
5. Conclusions
Two complementary methodologies were integrated to study slow movement in the
south-central Chilean zone (South America). First, InSAR chain processing was used to
INTERNATIONAL JOURNAL OF REMOTE SENSING 11
85
3.0
0
0
10
400
00
10
30
100 40 0
80 2.5
00
10
0
300
0
Elevation (m)
40
00
00
10
75 1 2.0
400 00
0 30
100
400
0
10
0 1.5
70
300
00
10
400
100
1.0
00
65
30
00
400
10
0.5
0
50
10
60
10 20 30 40 50 60 70
Profile length (m)
study surface deformation patterns derived from PALSAR data. Second, ERT was used to
dene the relative spatial variation of soil composition.
Deformation pattern delimitation was developed using the Interferometric technique
SAR (InSAR). Those patterns are associated with slow processes that were triggered by
the atypical period of heavy rainfall during 2006. Deformation processes were intensied
between June and September, which were associated with months of intense rainfall
(Figures 2(ad) and 7(a,b)). These deformations are not consistent with fast movements
observed in independent studies (Alarcn 1995; Mardones and Vidal 2001, Mardones
and Vargas 2005; Naranjo, Arenas, and Ramrez 2006).
Remotely sensed data was complemented by ERT allowing the identication of
internal slope composition. Results showed that these zones contain structures com-
posed of silt and clay. Compositional results suggest that clay acts as a lubricant, driving
possible slow movement dynamics. The zone with low weathered soil depth (prole 2)
has low water capacity. Local compositional variation generates an increase in the
density, triggering an overload in the silt zone during heavy rain conditions. Moreover,
the clay zone presents a decrease in the internal friction angle when there is an increase
in the water content during the periods of heavy rain (Al-Shayea 2001; Ali et al. 2014).
Two ERT proles show a silt layer that starts at 60 cm, which was conrmed with a visual
inspection. Mardones and Vidal (2001) reported a hydrophilic clay layer that should act
as an impermeable medium during heavy rainfalls (Yalcin 2007; Ng et al. 2015). Both
proles show the same resistivity structure (Figure 6). These hypotheses are supported
12 I. FUSTOS ET AL.
Acknowledgements
The anonymous reviewers and editor are appreciated for their helpful remarks, insights and
suggestions, which improved the quality of this study. This work was partially done during the
stay of the rst author in the Legos laboratory (Observatoire Midi-Pyrenees, Toulouse-France). The
authors acknowledge the signicant contribution of J-C Sourys and J-F Cretaux both from CNES.
Ivo Fustos holds a CONICYT (Chilean research Grant) fellowship (Doctoral scholarship 21.120.451)
and CORFO (project 13671-EM.CIE). The data used in this work were acquired as part of the
activities of NASAs Science Mission Directorate, and are archived and distributed by the Goddard
Earth Sciences (GES) Data and Information Services Center (DISC). This work was carried out on the
computer nodes of the department of geophysics (DGEO) and Centro de Investigacin en
Ingeniera Matemtica (CI2MA), Faculty of Mathematical and Physical Sciences at University of
INTERNATIONAL JOURNAL OF REMOTE SENSING 13
Concepcin, Chile. Professional English edition by Mr Ian Scott Kinney was funded by Vicerrectora
de Investigacin, Universidad de Concepcin.
Disclosure statement
No potential conict of interest was reported by the authors.
Funding
Ivo Fustos holds a CONICYT (Chilean research Grant) fellowship (Doctoral scholarship 21.120.451)
and CORFO (project 13671-EM.CIE). Professional English edition by Mr Ian Scott Kinney was funded
by Vicerrectora de Investigacin, Universidad de Concepcin.
ORCID
I. Fustos http://orcid.org/0000-0002-3542-5477
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