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Neurosurg Clin N Am 15 (2004) 269288

Functional imaging and the neural


systems of chronic pain
Sean C. Mackey, MD, PhDa,b,c,*, Fumiko Maeda, MD, PhDd
a
Division of Pain Management, Department of Anesthesia, Stanford University Medical Center,
Boswell S268C, 300 Pasteur Drive, Palo Alto, CA 94305, USA
b
Stanford Pain Management Center, Stanford University Medical Center,
300 Pasteur Drive, Palo Alto, CA 94305, USA
c
Regional Anesthesia Services, Stanford University Medical Center, 300 Pasteur Drive, Palo Alto, CA 94305, USA
d
Department of Psychology, Stanford University, Jordan Hall Building 420, Stanford, CA 943052130, USA

Pain aects hundreds of millions of people parameters that are dicult to measure and place
worldwide and is the primary complaint resulting a value on.
in physician visits and health care resource use [1]. Despite signicant progress in the understand-
The importance of pain as a major worldwide ing of the molecular and cellular mechanisms of
health care problem has been recognized by the pain, there are still millions of people who live
World Health Organization [2], and the need for with chronic pain.
further research into its mechanisms and control
was recognized by the US Congress in its decla-
ration of the years 2001 through 2010 as the Pain versus nociception
Decade of Pain Control and Research [3]. Pain has been dened by the International
The presence of pain and its inadequate Association for the Study of Pain (IASP) as an
treatment in a variety of clinical settings have unpleasant sensory or emotional experience asso-
a signicant societal impact. Pain contributes to ciated with actual or potential tissue damage, or
the overall economic burden of disease through described in terms of such damage [6]. This
increased direct medical costs caused by addi- denition characterizes pain as a subjective expe-
tional health care resource use. Furthermore, pain rience that is private and specic to the individual
has been reported to be the primary reason for involved. Unfortunately, unlike many diseases we
absenteeism and on-the-job loss of productivity, treat, such as hypertension or diabetes, there is no
resulting in high indirect costs [4]. It has been direct reproducible measurement we can make to
estimated that the cost of health care, compensa- measure a patients pain. We are left with the
tion, and litigation resulting from pain is more notion that pain is whatever the patient tells us
than $100 billion annually in the United States [5]. and attempting to correlate our objective mea-
In addition to direct and indirect costs, pain surements (physical examination ndings, imag-
has a signicant impact on individuals and their ing results, and laboratory tests) with the
families, aecting functionality and quality-of-life subjective data. Further complicating the problem
is the notion that in the clinical arena, pain is
often confused with the concept of nociception,
This work was supported by a grant from the
which are the neural signals generated and trans-
Foundation for Anesthesia Education and Research. mitted to the spinal cord and brain in the face
* Corresponding author. of stimuli that are tissue damaging or poten-
E-mail address: smackey@stanford.edu tially tissue damaging. Pain, in contrast, re-
(S.C. Mackey). quires an intact brain present to process these
1042-3680/04/$ - see front matter 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.nec.2004.03.001
270 S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288

nociceptive signals and translate them into a sub- premise that these models can serve as surrogate
jective experience. assays that allow us to understand the mecha-
The distinctions between nociception and nisms of pain and predict the ecacy of pharma-
pain are of particular relevance when discussing cologic agents [8]. In contrast to the polymorphic
chronic pain states in which there may be the pre- nature of pain that is described in human beings,
sence of pain but without evidence of tissue damage. pain in animals can only be examined by their
These nonnociceptive or neuropathic pain con- reactions to various chemical, thermal, and me-
ditions are often the result of damage or abnormal chanical stimuli, with the latency or nature
activity within the neural systems involved with of response altered in the pain state [9]. The
the nociceptive transmission circuits or the pain published reports on animal models of pain are
modulatory circuits within the spinal cord or mostly represented by acute and tissue injury
brain. Indeed, it is damage to the same peripheral models [10]; of these, the tail-ick and hot-plate
and central pain pathways that conveys nocicep- tests remain the most commonly used, with a pro-
tive signals to warn us of actual or potential tissue gressive increase in the use of the formalin model
damage. In the case of neuropathic pain, however, and the various tests that involve withdrawal of
these signals have no benecial survival value to the paw from mechanical stimuli or tactile allo-
impart. These neuropathic pain conditions are dynia (ie, the abnormal response and change in
insidious in that they are often associated with threshold to nonnoxious stimuli) [10]. In addition,
depression, anxiety, decreased libido, altered ap- tests that are usually based on intradermal or
petite, and sleep disturbances [7]. intraperitoneal injections of an irritant or foreign
Neuropathic pain can result from injury or chemical agent as the nociceptive stimulus are
trauma (eg, surgery), infection (eg, postherpetic used as models of tonic pain and not of chronic
neuralgia), endocrine disorders (eg, diabetes, hy- pain, because the duration of the behaviors is
pothyroidism), demyelination (eg, multiple sclero- short, usually minutes or tens of minutes. Intra-
sis), errors in metabolism, degenerative disorders capsular administration of urate crystals,
(eg, Parkinsons disease), or damage directly to Freunds adjuvant, capsaicin, or carrageenin for
the spinal cord or brain (eg, thalamic stroke) [7]. weeks [1113] is closely related to models of tonic
As an example of neuropathic pain, a patient who pain but is used as a chronic inammatory pain
experiences a thalamic stroke may complain of model [14,15]. Finally, a variety of animal pain
deep aching pain within his/her arm (thalamic models have been developed that use injuries to
pain syndrome) that the patient believes is being peripheral nerves, such as the sciatic nerve, or to
caused by a torn muscle. This helps to explain the the spinal cord to produce temporary or perma-
portion of the IASP pain denition that includes nent behavioral hypersensitivity, such as allodynia
or described in terms of such damage. Although or hyperalgesia (ie, a decrease in the latency of
the previously mentioned neuropathic pain states response to normally noxious stimuli) [9]. Hyper-
are traditionally thought of as having a centralized sensitivity caused by peripheral nerve injury
component, recent investigation using functional develops over several days after the injury and
neuroimaging techniques demonstrates that can lead to chronic pain [16]. In pain patients,
chronic pain conditions commonly thought to be especially those with below-level pain after com-
primarily a nociceptive problem may have a large plete spinal transsection, there can be a dissocia-
centralized component. These conditions, which tion between reported chronic pain and elicited
include chronic low back pain (CLBP), bromyal- nociception that is not possible to dierentiate in
gia, irritable bowel syndrome, and complex re- animals [17,18]. In summary, whereas animal
gional pain syndrome (CRPS)/reex sympathetic models have contributed much to the understand-
dystrophy (RSD), are discussed later in this ing of the mechanisms of pain in human beings,
article. applying ndings from animal studies to clinical
states of pain must be interpreted with caution.
The animal models do not capture the complex
pain experience that includes psychophysiologic,
Experimental pain models
psychologic, and environmental factors. (For an
The development of experimental pain models excellent review of animal pain models, the reader
has contributed signicantly to our knowledge of is referred to the article by Le Bars et al [10]).
supraspinal mechanisms of pain. Animal models Taking these factors into account, human pain
of pain have been used extensively based on the models may act as a bridge between animal
S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288 271

research and understanding the mechanisms un- painful stimuli being applied. The gate-control
derlying clinical pain states. Studies of human theory, which was rst proposed by Melzack and
pain models are of signicant importance in that Wall [22] in 1965, explains this phenomenon and
one can study the cognitive and aective aspects states that nerve impulses evoked by injury are
that are often dicult if not impossible to de- inuenced in the spinal cord by other nerve cells
termine with animal pain models. Research of that act like gates, either preventing the impulses
human pain models also has an advantage over from getting through or facilitating their trans-
studies of clinical populations. Many prevalent mission. Large- and small-diameter nerve bers
pain disorders are multifactorial or complex, project to the substantia gelatinosa of the spinal
that is, they develop from the combined action of cord, which, in turn, projects nerve bers to the
many genes, risk-conferring behaviors, gender, central nervous system (CNS), where these signals
culture and environmental factors (eg, medication are integrated. Whereas small-diameter nerve
or other forms of treatment), and comorbid bers (nociceptive bers) have an excitatory input,
diseases [19]. Although clinical studies are impor- large-diameter nerve bers have an inhibitory
tant and yield valuable ndings, such research is input onto spinal cord transmission cells, which
often compromised because of this complexity. project into the CNS. Small-ber aerent pain
Because the links between peripheral pathology; stimuli can be modulated by these large-ber
central neurobiology; and the associated sensory, aerent stimuli and other descending spinal path-
motor, autonomic, mood, and cognitive signs and ways so that their transmission to ascending
symptoms are unknown, experimental pain mod- spinal pathways is blocked (gated).
els provide insight into complex processes of More specically and from a neuroanatomic
clinical pain by simplifying and parsing out the and physiologic perspective, noxious stimuli are
multifactorial processes involved in pain. Human transmitted from the peripheral nociceptor
pain models often use noxious thermal and through thinly myelinated Ad and unmyelinated
electrical pulses, topical or intradermal injection C-bers that terminate in the dorsal horn of the
of the irritant capsaicin [20], or third molar spinal cord [23]. Neurons in the dorsal horn
extractions [21]. Dierent human pain models, responding to noxious stimuli are located in the
however, induce distinctly dierent pain attributes supercial aspects of the dorsal horn (lamina I),
and thereby approximate processes that may or whereas wide dynamic range (WDR) neurons
may not be universally applicable to all clinical responding to noxious and nonnoxious stimuli
pain conditions. This needs to be taken into are located in the deeper dorsal horn (lamina IV
account when studying pain processing using and V) [24]. Axons from secondary interneurons
human pain models [9]. Therefore, an integrative cross the midline within one or two segments and
approach using various experimental pain models ascend in spinal-cortical pathways, with the most
as well as clinical populations is necessary in commonly recognized being the spinal thalamic
understanding the physiologic, anatomic, and tract (STT). Axons in the lateral STT originate
functional properties of pain processing. To this mainly from lamina I neurons, whereas anterior
end, recent advances in functional imaging are of STT axons originate from deeper dorsal horn
particular interest, because functional imaging neurons. Nociceptive signals continue to course
provides us with means to bridge between animal cephalad until they synapse in the thalamus.
and human pain models and clinical pain states. It Thalamic nuclei then project the nociceptive
allows us to investigate the neural plastic changes signals to cortical and subcortical targets, where
that occur in chronic pain conditions more fully; further processing occurs, nally resulting in the
to account for the complex cognitive, emotional, perception of pain. At all levels, these ascending
and environmental inuences on pain; and to nociceptive signals may be modulated by descend-
study the eects of therapies on the perception ing projections.
of pain. There is a substantial neurophysiologic litera-
ture exploring the central representation of pain
[25,26] by brain regions associated with sensory,
discriminatory, aective, and motivational func-
Central processing and perception of pain
tions, comprising a pain matrix of brain regions
As we all know from our own experience, our [25,27,28]. Indeed, methods other than functional
perception of pain is not directly proportional to neuroimaging have provided signicant informa-
the extent of the injury or the intensity of the tion regarding the role of supraspinal structures in
272 S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288

the processing and perception of pain. Electro- tive and aective processes that modulate the
physiologic techniques and anatomic tracing perception of pain (Fig. 1) [53].
methods have conrmed and expanded on many
of the classic pathways and revealed a multitude
of additional ascending and descending tracts and Signicance of functional imaging research
structures [7].
It has been proposed that the pain matrix Functional neuroimaging studies of pain in
comprises at least two main systems working in human beings provide us with an opportunity to
parallel called the lateral and medial pain systems study the normal and abnormal pain mechanisms
[27]: the lateral pathway is responsible for com- and the multidimensional experience of pain inu-
municating the sensory-discriminative compo- enced not only by the nociceptive signals but by the
nents of pain, and the medial pathway is central mechanisms of attention, anticipation,
responsible for the aective, motivational, atten- mood, and memory of past experiences, which
tional, and evaluative components of pain pro- are all known to inuence the perception of pain.
cessing. Recent animal studies reveal that the Isolating each of these factors has been challeng-
ascending nociceptive and descending modulatory ing, and discrepancies in the results of some of the
pathways may contribute to the aective-motiva- earlier imaging studies may have resulted from
tional aspects of pain and play a critical role in the dierence in various methodologic issues, such as
modulation of pain [2934]. In addition to the imaging techniques, behavioral and psychophysi-
classic spinothalamocortical nociceptive projec- cal measures, populations studied, and type of pain
tions, there is a nociceptive pathway that origi- studied. Proper design of neuroimaging studies to
nates in the dorsal horn of the spinal cord, isolate and control for the sensory, cognitive, and
ascending to the dorsocaudal medulla (subnucleus aective factors is essential to achieve interpretable
reticularis dorsalis), then to the ventromedian results. With increasing collaboration across dis-
nucleus of the thalamus, and nally to the ciplines, such as anatomy, anesthesiology, cogni-
dorsolateral frontal lobes [35]. Other pathways tive neuroscience, neurology, neurosurgery, and
project from the spinal cord to the hypothalamus physiology, neural mechanisms of pain are becom-
and amygdala via the parabrachial nucleus ing better understood. Findings from functional
[36,37], to the frontal cortices via the parabrachial neuroimaging studies may not only ll the gap
nucleus and intralaminar thalamus [3840], and to between the results from animal and human re-
the basal forebrain via the parabrachial nucleus search but may yield important information to
and the central nucleus of the amygdala [38,39]. guide new directions in clinical practice.
Descending pathways project from pain-related
cortical areas, such as the somatosensory areas,
the insular cortex, and the medial prefrontal Functional neuroimaging of pain
cortex (PFC) to the periaqueductal gray (PAG)
Brain regions involved in pain perception
[41,42]. In addition, descending projections are
found from multiple areas of the anterior cingu- Recent investigations using functional imag-
late cortex (ACC), an area that receives spinotha- ing techniques (functional magnetic resonance
lamocortical nociceptive input [29]. Recent work imaging [fMRI], positron emission tomography
on pain-induced avoidance behavior [4345] and [PET], single-photon emission computed tomog-
opioid- and cannabinoid-dependant pain modu- raphy [SPECT], high-density electroencephalog-
lation [46,47] shows the role of higher order raphy [EEG], and magnetoencephalography
cerebral structures, such as the amygdala and [MEG]) have identied a variety of cortical and
rostral ACC in receiving and integrating nocicep- subcortical structures involved with the cerebral
tive information to regulate behavior. Other response to nociceptive stimuli in human beings.
areas, such as the PAG, nucleus raphe magnus, These structures include the primary (S1) and
insular cortex, and medial PFC, also play key secondary (S2) somatosensory cortices, thalamus,
roles in descending mechanisms that modulate ACC, and insular cortex [5477]. Less commonly
spinal nociceptive activity [33,4852]. These net- found, and still somewhat controversial, are areas
works of brain regions may contribute to the like the supplementary motor area (SMA), pre-
cognitive and aective aspects of pain and to the motor cortex, PFC, parietal cortex, midbrain,
interactions between the sensation of painful basal ganglia, amygdala, cerebellum, and striatum
stimuli, subjective perception of pain, and cogni- (Fig. 2) [55,5964,66,69,71,73,7585].
S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288 273

Fig. 1. (Top) A schematic used to illustrate interactions between pain sensation, pain unpleasantness, and secondary
pain aect (solid arrows). Neural structures likely to have a role in these dimensions are shown. Nociceptive or
endogenous physiologic factors that inuence pain sensation and unpleasantness (dashed arrows) are shown. (Bottom)
Schematic of ascending pathways, subcortical structures, and cerebral cortical structures involved in processing pain.
PAG, periaqueductal gray; PB, parabrachial nucleus of the dorsolateral pons; VMpo, ventromedial part of posterior
nuclear complex; MDvc, ventrocaudal part of the medial dorsal nucleus; VPL, ventroposterior lateral nucleus; ACC,
anterior cingulated cortex; PCC, posterior cingulated cortex; HT, hypothalamus; S1 and S2, rst and second
somatosensory cortical areas; PPC, posterior parietal complex; SMA, supplementary motor area; AMYG, amygdala;
PFC, prefrontal cortex. (From Price DD. Psychological and neural mechanisms of the aective dimension of pain.
Science 2000;288(5472):176972; with permission.)

The levels of activation of some of these the S1, ACC, and PFC in the high-sensitivity
structures found to be related to pain have been group [76]. These ndings are consistent with
shown to correlate with subjects perception of studies on patients who received neurosurgical
pain intensity and/or unpleasantness, suggesting deaerentation of the ACC for chronic intractable
that coding of pain perception occurs or is related pain, which reported that persistence of the
to these structures. Regions that correlated with experience of pain with the aective impact di-
pain perception are the ACC [80,86,87]; posterior minished [90], supporting the interpretation that
cingulate cortex [80]; contralateral S1 [86,87] and BA24/ACC areas are associated with subjective
S2 [59,60,86]; medial PFC [80,87]; insular cortex changes in pain unpleasantness. With regard to
[87]; parietal [59,60,80], SMA [80,86], motor pain intensity and not unpleasantness, manipula-
cortex (MI) [80,86], and premotor areas [80,86]; tion of pain intensity produces changes mainly in
cerebellum [86]; putamen [86]; thalamus [86]; and the S1 [91], S2 [71] and insular cortex [71].
PAG (Fig. 3) [70]. Further support of the ACC Although part of the discrepancies in the
being involved in pain perception are studies of results may be attributed to the dierence in
hypnotic suggestion [88,89], which showed that imaging methods, pain stimuli applied, and psy-
specic manipulation of pain unpleasantness pro- chophysical and behavioral measurements ob-
duces signicant changes in the ACC. In addition, tained, these regions have repeatedly been shown
a recent study found that highly sensitive versus to be involved in pain processing. With regard to
lowly sensitive individuals show greater activity in the motor regions, there is some debate as to
274 S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288

against this claim). As the experimental designs


become more sophisticated, specically targeting
the cognitive and aective components of interest,
neural circuitry involved in (1) the sensory and
aective components of pain perception, (2)
dierent types of pain, (3) abnormal and normal
pain responses, and (4) the modulation of the
perception of pain are likely to be identied.

Spinal cord and brain stem imaging


The spinal cord and brain stem are critical
centers for nociceptive processing before sending
signals to the brain. They are also sites for
signicant functional abnormalities in chronic
pain states. Unfortunately, there are serious
challenges in using fMRI in these regions of the
CNS, which is why most neuroimaging studies
have involved the brain. Diculties in measuring
the blood oxygen leveldependent (BOLD) re-
sponse arise from periodic pulsatory motion of
the cerebrospinal uid (CSF) that surrounds the
spinal cord and brain stem as well as from
periodic respiratory and pulsatile cardiac move-
ment. This leads to degradation of the magnetic
resonance signal and to motion artifact. These
problems are compounded by the relatively small
diameter of the spinal cord.
Recently, these challenges to spinal cord im-
aging have been overcome by our laboratory [93]
as well as others [94,95]. Using a 3-T MRI system,
we have demonstrated the ability to image dorsal
horn activation to thermal nociceptive stimuli
with a resolution adequate to dierentiate super-
cial and deep dorsal horn structures. Appropri-
Fig. 2. Prickle-related activities. The major areas of ate somatotopic representation of activation in
prickle-related activity (white arrows) were located in the the cervical spinal cord to thermal and cold
medial wall (anterior cingulate cortex [ACC], supple- stimuli has been achieved. In a recent study,
mentary motor areas [SMA] and cingulate motor areas noxious thermal stimuli were applied to the right
[CMA], dorsomedial thalamus [DM]; sagittal slice,  = and then left lateral aspects of the forearm and
-1); caudate and insular (coronal slice, y = 16); and similarly in the deltoid region. Fig. 4 illustrates the
second somatosensory cortical area (S2), posterior results of BOLD activation in the cervical spinal
parietal cortex (PPC), and prefrontal cortex (PFC) (upper cord. Further work is underway to investigate the
axial slice, z = 49; lower axial slice, z = 26). (From Davis
eects of plasticity in models of experimental and
KD, Pope GE, Crawley AP, Mikulis DJ. Neural
correlates of prickle sensation: a percept-related fMRI
clinical pain.
study. Nat Neurosci 2002;5(11):1121-2; with permission.) The ability to image the whole pain pathway in
a single individual would provide a tremendous
opportunity to evaluate the changes in disease
whether these regions are related to the prepara- state and response to peripherally and centrally
tory and motor responses to withdrawal when acting treatments. Although this has not yet been
pain is applied. In addition, some have thought done in the spinal cordbrain stembrain axis,
that the ACC is not specically involved in pain some preliminary work has been reported in
perception but in the attention-demanding nature neuroimaging the trigeminal system and brain.
of pain (see references [8890,92] for ndings The trigeminal nucleus is the functional equivalent
S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288 275

Fig. 3. Multiple regression analysis reveals that activation within a diverse array of brain areas is signicantly related to
subjects perceptions of pain intensity (left panel: regression coecients (B) are color coded such that red-yellow voxels
are positively related to pain intensity, whereas blue-violet voxels are inversely related to pain intensity; P < 0.001).
Progressive increases in activation are evident within these areas as stimulus temperature increases (right panel: cerebral
blood ow [CBF] dierence between each temperature and rest). Functional data are displayed on the averaged
structural MRI data of all subjects. The left side of the image corresponds to the subjects left. ACC, anterior cingulate
cortex; Thal, thalamus; Cb, cerebellum; Ins, insula; PMv, ventral premotor cortex; SII (S2), secondary somatosensory
cortex; SI (S1), primary somatosensory cortex; SMA, supplementary motor area. (From Coghill RC, Sang CN, Maisog
JM, Iadarola MJ. Pain intensity processing within the human brain: a bilateral, distributed mechanism. J Neurophysiol
1999;82(4):193443; with permission.)
276 S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288

P<.05
C5-C6 Middle of C5 Top of C5 Bottom of C5

P<.01

Fig. 4. Blood oxygen leveldependent response to thermal stimulation of the left lateral forearm in the cervical spine. At
P < 0.05 (top panel ), multiple activations are seen in the ipsilateral and contralateral dorsal horn as well as in the ventral
horn. As the probability value becomes more stringent (P < 0.01, bottom panel ), the contralateral activations disappear
and the remaining activations center around the middle to top of C5. Images are in radiologic convention.

to the dorsal horn in the spinal cord and has imaging studies investigating how these factors
recently been mapped using fMRI. Borsook et al aect pain perception and activity in the brain.
[96,97] have made signicant progress in map-
ping the somatotopic representation of the face
Eects of attention on pain
in the trigeminal nucleus to noxious thermal
stimulation. There have been anecdotal accounts for centu-
Signicant work is required to make human ries of people experiencing traumatic injuries and
spinal cord and brain stem imaging a useful apparently experiencing little or no pain
research and clinical tool. Once the technical events that most of us would nd excruciatingly
hurdles have been overcome, the ability to image painful. Furthermore, it is well established that
the neural axis from the spinal cord to the brain distracting away from a noxious stimulus results
and descending modulatory pathways back to the in a decreased perception of pain [98], which is
spinal cord is likely to present an exciting oppor- a technique used in the management of chronic
tunity to investigate the plasticity changes associ- pain patients that takes many forms, such as
ated with chronic pain conditions. Furthermore, walking the dog, listening to music, reading
connectivity studies should provide additional a book, and working. Attention to a dierent task
information about the functional network in or cognitive distraction has been shown to atten-
normal and disease states. uate activity in the ACC, insular cortex, thalamus,
somatosensory regions, and PAG [70,99103].
These studies have either asked the subjects to
Cognitive and emotional modulation of pain
distract away from their painful stimulus [70,101],
experience
to perform a concomitant distracting computer
The sensory and aective components of pain maze task [99] or a counting Stroop task [103], or
are often found to correlate well with the degree of to attend to a countervibratory stimulation [100]
noxious stimulation. It is clear, however, that the or an auditory stimulus [102].
experience of pain can be signicantly modulated Attention to pain, however, has produced
by our own thoughts and feelings and is not mixed results, sometimes enhancing pain percep-
directly a linear phenomenon. Several specic tion when, for example, manipulating the fre-
factors that modulate our perception of pain have quency of rating pain [104]. Paradoxically, it has
been identied, including attention, anticipation, led to a reduction in perceived pain in male
and mood. Each of these has been shown to subjects during a cold-pressor pain test [105] or
inuence the way we respond to pain, and there in health-anxious chronic pain patients [106]. This
are an increasing number of functional neuro- paradox may be partly a result of the attention-
S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288 277

demanding nature of pain [98] and potentially of experiences in functional neuroimaging studies.
dierences between normal subject populations Recently, however, a small number of studies
versus pain patients [107]. examined the neural mechanism underlying the
The precise neural mechanisms underlying anticipation of pain. Expectation of pain activated
attentional modulation of the pain experience the medial frontal lobe, insular cortex, and cere-
are not known. There are data that suggest bellum, which were neighboring but not actual
involvement of multiple levels of the CNS. One locations mediating the pain experience itself [112].
such system is the opiate-sensitive descending and Another study showed that subjects who antici-
ascending pathways: a pathway from the frontal pated a noxious stimulus showed downregulation
cortex to the amygdala, PAG matter, rostral of activity in the ACC and medial OFC during pain
ventral medulla, and, nally, dorsal horn of the anticipation, whereas subjects who did not know
spinal cord [51,103] as well as ascending pathways what to expect showed an increased activity in
through the medial thalamus to the ACC [89,108 similar regions in addition to the PAG [114]. The
110]. Although attentional modulation of noci- amygdala has also been shown to be involved in the
ceptive neural activity and pain perception has expectation of noxious stimuli [51]. Subsequent
been observed in the medullary dorsal horn of the studies, however, suggested that these responses
spinal cord in a number of neurophysiologic could be blocked by nonanalgesic benzodiazepines
studies [108,111], it has not been shown in and thus may be more related to anxiety than to
functional neuroimaging studies. anticipation of pain per se [27]. More recently, it has
Although the data are limited, studies have been shown that most of the nociceptive system can
demonstrated that patients with chronic pain have be activated by anticipation of a painful stimulus
an impaired ability to distract from their chronic [87]; the anticipatory responses are just smaller than
pain independent of their pain intensity [107]. the pain intensityrelated responses [28].
These studies strongly suggest cortical or sub- Anticipation of pain seems to dierentially
cortical dysfunction as a cause for this impair- recruit brain regions related to pain, its adjacent
ment, with probable areas including the regions, and regions related to emotion regula-
orbitofrontal cortex (OFC) and ACC. Further tion. Because anticipation of pain is a common
study is needed to elucidate the neural mech- phenomenon in chronic pain patients and may be
anisms and the connectivity between brain systems maladaptive, these studies may be useful in de-
involved to help guide pharmacologic and cogni- veloping new treatments.
tive-behavioral treatments.
Eects of placebo
Eects of anticipating pain
Interestingly, high concentrations of opioid
When we anticipate pain, we experience fear and receptors are found in the medial pain system,
anxiety. Anticipation is dierent from the experi- including the rostral ACC and medial thalamus
ence of pain itself as well as from a general [115117]. Most of the changes that occur in
experience of fear or anxiety. Expectation and opioid receptor binding in acute and chronic pain
anticipation of pain are known to inuence the are within this medial system [118120]. In line
immediate unpleasantness of pain [48,112,113]. with this literature and literature suggesting that
Uncertain pain has been demonstrated to increase placebo analgesia may be at least partially medi-
unpleasantness and to result in less pain tolerance ated by endogenous opioid peptides [121,122], the
compared with certain pain [114]. This may involve rostral ACC was activated for opioid and placebo
several factors, such as cognitive appraisal, arousal, analgesia [123,124]. Activity of the ACC covaried
conditioning and orienting, or diverging attention with activity of the PAG. These results t well
from the source and site of noxious input, and may with the ndings that the descending systems via
vary depending on the instructions given to the the PAG may depress mean discharge rates of
subjects and their past experience [113]. There is nociceptive spinal dorsal horn neurons and that
also evidence in human beings that acute stress can there exist antinociceptive heterosegmental inter-
activate the pain-modulating circuit that contrib- neurons that may be activated by noxious stimu-
utes to analgesia [51]. This may be achieved by the lation or by supraspinal descending pathways
stress regulatory systems, including endocrine, [125127]. These mechanisms seem to contribute
autonomic, immune, and opioid systems [25,115]. to the endogenous pain-controlling systems. A
It has previously been dicult to dissociate these more recent study investigated the existing
278 S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288

controversy as to whether placebos alter sensory patients with pain disorders. This study may also
pain transmission and pain aect or simply pro- have implications in the neural mechanism un-
duce compliance with the suggestions. Placebo derlying allodynia.
analgesia was shown to be related to decreased Studies on the attentional, anticipatory, and
brain activity in pain-sensitive brain regions, in- other cognitive modulations of pain together with
cluding the thalamus, insular cortex, and ACC, the biochemical and anatomic understanding of
and was associated with increased activity during analgesia provide us with insights into the top-
anticipation of pain in the PFC [128]. This study down and bottom-up plastic changes that occur in
provides more direct evidence that placebos alter the CNS. Functional neuroimaging research in
the experience of pain. this area has just begun, concentrating on the
interplay between aect and pain perception.
Future research using functional neuroimaging
Eects of mood on pain
in this area is warranted and is likely to have
Mood and emotional states have also been a signicant impact on cognitive and other
shown to alter pain perception, although dissoci- therapeutic interventions.
ation of mood and attention has been dicult and
may have confounded previous reports. Manipu-
Neuroimaging of allodynia and hyperalgesia
lations that have a positive eect on mood or
emotional states, such as pleasant music, pleasant Most of our clinical chronic pain conditions
pictures, and humorous lms, generally reduce are associated with increased sensitivity to exter-
pain perception [129134]. Manipulations that nal stimuli, including touch, pressure, heat, cold,
have a negative eect on mood or emotional and movement. These phenomena represent re-
state, however, have not always been consistent duced sensory thresholds for producing pain and
[129132]. are referred to as allodynia when the pain is
Recent research indicates that people who are caused by a normally nonpainful stimulus and
fearful of pain tend to report more negative pain hyperalgesia when there is an increased perception
experiences. Those with a high fear of pain of pain to a painful stimulus. We have previously
exhibited a selective attentional bias toward discussed some of the animal models used to
pain-related information compared with those investigate these phenomena. Human pain models
classied as low in the fear of pain [135]. These have been developed to investigate pharmacologic
results indicate that one reason why those with interventions, and they have been shown to share
a high fear of pain are particularly susceptible to some characteristics with neuropathic pain [137
negative pain experiences could be the result of 139]. These models have recently been extended to
biased attentional processes. To our knowledge, use neuroimaging to investigate the CNS eects of
there are no functional neuroimaging studies that experimentally induced allodynia and hyperalge-
have directly manipulated mood states to examine sia. Topical or intradermal capsaicin inducing
their inuence on the perception of pain and secondary hyperalgesia has been a commonly
activated brain regions. One study, however, used model in an attempt to replicate the neural
examined the neural mechanisms underlying the plastic changes thought to occur with neuropathic
eect of emotional context on visceral sensation pain [20]. Iadarola et al [140] used PET to image
[136]. Activation within the right insular and pain induced by capsaicin injection and compared
bilateral dorsal ACC was signicantly greater dur- it with activations resulting from lightly brushing
ing esophageal sensation with fearful rather than the treated area after the pain had resolved.
neutral faces. In addition, signicantly greater Subjects described pain consistent with allodynia
discomfort to esophageal sensation, anxiety, to light brushing, with corresponding activation
and activation predominantly within the left throughout the pain matrix. A similar study
dorsal ACC and bilateral anterior insular cortices followed using fMRI and achieved equivalent
occurred with high-intensity compared with low- results using mechanical allodynia [141]. More
intensity expressions. This shows evidence that the recently, heat allodynia was induced using capsa-
intensity of the negative emotional context mod- icin in volunteers and compared with heating of
ulates neural responses and perceived discomfort normal skin. The intensities of the stimuli were
during nonpainful visceral stimulation, which may maintained the same. The results suggested that
help us to understand the mechanism underlying dierent central pathways were responsible for the
how mood aects the perception of pain in sensation of pain in the experimental allodynia
S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288 279

condition compared with the heated normal and normal subjects were made [150]. Signicant
skin. The investigators identied unique activa- changes in activation of the PFC were noted in the
tions of the medial thalamus, dorsal midbrain, CRPS patients and those with CLBP, and each
contralateral right ventral putamen, right anterior group had a relatively unique activation pattern.
insula, perigenual cingulate cortex, PFC, and The patients with CRPS had a pattern that was
OFC. They hypothesized that some of the dier- more frontal and lateralized compared with the
ences were attributable to the greater unpleasant- patients with CLBP, in whom the pattern dem-
ness of the capsaicin-induced allodynia but that onstrated prefrontal activity that was extended to
the dierences were also a result of the unique the anterior pole of the prefrontal cortex. The
peripheral and central mechanisms responsible for response of normal controls to thermal pain
pain caused by injury, inammation, and other demonstrated a PFC activation pattern that was
pathologic conditions. These results, which need bilateral and primarily located at the junction
to be replicated and expanded, are likely to help between the insular cortex and inferior frontal
advance neuroimaging as a tool to conrm or gyrus. The authors concluded that CRPS and
negate the ecacy of experimental pain models CLBP each demonstrated a unique activation
and to provide additional measures of pharmaco- signature, representing reorganization of cortical
logic treatment eectiveness. structures resulting in dierent cognitive and
aective experiences of pain.
Magnetic resonance spectroscopy (MRS)
Neuroimaging chronic pain states
makes it possible to investigate tissue metabolism
Evidence suggests that generation and mainte- and biochemistry directly [151]. Recent investiga-
nance of chronic pain, as opposed to acute pain, tions have demonstrated dierences in N-acetyl
involves changes in central pain processing medi- aspartate concentration in patients with CLBP
ated through mechanisms of neural plasticity and compared with controls, anxiety levels (high
ultimately leading to hyperexcitability of central versus low), and brain regions (dorsolateral PFC
structures [142,143]. It has been thought for many [DLPFC], OFC, thalamus, and cingulate), result-
years that acute pain and chronic pain are distinct ing in a three-way interaction [82]. There was
processes involving dierent pain systems: the a precise relation between perception and brain
medial system with chronic pain and lateral chemistry in that sensory versus aective compo-
system with acute pain [27,144]. So far, there is nent of pain was represented best in the DLPFC
little evidence from functional neuroimaging stud- and OFC in CLBP patients. High versus low
ies that acute pain and chronic pain are processed anxiety was represented in the OFC in normal
within dierent parts of the pain matrix [80,145]. subjects, and all four regions in CLBP patients,
Neuroimaging studies in patients with peripheral and the aective component of pain represented
or central nerve lesions have also implicated with improvements in the cingulate. It is expected
similar brain structures activated during experi- that with increase in the spatial and temporal
mental acute pain. Peripheral nerve lesions (com- resolution and, number of substances, this tech-
pression, nerve section, or amputation) often lead nique will become more prevalent on its own or in
to spontaneous neuropathic pain in the involved combination with other neuroimaging techniques.
area. Imaging studies have demonstrated a de- The neuroimaging of brain activity in patients
crease in regional cerebral blood ow in the with chronic pain is still in its infancy. The
contralateral thalamus [146] in patients with preliminary data support the notion that persis-
neuropathic pain. Interestingly, deep brain stim- tent chronic pain states involve functional abnor-
ulation of the contralateral thalamus in patients malities in the cortical and subcortical areas
with neuropathic pain has been shown to provide activated by noxious experimental stimuli in
symptomatic relief [147] with accompanying in- normal subjects.
crease in regional cerebral blood ow in this area
as well as in the S1 and insular cortex. Addition-
Ablative and neuromodulatory targets for pain
ally, changes in the somatotopy of the S1 have
been shown to occur in amputees and have Recently, neurosurgeons have used fMRI to
correlated with their experience of phantom pain evaluate brain function to identify boundaries and
[148]; similar ndings have been found in CLBP regions to determine losses expected from excising
patients [149]. Recently, comparisons between brain lobes in seizure disorders. It is expected that
a small number of patients with CRPS and CLBP similar imaging techniques will be used in the
280 S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288

future to guide neurosurgical ablative procedures PET studies have yielded similar results when
aimed at treating chronic intractable pain. In this investigating CNS activity related to opioid in-
situation, pain processing and perceptual areas fusions [119,120,162]. One distinct advantage of
will be mapped before excision. This may help to PET over fMRI in drug assessment is the ability
improve the ecacy of procedures like cingulot- to perform specic ligand-binding studies. Recent
omy for chronic pain while reducing decits of studies using a labeled version of the l agonists
focused and sustained attention as well as the mild carfentanil or diprenorphine, combined with PET
executive dysfunction seen in some patients imaging, were able to look directly at opioid
[152,153]. binding in brain [145,163]. These ligand-binding
Although ablative therapies are used only for studies demonstrated similar results to the drug
truly intractable cases, neuromodulation is be- infusion studies.
coming a more commonly used treatment for Ligands for other pharmacologic classes are
chronic pain. Motor cortex and deep brain being developed and will soon be used in pain
stimulation have been used successfully for the studies. Additionally, ligands probing the seroto-
treatment of chronic pain conditions. Recently, nergic, adenosinergic, and dopaminergic systems
fMRI was used to provide frameless image-guided have already been developed for PET studies and
electrode placement for motor cortex stimulation should provide further knowledge about the role
of patients with chronic phantom limb pain these neurotransmitters have in acute and chronic
[154,155]. It is anticipated that the use of neuro- pain.
imaging techniques will expand to identify further The implications of pharmacologic neuroimag-
targets for electrode placement. ing studies for understanding pain and future
treatments for chronic pain are signicant. In-
vestigating the plastic changes thought to occur in
Drug development and assessment
the reward and pain circuitry as a result of chronic
Combining neuroimaging with pharmacologic pain should help us to understand the mood and
studies is an excellent marriage of two comple- behavioral alterations (eg, depression, anxiety) in
mentary disciplines. Drugs may have an impact on our chronic pain patients better [164,165]. Fur-
brain activity by causing changes in baseline levels, thermore, chronic opioid therapy is becoming
or they may modulate brain activity resulting from more accepted for chronic nonmalignant pain
an experimental stimulus. Opioids, which work by and is associated with a small but real risk of
binding to l receptors, have been the drug most addiction. The hypothesized abnormalities in
studied using neuroimaging techniques. They exert brain reward circuitry occurring in chronic pain
their eect through multiple mechanisms, includ- may play a role in the pain patient who becomes
ing reducing nociceptive signals reaching the CNS addicted. This will be the basis for future studies
[156,157], activating descending modulatory anal- investigating CNS responses to opioids in chronic
gesic systems (eg, PAG) [158], and modulating the pain patients and addicts.
aective component of pain through activity in the
ACC and amygdala [118,119]. The eect of
Treatment ecacy
opioids on limbic region brain activation during
painful stimuli was recently shown to have a sig- Functional neuroimaging can be used to char-
nicant gender dierence, supporting the notion acterize the central abnormalities in chronic pain
that men and women respond dierently to this and eventually may be used to track treatment
class of medication [159]. ecacy. There are few studies that have initiated
Opioids are excellent drugs to investigate the this attempt to use neuroimaging in the assess-
reward and analgesic circuits in the brain. Neuro- ment of spinal and brain neuromodulation for
imaging studies investigating reward have demon- pain relief. Many include somatosensory evoked
strated that distinct reward circuitry can be potentials (SEPs) and nociceptive spinal (RIII)
distinguished from pain networks. Reward re- reexes, and a few have used PET [166], which
gions include the nucleus accumbens (NAc), have been applied to investigate the mechanisms
ventral tegmentum/periaqueductal gray (VT/ and to optimize the application of neurostimula-
PAG), sublenticular extended amygdala of the tion procedures. PET has recently been used to
basal forebrain (SLEA), and orbital gyrus (Gob) demonstrate changes in cerebral blood ow dur-
[160,161]. Morphine has been found to activate ing motor cortex stimulation for pain control.
classic pain as well as reward circuits. PET studies highlight the thalamus as the key
S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288 281

structure mediating functional motor cortex stim- techniques like transcranial magnetic stimulation
ulation eects. Thalamic activation would trigger (TMS) may be used to identify the causal relation
a cascade of synaptic events inuencing activity in between pain perception and certain brain regions
other pain-related structures, including the ACC, thought to be involved in the perception of pain
insular cortex, and upper brain stem. The use of [169174] and to measure corticospinal excitabil-
functional neuroimaging in combination with ity [175181] as has already been studied exten-
clinical electrophysiology may provide insight into sively in various neurologic and psychiatric
the mechanisms of action of interventions, guide disorders [182]. The advent of real-time fMRI is
clinical decision making, and contribute to opti- another exciting tool that may be useful in the
mize patient selection for a given intervention. studies of pain [183]. Recently, we have begun to
study chronic pain patients and healthy individu-
als by externally applying pain to examine how
Future functional neuroimaging studies
one can learn to modulate the perception of pain
of pain in human beings
using feedback of fMRI BOLD signals of brain
Recent advances in functional neuroimaging regions related to pain in real time [184,185]. This
promise to provide unprecedented opportunities technique not only provides causal evidence
to explore the neural mechanisms underlying pain, between certain brain regions and the perception
linking decades of research in animal models to of pain but may have therapeutic potential.
clinical practice. Although the eld of functional Finally, another interesting development in this
neuroimaging is coming of age, there are still eld is the combination of functional neuroimag-
many obstacles to overcome. Many key regions ing and genetics [186]. Functional neuroimaging,
that are known to be part of the pain matrix are because of its unique ability to assay information
subcortical regions or at the spinal cord level. processing at the level of brain within individuals,
They may involve small volumes that may be provides a powerful approach to explore the
dicult to investigate with current functional genetic basis of individual dierences in complex
neuroimaging technology because of what is being behaviors and vulnerability to various disorders.
measured (eg, fMRI measures blood oxygenation Because it is known that responses to pain and
and ow, EEG measures extracellular current, other stressors are regulated by interactions be-
MEG measures intracellular current). Further- tween multiple brain areas and neurochemical
more, there are signicant limitations in spatial systems, in one recent study, researchers examined
resolution (eg, PET, MRS) and in source locali- the inuence of a common functional genetic
zation (eg, EEG, MEG). Studies using multimod- polymorphism aecting the metabolism of cat-
al imaging may help to overcome this issue. In echolamines on the modulation of responses to
addition to spatial and temporal functional in- sustained pain in human beings [187]. They found
formation, studies of anatomic and functional that the COMT val158met polymorphism was
connectivity may prove useful in the converging related to the human experience of pain and
evidence of the neural circuitry involved in pain concluded that this may underlie interindividual
perception and how cognitive and aective factors dierences in the adaptation and responses to
modulate pain. For example, diusion tensor pain and other stressful stimuli. These directions
imaging (DTI) provides microscopic structural are likely to shape our understanding of pain
information of oriented tissue in vivo noninva- perception further and may be useful in assessing
sively. White matter tract structure measured by or developing new or existing treatments.
water proton nonrandom anisotropic diusion is
highly sensitive to subtle changes and is nding
Summary
utility in studies of cognition and various disor-
ders [167]. Although studies of functional connec- Pain remains a serious health care problem
tivity can be studied using fMRI, EEG, and MEG aecting millions of individuals, costing billions of
issues related to signal detection and statistical dollars, and causing an immeasurable amount of
inference remain [168,169]. In addition, imaging human suering. In designing improved therapies,
techniques like MEG are a valuable tool to there is still much to learn about peripheral
measure the temporal relation between brain nociceptor, nerves, and the spinal cord, and brain
regions. PET and MRS are also valuable in stem modulatory systems. Nevertheless, it is the
identifying the metabolism and specic neuro- brain that presents us with an incredible oppor-
transmitters involved in pain processing. Further, tunity to understand the experience we call pain.
282 S.C. Mackey, F. Maeda / Neurosurg Clin N Am 15 (2004) 269288

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