Documente Academic
Documente Profesional
Documente Cultură
on Diagnosis, Etiology,
by Universitat Zurich- Hauptbibliothek Irchel on 09/04/13. For personal use only.
and Outcome
Joel Paris
McGill University, Sir Mortimer B. Davis-Jewish General Hospital, Montreal, Quebec,
H3T 1E4 Canada; email: joel.paris@mcgill.ca
277
ANRV372-CP05-12 ARI 19 February 2009 11:5
DISORDER . . . . . . . . . . . . . . . . . . . . . . . 283
tings than does clinical assessment alone
CONCLUSIONS: THE
(Zimmerman & Mattia 1999). Practitioners
TREATMENT OF
may prefer to focus on comorbid Axis I con-
BORDERLINE PERSONALITY
ditions (e.g., depression), which they believe to
DISORDER . . . . . . . . . . . . . . . . . . . . . . . 284
be more easily treatable (Paris 2008a).
However, some of the problems in identify-
ing BPD can be attributed to lack of precision in
diagnostic criteria. As dened in the Diagnostic
MAKING THE DIAGNOSIS and Statistical Manual of Mental Disorders, Fourth
To treat patients with borderline personality Edition, Text Revision (DSM-IV-TR; American
disorder (BPD), you have to make the di- Psychiatric Association 2000), BPD is a wide-
agnosis. If the disorder is underdiagnosed or ranging syndrome affecting multiple domains,
missed, patients will receive the wrong treat- with symptoms that reect emotional dysreg-
ment. Stern (1938), who published the rst clin- ulation, impulsivity, unstable relationships, and
ical description of these patients, described a cognitive dysfunction. It would be helpful to re-
patient population that did not respond to psy- quire problems in all these domains to make a
choanalysis (then considered a standard method diagnosis so as to dene a more homogeneous
of psychotherapy). Even today, results with group (Paris 2007).
treatment as usual tend to be discouraging Given the prominent affective symptoms
(Bateman & Fonagy 2008, Linehan 1993). An- seen in these patients, BPD has sometimes been
ticipating problems so that patients receive seen as a variant of mood disorder (Akiskal et
more specic interventions and so that clini- al. 1985). More recently, the prominence of af-
cians are in a better position to predict clin- fective instability has led BPD to be seen as
ical course is one of the primary purposes of a form of bipolarity (Akiskal 2002). However,
diagnosis. mood symptoms seen in BPD patients are re-
Making a diagnosis need not be difcult. lated to affective instability, which presents a
Borderline
personality disorder The clinician needs to obtain an accurate per- very different picture from classical depression
(BPD): a long-term sonal history and establish that patterns of af- (Gunderson & Phillips 1991) or mania (Paris
pattern of emotional fective instability and impulsivity have begun et al. 2007). Instead of extended periods of low
instability and early in development and are consistent over or high mood, one sees intense emotions that
impulsivity affecting
time and context. escalate rapidly and only slowly return to base-
interpersonal
functioning Epidemiological evidence shows that BPD line (Linehan 1993). Mood changes radically,
can be identied in about 1% of the general even in the course of a day, typically shifting
278 Paris
ANRV372-CP05-12 ARI 19 February 2009 11:5
from depression to anger (Koenigsberg et al. would be appropriate for Axis II categories that
2002). Moreover, affective instability in BPD, represent exaggerated personality traits, for
unlike bipolar disorder, is mainly driven by re- example, obsessive-compulsive personality dis-
actions to life events (Russell et al. 2007). order. It is less suitable for BPD, which is char-
Corresponding to this difference in phe- acterized by a wide range of symptoms that are
nomenology, BPD patients do not respond to not seen in normal people.
antidepressants (or mood stabilizers) in the For this reason, BPD should logically be
same way as do patients with mood disor- moved to Axis I when the newest version of
ders in the absence of a personality disorder the Diagnostic and Statistical Manual (DSM-V) is
(Newton-Howes et al. 2006, Paris et al. 2007, published. Diagnosing this condition as an Axis
Shea et al. 1990). Instead, as discussed below, I disorder would underline its status as a highly
affective instability can be targeted by specic symptomatic mental illness as opposed to a per-
methods of psychotherapy. sonality variant. (It should be noted, however,
Annu. Rev. Clin. Psychol. 2009.5:277-290. Downloaded from www.annualreviews.org
Mood symptoms are not the only domain that BPD would not t neatly into the current
by Universitat Zurich- Hauptbibliothek Irchel on 09/04/13. For personal use only.
in which BPD patients show prominent symp- DSM hierarchy because it has features of both
toms: impulsivity is also a central feature (Links mood and impulsive disorders.)
et al. 1999), and the most troubling clin-
ical problems in treatment concern impul-
sive actions such as self-injury and overdoses ETIOLOGICAL MODELS
(Gunderson 2001). Impulsivity is known to run AND TREATMENT
in families (Moeller et al. 2001), and the most We do not know what causes BPD. One can
frequent disorders seen in rst-degree relatives say much the same about all mental disorders.
of BPD patients are not mood disorders, but However, a large body of research has emerged
rather are substance abuse and antisocial per- that attempts to identify biological and psy-
sonality disorders (White et al. 2003). chosocial risk factors.
Interpersonal problems may be a separate Biological vulnerability for BPD is sup-
feature of BPD (Bender & Skodol 2007, Clarkin ported by strong but indirect evidence. Per-
et al. 2007a, Zanarini & Frankenburg 2007) or sonality disorders are heritable (Reichborn-
may be secondary to affective instability and Knennerud 2008, Torgersen et al. 2000), as are
impulsivity (Siever & Davis 1991). It is not their underlying traits (Livesley & Jang 2008,
widely known that BPD patients frequently Livesley et al. 1998). One might expect bi-
develop cognitive symptoms, including brief ological markers to be associated with these
psychotic episodes, subdelusional paranoid traits, but they have yet to be discovered. The
thinking, pseudohallucinations, and deper- most consistent correlates thus far are found
sonalization (Zanarini et al. 1990). These in the relationship between impulsive behaviors
symptoms are transient and can easily be dif- and defects in central serotonergic functioning
ferentiated from true psychosis. When BPD (Coccaro et al. 1989, Paris et al. 2004, Rinne
patients hear voices, they almost always know et al. 2002). Moreover, evidence from neu-
that these experiences come from their own ropsychological testing (OLeary & Cowdry
mind. All these domains interface with each 1994) and from imaging studies (Silbersweig
other, producing a complex syndrome, and no et al. 2007) suggests that BPD patients have pre-
single feature denes BPD. frontal lobe defects associated with problems in
The complexity of BPD has led to the sug- executive function.
gestion that it could be better described by As for psychological risks, the majority
scores on trait dimensions, using the Five- of BPD patients describe adverse childhood
Factor Model (Costa & Widiger 2002) or experiences (Zanarini 2000), and about half
similar schema (Livesley 2003). This proposal report some form of childhood sexual abuse
(Paris 2003). However, in a meta-analysis of 21 cal risks, and practical interventions to deal with
published studies, Fossati et al. (1999) found social risks.
only a moderate pooled correlation between
sexual abuse and BPD. Another recent meta-
analysis showed little relationship between IMPLICATIONS OF OUTCOME
trauma and self-injury (Klonsky & Moyer RESEARCH
2008). Moreover, only about a third of patients Borderline personality disorder has a unique
report severe trauma (Paris et al. 1994), i.e., the course, which has a greater resemblance to that
forms of abuse found in community studies to of substance abuse and other impulsive disor-
have the most frequent sequelae (Fergusson & ders than to mood or anxiety disorders. Thus,
Mullen 1999) and that are known to lead to sig- BPD is a disorder of youth that begins in ado-
nicant psychopathology in adults (Browne & lescence, peaks in young adulthood, and tends
Finkelhor 1986, Malinovsky-Rummell & to burn out by middle age (Paris 2003).
Annu. Rev. Clin. Psychol. 2009.5:277-290. Downloaded from www.annualreviews.org
Hansen 1993, Rind et al. 1998). Thus, re- Although BPD usually begins after puberty
by Universitat Zurich- Hauptbibliothek Irchel on 09/04/13. For personal use only.
silience to trauma is common, probably (Zanarini et al. 2001), many clinicians are re-
because childhood experiences have a different luctant to make the diagnosis in adolescence.
impact depending on cognitive processing and Reluctance to diagnose may be based on as-
personality trait proles (Rutter 2006, Rutter sumptions that symptoms are temporary fea-
& Rutter 1993). tures of adolescent turmoil, since the character-
Social inuences are suggested by the fact istic features are virtually identical (Kernberg
that some of the symptoms associated with et al. 2000), or that a personality disorder has
BPD (suicide attempts, self-injury) increased to be a life-long condition. Actually, although
in prevalence after the Second World War follow-ups of adolescents with BPD show that
(Rutter & Smith 1995). BPD can be recognized patients do not always retain this diagnosis, ado-
in clinical settings around the world (Loranger lescent patients usually continue to have serious
et al. 1994), but it is probably less common symptoms (Bernstein et al. 1993). Yet, as dis-
in traditional societies (Paris 1996), although cussed below, BPD gets better with time.
changes in the social environment in the devel- In the young adult years, BPD has a course
oping world may be increasing the risk for the that Schmideberg (1959) once described as sta-
disorder (Millon 1993). bly unstable. Early follow-up studies had sug-
If the etiology of BPD were primarily bio- gested that ve years after initial presentation,
logical, we might expect it to remit when phar- most patients showed little change (Pope et al.
macological agents are prescribed. If the etiol- 1983). Follow-ups over 15 years (McGlashan
ogy of BPD were primarily psychosocial, we 1986, Paris et al. 1987, Plakun et al. 1985, Stone
might expect patients with BPD to respond 1990) showed that recovery usually occurs by
to psychotherapy in the same way as do pa- age 3040.
tients with other disorders. Neither of these In the majority of cases, BPD remits, and
expectations corresponds to existing evidence; by age 40, 75% of patients no longer met diag-
thus, understanding the disorder requires a nostic criteria (Paris et al. 1987). Mean global
complex, multidimensional framework using a assessment of functioning scores (nearly iden-
stress-diathesis model (Engel 1980, Monroe & tical in all studies) are in the mid-sixties, which
Simons 1991, Paris 2008a). can be considered within the range of normal-
Our knowledge of etiology is currently in- ity. A 27-year follow-up of one cohort (Paris &
sufcient to guide the treatment of BPD. But if Zweig-Frank 2001) observed further improve-
etiological models are multidimensional, then ment by a mean age of 50, by which time only
treatment should also be multidimensional. 8% still met diagnostic criteria.
BPD patients may need medication to reduce Retrospective follow-back studies have
biological risks, therapy to address psychologi- limitations, and prospective research, with
280 Paris
ANRV372-CP05-12 ARI 19 February 2009 11:5
well-established baseline data, offers important most (young, impulsive, frequent emergency
advantages. The rst prospective study of BPD room visitors) are not necessarily the group at
outcome (Links et al. 1990) conrmed the nd- highest risk (older, hopeless, and isolated).
ings of follow-back research, with only a third It is difcult to predict from baseline vari-
of patients being no longer diagnosable as hav- ables the patients who will have the best or
ing BPD after seven years. the worst outcomes and the patients who will
Since then, two large-scale prospective stud- complete suicide. Demographic factors (such as
ies have found that some patients show an even education), measures of functional level before
more rapid recovery. The Collaborative Longi- treatment, clinical symptoms, diagnostic cri-
tudinal Study of Personality Disorders (Skodol teria, developmental factors (traumatic events
et al. 2005) found that about half of their BPD during childhood), and even the number of
cohort no longer met criteria for diagnosis attempts are not consistently related to these
within two years of follow-up. It is possible that outcomes (Paris 2003). The symptom of great-
Annu. Rev. Clin. Psychol. 2009.5:277-290. Downloaded from www.annualreviews.org
some of these cases may have been misdiag- est negative prognostic importance in BPD is
by Universitat Zurich- Hauptbibliothek Irchel on 09/04/13. For personal use only.
nosed on intake (Widiger 2005). Yet even when substance abuse (Links et al. 1990, Stone 1990).
DSM criteria were no longer met (largely due The mechanisms of improvement in BPD
to reductions in impulsivity), functional levels are not known, but one is a decline in im-
did not necessarily improve. Another prospec- pulsivity over time, as seen in other impul-
tive study (Zanarini et al. 2005) reported similar sive disorders, such as substance abuse (Vaillant
results over a 10-year follow-up period: symp- 1995) and antisocial personality disorder (Black
tomatic improvement with residual functional et al. 1995). Recovery could reect the ef-
limitations. fects of brain maturation and/or social learn-
Also, prospective research can have limited ing. Also, many patients learn to limit the
generalizability in serious mental disorders. In intensity of interpersonal relationships, the
BPD, samples of patients willing to sign up domain that gives them the most trouble.
for follow-up and who usually attend treatment McGlashan (1993), Stone (1990), as well as
regularly do not represent the population seen Paris & Zweig-Frank (2001) found that BPD
by clinicians. Follow-back studies, with all their patients are less likely to marry or have chil-
aws, include the many noncompliant subjects dren than the general population.
who do not follow treatment protocols. In summary, outcome studies point to a
Outcome research shows that BPD is asso- positive prognosis for BPD. Therapists need
ciated with suicide completion. Stone (1990), to understand mechanisms of improvement to
as well as Paris & Zweig-Frank (2001), found make this process go faster. Even if short-term
rates close to 10%. However, in a different sam- results mainly concern reductions in patient
ple, McGlashan (1986) reported suicide rates overdosing and cutting, symptomatic improve-
of only 3%, whereas Zanarini et al. (2005) ment may give therapy a chance to improve
observed that only 4% died by suicide after quality of life.
10 years. Most of these discrepancies could be
accounted for by sampling and by differences
between follow-back and prospective methods.
Although BPD patients can have dramat- EVIDENCE FOR EFFECTIVENESS
ically suicidal symptoms when young, in the OF PSYCHOTHERAPY IN
longest follow-up study, lasting a mean of BORDERLINE PERSONALITY
27 years, Paris & Zweig-Frank (2001) observed DISORDER
that most suicides occurred well after age 30, We now have strong evidence from clinical
usually when patients had failed a series of treat- trials of psychotherapy for effective treatment
ments (and were entirely out of treatment). of BPD (summarized below). However, stan-
Thus, the patients clinicians worry about the dard approaches may not be effective, and
well-structured methods specically designed gest that therapy can be streamlined. Simi-
for this population are necessary. larly, Weinberg et al. (2006) found that a 12-
Dialectical behavior therapy (DBT) was the week clinical trial reduced self-harm behavior
Dialectical behavior
therapy (DBT): a subject of one of the rst randomized con- in BPD, as compared to treatment as usual. We
treatment method trolled trials of a psychotherapy designed for need not assume that therapy for BPD must
based on emotion BPD (Linehan et al. 1991). DBTs efcacy has always take several years.
regulation been conrmed in comparison to a control Schema-focused therapy, developed by
Mentalization-based group of patients treated by community experts Young (1999), is a hybrid of CBT and psy-
therapy (MBT): a (Linehan et al. 2006) and has been replicated chodynamic therapy that aims to modify mal-
treatment method
in other settings (e.g., Lynch et al. 2006). adaptive schema deriving from adverse experi-
based on observation
of mental states Although we do not know whether treated sam- ences in childhood. A clinical trial (Giesen-Bloo
ples maintain these gains on long-term follow- et al. 2006) compared schema-focused ther-
up, Zanarini et al. (2005) found that relapses are apy to transference-focused psychotherapy (see
Annu. Rev. Clin. Psychol. 2009.5:277-290. Downloaded from www.annualreviews.org
The generalizability of DBT to practice re- because the treatment duration is three years,
mains uncertain. The method is resource in- the clinical application of this method also
tensive, expensive, and requires long periods of remains doubtful.
therapist and patient time. Linehan (1993) orig- The Systems Training for Emotional Pre-
inally suggested that a full course of treatment dictability and Problem Solving program is a
might take several years, but tested only the rst cognitive method that provides psychoeduca-
stage (lasting a year), in which parasuicidal be- tion in a group format and is designed to supple-
haviors are targeted and brought under control. ment standard therapy when specialized treat-
However, even this rst stage is not readily ac- ment is not readily available. A clinical trial
cessible to most patients, given that the treat- of this approach reported encouraging results
ment cannot be funded easily. To deal with this (Blum et al. 2008).
problem, DBT can be dismantled and stream- Research on psychodynamic methods is
lined for greater clinical impact. Most of the quite recent. Historically, psychoanalysts dom-
effects are apparent within a few months, and inated the treatment of BPD, but patients did
a briefer version (lasting only six months) has not always do well with that approach. When
been found to be effective (Stanley et al. 2007). offered open-ended psychodynamic therapy,
For a number of years, DBT was the only most dropped out within a few months
therapy that had been subjected to randomized (Gunderson et al. 1989).
clinical trials. DBT still has the largest amount The rst empirical study of dynamic therapy
of research behind it. The Cochrane review of for BPD was published by Stevenson & Meares
psychotherapy in BPD (Binks et al. 2006a), ap- (1992), who reported improvement in patients
plying the highest standards of evidence, con- who received two years of a therapy they de-
cluded that the data are at least promising. scribe as a conversational model, with results
However, now that several other methods have that remained stable after ve years (Stevenson
been tested, we can consider alternatives. et al. 2005); a replication compared efcacy to
Standard CBT for BPD has been subjected a control group (Korner et al. 2006).
to clinical trials. Although Becks approach (cor- The psychodynamic model that has been
recting maladaptive cognitions) has thus far most systematically tested is mentalization-
only been examined in an open uncontrolled based therapy (MBT) (Bateman & Fonagy
trial (Brown et al. 2004), a randomized con- 1999, 2001), but this method also uses many
trolled trial conducted by Davidson et al. (2006) cognitive techniques. Derived from attachment
found CBT to be superior to treatment as usual. theory and theory of mind, MBT is based on
Moreover, because the average number of ses- the idea that BPD patients need to taught to
sions in this trial was only 16, the results sug- mentalize, i.e., to stand outside their feelings
282 Paris
ANRV372-CP05-12 ARI 19 February 2009 11:5
and accurately observe emotions in self and appropriate publications and browse on the In-
others. ternet to obtain more information. Families of
A randomized controlled trial (Bateman & patients also need to be educated about the dis-
Fonagy 1999) found MBT to be effective in order. As discussed above, BPD is not simply a
BPD, with stable results on 18-month follow- response to bad parenting. Instead of blaming
up (Bateman & Fonagy 2004) and 8 years families, we need to make them allies and help
after completion of treatment (Bateman & them carry the burden of their childrens psy-
Fonagy 2008). Because this trial was conducted chopathology. Gunderson (2001) developed a
in a day hospital, the milieu may have accounted program for psychoeducation for family mem-
for some of the improvement. MBT is now be- bers, paralleling previous work on expressed
ing tested in an outpatient setting. emotion in schizophrenia; while Hoffman and
Transference-focused psychotherapy (TFP) colleagues (2005) have reported data support-
is a psychodynamic method that aims to cor- ing a very similar approach.
Annu. Rev. Clin. Psychol. 2009.5:277-290. Downloaded from www.annualreviews.org
rect distortions in the patients perception of Another change in outlook, based on re-
by Universitat Zurich- Hauptbibliothek Irchel on 09/04/13. For personal use only.
signicant others as well of therapists (Clarkin search ndings, is that patients with BPD are no
et al. 2004). The method was evaluated in com- longer seen as suffering from a lifelong illness
parison to DBT in a randomized clinical trial that requires lifelong therapy. The encourag-
(Clarkin et al. 2007b). Although the results ing ndings of outcome studies support brief,
suggested some advantage for transference- focused approaches that can be administered
focused psychotherapy, the two methods were intermittently rather than continuously (Paris
equivalent on most measures, and there was no 2008a).
control for allegiance effects.
Although replications are needed, psycho-
dynamic models that are well structured and PHARMACOTHERAPY IN
that use some of the same interventions as DBT BORDERLINE PERSONALITY
might do as well as established cognitive ther- DISORDER
apies. Given the strong evidence for common Psychologists and social workers, who treat
factors as the most important elements of all many if not most patients with BPD, may feel
psychotherapies (Wampold 2001), it should not that medical backup is necessary if they are to
be surprising that very different methods, based treat people who are chronically suicidal and
on entirely different theories, can be effective. who are in and out of the emergency room.
Some general conclusions are warranted. The problem is that psychiatrists tend to con-
All therapies subjected to clinical trials require centrate on drug treatment (Paris 2008b).
active and focused interventions. Therapists What is the evidence that drugs make a dif-
should target affective instability by teaching ference in the management of BPD? A second
patients emotion regulation. They should tar- Cochrane report (Binks et al. 2006b) concluded
get impulsivity by teaching patients to observe that data are insufcient to support any phar-
feelings rather than acting on them. And ther- macological treatment. One reason for this con-
apists should target problems in relationships clusion was that all research thus far has been
by teaching patients to understand the feel- based in small samples. Moreover, large effect
ings of other people. All these approaches dif- sizes have not been reported, and few patients
fer greatly from classical dynamic therapy, in actually show remission from BPD as a con-
which the main focus is on exploring childhood sequence of pharmacotherapy. The most con-
experiences. servative conclusion is that drugs play a role in
Psychoeducation is another crucial element symptom control but are not the primary way
of successful therapy for BPD (Huband et al. to manage BPD.
2007, Linehan 1993). Therapists can explain Let us briey examine the specic phar-
the diagnosis and encourage patients to read macotherapy options. Low-dose neuroleptics
have long been used for this population. Al- obtained in a small-scale trial of valproate
though overdoses of neuroleptics are rarely fa- (Frankenburg & Zanarini 2002), but the sam-
tal (Isacsson et al. 1999), these drugs have many ple was limited to patients who were comorbid
side effects. Soloff et al. (1993) found that pa- for bipolar II disorder (i.e., patients with clear-
tients tend to stop taking them and that short- cut hypomanic episodes). Clinical trials of lam-
term effects (i.e., reducing impulsivity) are not otrigine (Tritt et al. 2005) and of topiramate
maintained on six-month follow-up. Atypical (Loew et al. 2006) have shown effects on anger
neuroleptics have now largely replaced typi- and anxiety but not on depression or mood
cals, and olanzapine has also been found to instability.
reduce impulsivity in BPD (Bogenschutz & In summary, drugs for BPD take the edge off
Nurnberg 2004, Soler et al. 2005, Zanarini & symptoms but do not lead to remission of the
Frankenburg 2001, Zanarini et al. 2004). disorder. In addition, all agents seem to have
However, atypicals have their own problematic similar effects, so there is little reason to pre-
Annu. Rev. Clin. Psychol. 2009.5:277-290. Downloaded from www.annualreviews.org
side effects, particularly obesity and metabolic scribe more than one or to combine them in
by Universitat Zurich- Hauptbibliothek Irchel on 09/04/13. For personal use only.
284 Paris
ANRV372-CP05-12 ARI 19 February 2009 11:5
for these patients is their cost and their treatment research needs to measure long-term
long duration. We may eventually be able to outcome rather than short-term reductions in
develop a method that makes use of com- symptoms.
mon factors and enables us to provide psy- Nonetheless, the expansion of research on
chotherapy in a briefer and more practical way. the treatment of BPD is heartening and clini-
The current competition between methods is cally relevant. As more data come in, these trou-
counterproductive, distracting us from iden- bled and complex patients may recover more
tifying factors common to all. Finally, future consistently.
SUMMARY POINTS
1. Borderline personality disorder is commonly seen in practice.
Annu. Rev. Clin. Psychol. 2009.5:277-290. Downloaded from www.annualreviews.org
2. The diagnosis is not difcult to make, but the criteria can be more specic.
by Universitat Zurich- Hauptbibliothek Irchel on 09/04/13. For personal use only.
DISCLOSURE STATEMENT
The author is not aware of any biases that might be perceived as affecting the objectivity of this
review.
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Annual Review of
Clinical Psychology
vii
AR372-FM ARI 6 March 2009 17:50
Indexes
Errata
viii Contents