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3124 Diabetes Care Volume 37, November 2014

Hyperosmolar Hyperglycemic Francisco J. Pasquel and


Guillermo E. Umpierrez

State: A Historic Review of the


Clinical Presentation, Diagnosis,
and Treatment
Diabetes Care 2014;37:31243131 | DOI: 10.2337/dc14-0984

The hyperosmolar hyperglycemic state (HHS) is the most serious acute hypergly-
cemic emergency in patients with type 2 diabetes. von Frerichs and Dreschfeld
described the rst cases of HHS in the 1880s in patients with an unusual diabetic
coma characterized by severe hyperglycemia and glycosuria in the absence of
Kussmaul breathing, with a fruity breath odor or positive acetone test in the urine.
Current diagnostic HHS criteria include a plasma glucose level >600 mg/dL and
increased effective plasma osmolality >320 mOsm/kg in the absence of ketoacidosis.
The incidence of HHS is estimated to be <1% of hospital admissions of patients with
diabetes. The reported mortality is between 10 and 20%, which is about 10 times
higher than the mortality rate in patients with diabetic ketoacidosis (DKA). Despite the
REVIEW

severity of this condition, no prospective, randomized studies have determined best


treatment strategies in patients with HHS, and its management has largely been
extrapolated from studies of patients with DKA. There are many unresolved questions
that need to be addressed in prospective clinical trials regarding the pathogenesis and
treatment of pediatric and adult patients with HHS.

The hyperosmolar hyperglycemic state (HHS) is a syndrome characterized by severe


hyperglycemia, hyperosmolality, and dehydration in the absence of ketoacidosis.
The exact incidence of HHS is not known, but it is estimated to account for ,1% of
hospital admissions in patients with diabetes (1). Most cases of HHS are seen in
elderly patients with type 2 diabetes; however, it has also been reported in children
and young adults (2). The overall mortality rate is estimated to be as high as 20%,
which is about 10 times higher than the mortality in patients with diabetic keto-
acidosis (DKA) (35). The prognosis is determined by the severity of dehydration,
presence of comorbidities, and advanced age (4,6,7). Treatment of HHS is directed
at replacing volume decit and correcting hyperosmolality, hyperglycemia, and
electrolyte disturbances, as well as management of the underlying illness that pre-
cipitated the metabolic decompensation. Low-dose insulin infusion protocols de-
signed for treating DKA appear to be effective; however, no prospective randomized Division of Endocrinology, Department of Med-
icine, Emory University School of Medicine,
studies have determined best treatment strategies for the management of patients
Atlanta, GA
with HHS. Herein, we present an extensive review of the literature on diabetic coma
Corresponding author: Guillermo E. Umpierrez,
and HHS to provide a historical perspective on the clinical presentation, diagnosis, geumpie@emory.edu.
and management of this serious complication of diabetes.
Received 18 April 2014 and accepted 6 July 2014.
2014 by the American Diabetes Association.
History of Diabetic Coma and HHS Readers may use this article as long as the work
In 1828, in the textbook Versuch einer Pathologie und Therapie des Diabetes Mellitus, is properly cited, the use is educational and not
August W. von Stosch gave the rst detailed clinical description of diabetic coma in an for prot, and the work is not altered.
care.diabetesjournals.org Pasquel and Umpierrez 3125

adult patient with severe polydipsia, of patients with diabetic coma, noting (glycogenolysis) and by inadequate use
polyuria, and a large amount of glucose that not all cases presented with the char- of glucose by peripheral tissues, pri-
in the urine followed by progressive acteristic Kussmaul respiration or positive marily muscle. From the quantitative
decline in mental status and death (8). urine acetone or diacetic acid (2226). standpoint, increased hepatic glucose
Several case reports followed this publi- These reports created confusion and production represents the major patho-
cation, describing patients with newly di- were taken with skepticism, as the genic disturbance responsible for hyper-
agnosed or previously known diabetes source of ketone bodies and the role of glycemia in DKA (34). As the glucose
presenting with drowsiness or coma, acetoacetic acid in the pathogenesis of concentration and osmolality of extra-
most of them with a peculiar breath diabetic coma were not known at the cellular uid increase, an osmolar gra-
odor resembling acetone (9). In 1857, time. Many physicians were against ac- dient is created that draws water out of
Petters (10) detected a substance in cepting that adult patients could prog- the cells. Glomerular ltration is ini-
the urine of a fatal case of diabetic ress to diabetic coma in the absence of tially increased, which leads to glucosu-
coma that resembled acetone in its reac- ketonuria. For example, in the 1930s, ria and osmotic diuresis. The initial
tion with sulfuric acid and caustic alkalis Elliot P. Joslin (17) and others (27) glucosuria prevents the development
and was later recognized as acetoacetic stated that the presence of acetone or of severe hyperglycemia as long as the
acid, also called diacetic acid (11,12). Ac- diacetic acid in the urine was requisite glomerular ltration rate is normal.
etone was then recognized as an impor- for the diagnosis of diabetic coma. It However, with continued osmotic di-
tant outcome marker warning physicians was later hypothesized that diabetic uresis, hypovolemia eventually occurs,
about serious diseases, including diabe- coma with negative urinary ketones which leads to a progressive decline in
tes (13,14). In 1874, Kussmaul reported was the result of impaired renal excre- glomerular ltration rate and worsen-
several fatal cases of diabetic coma pre- tion, liver dysfunction, and the presence ing hyperglycemia.
ceded and accompanied by severe dys- of other acids, such as b-hydroxybutyric Higher hepatic and circulating insulin
pnea (15,16). Kussmaul breathing, as this acid, rather than diacetic acid or ace- concentration as well as lower glucagon
condition came to be known, quickly be- tone (25,26,28). are present in HHS compared with pa-
came one of the hallmarks in the diagno- HHS syndrome received little atten- tients with ketoacidosis (32,33). The
sis of diabetic coma, along with the tion and remained poorly understood higher circulating ratio of insulin/glu-
presence of positive urine ketones until the reports by de Graeff and Lips cagon in patients with HHS prevents
(14,17). In the 1880s, Stadelmann (18), (29) and Sament and Schwartz (30) in ketogenesis and the development of
Kulz (19), and Minkowski (20) reported 1957. They reported that severe hyper- ketoacidosis. This concept is supported
that the urine of most patients with di- glycemia resulted in osmotic diuresis, by clinical studies both in animals and in
abetic coma contained, in addition to polyuria, and progressive water decit. humans, which have shown that the
acetoacetic or diacetic acid, the pres- They discussed the relevance of measur- half-maximal concentration of insulin
ence of considerable quantities of ing sodium and chloride levels to esti- for antilipolysis is lower than for glucose
b-oxybutyric acid (Table 1). The discov- mate extracellular hypertonicity and use by peripheral tissues (35). Finally, a
ery of high concentrations of acetoace- cellular dehydration, and they proposed direct role of hyperosmolarity by inhib-
tic acid and b-hydroxybutyric acid led that patients with severe hyperglycemia iting lipolysis and free fatty acid release
clinicians and researchers in the late and diabetic coma should be treated from adipose tissue has been shown in
1890s to conclude that diabetic coma with large quantities of water (29). experimental animals (36).
was a self-intoxication due to an ex- Sament and Schwartz (30) suggested Severe hyperglycemia is associated
cess of acids in the body (12,13). that some comatose patients with se- with a severe inammatory state char-
The rst reports of HHS are attributed vere hyperglycemia and negative or acterized by an elevation of proinam-
to von Frerichs (21) and Dreschfeld (14). trace ketonuria could be treated suc- matory cytokines (tumor necrosis
In the 1880s, they reported patients pre- cessfully with the administration of u- factor-a, interleukin (IL)b, IL6, and IL8)
senting with an unusual type of diabetic ids and lower amounts of insulin and reactive oxygen species, with insulin
coma characterized by severe hyper- compared with regular acidotic patients secretion and action. Hyperglycemia
glycemia and glycosuria but without with diabetic coma. causes an increase in oxidative stress
Kussmaul breathing, fruity breath markers such as membrane lipid perox-
odor, or a positive urine acetone test. Pathophysiology idation (37). The degree of lipid perox-
Dreschfeld (14) described a case series HHS is characterized by extreme eleva- idation is directly proportional to the
of patients with diabetic collapse pre- tions in serum glucose concentrations glucose concentrations in diabetic pa-
senting after age 40 years, who were and hyperosmolality without signicant tients. This is thought to occur via several
well nourished at the time of the attack, ketosis (Fig. 1). These metabolic de- well-studied mechanisms, including in-
and with fatty inltration of the liver rangements result from synergistic fac- creased polyol pathway ux, increased
and the heart. Shortly after these re- tors including insulin deciency and intracellular formation of advanced glyca-
ports, several authors (14,21) reported increased levels of counterregulatory tion end products, activation of protein
cases of diabetic coma in well-nourished hormones (glucagon, catecholamines, kinase C, or overproduction of superoxide
adult patients with known diabetes, and cortisol, and growth hormone) (3133). by the mitochondrial electron transport
the term diabetes of stout people was Hyperglycemia develops because of an chain (37,38). By interest, elevations of
coined. In the early 1900s, others re- increased gluconeogenesis and acceler- circulating proinammatory cytokines
ported the presence of two distinct types ated conversion of glycogen to glucose are reduced to normal levels promptly
3126 Hyperosmolar Hyperglycemic State Diabetes Care Volume 37, November 2014

Figure 1Pathogenesis of HHS.

in response to insulin therapy and nor- cause of HHS in essentially all series and and trauma, that provokes the release
malization of blood glucose concentra- occurs in 4060% of patients, with the of counterregulatory hormones and/or
tion (39). most common precipitating infections compromises the access to water can re-
being pneumonia (4060%) and urinary sult in severe dehydration and HHS. In
Precipitating Factors tract infection (516%) (4042). Up to most patients, restricted water intake is
HHS occurs most commonly in elderly pa- 20% do not have a previous diagnosis of due to the patient being bedridden or re-
tients with type 2 diabetes. Infection rep- diabetes (7). Underlying medical illness, strained and is exacerbated by the altered
resents the commonest precipitating such as stroke, myocardial infarction, thirst response of the elderly. Certain

Table 1From diabetic coma to HHS


Years Authors (reference nos.) Comment
1828 von Stosch (8) Initial descriptions of diabetic coma
1857 Petters (10) Discovery of acetone in the urine of patients with diabetes
1865 Gerhardt (91) Discovery of acetoacetic acid in the urine of patients with
diabetes
1874 Kussmaul (15) First extensive description of diabetic coma
1878 Foster (11) Cases of diabetic coma and acetonemia
18831884 Stadelmann (18)/Kulz (19)/Minkowski (20) Discovery of b-hydroxybutyric acid in patients with diabetes
18841886 von Frerichs (21)/Dreschfeld (14) Description of a nonketotic diabetic coma
1922 Banting et al. (83) Insulin discovery
19091923 Lepine (92)/Revillet (93)/McCaskey (94)/Bock et al. (95) Case series of diabetic coma without ketonuria
19301935 Lawrence (84)/Joslin (17) Initial recommendations for the management of diabetic
comas
1957 Sament and Schwartz (30)/de Graeff and Lips (29) Detailed case reports of diabetic coma without ketones and
hyperosmolality
1962 Singer et al. (85) Linking osmolality and hyperglycemia
1971 Arieff and Carroll (55)/Gerich et al. (54) Case series of HHS; initial criteria
1973 Arieff and Kleeman (77) Mechanisms leading to cerebral edema
19761977 Alberti and Hockaday (60)/Kitabchi et al. (70) Low-dose insulin protocols
20042009 Kitabchi et al. (4,86,87) Position Statement, American Diabetes Association:
management of hyperglycemic crises
2011 Zeitler et al. (59) Guidelines for the management of HHS in children
care.diabetesjournals.org Pasquel and Umpierrez 3127

medications associated with metabolic plasma bicarbonate level of 17.0 6 6 osmolality are .340 and 320 mOsm/kg,
decompensation and HHS include gluco- mEq/L, a mean arterial pH of 7.31, and respectively (32,63).
corticoid, thiazide diuretics, phenytoin, an average plasma glucose level of
b-blockers, and more recently atypical 1,076 6 350 mg/dL (range 6501,780 Evolution of HHS treatment
antipsychotics (4349). mg/100 mL). Current diagnostic criteria In the 19th century and preinsulin
Recent case reports and series sug- of HHS recommended by the American era, a large number of treatment mo-
gest an increasing incidence of this dis- dalities were recommended to treat di-
Diabetes Association (ADA) and interna-
order in children and adolescents abetic coma. Kussmaul tried blood
tional guidelines include a plasma
(50,51). In children, most common pre- transfusions with only temporary results.
glucose level .600 mg/dL, plasma ef-
cipitating causes are diseases of the cir- Reynolds (64) published two cases of re-
fective osmolarity .320 mOsm/L, and covery with castor oil followed by 63
culatory, nervous, and genitourinary
an absence of signicant ketoacidosis grains of citrate of potassium. In the
systems (52). In addition, some children
(Table 2) (4,58,59). The term HHNK late 1900s, the most common therapeu-
with T1DM may present with features
was replaced with hyperglycemic hy- tic regimen was the administration of
of HHS (severe hyperglycemia) if high-
carbohydratecontaining beverages have perosmolar state to reect the fact subcutaneous and intravenous saline so-
been used to quench thirst and replace that many patients present without sig- lutions with 3% sodium carbonate (13).
urinary losses prior to diagnosis (53). nicant decline in the level of conscious- Chadbourne (65) reported that among
ness (less than one-third of patients 17 cases of diabetic coma, only one case
Diagnostic Criteria of HHS present with coma) and because many was treated successfully, and seven pa-
The modern denition and diagnostic patients can present with mild to mod- tients showed a temporary improvement
criteria of HHS derived from case series erate degrees of ketosis (32,60). In some in consciousness.
reported by Gerich et al. (54) and Arieff studies, up to 20% of patients with se- Before the discovery of insulin, dia-
and Carroll (55) in 1971 (Table 2). They vere hyperglycemia and hyperosmolar- betic coma was regarded as an inevi-
also provided insights into the patho- ity were reported to have combined table culmination of life, as it was
physiology of the syndrome they called features of HHS and DKA (7,32). exceedingly rare for a diabetic individual
hyperglycemic hyperosmolar nonke- In contrast with the original formula to live for more than a few months after
totic coma (HHNK). Arieff and Carrolls proposed by Arieff and Carroll (55) to an episode of diabetic coma (17). After
diagnostic criteria included a blood glu- estimate total serum osmolality [2(Na) the discovery of insulin in 1922, the de-
cose level .600 mg/dL, a total serum +18/glucose + BUN/2], recent reports velopment of diabetic coma became
osmolarity level .350 mOsm/L, and a and consensus guidelines have recom- much less frequent in patients with dia-
serum acetone reaction from 0 to 2 betes, and when acquired, patients had
mended the use of effective serum os-
pluses when the serum was diluted 1:1 better treatment options. After the
molality [2(Na) +18/glucose] not taking
with water (55). The selection of a glu- 1930s, ,10% of hospital admissions for
into consideration urea, as the osmotic
cose concentration .600 mg/dL was diabetes were due to diabetic coma (17).
contribution of urea is not signicant
based on the observation that above Shortly after the introduction of insu-
this level, serum osmolality is .350 compared with the effects of sodium lin, patients with diabetic coma were
mOsm/kg (56). Arieff and Carroll also and glucose levels (32,61,62). Urea is treated with 20100 units s.c. soluble
reported that patients with HHNK distributed equally in all body compart- insulin every 30 min on a sliding scale
coma had a mean plasma osmolarity of ments, and its accumulation does not according to the Benedict test for gluco-
;380 mOsm/L, compared with the induce an osmotic gradient across the suria (17). The total insulin dose for
;320330 mOsm/L osmolality ob- cell membranes. Symptoms of encepha- treatment of diabetic coma was in-
served in conscious patients (54,55,57). lopathy are usually present when serum creased in the 1940s after the reports
In addition, they reported that patients sodium levels exceed 160 mEq/L and by Root (66) and Black and Malins (67),
with HHNK coma had an admission when the calculated total and effective who recommended an initial bolus dose

Table 2Diagnostic criteria of HHS rst reported by Arieff and Carroll and current ADA criteria
Arieff and Carroll (56) ADA (4)
Plasma glucose, mg/dL .600 .600
Arterial pH N/A .7.30
Serum bicarbonate, mEq/L N/A .18
Urine or serum ketones by nitroprussiate test
(acetoacetate) 0 to 2 pluses Negative or small
Serum b-hydroxybutyrate, mmol/L N/A ,3 mmol/L
Total serum osmolality, mOsm/kg* .350 N/A
Effective serum osmolality, mOsm/L** N/A .320
Anion gap, mEq/L N/A Variable
Mental status N/A Variable; most patients present with stupor, coma
*Total serum osmolality formula = 2(Na) + 18/glucose + BUN/2. **Effective serum osmolality formula = 2(Na) + 18/glucose.
3128 Hyperosmolar Hyperglycemic State Diabetes Care Volume 37, November 2014

of 200400 units i.v. soluble insulin de- In 1973, Alberti et al. (69) were the studies have been conducted in patients
pending on the severity of the mental rst to report the successful treatment with HHS, and those patients are treated
status. Three arbitrary stages were of patients with diabetic coma using following the protocols designed to treat
used to guide initial bolus doses: stage small intramuscular doses of regular in- DKA. Low-dose insulin infusion protocols
1, drowsy but easily rousable; stage 2, sulin. They treated 14 patients with have been shown to be effective, with res-
rousable with difculty; and stage 3, un- ketoacidosis, one patient with hyperosmo- olution of hyperglycemia in ;9 6 2 h and
conscious on admission. These re- lar nonketotic coma, and two cases of hy- resolution of HHS in 11 6 1 h (7).
searchers suggested giving an initial perglycemic nonketotic state with an initial The importance of hydration and
injection of 200 units to patients in stage mean dose of 16 6 2 units followed by electrolyte replacement has been recog-
1, 300 units to patients in stage 2, and 5 or 10 units i.v. or i.m. every hour. The nized in the management of patients
400 units to patients in stage 3, followed patients plasma glucose rates fell at a with HHS (32,72). Isotonic saline (0.9%
by boluses of 50 units i.v. injected into regular rate of 90 mg/h (69). The authors NaCl) is recommended at 1520 mL/kg
drip tubing every 30 min until the urine reported a cumulative insulin dose of during the rst 12 h, followed by 250
became free of acetone bodies (67). ,100 units per day, which was a signicant 500 mL/h until resolution of the hyper-
From 1950 to the 1970s, most experts reduction from previous reports that used glycemic crisis. Fluid replacement alone
in the eld recommended an initial bo- 400500 units per day. These studies were has been shown to reduce glucose con-
lus dose of 2080 units intramuscularly later conrmed by two randomized, con- centration by 75100 mg/h, due to a re-
(i.m.) or i.v. followed by 2080 units i.m. trolled trials conducted by Kitabchi and col- duction in counterregulatory hormones
or i.v. every 12 h (68). It was recognized leagues (70,71), who compared treatment and improvement of renal perfusion
that patients with HHS required lower using low-dose intramuscular with treat- (73). In addition, many patients with
doses of insulin than patients with ment using large-dose intravenous and HHS have high serum potassium despite
DKA, who were given ~50100 units subcutaneous regular insulin (Table 3). Un- total body potassium decit due to in-
i.m. or i.v. every hour (68). fortunately, no prospective, randomized sulin deciency and hyperosmolality,

Table 3Evolution of treatment regimens for patients with diabetic coma and HHS
Years (reference nos.) Insulin therapy Fluids Other
Preinsulin era (13,14) d NS/3% NS (s.c.) Alcohol, laxatives, alkalies,
salicylate, oxygen inhalations,
castor oil and citrate of
potassium, camphor and ether,
caffeine, circulatory stimulants
19301950 (17,27) 20100 units i.v. or s.c. bolus NS (s.c. or i.v.) at variable rates Routine gastric lavage, cleansing
followed by 20 units s.c. every enema, blood transfusion
3060 min depending on
glucosuria
19501970s (29,88,89) 2 units/kg bolus of crystalline NS followed by hypotonic Gastric aspiration
insulin; up to 920 units in the solution ;30 mL/kg or 600800
rst 7 h cc 3 m2
Early 1970s (54,68,90) 50 units i.v. bolus followed by NS at 11.5 L over the rst 2 h, Add 20 mEq potassium to the
5080 units/h i.v. or s.c. followed by hypotonic solution at second or third liter of uid when
;100 mL/h potassium level is ,6.0 mEq/L
Late 1970s (60,71) Low-dose insulin regimens. NS at 12 L over the rst 2 h, Risk of hypokalemia during
Regular insulin 0.1 units/kg i.v. followed by NS or half NS. Add insulin treatment identied. Early
followed by 0.10.3 units/h i.v., dextrose-containing solutions potassium replacement when
s.c., or i.m. when glucose ;250 mg/dL serum potassium ,5.5 mEq/L
1990s (7) 0.1 units/kg i.v. bolus, then 0.1 0.9% saline, 5001,000 mL/h for No gastric lavage or gastric
units/kg/h as continuous infusion 2 h, then switch to 0.45% saline at suction recommended
until glucose level ,13.8 mmol/L 250500 mL/h. Add dextrose-
(250 mg/dL) containing solutions when
glucose ;250 mg/dL
20042009 (4,87): ADA Initial bolus (0.1 units/kg i.v.), NS at 5001,000 mL/h
consensus for treatment of followed by 0.1 units/kg/h until for 24 h, then 0.45% saline at
DKA and HHS in adult patients glucose ,250 mg/dL, then 250500 mL/h
reduce insulin by 50%
2011 (59): Pediatric Endocrine In HHS: no intravenous insulin 20 mL/kg NS bolus until adequate Dantrolene*
Society guidelines for bolus, start at 0.0250.05 tissue perfusion
treatment of HHS in children units/kg/h when no decline
in glucose with uids alone; in
hyperosmolar DKA: start
0.050.1 units/kg/h
NS, normal saline (0.9% NaCl). *If a malignant hyperthermia-like syndrome is suspected.
care.diabetesjournals.org Pasquel and Umpierrez 3129

which cause a shift of potassium from of free fatty acids and counterregulatory patients than in DKA patients (5,7).
the intracellular compartment into hormones are comparable between pa- Thus, prospective studies are needed
plasma (74,75). During insulin treat- tients with DKA and HHS. Additional to determine effective and safe insulin
ment and hydration, serum potassium studies are also needed to determine and hydration strategies, as well as to
levels rapidly fall; therefore, it is recom- the role of inammatory and oxidative determine glucose targets during intra-
mended that potassium replacement stress markers and clinical outcomes in venous insulin infusion and during the
should be initiated when serum levels fall patients with hyperglycemic crises. Elu- transition to subcutaneous insulin ther-
,5.5 mEq/L, with the goal to maintain a cidating the roles of these pathways apy in patients with HHS.
serum potassium concentration in the might provide valuable information for
range of 45 mEq/L. reducing the high cardiovascular and
Arieff and colleagues (56,76,77) rst thrombotic morbidity rates associated Duality of Interest. No potential conicts of
reported the development of brain with hyperglycemic emergencies. interest relevant to this article were reported.
Author Contributions. F.J.P. reviewed the
edema, a feared complication of treat- Hospitalizations for HHS in children literature and drafted the manuscript. G.E.U.
ment after rapid correction of hyper- and adolescents have increased signi- critically reviewed and revised the manuscript.
glycemia and hyperosmolality. They cantly in recent reports. Population
reported that cerebral edema devel- rates for HHS hospitalizations in children References
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