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ORIGINAL ARTICLE: HEPATOLOGY AND NUTRITION

Derivation of a Clinical Prediction Rule for the


Noninvasive Diagnosis of Varices in Children

Juan Cristobal Gana, yDan Turner, zEve A. Roberts, and Simon C. Ling

ABSTRACT

Background and Objectives: Identification of children who are at high risk


for having varices using noninvasive tests would enable the selection of
children for future studies of primary prophylaxis of variceal hemorrhage,
V ariceal bleeding is among the most serious consequences of
chronic liver disease or portal vein obstruction in children and
is associated with a high risk of death (18). Management of
but this has been inadequately studied. The objective of the study was to children at risk for variceal bleeding differs considerably among
derive a noninvasive clinical prediction rule that is able to identify children pediatric hepatologists, largely because of a lack of pediatric
with esophageal varices. research studies that examine approaches to screening for varices
Methods: Fifty-one consecutive children with liver disease or portal and treatment to prevent hemorrhage (9).
hypertension who underwent endoscopy were included in the present To improve the management of children at risk for bleeding
retrospective study. At endoscopy, variceal size was graded on a 4-point from esophageal varices, it is first necessary to identify affected
Likert scale. Results of physical examination, blood tests, and abdominal children who can be included in pediatric studies of primary
ultrasound scan (USS) were recorded. Spleen length on USS was expressed prophylaxis. Esophagogastroduodenoscopy (EGD) is the present
as a standard deviation score (z score). A descriptive univariate analysis was reference standard diagnostic test, but it is invasive, time consum-
performed on variables that were potentially associated with esophageal ing, expensive, and associated with risk. There is therefore a
varices and multivariate logistic regression was then modeled to derive a pressing need for a noninvasive test that reliably enables targeting
clinical prediction rule. of EGD to those children with the highest risk of varices, and
Results: Esophageal varices were found in 17 of the 51 children (33%). avoidance of EGD in children without varices.
Variables found to differ significantly between children with and without The aim of the present study was to derive a noninvasive
varices included platelet/spleen-length z score ratio (P < 0.001), platelet clinical prediction rule capable of identifying children with eso-
count (P < 0.001), international normalized ratio (P 0.001), aspartate phageal varices, in line with 1 of the research priorities of the
aminotransferase/alanine aminotransferase ratio (P 0.002), and albumin American Association for the Study of Liver Disease and the
(P 0.003). Using multivariate logistic regression, a model with platelet American College of Gastroenterology (10).
count, spleen length z score, and albumin as the independent variables had
the best fit. Area under the receiver operating characteristic curve for this METHODS
clinical prediction rule was 0.93 (95% confidence interval 0.850.99),
sensitivity 94%, specificity 81%, positive predictive value 0.83, negative Setting and Eligibility
predictive value 0.94, positive likelihood ratio 5, and negative likelihood In the present retrospective study, consecutive children
ratio 0.06. younger than 18 years of age who underwent EGD between
Conclusions: This clinical prediction rule is a simple noninvasive measure 2000 and 2007 at the Hospital for Sick Children, Toronto, were
that may identify children at high risk for esophageal varices. A prospective included if they had liver disease or portal vein thrombosis. The
validation study is in progress. hospital specializes in the delivery of secondary and tertiary level
care to the children of the greater Toronto area and provides the
Key Words: clinical predictor rule, esophageal varices, portal hypertension largest pediatric liver transplant program in Canada. Endoscopies
were undertaken to screen for either esophageal varices or gas-
(JPGN 2010;50: 188193) trointestinal symptoms. We excluded children with history of use
of b-blockers, previous portal-systemic shunt surgery or transju-
gular-intrahepatic-portal-systemic shunt, endoscopic ligation, or
sclerotherapy of varices or upper gastrointestinal bleeding before
Received May 11, 2009; accepted June 18, 2009. the EGD. Children with malignancy or who had undergone organ

From the Division of Gastroenterology, Hepatology & Nutrition, the transplantation before the EGD were also excluded. The study was
yPediatric Gastroenterology Unit, Shaare Zedek Medical Center, Hebrew
approved by the institutional research ethics board.
University of Jerusalem, Israel, and the zGenetics and Genome Biology
Program, Hospital for Sick Children Research Institute, Toronto,
Canada. Data Collection
Address correspondence and reprint requests to Juan Cristobal Gana,
Department of Pediatrics, School of Medicine, Pontificia Universidad Data were collected by review of the health record and
Catolica de Chile, Lira 85, Santiago, Chile (e-mail: jcgana@gmail. included demographic details, primary diagnoses, comorbidities,
com).
and medications. Clinical, imaging, and laboratory test parameters
The study was funded by the Canadian Association for the Study of the
Liver. were recorded, including those that may provide evidence of the
The authors report no conflicts of interest. severity of portal hypertension. Bloodwork and abdominal ultra-
Copyright # 2010 by European Society for Pediatric Gastroenterology, sound scan (USS) results were obtained from the test performed
Hepatology, and Nutrition and North American Society for Pediatric closest in time to the EGD and always within a maximum of
Gastroenterology, Hepatology, and Nutrition 6 months. All of the endoscopies were performed by 1 of 3
DOI: 10.1097/MPG.0b013e3181b64437 experienced physicians who used the same Paquet classification

188 JPGN  Volume 50, Number 2, February 2010

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JPGN  Volume 50, Number 2, February 2010 Noninvasive Diagnosis of Varices in Children

system for gradation of esophageal variceal size. In this system, assessed using the Hosmer and Lemeshow goodness-of-fit test. The
varix size is graded on a 4-point Likert scale: grade 1 varices are small sample size in the present study limited the number of
small and flattened by insufflation of air, grade 2 are slightly larger independent variables to be included. We selected a priori 2 sets
and do not flatten, grade 3 are larger but do not touch in the middle of variables that were consistently reproduced in the adult literature
of the lumen, and grade 4 varices are large and touch each other in (1927); albumin or INR to be the first variable (reflecting the
the middle of the lumen (11). Routine practice at our institution is to severity of liver disease) and platelet count or platelet/spleen z score
measure spleen length during abdominal USS. These measurements to be the second variable (reflecting severity of portal hyperten-
were expressed as standard deviation scores (z scores) relative to sion). To avoid negative z scores, a factor of 5 was added to all of the
previously established reference standards of spleen length for spleen length z scores. The choice of either variable in each set
different ages (12). (albumin or INR) depended on optimizing the model by maximiz-
ing the c statistic and minimizing 2 log-likelihood after fitting all
of the possible models. The b-estimates of the predictors retained in
Statistical Analysis the best model were used to guide the weights of the variables in the
clinical prediction rule, after multiplication by 10 and rounding to
First, a descriptive univariate analysis was performed on the nearest 0.5.
variables that were determined subjectively by the investigators to The best cutoff point of the resulting clinical prediction
be potentially associated with esophageal varices. Categorical rule to differentiate children with and without varices was deter-
variables (eg, existence of collaterals on Doppler ultrasound exami- mined to be the point where the second diagonal crossed the
nation) are presented as proportions and compared using x2 or receiver operating characteristic (ROC) curve. However, other
Fisher exact tests. Continuous variables (eg, platelet count, albumin cutoffs to maximize sensitivity or specificity were also explored.
concentration, international normalized ratio [INR], spleen length) An area under the ROC curve (95% CI) of more than 0.7 was
are presented as mean  standard deviation (SD) or median inter- considered a fair prediction rule, 0.8 good, and more than 0.9 excel-
quartile range and compared using unpaired Student t test or lent. Sensitivity, specificity, negative and positive predictive
Wilcoxon rank-sum test as appropriate for the normal distribution. values, and likelihood ratios were calculated for different cutoff
Univariate logistic regression was used to obtain the corresponding points. Ninety-five percent CI were calculated for all of the point
odds ratio (OR) and 95% confidence interval (CI) for each pre- estimates.
dictive variable. A correction factor of 0.5 was added to cells that All of the comparisons were made using 2-sided significance
contained 0 within the data tables. levels of P < 0.05. Statistical analyses were performed using SAS
Multivariate logistic regression was then modeled to asso- version 9.1 (SAS, Cary, NC) and SPSS version 15.0 (SPSS Inc,
ciate predictors with esophageal varices. Screening of variables for Chicago, IL).
the multivariable predictive rules using univariate statistical sig-
nificance levels involves multiple comparison problems and is
known to produce unreliable models (1317). Therefore, we fol- RESULTS
lowed the strong recommendation to set possible predictors a priori Of the 87 children with liver disease or portal vein throm-
based on extensive literature review and expert opinion (16,18). bosis who underwent EGD during the study period, 51 met the
Fine-tuning of the initial limited list of possible predictive variables eligibility criteria and were included in the present study (mean age
may be aided by fitting a few models while trying to maximize the c 11 years, range 2 months17 years, 25 males) (Table 1). The
statistic of the binary model. Calibration of the prediction rule was common reason for exclusion was a previous episode of bleeding

TABLE 1. Baseline characteristics of 51 patients included

Variable EV () (n 17) EV () (n 34) P

Diagnosis
Primary sclerosing cholangitis 2 (12%) 13 (38%)
Autoimmune hepatitis 3 (18%) 4 (12%)
Overlap syndrome 3 (18%) 4 (12%)
Portal vein thrombosis 4 (24%) 1 (3%)
Congenital hepatic fibrosis 2 (12%) 1 (3%)
Others 3 (18%) 11 (32%)
Male sex 6 (35%) 19 (56%) 0.17
Mean age 11  3.5 11.9  4.2 0.44
No. <2 y old 0 (0%) 1 (3%)
No. 210 y old 6 (35%) 5 (15%)
No. >10 y old 11 (65%) 28 (82%)
Child-Pugh (A/B/C) 14/3/0 29/4/0
Mean Child-Pugh 5.65  1.06 5.36  0.68 0.27
No. with splenomegaly 13/4 2/31 <0.001
EV esophageal varices.

Others include biliary atresia (1), Caroli syndrome (1), hepatitis B (2), hepatitis C (1), Budd-Chiari syndrome (1), nonalcoholic fatty liver disease (1)
glycogen storage disease (1), focal nodular hyperplasia (1), drug-related liver disease (1) parenteral nutrition cholestasis (1), hemochromatosis (1), a-1
antitrypsin deficiency (1), and cryptogenic liver disease (1).

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Gana et al JPGN  Volume 50, Number 2, February 2010

TABLE 2. Univariate analysis of potential predictors of esophageal varices

Variable Varices (n 17) Nonvarices (n 34) OR 95% CI P

Spleen length and markers of


hypersplenism
Splenomegaly on PE 13 (76%) 2 (6%) 0.026 0.003, 0.24 <0.001
SAZ 7.14 (3.78) 1.48 (3.86) 1.94 1.32, 2.86 <0.001
Platelets, 109/L 123 (104) 336 (129) 0.47 0.32, 0.70 <0.001
Platelets/SAZ 13.7 (18.7) 57.2 (33.6) 0.81y 0.67, 0.996 <0.001
White blood count, 109/L 4.91 (1.95) 9.16 (4.13) 0.56 0.39, 0.79 <0.001
Hemoglobin, g/L 123 (16.2) 127 (17.9) 0.99 0.95, 1.02 0.48
Other USS variables
Collaterals 9 (60%) 0 (0%) 60.5 3.2, >1000 <0.001
Ascites 6 (38%) 3 (13%) 13.3 2.3, 90.5 0.002
Liver synthetic function
Albumin, g/L 37.7 (5.6) 43 (4.9) 0.83 0.72, 0.95 0.003
INR 1.21 (0.26) 1.02 (0.08) 3.14z 1.43, 6.90 0.001
Other tests and ratios
Bilirubin conjugated, mmol/L 7.68 (19.3) 11.48 (49.6) 0.997 0.98, 1.01 0.666
AST 112 (127) 140 (228) 0.999 0.996, 1.003 0.9
ALT 73.8 (81.6) 156 (208) 0.996 0.99, 1.001 0.119
AST/ALT ratio 2.04 (1.53) 1.02 (0.49) 4.68 1.34, 16.0 0.003
AST/platelets ratio 1.25 (1.66) 0.51 (1.27) 1.64 0.92, 2.92 <0.001
GGT 148 (201) 205 (350) 1.64 0.92, 2.92 0.439
Alkaline phosphatase 410 (373) 345 (404) 0.999 0.998, 1.002 0.623
Creatinine, mmol/L 43.1 (10.4) 71.1 (94.2) 0.94 0.89, 0.995 0.017
Numbers in parenthesis represent % or SD as appropriate.
ALT alanine aminotransferase; AST aspartate aminotransferase; CI confidence interval; GGT g-glutamyltransferase; INR international normal-
ized ratio; OR odds ratio; PE physical examination; SAZ spleen length for age z score; USS ultrasound scan.

For a 50-unit change in platelets/spleen.
y
For a 100-unit change in platelets/spleen.
z
For a 0.1-unit change in INR.

(n 17). Ninety-two percent of all of the data fielded were complete best fit among all of the models, with the smallest 2 log-likelihood
for the 51 eligible children. Forty patients were taking medications, and highest c statistic (Table 3). After adjusting the b-coefficient as
the most frequent was ursodeoxycholic acid (n 25), but none were described, the resulting clinical prediction rule was:
receiving b-blockers. Basic characteristics did not differ between  
the patients with or without esophageal varices, including age, sex, 0:75  Platelets
Child-Pugh Score, and Pediatric End-Stage Liver Disease (PELD) 2:5  Albumin
SAZ 5
or Model for End-Stage Liver Disease (MELD) scores. There were
no patients with evidence of encephalopathy.
EGD identified esophageal varices in 17 of the 51 children where platelet count is measured in units  109/L, SAZ is the
(33%), 9 of whom had large varices (grade 2 or more than 18% of spleen length z score, and albumin is measured in grams per liter.
the total, 53% of the varices group). Eight patients had portal Smaller values are associated with a higher likelihood of varices,
hypertensive gastropathy and 3 patients with large esophageal with the best cutoff value of 130 chosen to maximize sensitivity and
varices also had gastric varices. negative predictive value as required for a screening test (Fig. 1,
Variables found to differ significantly between children with Table 4). The model was well calibrated as evident from the Hosmer
and without varices included splenomegaly on physical examin- and Lemeshow goodness-of-fit test (P 0.81). The area under the
ation, spleen length z score measured by USS, presence of collat- ROC curve of this clinical rule to predict esophageal varices was
erals on USS, platelet/spleen length z score ratio, platelet count, 0.93 (0.850.99), implying excellent discriminant ability. Other
white blood cell count, aspartate aminotransferase/platelet ratio, cutoff values maximizing specificity are also presented (Table 4).
INR, aspartate aminotransferase/alanine aminotransferase ratio,
albumin, and creatinine (Table 2). DISCUSSION
We report the derivation of a predictive model that has a high
sensitivity and negative predictive value for the identification of
Derivation of the Noninvasive children with esophageal varices. The rule could be used to identify
Prediction Rule children most likely to have varices, thereby avoiding EGD in
children who do not have varices. We considered only simple,
Multivariate logistic regression was modeled to associate commonly available, reproducible variables because we believe
predictors with esophageal varices. A model with platelets, spleen that the other previously reported noninvasive predictors of eso-
length z score, and albumin as the independent variables had the phageal varices were less reproducible in clinical practice (28) and

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JPGN  Volume 50, Number 2, February 2010 Noninvasive Diagnosis of Varices in Children

TABLE 3. Summary of the 4 contending logistic regression models

b-coefficient OR (95% CI) P c Statistic 2LL

Model 1
PLT/spleen 0.074 0.93 (0.880.98) 0.007 0.93 23.346
Alb 0.247 0.78 (0.620.98) 0.039
Model 2
PLT/spleen 0.063 0.94 (0.890.99) 0.019 0.91 28.697
INR 4.056 57.7 (0.01>100) 0.362
Model 3
PLT 0.016 0.98 (0.970.99) 0.002 0.88 25.09
Alb 0.313 0.73 (0.570.94) 0.016
Model 4
PLT 0.012 0.98 (0.970.99) 0.006 0.90 33.08
INR 4.373 79.3 (0.02>100) 0.298
Alb albumin; CI confidence interval; INR international normalized ratio; 2LL 2 log-likelihood; PLT platelets.

were subject to interobserver variability (29). We measured spleen or select patients for EGD who have a greater likelihood of
length using ultrasonography which is an easily obtainable, non- having varices.
invasive, and reproducible test (30,31). The expression of SAZ Data to support the noninvasive identification of varices in
enables appropriate comparison among children of different ages. children are sparse. In a recent study of children with portal
The platelet count/spleen diameter ratio has been previously shown hypertension, children having cirrhosis with splenomegaly were
to accurately identify varices in adults with cirrhosis and has a 14.6-fold more likely to have esophageal varices compared with
logical pathophysiological basis in children with portal hyperten- children having cirrhosis without splenomegaly. Hypoalbuminemia
sion. The increase in spleen length in patients with chronic liver increased the likelihood of varices (OR 4.17 [95%] CI 1.4312.18),
disease almost always reflects the increased portal pressure (32,33), whereas the significance of thrombocytopenia in the univariate
and thrombocytopenia may be the result of splenic pooling of analysis did not hold in the multivariable modeling (38). Fifteen
platelets because of portal hypertension, immune-mediated mech- children with portal vein cavernoma and esophageal varices were
anisms, or lower thrombopoietin synthesis (3436). evaluated in another pediatric study that analyzed ultrasound
Endoscopic screening is recommended for adults with cir- markers for esophageal varices. Abdominal USS revealed an
rhosis to identify those with varices who may benefit from pro- increased lesser omentum/aorta diameter ratio in children with
phylactic treatment, because there is evidence that prophylactic portal hypertension, compared with controls (P < 0.001) (39).
therapy with b-blockers or endoscopic variceal ligation is effective Several studies in adults with cirrhosis have demonstrated the
in reducing the incidence of variceal bleeding (10). However, EGD potential for noninvasive tests to identify esophageal varices (20
is invasive and unpleasant and will find no varices in up to 50% of 24,26,27,4050). The ratio between spleen diameter and platelet
adults with cirrhosis (10,37). There is, therefore, a strong interest in count has repeatedly shown high diagnostic accuracy in these adult
identifying a noninvasive test that can either replace screening EGD studies, ranging from 0.86 to 1 (24,25,4042). The optimal cutoff
value for this ratio has yet to be determined and depends in part
upon the severity of disease in the patient population under con-
sideration. Interestingly, patients identified by the ratio as false-
positives were more likely to have esophageal varices at follow-up
compared with the patients with true-negative results (25).
The limitations of the present study include its retrospective
design and small sample size. Screening EGD for esophageal
varices in children was not routinely performed in our center
and the study population is therefore also composed of children
undergoing endoscopy for investigations of gastrointestinal symp-
toms. For this reason, younger children with biliary atresia are
poorly represented, and there is an excess of older children with
primary sclerosing cholangitis who underwent endoscopy as a part
of their assessment for inflammatory bowel disease. Blinding of
endoscopists to the presence and degree of splenomegaly and
thrombocytopenia cannot be guaranteed in retrospect. The inclusion
of children with portal vein thrombosis as well as intrahepatic
disease may make the clinical prediction rule more widely
applicable to different patient groups, although validation studies
will be required in each group. The number of patients in the present
study did not allow for reliable subgroup analysis to compare
children with prehepatic and hepatic portal hypertension. None-
FIGURE 1. The prediction rule in patients with and without theless, EGD was performed in children with various severities of
varices. liver disease in the same center and using a single classification

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Gana et al JPGN  Volume 50, Number 2, February 2010

 
TABLE 4. Performance characteristics of the clinical prediction rule at different cutoff values 0:75  Platelets 2:5  Albumin
SAZ 5

Cutoff value Sensitivity (%) Specificity (%) PPV NPV LR LR AUROC P

116 81 91 0.82 0.91 9.3 0.19 0.93 <0.001


130 94 81 0.83 0.94 5 0.06 0.93 <0.001
145 100 67 0.61 1 3.09 0 0.93 <0.001
AUROC area under receiver operating characteristic curve; LR positive likelihood ratio; LR negative likelihood ratio; NPV negative predictive
value; PPV positive predictive value.

system. We focused on the presence of esophageal varices of any 9. Shneider BL. Approaches to the management of pediatric portal hyper-
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