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There are, frankly, few good books on Spinoza. Among the few there is,
however, one masterpiece: Martial Gueroults Spinozaan unnished
work that yet, across its two completed volumes dedicated to Books One
and Two of Spinozas Ethics, extends to over a thousand pages.1 I expect
little dissent from my high estimation of this work. There is, however,
one important, indeed fundamental, element in Gueroults interpretation
that is widely rejected. It may, indeed, fairly be called notorious. It is
Gueroults claim that in the rst eight Propositions of Book One of the
Ethics Spinoza makes reference to substances that consist of, or are con-
stituted by, a single attributesuch as thought, or extension. There are,
according to Gueroult, many such substances (indeed, innitely many);
and 1p7d proves the necessary existence of each and every one of them.2
Spinoza is, of course, famous for believing in the existence of but a single
substancea view plainly stated in 1p10s. This substance is absolutely
innite, indeed divine: God or nature, as Spinoza later famously cha-
racterises it. According to Gueroult, this one ultimate substance is con-
structed from the substances of a single attribute that were the concern
of the rst eight Propositions: substances that now emerge in their true
colours as attributes of this single substance. By contrast, what I shall
refer to as the standard interpretation holds that Spinoza never makes
reference to any substance other than the one absolutely innite, divine
substancequite simply because he believed in no such thing.
Gueroults interpretation, as I have intimated, has been given short
shrift by almost all subsequent commentators on Spinozacertainly in
1
The completed work comprises Gueroult (1968) and Gueroult (1974).
2
I follow this now standard way of referring to Spinozas Ethics. In what follows
Ep. refers to Spinozas Letters, and KV to the Korte Verhandeling (Short Trea-
tise). Translations of passages from the Ethics and from the Short Treatise are taken
from Curley (1985). All other translations are my own. References to the Short
Treatise are by the pagination of the standard four-volume Gebhardt edition of
Spinozas works, which can be found in the margins of Curleys edition.
3
The situation is not signicantly dierent in Gueroults native Francethough
Deleuze (1969) gave an enthusiastic early assessment.
4
Jonathan Bennett (1984: 65) dismissed it as the strange position that Gueroult
wishes onto Spinoza. The sole reference in Roger Woolhouse (1993: 39) consist in
saying of Gueroult that it can be doubted whether he either illuminates or explains
how Spinoza might hold that a number of substances of one attribute can form one
substance of many attributes.
5
It is not mentioned in Nadler (2006), Deveaux (2007) or Della Rocca (2008), despite
the fact that all three deal with issues to which Gueroults interpretation is highly
relevant. An earlier and much-cited work by Don Garrett (1990), which deals with
an issue for which, as we shall see, Gueroults interpretation is of especial signi-
cance, also makes no reference to it.
6
The best known interpretation that follows Gueroult is Loeb (1981: 18). More
recently Colin Marshall (2009) has stated his allegiance. Edwin Curley is sometimes
referred to as being in essential agreement with Gueroult; but the degree of agree-
ment is not entirely clear, at least to me. Curley (1974: 240) states that Gueroults
interpretation is very similar to a position he himself has defended. The allusion
is to Curleys rst book on Spinoza; but the closest he comes to Gueroult in that
work is to state that substance, or God, is to be identied with the attributes
(Curley 1969: 167, 91). There is no suggestion that in the early pages of the Ethics
Spinoza treats the attributes individually as substances. Curley does seem to endorse
this central element of Gueroults interpretation latere.g., Curley (1988: 8, 11)
and Curley (1985: 410n8); but he raises an objection to it that he responds to poorly
(as we shall see).
7
Whenever I write of Gueroults interpretation, I mean, specically, Gueroults claim
that the early Propositions of the Ethics concern substances of a single attribute that
are later synthesised into a single, divine substance, thereby becoming its attributes.
As will emerge, there are certain more specic issues over which I disagree with
Gueroult.
8
Not even by Gueroult himself, who simply expounds Spinoza in accordance with
the interpretation in question, rather than arguing for it in any detail. The same is
true of Loebs briefer exposition.
2 A. D. SMITH
many consider to be the fundamental objection to Gueroults interpreta-
tion. In the fth I address the criticism that Gueroult is incapable of
doing justice to the unity of Spinozas absolutely innite substance. In
the nal section I directly address the question of how Spinoza con-
ceived this unity. I oer an account that I hope resolves the current dis-
agreement over how to understand Spinoza on this issuean account
that is consistent with the main tenets of Gueroults interpretation.
I
1. I should be surprised if most philosophically informed readers who
open Spinozas Ethics for the rst time are not puzzled, as I certainly
was, by the many references on the rst few pages to a plurality of sub-
stances. Spinoza is well-known for believing in the existence of but a
single substance. So why all these plurals? There is nothing outside the
intellect, we read in 1p4d, through which a number of things can be
distinguished from one another except substances . . . and their aec-
tions. Again: Two substances having dierent attributes have nothing
in common with one another (1p2). The second Scholium to 1p8 in
particular repeatedly invokes a plurality of substances. To take just one
example, Spinoza criticises those who do not distinguish between the
modications of substances and the substances themselves. Why on
earth did Spinoza not characterise this position as one that fails to dis-
tinguish between the modications of substance and substance itself?
It is perhaps the case that none of the statements in question is literally
false if there is but one substance. And it is possible, especially if one
has been schooled in the modern predicate calculus, to nd nothing at all
untoward in them.9 I insist, however, that the oddity is yet plainly there-
unless, of course, Gueroult is right.
2. For reasons we shall examine in Section III, Gueroults interpreta-
tion is particularly relevant to the Demonstration of 1p5. For the
moment I wish merely to draw attention to the wording of the Proposi-
tion itself: In nature there cannot be two or more substances of the
same nature or attribute.10 According to the standard interpretation,
one hypothetical situation that this is meant to exclude is what, for rea-
sons that will become clear later, I shall call a Leibniz situation: that
of there being substance X that has attribute A, and substance Y that
has attributes A and B. Such a situation is to be excluded, because on
the standard interpretation 1p5 states that no two substances can have
9
Doz (1980, 212), who addresses the issue, manages this feat.
10
All italicisation within quotations from Spinoza is my own (for emphasis), except
for the italicised or (as here), which is Curleys way of representing Spinozas use
of sive and seufor an explanation of which, see Curley (1985: xv).
11
Although from Guerolts perspective this is not exactly the way to express the pur-
port of 1p5, I shall suppose, concessively, that it is.
12
Given, that is, that they could get their minds round the idea of something having
more than one attribute in the rst place. Perhaps I should say that I write of sub-
stance having an attribute simply in order to cut down on verbiage. It is obvious
that Spinoza did not think of attributes as properties of substance (in any sense
of this term). Indeed, if Gueroult is right, the relation between at least single attri-
bute substances and attributes is identity.
4 A. D. SMITH
substance or will not (translation modied).13 The second begins: For
if it were divisible, the parts into which it would be divided will either
retain the nature of an absolutely innite substance or they will not. If
this is not sheer, incomprehensible repetition, it must be that the sub-
stance that is being considered in 1p12d is not, unlike that of 1p13d,
absolutely innite in nature. Since, according to the standard reading,
there is no such substance, 1p12 and its Demonstration should simply
not be there.14
5. A number of commentators have admitted that Gueroults inter-
pretation is lent support by the beginning of 1p8d: A substance of one
attribute does not exist unless it is unique (P5). Expressing the purport
of 1p5 in this wayas applying to substance of one attributeis per-
plexing unless Gueroult is correct, since only on his interpretation is
there such a restriction.15 Indeed, the very mention of a substance that
has but one attribute counts against the standard interpretation. Andre
Doz (1980: 2223) has suggested another way of interpreting this pas-
sage, however. We are to interpret Spinoza not as saying that any sub-
stance has a single attribute; but, rather, that for any single attribute
there is but one substance that has it. Dozs alternative reading can
perhaps be conveyed by rendering the clause in question as: A sub-
stance of a given attribute does not exist unless it is unique. I do not
nd this a natural way of construing the Latin; but it is in any case
excluded by the context. 1p8 states that every substance is necessarily
innite. It is clear both from its Demonstration and from the subse-
quent use to which Spinoza puts it that the innity in question is what
Spinoza had earlier (1d2 and 1d6exp) implicitly characterised as that
which attaches to something that is innite only in its own kind.16
13
Curley has either will retain the nature of the substance or will not. The denite
article that I have italicised makes no sense in relation to the Demonstration that
follows.
14
It is not even as if 1p12 helped Spinoza to derive 1p13. The Demonstration of the
latter makes no reference to the former.
15
On the standard interpretation 1p5 would, of course, apply to substances of a single
attribute (if there were any). The puzzle is why Spinoza mentions this supposedly
special caseespecially given that he is in the process of demonstrating something
about substance as such: Every substance is necessarily innite (1p8).
16
The part of 1p8d that shows this is: But not as nite. For then (by D2) it would
have to be limited by something else of the same nature. Therefore, it exists as in-
nite. It is the reference to 1d2 that clinches the matter. Furthermore, in the long
Scholium to 1p15 Spinoza states that corporeal substance . . . cannot be conceived
except as innite. It must be innity-in-a-kind that is in question here; and
Spinoza refers to 1p8 as justication. In passages such as these Spinoza is simply
re-arming a thesis he had explicitly stated in the Short Treatise: That there is no
limited substance, but that every substance must be innitely perfect in its kind
(KV, I 1920).
II.
Mark Kulstad has presented a consideration that, he suggests, may be
taken as providing one reason for favouring [Gueroults interpretation]
over many others (Kulstad 1996: 304). His suggestion is that the stan-
dard interpretation of Spinoza has a serious problem in not viewing
the principal proof of the existence of God in 1p11d as introducing an
obvious incoherence into Spinozas overall argument, culminating in
1p14d, for the thesis that there is but one substancesubstance mon-
ism as it is now commonly called. Spinoza has dened God as a sub-
stance consisting of innite attributes (1d6). There has been some
dispute over what exactly innite means in this context; but it is
17
In the Scholium to 1p8 Spinoza states that it follows from P7 alone that every
substance must be innite. Once again, it cannot be absolute innitude that is in
question.
6 A. D. SMITH
agreed on all hands that it at least means all.18 So, by the time we
arrive at 1p14 Spinoza has proved the existence of a substance having
all attributes. 1p5, however, has stated that no two substances can have
an attribute in common. Spinoza therefore argues that the existence of
any substance other than God is excludedsince every substance must
have some attribute or other (1p10s), but all the attributes have been
used up, as it were, by God. Now, the principal proof of the exis-
tence of God in 1p11d, on which this demonstration of substance mon-
ism in part rests, is astonishing in its brevity. Existence pertains to the
nature of substance (1p7); but, by denition, God is a substance (1d6);
therefore, God necessarily exists. The problem is that if 1p7 applies to
substance as suchto every substanceit will apply to a substance
that possesses, say, just the attribute of thought. Instead of 1p11, there-
fore, Spinoza could have deduced the existence of this single-attribute
substance. Then, by the kind of reasoning exhibited in 1p14d, we could
demonstrate that God does not existsince God, having all attributes,
would have to possess the attribute of thought that has already been
used up. The problem, in a nutshell, is why, in the rst stage of
1p11d, Spinoza privileges a proof of God on the basis of 1p7 over a
proof of any competitor substance.
On Gueroults interpretation there is a straightforward answer to this.
Whereas, according to the standard interpretation, a proof by 1p7 of the
existence of a substance having the single attribute of thought would be
incompatible with the existence of the divine being that has all the attri-
butes, there is no such incompatibility at all according to Gueroult. For
him, the existence of each single-attribute substance, far from being
incompatible with the existence of God, is actually required for his exis-
tence, since each of these single-attribute substances is an (essential)
attribute of God. There is, for Gueroult, no inconsistency between the
universal applicability of 1p7 and the particular application of it to God.
Kulstad (1996: 307) states that he is not claiming that an indirect
argument such as this would by itself be decisive; though he does
characterise the support it lends to Gueroult as signicant. A prob-
lem with even this limited claim is that Kulstad ignores a fairly obvious
reply that a defender of the standard interpretation might make. When
Spinoza states in 1p7 that existence pertains to substance, it goes with-
out saying that he has in mind only every possible substance. If no sub-
stance other than one consisting of all attributes (i.e., God) is possible,
then 1p7 will apply to it alone. Now, it would, of course, be grossly
18
The dispute is over whether innitus means anything more than all. In the pres-
ent paper I shall assume that Spinoza did really mean that there is an innity of
attributes. Nothing relevant to us hangs on this.
19
Apart from the absolutely innite substance, I shall make reference only to sub-
stances of a single attribute, ignoring the supposed possibility of substances with,
say, two or three attributes. Spinoza himself licenses this (Ep. 64). Moreover,
though for reasons we have yet to investigate, given that every single-attribute sub-
stance exists (by 1p7), such substances are ruled out by 1p5.
20
This criticism also applies to accounts such as Della Rocca (2002: 22) and Lin
(2007: 288) that attempt to show directly that any substance having less than all
the attributes is excluded by certain fundamental elements in Spinozas system.
Neither of these accounts, moreover, resembles any argument that Spinoza himself
ever employs. They both also fail to address (or even recognise) the two further
problems that I am about to raise for the standard view.
8 A. D. SMITH
outside Gods nature. If outside, it would have to be a substance of
another nature than the divine substance, because if it were of the same
nature, the existence of a divine substance would thereby be granted.
Note that this shows that by a substance of the same nature as God
Spinoza means a substance of exactly the same nature: for otherwise it
would not necessarily be precisely Gods existence that would be
granted. The logical alternative to this scenario is that the cause of
Gods non-existence is a substance that is not of exactly the same nature
as God. The only alternative that Spinoza considers, however, is that of
something having nothing in common with God whatsoever: But a
substance which was of another nature [NS: than the divine] would have
nothing in common with God (by P2). Spinoza seems to be overlook-
ing the obvious alternative of a substance that has something, but not
everything, in common with God: a substance whose sole attribute is
thought, for example. If Spinoza is following the path of exclusion, this
would be a signicant oversight indeed, since it is just such a substance
that is supposed to be excluded by Spinozas course of argument. The
only plausible explanation is that it simply never occurred to Spinoza to
treat such a substance as something that would be outside (extra)
Gods naturebecause, as Gueroult maintained, its existence is required
by Gods existence. An essential constituent of God can hardly be that
which explains Gods non-existence!
Another indication in 1p11d that Spinoza is following the path of
incorporation is a step he makes in its second aliter: So, if what now
necessarily exists are only nite beings, then nite beings are more pow-
erful than an absolutely innite Being. But this, as is known through
itself, is absurd. So, either nothing exists or an absolutely innite Being
also exists. Commentators ought to nd this passage puzzling. They
do not, because it is generally misinterpreted.21 According to the com-
mon view, Spinoza is arguing against the possibility of there being nite
things in existence, but no absolutely innite being. The possibility that
Spinoza actually argues against, however, is that of there being only
nite things in existence (and hence, of course, no absolutely innite
being).22 When this is recognised, the puzzling character of the passage
comes into view: for to rule out this possibility is not to establish, as
Spinoza states, that either nothing exists or an absolutely innite Being
also existssince another scenario that remains open is that there is
21
Even by Gueroult (1968: 1935), who thereby fails to see the strong support that
this passage lends to his overall interpretation. For a recent example of the usual
misinterpretation, see Lin (2007: 279280).
22
The dierence between nite things and only nite things is more marked in
Latin than in English. What Spinoza wrote was non nisi entia nita sunt. So it
can hardly be that we are dealing with either a mere slip or a typographical error.
23
In a letter to Hudde (Ep.36) Spinoza writes that if God, an absolutely unlimited
being, were to lack anything that perfectly expresses being (i.e., an attribute), he
would be limited (and decient). E1p11d employs the term nitus, whereas
this letter has determinatus; but there was no signicant dierence between these
terms for Spinoza.
24
Gueroult (1968: 1935) supposes that the necessity here is epistemic: the existence
of nite things is as certain as the cogito (to which, Gueroult believes, Spinoza
immediately goes on to allude). Gueroult recognises that this cannot be the sense
of necessity that is operative in the last two sentences of this aliter; and so he sup-
poses, with absolutely no basis in the text, that Spinoza there oers a second argu-
ment involving a dierent notion of necessityin a way that is, Gueroult admits,
confusing. We can see Spinozas argument in a better light than this.
10 A. D. SMITH
tion modied). This reference to necessity is surely meant to link up
with its earlier appearance in the proof; but this second reference cannot
be to external necessity, because of the appeal to 1a1 and 1p7, which
jointly point us toward the necessity of that which exists in itself: i.e.,
the internal necessity by which substance exists. We exist either in
ourselvesthat is to say, we are substances, and hence exist with the
necessity that 1p7 lays down; or in something else that necessarily
existswe are but modes, and exist in something else: a substance,
which by 1p7 necessarily exists. Secondly, in the following Scholium
Spinoza makes it clear that he has not been speaking of things that
come to be from external causes, but only of substances that (by P6)
can be produced by no external cause. In other words, the variable
claim on existence that Spinoza has been concerned with is one that
solely concerns things that can have no external cause, but exist through
their own force and naturesubstances (note the plural!), as Spinoza
plainly says. The Scholium itself explains this restriction. Things that
have an external cause owe all the perfection or reality they have to
the power of the external cause; and therefore their existence arises only
from the perfection of their external cause, and not from their own per-
fection. Spinoza has been concerned with the dierent claims on exis-
tence that attach to two dierent kinds of thing in virtue of their own
nature and powerto two dierent kinds of substance, therefore: abso-
lutely innite, and innite in a kind. This is conrmed by a sentence
near the beginning of the Scholium, in what is usually regarded as Spi-
nozas third argument for Gods existencean argument that is but an
a priori version of that in the second aliter, and which Spinoza characte-
rises as having the same foundation as it: For since being able to
exist is power, it follows that the more reality belongs to the nature of a
thing, the more powers it has, of itself, to exist.
Once it is recognised that in this passage Spinoza is concerned only
with things that exist in themselves, it is clear from the very structure
of the argument that it is the path of incorporation that Spinoza is fol-
lowing. For what he argues is that an absolutely innite being exists, if
any nite thing exists. He therefore requires some nite thing to exist
if he is to be able to conclude, as he does, that an absolutely innite
being existsor, as he tellingly puts it, also exists: exists as well as at
least one nite thing.25 We have now seen that the nite things in
25
Michael Della Rocca (2002: 24) interprets Spinozas argument here (or, rather, its
immediately following a priori variant) as follows: If a single-attribute substance X
existed, God would exist; i.e., if X existed, both X and God would exist; but this
infringes 1p5; therefore, X cannot exist. A decisive reason for rejecting such a
reconstruction is that this argument does not show that God exists, whereas that is
clearly the conclusion of Spinozas own argument.
III.
One of the places in the early pages of the Ethics where Gueroults
interpretation is particularly relevant is the Demonstration of 1p5. Spi-
noza here states that if there are two or more substances, they must be
distinguished somehow. He rst considers the suggestion, which he
endorses, that this is to be done by a dierence in the substances attri-
butes. If so, he immediately concludes, no two substances can have an
attribute in common.27 As Leibniz soon pointed out, this seems to be a
very poor argument indeed. Why, after all, could there not be two sub-
stances X and Y that dier from one another in that Xs sole attribute
is A, whereas Y possesses attributes A and B? These two substances
would dier with respect to their attributes (since Y has B, whereas A
doesnt), while yet having an attribute in common (namely A).
A weighty consideration in favour of Gueroults interpretation is
that it swiftly and cleanly solves this problem. The kind of problematic
scenario depicted by Leibniz involves a substance that possesses more
than one attribute. It is, however, precisely Gueroults point that at this
26
I fail to understand how Della Rocca (2002: 36n36) can manage to read this pas-
sage as expressing the path of exclusion.
27
This, at least, is how the standard interpretation views matters, as we have seen.
12 A. D. SMITH
early stage of the Ethics Spinoza is considering only single-attribute
substances. Those who subscribe to the standard interpretation, by
contrast, must come up with some explanation of why it is that
Spinoza simply ignores the possibility of such a Leibniz situation;
and this has to be done by showing that such a thing has been implic-
itly excluded by what precedes 1p5 in the Ethics.28 The two most
signicant proposals along these lines are due to Don Garrett (1990:
95101) and Michael Della Rocca (2002: 178). It is, however, one
thing to show that the obtaining of a Leibniz situation is inconsistent
with things Spinoza has asserted in the Ethics before the appearance of
1p5; it is quite another to make it plausible that Spinoza should have
supposed the inconsistency to be suciently obvious to an intelligent
reader that he felt no obligation to spell it out. On this count, Garretts
proposal can be discounted immediately, so intricate and ingenious is
it. Della Roccas is simpler, but even it is not straightforward. Recall
just how swift Spinozas argument is at the crucial point: If only by a
dierence in their attributes, then it will be conceded that there is only
one of the same attribute. Such brevity indicates that the point is
supposed to be obvious to the point of being self-evident. If Gueroult
is correct, it is; otherwise, not.
Some concede that Gueroults interpretation provides a neat solution
to the problem that Leibniz raised for 1p5d, but go on to suggest that
it proves inadequate further down the line when Spinoza attempts to
prove that there is but a single, absolutely innite substance (1p14d).
An essential step in this proof, as we have seen, is the employment of
1p5 to rule out the existence of any substance other than God, on the
grounds that such a substance would have to share an attribute with
God. The apparently obvious problem for Gueroult is that Spinozas
original argument for 1p5 went through, according to him, only on the
assumption that substances of a single attribute are alone in question.
By the time we get to 1p14, however, such a restriction, if ever there
was one, has been lifted; so an appeal now to 1p5, as interpreted by
Gueroult, would be grossly improper. To defend 1p5d in Gueroults
manner is simply, according to Henry Allison (1987: 52), to postpone
the day of reckoning. Willis Doney (1990: 35) states the matter more
bluntly: If [Gueroult] makes this assumption . . . and P5 is restricted
in the way indicated, P14D . . . fails. Surely Spinoza could not have
made such a gross strategic error. If Spinozas argument for 1p5 is
restricted to substances of a single attribute, are we to suppose, as
28
An alternative, of course, is to accept that Spinoza simply made a mistake in his
reasoning. Since, however, the mistake would be so gross, this is not an attractive
proposal.
29
Spinoza has in mind the four following Propositions, which establish substance
monism.
30
Gueroult (1968: 190, esp. n30) makes it clear that this is indeed his understanding.
14 A. D. SMITH
bute substances that constitute the absolutely innite divine essence.31
This is ruled out by 1p5, even under the restriction imposed upon it by
Gueroult, because any such single-attribute substance would, together
with one of Gods constituent substances attributes, amount to two
single-attribute substances of the same nature.
There is, in fact, something of a problem for Gueroults interpreta-
tion stemming from Spinozas later employment of 1p5. It concerns not
1p14d, however, but 1p13d. Here Spinoza confronts the hypothesis that
an absolutely innite substance can be divided with a dilemma. The
parts that result from such division either will, or will not, retain the
nature of the original substance. Spinoza proceeds to refute both
options. It is the argument against the parts retaining the same nature
that is of interest to us: If the rst, then there will be a number of
substances of the same nature, which (by P5) is absurd. Spinoza here
employs 1p5 in relation to supposed substances that are not of a single
attribute, since both the original substance and any that would result
from its division are absolutely innite, and hence possess all the attri-
butes.32 The answer to this problem lies, I believe, in correctly interpret-
ing the clause then there will be a number of substances of the same
nature in 1p13d. The problem arises from interpreting it as referring
to the absolutely innite substances that would result from division.
On this reading, if an absolutely innite substance is divided into two
substances X (which, since it is absolutely innite, has attributes A, B,
C, etc.) and Y (which, for the same reason, also has attributes A, B, C,
etc.), there would be two substances X and Y of the same (absolutely
innite) nature, supposedly in contravention of 1p5. As we shall see in
the following section, however, Spinoza is happy to regard attributes as
substanceseven after the construction of the one absolutely innite
substance (e.g., in 1p15s). Spinoza therefore licenses us to characterise
the foregoing scenario as one in which there are two substances, X and
31
The claim that there is no substance beyond God links up with two passages we
have already noted in which Spinoza discusses what cannot exist outside (extra)
God. The rst is Spinozas ruling out something outside Gods nature being that
which explains Gods non-existence (1p11d). The second is the passage from a let-
ter to Hudde in which Spinoza says that a less-than-absolutely-innite being that
exists by virtue of its own suciency and force must pertain to God, and cannot
exist outside God (Ep. 35). Note that I am not suggesting that Spinoza holds that
there is no substance beyond God rather than that there is no substance except
God. As Spinoza plainly states, In Nature there exists only one substance
(1p10s). The present point about beyond is that it helps us understand the nature
of Spinozas argument for his position.
32
Gueroult (1968: 210) appears not to see a problem here. This is surprising, since
only twenty pages earlier (190) he had suggested that Spinoza makes no use of 1p5
in the rst aliter of 1p11d because two absolutely innite substances were in ques-
tion: just the situation that we have in 1p13d.
IV.
So few commentators on Spinoza have accepted Gueroults interpretation
of the opening pages of the Ethics because there seems to be an overwhelm-
ing objection to it. Given that Spinozas real view is that there is only a sin-
gle substanceIn Nature there exists only one substance, and . . . it is
absolutely innite (1p10s)how on earth could he initially pretend that
there is a plurality of substances? As Willis Doney (1990: 35) puts it, It is,
of course, somewhat paradoxical to say that Spinoza presupposes . . . a
thesis that he thinks is false. In what is still the most extended critical dis-
cussion of Gueroults interpretation, Andre Doz (1974: 226) claims that
the main diculty with it is that it saddles Spinozas initial presentation
of his metaphysical system with a contradiction: one that is so glaringly
obvious that Spinoza could surely have neither overlooked nor tolerated
it. A closely related problem is this. According to Gueroult, Spinoza can
assert both that there is a plurality of substances (of a single attribute) and
also that there is but a single (absolutely innite) substance, because the
former eventually emerge as attributes of the latter. But surely, as Doz
expostulates, Attribute isnt substance, substance isnt attribute, a sub-
stance cannot be the attribute of a substance.
These would indeed be serious problems for Gueroult were it not for
the fact that Spinoza more or less explicitly states what Doz regards as
false and impossible, and Doney as paradoxical. The most forthright
33
Gueroult himself points out a further apparent problem with Spinozas later
employment of 1p5one that he describes as being impressionante, at least at
rst sight. I shall not discuss it, since I regard Gueroults (1968: 186) response as
satisfactory.
16 A. D. SMITH
statement, one that seems by itself completely to vindicate Gueroult,
comes from the Short Treatise: Regarding the attributes of which
God consists, they are nothing but innite substances, each of which
must, of itself, be innitely perfect (KV, I 44).34 This unequivocal
statement comes from a time when Spinoza penned many lines that
express an identication of substance and attribute, and that thereby
open up the possibility of a substance being an attribute of a substance.
For example: Every attribute, or substance, is by its nature innite
and supremely perfect in its kind (KV, I 115). Indeed, Spinoza can
oer exactly the same denition of attribute and of substance: that
which is conceived in itself and through itself (Ep. 4; cf. Ep. 9). The
problem with adducing such passages in support of Gueroult, however,
is that they antedate the period when Spinoza was writing the Ethics;
and it is widely recognised that the Short Treatise, in particular,
contains statements at odds with what we nd in the Ethics. Such early
passages do at least show that Spinoza did not nd the idea of a
substance being an attribute of a substance simply absurd. But in any
case, the Ethics itself repeatedly gives expression to these early views.
Consider, for example, Spinozas claim that no attribute of a substance
can cause any other of its attributes (1p10d). Spinoza oers no justi-
cation for this. The only established result that he could possibly think
warrants it is 1p6 (and its Corollary), which states that no substance
can be produced by any other substance (or, according to the Corol-
lary, by anything else). Spinozas claim that one attribute of a sub-
stance cannot cause another is based entirely on an earlier nding that
concerns substances. No doubt, since attributes are what intellect per-
ceives of substance as constituting its essence (1d4), it is licit to extend
the causal claim from substances to attributes. One would think, how-
ever, that Spinoza might have spelt this out, if only briey. As it is, he
seems to think that it goes without saying. It really does go without
saying, however, only if attributes are the substances about which the
earlier causal claim was made.
34
Francesca di Poppa (2009: 927) has recently suggested that we should not take such
assertions in the Short Treatise literally, but that for substance we should read
what the Cartesians call substance. Despite some evidence in its favour, I am
unconvinced by her case, since it is confronted not only by passages in which
Spinoza relies on the thesis that divine attributes are substances to establish points
that he clearly endorses (e.g., KV, I 51 16); and not only by a passage in which
Spinoza says of the claim that Gods attributes are innite substances that clear
and distinct reason convinces us of this (KV, I 44); but also by Spinozas refer-
ence to those attributes which we ourselves concede to be substances (KV, I 52).
Spinoza also expresses the view I am attributing to him in letters from this time, as
we are about to see.
V.
Less common only than the criticism that Gueroults interpretation
makes Spinozas position self-contradictory is the criticism that it makes
the unity of Spinozas God incomprehensible. How could distinct sub-
stances (of a single attribute) possibly form the single, indeed indivisible,
divine substance? Alan Donagan (1991: 21n18) wrote that my own
greatest diculty with Gueroults interpretation is that it excludes every
possible explanation of how the union of the really distinct substances
of one attribute into an indivisible absolutely innite being can be neces-
sary.36 In and of itself this is a somewhat weak objection to direct spe-
cically at Gueroult, since accounting for the unity of Spinozas
Goda being that, on anyones view, is constituted by really distinct
35
One should not regard insofar as as any sort of qualication of the idea that
corporeal substance is a substance. Towards end of 1p15s Spinoza makes it clear
that conceiving it this way is dicult, and is done by the intellect, not imagination.
That means for Spinoza that it is thereby conceived truly.
36
Roger Woolhouse, as we have already seen (n.4), presents this as a sucient reason
to dismiss Gueroults interpretation. Edwin Curley, who may actually accept
Gueroults interpretation, at least to some extent, also raises this issue of unity as a
problem for that interpretation on two occasions (Curley 1985: 412n12 and 1988:
29).
18 A. D. SMITH
attributesis recognised as a problem by almost every interpreter of
Spinoza. Moreover, the literature is replete with poor accounts of this
unity.37 Not only this, it is not clear why Donagan should think that
Gueroult could not have endorsed a proposal of Donagans own,
according to which it suces for the unity of the divine substance that
it be a law of nature that the nite modes of substance conceived as
constituted by any one attribute correspond toor, echoing 2p7, have
the same order and connection asthe nite modes of substance con-
ceived as constituted by any other attribute (Donagan 1991: 18).38 I am
not for a moment suggesting that Gueroult should have taken this line,
since it is wholly unsatisfactoryif only because Spinoza explicitly
oers more. When Spinoza rst enunciates the necessary parallelism
between the modes of each attribute, he grounds it in a certain sort of
identity: Some of the Hebrews seem to have seen this, as if through a
cloud, when they maintained that God, Gods intellect, and the things
understood by him are one and the same. For example, a circle existing
in nature and the idea of the existing circle, which is also in God, are
one and the same thing, which is explained through dierent attributes
(2p7s). Here we have something much stronger than mere necessary iso-
morphism. So it is just as well that Gueroult did not propose Donagans
account. The pertinent point at the moment is simply that we have yet
to see why accounting for the unity of Spinozas God is supposed to
present a problem for Gueroult in particular.
Donagan does, however, have a substantial criticism of Gueroults
interpretation in relation to divine unitythough it is to be found in an
earlier paper of his (Donagan 1973: 1747). Here Donagan correctly
observes that Gueroult regards the unity of Spinozas God as arising
from a single causal act by which every attribute is produced as a
necessary existent; and he agrees: Gueroult is clearly right in taking
Spinoza to hold that the identity of the divine substance derives from
the causal act by which it necessarily exists. Donagan also cites the fol-
lowing passage from Gueroult, however: The attributes will be things
absolutely dierent as to their essences but absolutely identical as to the
cause (i.e., the causal act) by which each produces itself and produces all
its modes. And so the identity of the causa sui in each [attribute] is that
37
Curleys (1988: 30) suggestion, alluded to above, is particularly poor, consisting as
it does in the suggestion that the necessary existence of each attribute suces for
them to constitute a unitary substance. According to Platonists, both the null set
and the proposition that justice is a virtue are necessary existents. Do they there-
fore form such a unity?
38
Loeb (1981: 165) makes essentially the same proposal. The only modication that
might be required would be the substitution of the nite modes of any one attri-
bute (or constituent single-attribute substance) for the nite modes of a sub-
stance conceived as constituted by any one attribute.
39
Since each attribute (unumquodque) expresses a certain essence of substanceor
the essence of a certain substanceit is clear that it cannot by itself express the
essence of the divine substance, which is constituted by an innity of essences of
substance (Gueroult I: 69; cf. I:51). It is true that on one occasion Gueroult writes
of a single attribute as being the essence of God: Since a substance that is consti-
tuted by a single attribute has become an attribute of God, the attribute can no
longer be dened as the essence of this substance, but as the essence of the sub-
stance of God (Gueroult I: 306). This is a most misleading thing for Gueroult to
have written, however, since he goes on to state that such an attribute, being one
constituent of the divine essence out of many, expresses God as eternal and in-
nite, but not as innitely innite.
20 A. D. SMITH
In order to assess the merits of this criticism we need to ascertain
whether Spinoza did indeed regard the divine attributes as individu-
ally expressing the single, absolutely innite divine essence. Donagan
(1973: 1767) attempts to demonstrate this from Spinozas denitions
of attribute and of God. God is dened as a substance consisting of
an innity of attributes of which each one expresses an eternal and
innite essence (1d6). This, of course, is ambiguous, as is the origi-
nal Latin. Out of context it may or may not mean that there is a
single eternal and innite essence that each attribute expresses.
Gueroult (1968: 51), of course, takes it not to mean this. The eternal
and innite essence in question is, for him, an essence that is merely
innite in its own kind, dierent for each attribute. Donagan, how-
ever, takes this denition to make reference to the single, absolutely
innite essence of God that each attribute expresses. That it does
mean this is shown, Donagan suggests, by Spinozas denition of an
attribute as that which the intellect perceives of a substance, as
constituting its essence (1d4, Donagans translation and emphasis).
According to Donagan, This implies that every single divine attri-
bute is perceived by the intellect as constituting Gods essence.
Gueroult, however, would be unimpressed by this line of argument,
since he would take the reference in 1d4 to a substance to be to
any of the innitely many substances of a single attribute. Della
Rocca (2002: 201) attempts to secure Donagans point by appeal to
1p10s: Each [attribute] expresses the reality, or being of substance.
This is more promising, since it occurs at the point where Spinoza
introduces the possibility of a substance having more than one attri-
bute. Because of this, it is far from implausible to suppose that the
substance, the reality or being of which the attributes express, is
the substance that possesses these attributes.40 It is, however, not evi-
dent that this is what Spinoza is saying. Recall that even after the
absolutely innite substance that is God has taken centre stage, Spi-
noza can state that extended substance is one of Gods attributes
(1p15s). A fundamental conviction of Spinozas is that something is
t to be an attribute only if it is substantial.41 That, indeed, is the
point the very passage now in question is making. So, when Spinoza
states that each attribute expresses the being of substance, he may
simply be saying, in eect, that any attribute matches up to the
40
This is not exactly the claim that each attribute of a substance expresses the essence
of that substance; but it is not dicult to see how we might reach the latter claim.
Della Rocca points the way.
41
In the Short Treatise (KV I 51) Spinoza refers to substantial thought and sub-
stantial extension. Recall, also, Spinozas reference in the Ethics to corporeal
substance, insofar as it is substance (1p13c).
42
1p19d also provides evidence. Curley is, I think, wrong in having Spinoza say that
the attributes express an essence of the Divine substance, because of the way in
which Spinoza goes on to state emphatically that the attributes themselves, I say,
must involve it itself: i.e., substance itself. I would also adduce 2pld.
22 A. D. SMITH
limited, nite things do.43 Indeed, given that such nite things express
this essence in a certain and determinate way, it surely goes without
saying that each eternal and innite attribute expresses this same
essence in an indeterminate (i.e., innite) way. This is, moreover,
conrmed by the way the Demonstration of 1p35 refers back to 1p25c.
In the latter we read that particular things are nothing but aections
of Gods attributes, or modes by which Gods attributes are expressed
in a certain and determinate way. What is signicant is that here it is
Gods attributes that are expressed by modes, whereas in 1p34 it is the
nature or essence of God that is so expressed. To express a divine attri-
bute is, therefore, to express the divine essence. I do not see how this
can be, unless the attributes themselves express this same essence.
The second piece of evidence is the argument that begins in 2p45, con-
tinues in 2p46, and culminates in 2p47 with the claim that the human
mind has an adequate knowledge of Gods eternal and innite
essence. Once again, Curley is surely correct to represent Spinoza as
claiming knowledge of the essence of God.44 To suppose otherwise
would not only be intrinsically somewhat odd; it would conict with
later uses to which Spinoza puts these three related Propositions.45 Now,
the very fact that Spinoza credits us with a knowledge of Gods essence
strongly suggests that each of the attributes of God expresses that
essence, just as Donagan holds. After all, we have access to the divine
essence by knowing just two divine attributesnot by knowing all the
attributes that together constitute that essence.46 It looks, therefore, as if
knowledge of any single attribute manages to give us this knowledge of
Gods essence.47 And it presumably cannot do so unless it expresses that
divine essence. This is conrmed by the way in which 2p47the claim
that we possess adequate knowledge of Gods essenceis derived from
43
That it is such nite things that are the subject of 1p36 and its Demonstration is
made clear by the reference to 1p25c, which solely concerns particular things.
For Spinoza particular things are contingent and corruptible (2p31c).
44
Gueroult (1974: 426) agreesthough he seems not to have noticed the problem I
am about to raise.
45
Spinoza refers to one of them when he is dealing with knowledge sub specie aeterni-
tatis (5p29s). Such knowledge is knowledge of things as following from the neces-
sity of Gods eternal nature (2p44c2); and no one, I think, will suggest that this
ought to be the necessity of an eternal nature of God. Again, all three of the
related Propositions are referred to when Spinoza discusses our love of God
(5p20s) and the impossibility of hating God (5p18d). It is God as such, and not an
aspect or partial essence of God, that is the object of such love.
46
This argument does not presuppose that there is an innity of attributes (see n18
above): only that there are more than the two known ones. I regard this, at least,
as incontrovertible. (See, for example, KV I 17 and Ep. 56.)
47
It would hardly be sensible to suppose that knowledge of at least two attributes is
necessary (as well as sucient) for knowledge of the divine essence. Why not three?
24 A. D. SMITH
has sometimes misconstrued Spinozas Latin, and that in all the rele-
vant passages, beginning with 1d6 and culminating in 2p47d, Spinoza
consistently makes reference to the single, absolutely innite essence of
which 2p47 proclaims adequate knowledge. Only so can we avoid
attributing to Spinoza a patently appalling argument. On this reading,
1d6 by itself vindicates Donagan (as he himself supposed).
The second way to make sense of Spinozas overall argument for
2p47 allows that at least some of the earlier references to innite
essence are to an essence that is innite only in its own kind (i.e., to an
attribute). If this is so, then at some point there will be an apparent
slide from talk about an essence to talk about the essence of God. The
suggestion would then be that the very fact that Spinoza is willing to
make such a move without any explanation indicates how obvious he
thinks it is that to know one of the divine attributes is ipso facto to
know the absolute essence of God. Spinozas overall argument is not
broken-backed, but merely enthymematic. This second suggestion gets
us only to the position that Spinoza believed that knowledge of an
attribute gives us knowledge of the absolute divine nature. We get to
the conclusion that Spinoza also believed that each attribute expresses
this nature simply by observing that it is unintelligible that such knowl-
edge could be available in this way unless this were so.
That it was Spinozas view that each attribute expresses the abso-
lutely innite nature of God is conrmed by writings other than the
Ethics: by, for example, one of the letters to Hudde already mentioned
(Ep. 36) in which Spinoza states that if extension involves existence,
and so is eternal, innite (in its own kind) and perfect, it will belong to
God, and will express the nature of God in some way. It would be
inadvisable to translate this as express a nature of God in some way,
since in some way indicates a restriction of the absolutely innite
divine essence to a certain attribute. To suppose that it is a nature that
is expressed in this particular way would make little sense, since such a
nature would already involve such a restriction. Given this, and given
that we can assume, as surely we can, that to express Gods nature and
to express Gods essence amount to the same thing for Spinoza, we
have further conrmation of Donagans thesis.
We have, I believe, vindicated one element of Donagans case
against Gueroult. Spinoza does hold that each attribute expresses the
absolutely innite divine essence. The argument against Gueroult that I
have derived from Donagan then suggests that Gueroult cannot accept
this, precisely because he regards the several divine attributes as sub-
stances, and as therefore expressing distinct essences in their own right
rather than the absolute innite divine essence. This argument hits
home because Gueroult holds that if an attribute expresses its own
48
See n39 above.
49
Indeed, this construal is, it seems to me, the more natural oneand it is adopted
by both Shirley and Parkinson. Curleys and Gueroults rendering would be more
appropriate to innitam in suo genere essentia exprimit.
50
Curley (1985: 416n25) points out that the Nagelate Schriften have (in his transla-
tion) a certain kind of essence. This perhaps invites Gueroults reading even
more; but we know too little about the composition of these early Dutch versions
of Spinozas works to treat them as authoritative.
26 A. D. SMITH
of thought is the absolutely innite divine essence itself.51 This, how-
ever, is ruled out by the proof of the following Proposition where
Spinoza explicitly contrasts God in so far as he is an absolutely innite
substance with God insofar as he has an attribute that expresses the
innite and eternal essence of thought (1p32d). These two proposi-
tions taken together constitute the only decisive evidence in the Ethics
that Spinoza recognised a distinct innite essence for each attribute.52
But this evidence is there; and so the incompatibility thesis is false.
Gueroults interpretation can, therefore, remain substantially intact by
making a correction to a relatively peripheral element in it: by accept-
ing that a divine attribute expresses both an essence that is innite in
its own kind and the absolutely innite essence of God.
Making this modication to Gueroults account also allows us to
answer another possible objection. It would certainly be a weakness in
Gueroults interpretation if he had to view the move from considering
only substances of a single attribute to considering the one absolutely
innite substance as involving either a conict with Spinozas initial
denitions and axioms, or a surreptitious reinterpretation of them.
That, however, is what Gueroult seems to require. The problem con-
cerns Spinozas denition of attribute as being what the intellect per-
ceives of substance as constituting its essence (1d4). Gueroult (1968:
545) says of this denition not only that it initially concerns only
things constituted by a single attribute, and is later applied to the
absolutely innite substance, but also that the initial denition could
not have been as it is if the immediately preceding denition of sub-
stance (1d3) had been that of an absolutely innite substance.
Although Gueroult does not admit that Spinozas denition of attri-
bute fails strictly to apply once the absolutely innite substance comes
on the scene, it is dicult to read him otherwise. If, however, it is the
case that when an attribute is an attribute of the absolutely innite sub-
stance, this attribute expresses both an essence that is innite in its kind
and the absolutely innite divine essence, we can view 1d4 as applying
without reinterpretation or ambiguity to attributes of substance irre-
spective of whether the substance in question has just one or innitely
many attributes. In both cases an attribute will express the essence of
the substance: an essence that is only innite in its kind when the sub-
stance in question is a single-attribute substance, but one that is abso-
lutely innite when it is the divine substance possessing all attributes.
51
This absolutely innite essence would then also be the eternal and innite essence
of extension, and of each of the other attributes.
52
Or, at least, evidence that is independent of the truth or falsity of Gueroults inter-
pretation. If Gueroult is right, there will be considerably more. The very denition
of attribute (1d4) will constitute such evidence, for example.
53
See Deveaux (2007) for a book-length treatment of this issue that discusses the
many contenders.
54
The suggestion itself is not new. See Gueroult (1968: 379n16).
28 A. D. SMITH
although not wrong, it does not penetrate deeply enough into Spi-
nozas thought. That a thing has absolute or some limited power is
not, for Spinoza, an ultimate fact about it, because, he held, facts
about a things power are consequent upon its nature. A things
power, after all, is determined, indeed constituted, by what it can
cause; and causation for Spinoza is ultimately a matter of what ows
or follows from somethings nature (e.g., 1p16d). Such a nature is not,
conversely, to be understood by specifying a things power in terms of
what it can and cannot cause. Somethings nature is given by its de-
nition; and this, Spinoza tells us (e.g., Ep. 60), ought to consist in a
specication of its proximate ecient cause (which may be internal),
rather than its possible eects. Consider, also, a passage in which Spi-
noza discusses the power of the human mind: The power of each
thing is dened by its essence alone (by E3p7). But the essence of the
mind (by E2p13) consists solely in its being an idea of an actually
existing body. And hence the minds power of understanding extends
only to those things that this idea of the body contains in itself, or
that follow from it (Ep. 64). Not only does Spinoza here state that a
things power is dened by its essence; he goes on to determine the
extent of somethings power, in this case that of the human mind, by
reference to its particular essence. This perspective is also evident in
what Spinoza writes about one especially important aspect of Gods
power: that it is the power by which he exists.55 We have already
noted a passage in one of Spinozas letters where he states that it is
only through perfection that it can come about that something exists
from its own suciency and force. Because of this, if we suppose a
being that does not express all perfections to exist by its own nature,
we must also suppose that that being which includes all perfections in
itself exists too. For if that which is endowed with less power exists
by its own nature, how much more so will that which is endowed with
greater power (Ep. 35). These perfections, which are a matter of a
things nature or essence, are presented here as what it is that grounds
the powers in question. In the light of such evidence we must surely
agree with Gueroult (1968: 375) when he states that Spinozas
55
Spinoza stresses that it is the same power or necessity by which God exists and by
which he acts. That eternal and innite being we call God, or Nature, he writes
in the Preface to Book Four of the Ethics, acts from the same necessity from
which he exists.
56
Gueroults fundamental objection to explicating the divine essence in terms of
power is that it makes everything ultimately irrational. Spinozas God would, he
suggests, be hardly dierent from the Jehovah of the Old Testament (Gueroult
1968: 41 and 379).
57
Obviously, it is not the modern notion of reality (as opposed to illusion) that is
in question here, but the mediaeval notion of realitas (as opposed to non-being).
30 A. D. SMITH
ure of a thing, the more power it has, of itself, to exist. At root,
therefore, Spinozas understanding of God is quite traditional. God is
ens realissimumwhere this is to be understood as meaning a being
that is most real because it possesses innite reality. This is the
same, for Spinoza, as saying that God possesses innite being: Since
the nature of God does not consist in a certain kind of being [ens],
but in being [ens] that is absolutely unlimited, his nature requires
everything that perfectly expresses being [so esse] (Ep. 36). Again, at
least at rst sight, a wholly traditional conception.58
Spinozas radically untraditional outlook emerges when it comes to
specifying what it is for an innitely real being to exist innitely. If
God exists innitely, then, for every fundamental and irreducible, and
hence perfect, way of existing, God must exist in that waysince he
possesses all perfections. An absolutely innite being is not merely
unlimited, it is comprehensive. Still a traditional idea. But then Spinoza
insists that extension is irreducibleeither to thought, or to something
higher than both.59 Indeed, for Spinoza there is an innity of funda-
mental and irreducible ways of existing: ways the absolute grounds of
which perfectly express being (Ep. 36).60 Whenever we recognise an
intrinsically unlimited and irreducible way to exist, we are forced to
recognise a perfection that is an attribute of God. It is for this reason
that every attribute is the same thing (absolutely innite being, or
reality) as every other attribute, since each is the expression
adequate, because innite in its kindof such absolute innitude.
This, I submit, is how Spinoza understood the unity of his absolutely
innite substance. It is also, at least in part, how Gueroult saw matters.
According to Gueroult, God is constructed out of substances of a single
58
Spinoza also has a use for the term essence that is not one that we are used to
today, and that is relevant here. It is in evidence when Spinoza writes that if some-
thing is absolutely innite whatever expresses essence and involves no negation
pertains to its essence (1d6exp). Here we have the notion of essence as being, and
hence as opposed to negation or non-being. This notion is also expressed in a letter
to van Blijenbergh where Spinoza states that evil, error and suchlike negations and
imperfections have no esse that expresses essentia, and that their form does not
consist in anything that expresses essence (Ep. 23). Playing o the two senses of
essence against one another, one may say that Spinozas view is that the essence
of God is essence (without qualication).
59
For Spinozas rejection of the traditional idea that God could possess the perfec-
tion of extended being in an eminent way, see KV, I 90. One of the virtues of
Deleuze (1992) is the recognition of the importance for Spinoza of the rejection of
eminence.
60
The question of whether there is an innity of attributes is, again, not relevant.
The real issue here is whether there is a plurality (innite or not) of fundamentally
irreducible ways to exist, since the crucial question is whether, if God is not
extended, he lacks something. (In case it needs saying, I am taking it as read that
all subjectivist interpretations of Spinozas attributes are false.)
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