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Comparison Document of

ANSI/ASSE Z117.1 American National Standard


Safety Requirements for Confined Spaces

For Versions 1995, 2003 and 2009


A S American Society of Safety Engineers
1800 East Oakton Street
S E
Des Plaines, Illinois 60018-2187
www.asse.org

Published August 2009


Comparison Document of
Z117.1 American National Standard

Safety Requirements
for Confined Spaces

For Versions 1995, 2003 and 2009

American Society of Safety Engineers


1800 East Oakton Street
Des Plaines, Illinois 60018-2187

Published August 2009


Z117.1 Comparison Document

The following pages have been designed for comparison purposes only. This publication is not the ANSI/ASSE Z117.1 standard.
The changes annotated may or may not inclusive of all changes. This document is separate from, and is not to be confused with,
the ANSI/ASSE Z117.1-2009, Safety Requirements for Confined Spaces, American National Standard.

The purpose of this document is to show the changes and evolution within the Z117.1 standard between the 1995, 2003 and 2009 versions.
Z117.1 Comparison Document

Comparison This comparison document attempts to note the changes in the Z117.1 standard.
Document It should be noted that an American National Standard implies a consensus of those substantially concerned with its scope and
provisions. An American National Standard is intended as a guide to aid the manufacturer, the consumer, and the general public.
The existence of an American National Standard does not in any respect preclude anyone, whether they have approved the
standard or not, from manufacturing, marketing, purchasing, or using products, processes, or procedures not conforming to the
standard. American National Standards are subject to periodic review and users are cautioned to obtain the latest editions.

The American National Standards Institute does not develop standards and will in no circumstances give an interpretation of any
American National Standard. Moreover, no persons shall have the right or authority to issue an interpretation of an American
National Standard in the name of the American National Standards Institute.

The following pages have been designed for comparison purposes only. This publication is not the ANSI/ASSE Z117.1 standard.
The changes annotated may or may not inclusive of all changes. This document is separate from, and is not to be confused with,
the ANSI/ASSE Z117.1-2009, Safety Requirements for Confined Spaces, American National Standard.

The purpose of this document is to show the changes and evolution within the Z117.1 standard between the 1995, 2003 and
2009 versions.

Published August 2009 by:

American Society of Safety Engineers


1800 East Oakton Street
Des Plaines, Illinois 60018-2187
(847) 699-2929 www.asse.org

Copyright 2009 by American Society of Safety Engineers


All Rights Reserved.

No part of this publication may be reproduced in any form, in an electronic retrieval system or
otherwise, without the prior written permission of the publisher.

Printed in the United States of America

American Society of Safety Engineers Z117.1 Comparison Document


Z117.1 Comparison Document

Foreword (This Foreword is not a part of American National Standard Z117.1 2009.)

The Z117.1 standard was developed by an American National OSHA and NIOSH data during the period 1980-1993 indicates
Standards Committee, national in scope, functioning under the atmospheric conditions were the leading cause of death associated
procedures of the American National Standards Institute with the with confined space entry. The data indicates that oxygen deficiency,
American Society of Safety Engineers (ASSE) as Secretariat. The hydrogen sulfide, methane, and inert gases ranked as the leading
standard provides minimum safety requirements to be followed specific atmospheric hazardous conditions. Engulfment was found
while entering, exiting and working in confined spaces at normal to be second in terms of occurrence. Mechanical asphyxiation from
atmospheric pressure. loose materials such as grain, agricultural products, sand, cement,
and gravel was dominant. Evidence suggests that the cause of death
It is intended that the procedures and performance requirements associated with confined space entry has not changed appreciably
detailed in the actual standard will be adopted by every employer during recent years.
whose operations fall within the scope and purpose of the standard.
During revision of the 2003 version of the standard, the Z117 ASC
Neither the standards committee, nor the secretariat, feel that the reviewed current data and information addressing confined space
standard is perfect or in its ultimate form. It is recognized that new incidents. A review of 200 confined space fatality cases from the
developments are to be expected, and that revisions of the standard Federal OSHA database occurring between 1993 and 2004 confirms
will be necessary as the art progresses and further experience is that the distribution of causes has not changed to any significant
gained. It is felt, however, that uniform requirements are very much degree. Approximately 65% of incidents with fatalities involved
needed and that the standard in its present form provides for the atmospheric contamination. Engulfment accounted for less than
minimum performance requirements necessary in developing and 10% of the identified causes.
implementing a comprehensive confined space program for the
protection of personnel. It should be understood that the fatality cases in this sampling do
not represent all U.S. confined space incidents resulting in fatalities.
In 1993 OSHA estimated that 238,000 establishments had permit The mining, agriculture, and maritime sectors as well as various
required confined spaces. These establishments employed states with their own primary jurisdiction for safety and health
approximately 1.6 million workers, including contractors, who enforcement are likely to be the source of many more cases not
entered 4.8 million permit-required confined spaces annually. discussed within the Foreword of the Z117.1 Standard. Upon review
OSHA further estimated that 63 fatalities and 13,000 lost workdays of this data, much remains to be done, particularly in regards to
and non-lost workday cases involving confined spaces entry verification of atmospheres for entrants prior to and during confined
occurred annually. space activity.

American Society of Safety Engineers Z117.1 Comparison Document 4


The Z117 Committee acknowledges, in the Z117.1 Standard, the For existing confined spaces, which have recognized design
critical role of design in influencing the safe entry of confined spaces. deficiencies, it should be the responsibility of those authorizing entry
The failure to incorporate safety during the design process and to either:
overlooked design deficiencies can often increase the risk for
entrants: examples are (1) means of entry (portals, hatchways, etc.) modify or correct the deficiencies when possible, or
which are too small, improperly located, or that complicate/inhibit
escape; (2) spaces which are convoluted, unnecessarily obstructed, or employ alternate means to accomplish the work without
hazardously configured; (3) internal clearances which are too tight exposing personnel, or
for safe passage; (4) space penetration distances which are excessive
without alternative means of access or escape; (5) absence of develop and implement specific safe entry procedures for
appropriate devices to isolate all energy sources from the space; each confined space, or
(6) no provision for vessel mechanisms/devices to prevent loose
materials from bridging, compacting, etc. (7) lack of features dismantle, open, remove, etc. the equipment/process rather
that would enhance space ventilation effectiveness; (8) structural than enter if the risk is deemed unacceptable.
weaknesses in walls, floors, ceilings, or pipes containing gases,
liquids, or steam, or which increase hazard risk to entrants while It should be noted that the Z117 Committee solicits public input that
working or coming in contact with stated structures in confined may suggest revisions to the Standard. Such input should be sent to
spaces; (9) absence of anchor points for retrieval devices. the Secretariat, American Society of Safety Engineers, 1800 East
Oakton Street, Des Plaines, IL 60018-2187.
The standard does not attempt to address these issues. It is believed
they are best dealt with by the purchaser, employer, or owner
during a projects design, acquisition, or construction. However, it
is recommended that designers, manufacturers, and users make
confined space design issues a priority when new or modified
machinery, equipment, processes or facilities are contemplated.

KEY

= changes from Z117.1-1995 to Z117.1-2003

= changes from Z117.1-2003 to Z117.1-2009

American Society of Safety Engineers Z117.1 Comparison Document 5


ANSI/ASSE Z117.1 SAFETY REQUIREMENTS FOR CONFINED SPACES
Comparison of 1995, 2003 and 2009 Versions

Z117.1-1995 Z117.1-2003 Z117.1-2009


1. SCOPE, PURPOSE, AND APPLICATIONS 1. SCOPE, PURPOSE, AND APPLICATIONS 1. GENERAL
1.1 Scope. This standard provides minimum 1.1 Scope. This standard provides minimum 1.1 Scope. This standard provides minimum
safety requirements to be followed while entering, safety requirements to be followed while entering, safety requirements to be followed while entering,
exiting and working in confined spaces at normal exiting and working in confined spaces at normal exiting and working in confined spaces at normal
atmospheric pressure. atmospheric pressure. atmospheric pressure.

Exception: This standard does not pertain to Exception. This standard does not pertain to
underground mining, tunneling, caisson work or underground mining, tunneling, caisson work,
other similar tasks that have established national intentionally inert confined spaces, or other similar
consensus standards. tasks that have established national
consensus standards.
E1.1 The scope of this standard does not E1.1 The scope of this standard does not
address confined space design issues. Please see address confined space design issues. Please see the
the Foreword section of this standard for additional Foreword of this standard for additional general
general information addressing confined information addressing confined space design.
space design.
1.2 Purpose. The purpose of this standard is to 1.2 Purpose. The purpose of this standard is to 1.2 Exceptions. This standard does not pertain
establish minimum requirements and procedures for establish minimum requirements and procedures for to underground mining, tunneling, caisson work,
the safety and health of employees who work in, the safety and health of employees who work in, intentionally inert confined spaces, or other similar
and in connection with, confined spaces. and in connection with, confined spaces. tasks that have established national
consensus standards.
E1.2 This standard is a performance standard E1.2 This standard is a performance standard
and, as such, is not intended to replace existing and, as such, is not intended to replace existing
specific standards and procedures, but rather to specific standards and procedures, but rather to
support those that meet the performance objectives support those that meet the performance objectives
defined in this standard. defined in this standard.
1.3 Application. This standard is designed for 1.3 Application. This standard is designed for 1.3 Purpose. The purpose of this standard is to
voluntary application immediately upon approval as voluntary application immediately upon approval as establish minimum requirements and procedures for
an American National Standard. an American National Standard. the safety and health of employees who work in,
and in connection with, confined spaces.
E1.3 This standard is a performance standard
and, as such, is not intended to replace existing
specific standards and procedures, but rather to
support those that meet the performance objectives
defined in this standard.

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Z117.1-1995 Z117.1-2003 Z117.1-2009

1.4 Application. This standard is designed for


voluntary application immediately upon approval as
an American National Standard.

2. DEFINITIONS 2. DEFINITIONS 2. DEFINITIONS

Attendant. A person who is assigned to monitor a Attendant. A person who is assigned to monitor a 2.1 Attendant. Person assigned to monitor a
confined space process or operation and provide confined space process or operation and provide confined space process or operation and provide
support or react as required. support or react as required to provide for the safety support or react as required for the safety of
of the entrants and entry team. the entrants.
Biological Hazards. Infectious agents presenting a Biological Hazards. Microbial agents presenting a 2.2 Biological Hazards. Microbial agents
risk or potential risk to the well-being of man, or risk or potential risk to the well-being of humans presenting a risk or potential risk to the well-being
other animals, either directly through inhalation, through inhalation, ingestion, skin absorption, of humans through inhalation, ingestion, skin
ingestion, or skin absorption or indirectly through or injection. absorption, or injection.
disruption of the environment.
Explanation: Microorganisms may cause toxic E2.2 Microorganisms may cause toxic release or
release or an oxygen deficient atmosphere. Bio an oxygen deficient atmosphere. Biological hazards
hazards may include, but are not limited to: may include, but are not limited to: infectious or
Infectious or parasitic agents; microorganisms such parasitic agents; microorganisms such as some fungi,
as some fungi, mold, yeasts and algae; plants and mold, yeasts and algae; plants and plant products,
plant products, and animals and animal products, and animals and animal products, which cause
which cause occupational disease. occupational disease.
Blinding/Blanking. Inserting a solid barrier across Blinding/Blanking. Inserting a solid barrier across 2.3 Blinding/Blanking. Inserting a solid barrier
the open end of a pipe leading into or out of the the open end of a pipe, or in between two flanges, across the open end of a pipe, or in between two
confined space, and securing the barrier in such a leading into or out of the confined space, and flanges, leading into or out of the confined space,
way to prevent leakage of material securing the barrier in such a way to prevent leakage and securing the barrier in such a way to prevent
of material. leakage of material into the confined space.
A blank is designed as a flat plate between two Explanation: A blank is designed as a flat plate E2.3 A blank is designed as a flat plate between
flanges typically inside the flange bolt pattern between two flanges typically inside the flange bolt two flanges typically inside the flange bolt pattern
(ASME B3 1.3 Paragraph 304.5.3). The blank must be pattern (ASME B31.3 Paragraph 304.5.3). The blank (ASME B31.3 Paragraph 304.5.3). The blank must be
sized for full design pressure (maximum non-shock must be sized for full design pressure (maximum sized for full design pressure (maximum non-shock
pressure rating) of the line. non-shock pressure rating) of the line. pressure rating) of the line.

A blind is designed as a bolted flat plate which A blind is designed as a bolted flat plate, which A blind is designed as a bolted flat plate, which
can be used to terminate a pipe line (ASME B3 1.3 can be used to terminate a pipe line (ASME B3 1.3 can be used to terminate a pipe line (ASME B31.3
Paragraph 304.5.2b). When a blind is required, use Paragraph 304.5.2b). When a blind is required, use paragraph 304.5.2b). When a blind is required, use
the geometry specified in ASME/ANSI B16.5. the geometry specified in ASME/ANSI B16.5. the geometry specified in ANSI/ASME B16.5.

= changes from Z117.1-1995 to Z117.1-2003


American Society of Safety Engineers Z117.1 Comparison Document 7
= changes from Z117.1-2003 to Z117.1-2009
Z117.1-1995 Z117.1-2003 Z117.1-2009

Confined Space. An enclosed area that is large Confined Space. An enclosed area that is large 2.4 Confined Space. Enclosed area large enough
enough and so configured that an employee can enough and so configured that an employee can and configured to allow a person to bodily enter
bodily enter and has the following characteristics: bodily enter and has the following characteristics: and has the following characteristics:

its primary function is something other than its primary function is something other than Its primary function is other than human
human occupancy. and human occupancy and occupancy.
has restricted entry and exit. and has restricted entry and exit. (Restricted entry Has restricted entry and exit. (Restricted entry
may contain potential or known hazards. and exit is a physical configuration, which and exit is a physical configuration, which
requires the use of the hands or contortion of requires the use of the hands for support or
the body to enter into or exit from a contortion of the body to enter into or exit from
confined space.) a confined space.)
Examples of confined spaces include but are not Explanation: Examples of confined spaces include E2.4 Examples of confined spaces include but
limited to: tanks, silos, vessels, pits, sewers, pipelines, but are not limited to tanks, silos, vessels, pits, are not limited to tanks, silos, vessels, pits, sewers,
tank cars, boilers, septic tanks, and utility vaults. sewers, pipelines, boilers, septic tanks, utility vaults, pipelines, boilers, septic tanks, utility vaults, tank
tank cars and other mobile containers. cars and other mobile containers.
Tanks and other structures under construction may
not be considered confined spaces until Temporary structures may meet the criteria of this Temporary structures may meet the criteria of
completely closed. definition. this definition.

Restricted entry and exit means physical impediment Tanks and other structures being constructed may Tanks and other structures being constructed may
of the body, e.g., use of the hands or a contortion of or may not be considered confined spaces until or may not be considered confined spaces until
the body to enter into or exit from the completely closed. completely closed.
confined space.
Double Block and Bleed. A method used to isolate a Double Block and Bleed. A method used to isolate a 2.5 Double Block and Bleed. A method used
confined space from a line, duct or pipe by physically confined space from a line, duct or pipe by physically to isolate a confined space from a line, duct or pipe
closing two in-line valves on a piping system, and closing two main valves on a piping system, and by physically closing two main valves on a piping
opening a vented-to-atmosphere valve opening a vented-to-atmosphere valve system, and opening a vented-to-atmosphere
between them. between them. valve between them.
Bleed infers that line contents will flow from bleed Explanation: Bleed means the contents will flow E2.5 Bleed means that pressure will vent and
point due to valve failure or leak. The bleed should from the bleed point in the event of valve failure or not build against the secondary valve while material
be appropriately sized to accomplish its leakage. The bleed point should be appropriately coming out the bleeder will indicate leakage past
relief function. sized to accomplish its relief function and prevent the primary block valve and the need for
any flow into the confined space. remedial action.
Emergency. Any occurrence inside or outside of the 2.6 Emergency. Any occurrence inside or outside
confined space that could endanger the entry team. of the confined space that could endanger the
entry team.
Engulfment. The surrounding, capturing, or both, of Engulfment. The surrounding and effective capture 2.7 Engulfment. The surrounding and effective
a person by divided particulate matter or liquid. of a person by a liquid or flowable solid substance. capture of a person by a liquid or flowable
solid substance.
Entrant. A person who enters a confined space to Entrant. A person who enters a confined space to 2.8 Entrant. A person who enters a confined
perform an assigned task. perform an assigned task. space to perform an assigned task.

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Z117.1-1995 Z117.1-2003 Z117.1-2009

Entry. Ingress by persons into a confined space which Entry. Ingress by persons into a confined space, 2.9 Entry. Ingress by persons into a confined
occurs upon breaking the plane of the confined which occurs upon breaking the plane of the space, which occurs upon breaking the plane of
space portal with his/her face; and all periods of time confined space portal with any part of the body. the confined space portal with any part of the
in which the confined space is occupied. Entry includes all periods of time in which the body. Entry includes all periods of time in which the
confined space is occupied. confined space is occupied.
Entry Supervisor/Leader. An individual who has been Entry Supervisor/Leader. An individual who has been 2.10 Entry Supervisor/Leader. An individual who
assigned the responsibility for directing all aspects of assigned the responsibility for directing all aspects of has been assigned the responsibility for directing all
the confined space entry. the confined space entry. aspects of the confined space entry.
Evacuation. An unaided emergency exit out of a 2.11 Evacuation. An unaided emergency exit
confined space. This action may result from the out of a confined space. This action may result from
entrants own decision or by a command from the entrants own decision or by a command from
outside the space. outside the space.
This is referred to in OSHA Regulation 29 CFR E2.11 This is referred to in OSHA 29 CFR 1910.146
1910.146 as self- rescue. as self-rescue.
Hazard. A condition or changing set of circumstances 2.12 Hazard. A condition or changing set of
that presents a potential for injury, illness, or circumstances that presents a potential for injury,
property damage. The potential or inherent illness, death, or property damage. The potential or
characteristics of an activity, condition, or inherent characteristics of an activity, condition, or
circumstance, which can produce adverse or circumstance, which can produce adverse or
harmful consequences. harmful consequences.
Examples are materials that cause oxygen deficiency/ E2.12 Examples are materials that cause oxygen
enrichment flammability, toxicity, corrosivity, stored deficiency/enrichment, flammability, toxicity,
product, chemical and mechanical energy. corrosivity, stored product, chemical and
mechanical energy.
Hazard Evaluation. A process to assess the severity of
known, or real, or potential hazards or all three, at
or in the confined space
Hazardous Atmosphere. An atmosphere that may Hazardous Atmosphere. An atmosphere that may 2.13 Hazardous Atmosphere. An atmosphere
be, or is injurious to occupants by reason of: oxygen be, or is injurious to occupants by reason of: oxygen that may be, or is injurious to occupants by reason
deficiency or enrichment; flammability or explosivity; deficiency or enrichment; flammability or explosivity; of: oxygen deficiency or enrichment; flammability or
or toxicity. or toxicity. explosivity; or toxicity.
Horizontal Rescue. Methodology to move the 2.14 Horizontal Rescue. Methodology to move
entrant to safety while the entrants weight is the entrant to safety while the entrants weight
supported by the surface of the spaces floor or is supported by the surface of the spaces floor or
other horizontal level within the space. other horizontal level within the space.
Hot Work. Work within a confined space that Hot Work. Work within a confined space that 2.15 Hot Work. Work that produces arcs, sparks,
produces arcs, sparks, flames, heat, or other sources produces arcs, sparks, flames, heat, or other sources flames, heat, or other sources of ignition.
of ignition. of ignition.

= changes from Z117.1-1995 to Z117.1-2003


American Society of Safety Engineers Z117.1 Comparison Document 9
= changes from Z117.1-2003 to Z117.1-2009
Z117.1-1995 Z117.1-2003 Z117.1-2009

E2.15 Hot work may include such things as electric


arc and gas welding, chipping, flaming, grinding,
gas cutting, brazing, soldering, etc. (Appendix D
of ANSI/AWS Z49.1 lists more than 90 welding and
allied processes that qualify as hot work). Hot work
activities may produce contaminants or
toxic materials.
Isolation. A process of physically interrupting, or Isolation. A process of physically interrupting, or 2.16 Isolation. A process of physically
disconnecting, or both, pipes, lines and energy disconnecting, or both, pipes, lines and energy interrupting, or disconnecting, or both, pipes, lines
sources from the confined space. sources from the confined space. and energy sources from the confined space.
LEL/LFL and UEL/UFL. Abbreviation for lower LEL/LFL and UEL/UFL. Abbreviation for lower 2.17 LEL/LFL and UEL/UFL. Abbreviation for
explosive limit/lower flammable limit and upper explosive limit/lower flammable limit and upper lower explosive limit/lower flammable limit and
explosive limit/upper flammable limit. explosive limit/upper flammable limit. upper explosive limit/upper flammable limit.
NPPA 3251994 defines these as follows: Explanation: NFPA 325-1994 defines these as E2.17 The NFPA publication, Fire Protection Guide
follows: to Hazardous Materials, defines these as follows:
In the cases of gases or vapors which form
flammable mixtures with air or oxygen, there is a In the cases of gases or vapors which form In the cases of gases or vapors which form
minimum concentration of vapor-in-air or vapor- flammable mixtures with air or oxygen, there is a flammable mixtures with air or oxygen, there is a
in-oxygen below which propagation of flame does minimum concentration of vapor-in-air or vapor- minimum concentration of vapor-in-air or vapor-
not occur on contact with a source of ignition. in-oxygen below which propagation of flame does in-oxygen below which propagation of flame does
There is also a maximum proportion of vapor or not occur on contact with a source of ignition. not occur on contact with a source of ignition.
gas in air above which flame propagation does not There is also a maximum proportion of vapor or There is also a maximum proportion of vapor or
occur. These boundary-line mixtures of vapor or gas gas in air above which flame propagation does not gas in air above which flame propagation does not
with air, which if ignited will just propagate flame occur. These boundary-line mixtures of vapor or gas occur. These boundary-line mixtures of vapor or gas
are known as the lower and upper flammable or with air, which if ignited will just propagate flame with air, which if ignited will just propagate flame
explosive limits, and are usually expressed in terms are known as the lower and upper flammable or are known as the lower and upper flammable or
of percentage by volume of gas or vapor in air. No explosive limits, and are usually expressed in terms explosive limits, and are usually expressed in terms
attempt is made to differentiate between the terms of percentage by volume of gas or vapor in air. No of percentage by volume of gas or vapor in air. No
flammable and explosive as applied to the lower attempt is made to differentiate between the terms attempt is made to differentiate between the terms
and upper limits of flammability. flammable and explosive as applied to the lower flammable and explosive as applied to the lower
and upper limits of flammability. and upper limits of flammability.
Lockout/Tagout. The placement of a lock/tag on Lockout/Tagout. The placement of a lock/tag on 2.18 Lockout/Tagout. The placement of a lock/
the energy isolating device in accordance with the energy isolating device in accordance with tag on the energy isolating device in accordance
an established procedure, indicating that energy an established procedure, indicating that energy with an established procedure, indicating that
isolating device shall not be operated until removal isolating device shall not be operated until removal energy isolating device shall not be operated until
of the lock/tag in accordance with an established of the lock/tag in accordance with an established removal of the lock/tag in accordance with an
procedure. (The term lockout/tagout allows the procedure. (The term lockout/tagout allows the established procedure. (The term lockout/tagout
use of a lockout device, a tag, or a combination use of a lockout device, a tag, or a combination allows the use of a lockout device, a tag, or a
of both.) of both.) combination of both.)

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Z117.1-1995 Z117.1-2003 Z117.1-2009

E2.18 For more information regarding lockout/


tagout, refer to ANSI/ASSE Z244.1, Control of
Hazardous Energy - Lockout/Tagout and Alternative
Methods. For U.S. federal regulatory requirements
see OSHA 29 CFR 1910.147.
Non-Permit Confined Space (NPCS). A space which, Non-Permit Confined Space (NPCS). A space, which, 2.19 Non-Permit Confined Space (NPCS). A
by configuration, meets the definition of a confined by configuration, meets the definition of a confined space, which, by configuration, meets the definition
space but which after evaluation is found to have space but which after evaluation is unlikely to have of a confined space but which, after evaluation is
little potential for generation of hazards or has the potential hazards or has the hazards eliminated by unlikely to have potential hazards or has the hazards
hazards eliminated by engineering controls. engineering controls. eliminated by engineering controls.
Oxygen-Deficient Atmosphere. An atmosphere Oxygen-Deficient Atmosphere. An atmosphere 2.20 Oxygen Deficient Atmosphere. An
containing less than 19.5 % oxygen by volume. containing less than 19.5% oxygen by volume. atmosphere containing less than 19.5% oxygen by
volume.
Oxygen-Enriched Atmosphere. An atmosphere Oxygen-Enriched Atmosphere. An atmosphere 2.21 Oxygen Enriched Atmosphere. An
containing more than 23.5% oxygen by volume. containing more than 23.5% oxygen by volume. atmosphere containing more than 23.5% oxygen by
volume.
PEL. Abbreviation for Permissible Exposure PEL. Abbreviation for Permissible Exposure 2.22 Permissible Exposure Limit (PEL). PELs are
Limit which is the allowable air contaminant Limit. PELs are the allowable air contaminant the allowable air contaminant level established by
level established by the U.S. Department of Labor, level established by the U.S. Department of Labor, the U.S. Department of Labor, Occupational Safety
Occupational Safety and Health Administration. Occupational Safety and Health Administration. and Health Administration.
29CFR 1910, Subpart Z, the Occupational Safety E2.22 OSHA 29 CFR 1910, Subpart Z, Toxic and
and Health Administration Toxic and Hazardous Hazardous Substances. (Note: Care should be
Substances. (Note: Care should be exercised when exercised when using dated PEL criteria.)
using dated PEL criteria.)
Permit Required Confined Space (PRCS). A confined Permit Required Confined Space (PRCS). A confined 2.23 Permit Required Confined Space (PRCS). A
space which after evaluation has actual or potential space, which after evaluation, is found to contain confined space, which after evaluation, is found to
hazards which have been determined to require actual or potential hazards. Because of the hazards, contain actual or potential serious hazards. Because
written authorization for entry. the confined space requires written authorization of the severity of the hazards, the confined space
for entry. requires written authorization for entry.

Permit System. A written procedure for preparing Permit System. A written procedure for preparing 2.24 Permit System. A written procedure for
and issuing permits for entry and for returning the and issuing permits for entry and for returning the preparing and issuing authorization (permits) for
permit required confined space (PRCS) to service permit required confined space (PRCS) to service entry and for returning the permit required confined
following termination of entry. following termination of entry. space PRCS to service following termination of entry.
Qualified Person. A person who by reason of Qualified Person. A person who by reason of 2.25 Qualified Person A person, who by
training, education and experience is knowledgeable training, education and experience is knowledgeable reason of training, education and experience is
in the operation to be performed and is competent in the operation to be performed and is competent knowledgeable in the operation to be performed
to judge the hazards involved and specify controls to judge the hazards involved and specify controls and is competent to judge the hazards involved and
and/or protective measures. and/or protective measures. specify controls and/or protective measures.

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American Society of Safety Engineers Z117.1 Comparison Document 11
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Z117.1-1995 Z117.1-2003 Z117.1-2009

Rescue. Aided assistance in exiting the confined 2.26 Rescue. Assistance in exiting the confined
space requiring entry by the rescuer(s). space requiring entry by the rescuer(s).
Retrieval. Aided assistance in exiting the confined 2.27 Retrieval. Assistance in exiting the confined
space NOT requiring entry. space not requiring entry.
2.28 Serious Hazards. Conditions which may
cause death, temporary or permanent impairment,
functional disorder, or an inability to exit the space.
Shall. Denotes a mandatory requirement. Shall. Denotes a mandatory requirement. 2.29 Shall. Denotes a mandatory requirement.
Should. A recommendation that is a sound safety Should. A recommendation that is a sound safety 2.30 Should. A recommendation that is a sound
and health practice; it does not denote a and health practice; it does not denote a safety and health practice; it does not denote a
mandatory requirement. mandatory requirement. mandatory requirement.
TLV. Abbreviation for Threshold Limit Value. TLV. Abbreviation for Threshold Limit Value. 2.31 Threshold Limit Value (TLV). A Threshold
Limit Value or TLV is the recommended worker
exposure level of chemical and physical agents
recommended by the American Conference of
Governmental Industrial Hygienists (ACGIH). This is a
registered trademark of the ACGIH.
This is a registered trademark of the American Explanation: Threshold Limit Values TLVs are the
Conference of Governmental Industrial Hygienists. recommended worker exposure levels of chemical
and physical agents recommended by the ACGIH
(American Conference of Governmental Industrial
Hygienists). This is a registered trademark of the
American Conference of Governmental
Industrial Hygienists.
Toxic Atmosphere. An atmosphere containing a Toxic Atmosphere. An atmosphere containing a 2.32 Toxic Atmosphere. An atmosphere
concentration of a substance above the published or concentration of a substance above the published or containing a concentration of a substance above the
otherwise known safe levels otherwise known safe levels. published or otherwise known acceptable levels.

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Sources of published or otherwise known safe Explanation: Sources of published or otherwise E2.32 Resources to assist in determining
levels of air contaminants include, but are not presumed known acceptable levels of air acceptable levels of air contaminants include, but
limited to the most current editions of: contaminants include, but are not limited to the are not limited to the most current editions of:
most current editions of:
- 29CFR 1910, Subpart Z, the Occupational Safety and The American Conference of Governmental
Health Administration, Toxic and The American Conference of Governmental Industrial Hygienists, Threshold Limit Values and
Hazardous Substances. Industrial Hygienists, Threshold Limit Values and Biological Exposure Indices.
Biological Indices.
- The American Conference of Governmental In-house standards and vendor material safety data
Industrial Hygienists, Threshold Limit Values and In-House standards and vendor material safety data sheets (MSDS).
Biological Indices. sheets (MSDS).
NIOSH, Pocket Guide to Chemical Hazards
- in-house and vendor material safety data
sheets (MSDS). AIHA, Workplace Environmental Exposure Levels
(WEEL) Guide

OSHA 29 CFR 1910, Subpart Z, Toxic and


Hazardous Substances
Vertical Rescue. Methodology to move the entrant 2.33 Vertical Rescue. Methodology to move
to safety while all or a portion of the entrants the entrant to safety while all or a portion of the
weight is supported by life-safety rope or wire. This entrants weight is supported by life-safety rope
methodology would include Diagonal Rescue where or wire. This methodology would include diagonal
a portion of the entrants weight is supported by a rescue where a portion of the entrants weight is
surface within the space. supported by a surface within the space.

3. IDENTIFICATION AND EVALUATION 3. IDENTIFICATION AND EVALUATION 3. IDENTIFICATION AND EVALUATION


General Requirements. General Requirements.
3.1 Confined Space Survey. Surveys shall be 3.1 Confined Space Survey. A qualified person 3.1 Confined Space Survey. A qualified person
conducted of the premises, or operations, or both to shall conduct an initial survey of the premises or shall conduct an initial survey of the premises or
identify confined spaces as defined in this standard. operations, or both to identify confined spaces operations, or both to identify confined spaces
Surveys shall be conducted by a qualified person, as defined by this standard. A process shall be as defined by this standard. A process shall be
as required. established to identify the addition or deletion established to identify the addition or deletion of
of confined spaces to keep the documented confined spaces to keep the documented
inventory current. inventory current.
E3.1 The purpose of the survey is to develop an E3.1 The purpose of the survey is to develop an E3.1 The purpose of the survey is to develop an
inventory of those locations or equipment, or both, inventory of those locations or equipment, or both, inventory of those locations or equipment, or both,
which meet the definition of a confined space so which meet the definition of a confined space so which meet the definition of a confined space so
that personnel may be made aware of them and that personnel may be made aware of them and that personnel may be made aware of them and
appropriate procedures developed for each prior appropriate procedures developed for each prior appropriate procedures developed for each prior
to entry. to entry. to entry.

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3.2 Hazard Identification. Hazards shall be 3.2 Hazard Identification. Confined spaces 3.2 Hazard Identification. Confined spaces
identified for each confined space. The hazard shall be considered hazardous until determined to shall be considered hazardous until determined
identification process shall include, but not be be otherwise. Hazards shall be identified for each to be otherwise. Hazards shall be identified for
limited to, a review of the following: confined space. The hazard identification process each confined space prior to entry. The hazard
shall include, but not be limited to, a review of identification process shall be conducted by a
the following: qualified person and include, but not be limited to, a
review of the following:
E3.2 Confined spaces should be considered E3.2 Confined spaces can become unsafe as a E3.2 Confined spaces can become unsafe as a
hazardous until proven otherwise. Confined spaces result of: 1) possible atmospheric contamination by result of: 1) possible atmospheric contamination by
can become unsafe as a result of: 1) possible toxic or flammable vapors, or oxygen deficiency or toxic or flammable vapors, or oxygen deficiency or
atmospheric contamination by toxic or flammable excess; 2) possible physical hazards; 3) the possibility excess; 2) possible physical hazards; 3) the possibility
vapors, or oxygen deficiency or excess; 2) possible of liquids, gases, or solids being introduced to the of liquids, gases, or solids being introduced to the
physical hazards; 3) the possibility of liquids, gases, space during occupancy; 4) the isolation of occupants space during occupancy; 4) the isolation of occupants
or solids being admitted during occupancy; or 4) the from rescue personnel; 5) presence of from rescue personnel; 5) presence of
isolation of occupants from rescue personnel. radiation sources. radiation sources.
3.2.1 The past and current uses of the confined 3.2.1 The past and current uses of the confined 3.2.1 The past and current uses of the confined
space which may adversely affect the atmosphere of space which may adversely affect the atmosphere of space which may adversely affect the atmosphere of
the confined space; the confined space; the confined space.
E3.2.1 The hazard identification process should E.3.2.1 Review MSDS(s) to determine compatibility E3.2.1 Review MSDS(s) to determine compatibility
consider items such as Material Safety Data Sheets of current and previous contents. Be aware of of current and previous contents. Be aware of
(MSDS) for materials currently or previously in the protective coatings, which could trap materials or protective coatings, which could trap materials or
confined space; protective coatings which could trap residue that may decompose or react with cleaning residue that may decompose or react with cleaning
materials or decompose or deteriorate during work agents or heat (from welding or burning); and/or agents or heat (from welding or flame cutting); and/
in the confined space; decomposition of residues or exhaust gases from engine powered equipment in or or exhaust gases from engine powered equipment in
reaction with cleaning agents or heat from welding, positioned outside the confined space. or positioned outside the confined space.
brazing, or cutting (flame or abrasive) operations;
operation of engine powered equipment in the
confined space.
3.2.2 The physical characteristics, configuration, 3.2.2 The physical characteristics, configuration, 3.2.2 The physical characteristics, configuration,
and location of the confined space; and location of the confined space; and location of the confined space.
E3.2.2 The means of entry and exit, and the hazards E3.2.2 The means of entry and exit, and the hazards E3.2.2 The means of entry and exit, and the
posed by adjacent spaces and operations should posed by adjacent spaces and operations should hazards posed by adjacent spaces and operations
be reviewed. be reviewed. should be reviewed.

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3.2.3 Existing or potential hazards in the confined 3.2.3 Existing or potential atmospheric hazards, 3.2.3 Existing or potential atmospheric hazards,
space, such as: such as: such as:

1) Oxygen deficient or enriched atmosphere 1) Oxygen deficient or enriched atmosphere Oxygen deficient or enriched atmosphere.
2) Flammable/explosive atmosphere 2) Flammable/explosive atmosphere Flammable/explosive atmosphere.
3) Toxic atmosphere; 3) Toxic atmosphere; Toxic atmosphere.

If there is no potential for a hazardous atmosphere,


the atmospheric testing may be waived.
E3.2.3 The current edition of the ACGIH Threshold E3.2.3 The current edition of the ACGIH Threshold E3.2.3 Examples of reference sources which should
Limit Values, 29CFRl910, Subpart Z, and Material Limit Values, 29CFR1910, Subpart Z, and Material be consulted to determine accepted exposure limits
Safety Data Sheets are examples of reference Safety Data Sheets are examples of reference for toxic materials are: ACGIH, Threshold Limit
sources which should be consulted to determine the sources, which should be consulted to determine the Values, NIOSH, Pocket Guide to Chemical Hazards,
exposure limits for toxic materials. exposure limits for toxic materials. AIHA, Workplace Environmental Exposure Levels
(WEEL) Guide, and Material Safety Data Sheets
(MSDS) and current applicable regulatory standards.
3.2.4 Biological hazards associated with the 3.2.4 Biological hazards; 3.2.4 Biological hazards.
confined space;
3.2.5 Mechanical hazards. 3.2.5 Mechanical hazards. 3.2.5 Mechanical hazards.
3.2.6 Physical agents. 3.2.6 Physical hazards. 3.2.6 Physical hazards.
E3.2.6 Electrical, thermal, radiological, engulfment E3.2.6 Electrical, thermal, radiological, noise, or E3.2.6 Examples include, but are not limited to:
or compression. engulfment. electrical, thermal, radiological, noise, engulfment,
structural integrity, etc.
3.2.7 Chemical hazards.
3.3 Hazard Evaluation. Hazards identified shall 3.3 Hazard Evaluation. Hazards identified shall 3.3 Hazard Evaluation. Hazards identified shall
be evaluated by a qualified person. Each hazard shall be evaluated by a qualified person. Each hazard shall be evaluated by a qualified person. Each hazard shall
be examined with respect to: be examined with respect to: be examined with respect to:
3.3.1 Scope of hazard exposure; 3.3.1 Scope of hazard exposure; 3.3.1 Scope of hazard exposure.
E3.3.1 Consideration should be given to how many, E3.3.1 Consideration should be given to how many, E3.3.1 Consideration should be given to how many,
or which employees, or both, are exposed or may or which employees, or both, are exposed or may or which employees, or both, are exposed or may
be affected. be affected. be affected.
3.3.2 Magnitude of the hazard; 3.3.2 Magnitude of the hazard; 3.3.2 Magnitude of the hazard.
E3.3.2 Consideration should be given to how much E3.3.2 Consideration should be given to how much E3.3.2 Consideration should be given to how much
energy may be released; how toxic are the chemicals; energy may be released; how toxic are the chemicals; energy may be released; how toxic are the chemicals;
quantity of materials which could be inadvertently quantity of materials which could be inadvertently quantity of materials which could be inadvertently
introduced, etc. introduced, etc. introduced, etc.
3.3.3 Likelihood of hazard occurrence: 3.3.3 Likelihood of hazard occurrence: 3.3.3 Likelihood of hazard occurrence.

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E3.3.3 Consideration should be given to the range of E3.3.3 Consideration should be given to the E3.3.3 Consideration should be given to the
probability for the hazard to occur, i.e. certain probability for the hazard to occur. probability for the hazard to occur.
to impossible.
3.3.4 Consequences of the hazard occurrence; 3.3.4 Consequences of the hazard occurrence; 3.3.4 Consequences of the hazard occurrence.
E3.3.4 Consideration should be given to the most E3.3.4 Consideration should be given to the most E3.3.4 Consideration should be given to the most
likely outcome if the hazard occurs, i.e. space likely outcome if the hazard occurs, i.e. space likely outcome if the hazard occurs, i.e. explosion,
explosion, death by asphyxiation, etc. explosion, death by asphyxiation, etc. asphyxiation, etc.
3.3.5 Potential for changing conditions/ activities; 3.3.5 Potential for changing conditions 3.3.5 Potential for changing conditions
or activities; or activities.
E3.3.5 Examples of changes in conditions/ activities E.3.3.5 Examples of changes in conditions/ activities E.3.3.5 Examples of changes in conditions/
are the introduction of hot work or cleaning agents are; introduction of hot work or cleaning agents activities are; introduction of hot work or cleaning
into the confined space that were not identified in into the confined space that were not previously agents into the confined space that were not
the original hazard identification and evaluation, identified. The filling/emptying of an adjacent previously identified. The filling/ emptying of
nor accounted for on the hazard evaluation. compartment/tank is an example of changes an adjacent compartment/tank is an example of
The filling of an adjacent tank is an example of in adjacent spaces. Weather changes, such as changes in adjacent spaces. Weather changes,
changes in an adjacent space. Weather changes, thunderstorms, (drop in barometric pressure, such as thunderstorms, (drop in barometric
such as thunderstorms, are examples of changes in lightening etc.) heat of the day increasing pressure, lightning etc.) heat of the day increasing
environment which can cause problems in confined vaporization and affecting personnel (heat vaporization and affecting personnel (heat
spaces. The hazard introduced by tools to be used in exhaustions) are examples of changes in the exhaustions) are examples of changes in the
the confined spaces should also be considered. environment which can cause problems in confined environment which can cause problems in confined
spaces. The hazard introduced by portable hand or spaces. The hazard introduced by portable hand or
power tools should also be considered. Introduction power tools should also be considered. Introduction
of exhaust contaminants from internal combustion of exhaust contaminants from internal combustion
engines in or near the space. engines in or near the space.
3.3.6 Strategies for controlling the hazards; 3.3.6 Strategies for controlling the hazards; 3.3.6 Strategies for controlling the hazards.
E3.3.6 Seek engineering solutions before using E.3.3.6 Hazards should be eliminated or controlled to E3.3.6 Hazards should be eliminated or controlled
personal protective equipment. the extent that an acceptable level of risk is attained to achieve an acceptable level of risk prior to
prior to conducting confined space entries. The conducting confined space entries. The following
following hierarchy of control should be followed: hierarchy of control should be followed:

Eliminate the hazard; Eliminate the hazard.


Substitute (material procedure, etc.) with a less Engineering controls (substitution, isolation,
hazardous replacement etc.).
Isolate the hazard; Administrative controls (work practices,
Use engineering controls; procedures, personnel assignments, etc.).
Use administrative controls; Personal Protective Equipment.
Use PPE
3.3.7 Impact on the need for emergency response. 3.3.7 Impact on the need for emergency response. 3.3.7 Impact on the need for emergency response.

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E3.3.7 Physical conditions which may hinder E3.3.7 Physical conditions that could hinder E3.3.7 Physical conditions that could hinder
emergency rescue may include: manway or emergency rescue may include: manway or emergency rescue may include: manway or
manhole size, scaffolding or pipe structures, or manhole size, scaffolding or pipe structures, or manhole size, scaffolding or pipe structures, or
other obstructions. These special needs should be other obstructions. These special needs should be other obstructions. These special needs should be
addressed in assessment for emergency response. addressed in assessment for emergency response. addressed in assessment for emergency response.
3.4 Confined Space Classification. Based on 3.4 Confined Space Classification. Based on 3.4 Confined Space Classification. Based on
the evaluation of the hazards, a qualified person the evaluation of the hazards, a qualified person the evaluation of the hazards, a qualified person
shall classify the confined space as either a permit- shall classify the confined space as either a permit- shall classify the confined space as either a permit-
required confined space (PRCS) or non-permit required confined space (PRCS) or non-permit required confined space (PRCS) or non-permit
confined space (NPCS). confined space (NPCS). All confined spaces shall be confined space (NPCS). All PRCS shall be identified
treated as permit spaces until determined to per Section 13. All confined spaces shall be treated
be otherwise. as permit spaces until determined to be otherwise.
3.5 Hazard Re-Evaluation. A qualified person(s) 3.5 Hazard Re-Evaluation. A qualified person(s) 3.5 Hazard Re-Evaluation. A qualified person(s)
shall determine the need for periodic identification shall determine the need for periodic identification shall determine the need for periodic identification
and reevaluation of the hazards based on possible and reevaluation of the hazards based on possible and re-evaluation of the hazards based on possible
changes in activities in the space, or other physical changes in activities in the space, or other physical changes in activities in the space, or other physical
or environmental conditions, or both, which could or environmental conditions, or both, which could or environmental conditions, or both, which could
adversely affect the space. When the need is adversely affect the space. When the need is adversely affect the space. When the need is
determined, a qualified person(s) shall conduct the determined, a qualified person(s) shall conduct the determined, a qualified person(s) shall conduct the
identification and reevaluation process. identification and reevaluation process. identification and re-evaluation process.
3.6 Written Program. If the employer 3.6 Written Program. If the employer 3.6 Written Program. If the employer
determines that employees will enter confined determines that employees will enter confined determines that employees will enter confined
spaces, the employer shall develop and implement a spaces, the employer shall develop and implement a spaces, the employer shall develop and implement a
written confined space entry program. written confined space entry program. The program written confined space entry program. The program
shall contain a requirement for a periodic written shall contain a requirement for a periodic written
performance assessment of the requirements of this performance assessment of the requirements of this
standard. An established method, with action steps standard. An established method, with action steps
and assigned responsibility, shall be specified for and assigned responsibility, shall be specified for
correcting deficiencies identified by the correcting deficiencies identified by the
performance assessment. performance assessment.
E3.6 The written entry program should include how E3.6 The written entry program should
the key items of this standard will be implemented include how the key items of this standard will
and who is responsible for their execution. be implemented and who is responsible for
Since employers are ultimately responsible for their execution. Since employers are ultimately
implementation of this standard, management responsible for implementation of this standard,
should use the method identified for correcting management should use the method identified
deficiencies identified during the performance for correcting deficiencies identified during the
assessments as a fundamental tool for enforcing performance assessments as a fundamental tool
the requirements of this standard. Frequency of for enforcing the requirements of this standard.
performance assessment should be governed by the Frequency of performance assessment should be
identified need for improvement. governed by the identified need for improvement.

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3.6.1 The written program shall include a 3.6.1 The written program shall include a
requirement to develop specific entry procedures requirement to develop specific entry procedures
for permittable spaces identified during the survey. for permit required confined spaces identified
Procedures shall identify known hazards as well as during the survey. Procedures shall identify known
the actions required to eliminate or control those hazards as well as the actions required to eliminate
hazards. Where spaces are identical with respect or control those hazards. Where spaces are identical
to hazards and required control actions a single with respect to hazards and required control actions
procedure to cover these like spaces is acceptable. a single procedure to cover these like spaces is
acceptable.
E3.6.1 Procedures that are intended to assist in the E3.6.1 Procedures that are intended to assist in the
evaluation of the space are not a substitute for pre- evaluation of the space are not a substitute for pre-
entry evaluation. entry evaluation.

4. NON-PERMIT CONFINED SPACES (NPCS) 4. NON-PERMIT CONFINED SPACES (NPCS) 4. NON-PERMIT CONFINED SPACES (NPCS))
4.1 Controls. The employer shall specify what 4.1 Controls. The employer shall specify what 4.1 Controls. The employer shall specify what
conditions and precautions must be in place to allow conditions and precautions must be in place to allow conditions and precautions must be in place to allow
for safe entry and what would constitute a change for safe entry and what would constitute a change for safe entry and what would constitute a change
in conditions which would require a re-evaluation in conditions, which would require a re-evaluation in conditions, which would require a re-evaluation
of the confined space. Sections 7 through 17 of this of the confined space. Sections 7 through 17 of this of the confined space. Sections 7 through 17 of this
standard shall be considered for NPCS entries to standard shall be considered for NPCS entries to standard shall be considered for NPCS entries to
determine their relevance for safe entry. determine their relevance for safe entry. determine their relevance for safe entry.
4.2 Training. Training shall be conducted as 4.2 Training. Training shall be conducted as 4.2 Training. Initial and follow-up training shall
needed to maintain competence in entry procedures needed to maintain competence in entry procedures be conducted as needed to maintain competence in
and precautions. and precautions. entry procedures and precautions.
E4.2 For more information about general training E4.2 For more information about general
issues please refer to ANSI Z490.1-2001, Accepted training issues, refer to ANSI/ASSE Z490.1, Accepted
Practices in Safety, Health, and Practices in Safety, Health, and
Environmental Training. Environmental Training.
4.3 Re-Evaluation. NPCSs shall be periodically 4.3 Re-Evaluation. NPCSs shall be periodically 4.3 Re-Evaluation. NPCSs shall be periodically
reevaluated to assure proper classification. reevaluated to assure proper classification. re-evaluated to assure proper classification.
4.3.1 Any change of conditions in the space 4.3.1 Any change of conditions in the space 4.3.1 Any change of conditions in the space
which introduces new hazards to the space, which introduces new hazards to the space,| which introduces new hazards to the space,
shall require an immediate re-evaluation of the shall require an immediate re-evaluation of the shall require an immediate re-evaluation of the
space before entry. space before entry. space before entry.

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E4.3.1 Any change in conditions such as, but not E4.3.1 Any change in conditions such as, but not E4.3.1 Any change in conditions such as, but not
limited to, atmospheric conditions while in the space limited to, atmospheric conditions while in the space limited to, atmospheric conditions while in the space
may trigger removal of personnel and re-evaluation may trigger evacuation or removal of personnel and may trigger evacuation or removal of personnel and
of the space. re-evaluation of the space. re-evaluation of the space.
4.4 Atmospheric Testing. A qualified person 4.4 Atmospheric Testing. A qualified person 4.4 Atmospheric Testing. A qualified person
shall conduct atmospheric testing as required in shall determine whether atmospheric testing is shall determine whether atmospheric testing is
Section 6 of this standard. If atmospheric levels are required. If testing indicates atmospheric levels are required. If testing indicates atmospheric levels are
not within acceptable limits after implementation of not within acceptable limits the entry shall not within acceptable limits the entry shall
the engineering controls, the entry shall not proceed. not proceed.
not proceed.
E4.4 If atmospheric test results are not within E4.4 If atmospheric test results are not within E4.4 If atmospheric test results are not within
acceptable limits, this should indicate that the acceptable limits, this should indicate that the acceptable limits, this should indicate that the
engineering controls are not adequate or the engineering controls are not adequate or the engineering controls are not adequate or the
potential for generation of hazards is not as minimal potential for generation of hazards is not as minimal potential for generation of hazards is not as minimal
as was initially determined. Consequently, the as was initially determined. Consequently, the as was initially determined. Consequently, the
confined space would no longer be an NPCS. confined space would no longer be an NPCS. confined space would no longer be an NPCS.

5. PERMIT REQUIRED CONFINED SPACES (PRCS) 5. PERMIT REQUIRED CONFINED SPACES (PRCS) 5. Permit Required Confined Spaces (PRCS)
E5 This section provides the elements of a E5 This section provides the elements of a E5 This section provides the elements of a
permit system. permit system. permit system.
5.1 Entry Permits. A permit shall be established 5.1 Entry Permits. A permit shall be established 5.1 Entry Permits. A permit shall be established
for all PRCS entries. This document shall include: for all PRCS entries. This document shall include: for all PRCS entries. This document shall include:
E5.1 The intent of the permit system is to provide E5.1 The intent of the permit system is to provide E5.1 The intent of the permit system is to provide
a systematic review for hazards, communicate this a systematic review for hazards, communicate this a systematic review for hazards, communicate this
information to all those involved and provide an information to all those involved and provide an information to all those involved and provide an
approval process for confined space entry. approval process for confined space entry. approval process for confined space entry.
5.1.1 The date of entry; the location of entry, the 5.1.1 The date of entry, the location of entry, the 5.1.1 The date of entry, the location of entry, the
names or identification of entrants and type of work names or identification of entrants and type of work names or identification of entrants and type of work
which will be conducted in the confined space; which will be conducted in the confined space; which will be conducted in the confined space.
E5.1.1 Under certain conditions, it may be E5.1.1 Under certain conditions, it may be E5.1.1 Under certain conditions, it may be
necessary to document the entry and exiting of necessary to document the entry and exiting of necessary to document the entry and exiting of
personnel and/or termination of entry. personnel and/or termination of entry. personnel and/or termination of entry.
5.1.2 The hazards to be controlled or eliminated 5.1.2 The hazards to be controlled or eliminated 5.1.2 The hazards to be controlled or eliminated
prior to proceeding with the entry; prior to proceeding with the entry; prior to proceeding with the entry.
5.1.3 Safety equipment required to perform 5.1.3 Safety equipment required to perform 5.1.3 Safety equipment required to perform
the job; the job; the job.

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5.1.4 Safety precautions required to perform 5.1.4 Safety precautions required to perform 5.1.4 Safety precautions required to perform
the job; the job; the job.
5.1.5 The type of atmospheric tests required and 5.1.5 The type of atmospheric tests required and 5.1.5 The identification of the test instrument,
the results of those tests; the results of those tests; the type of atmospheric tests required, and the
results of those tests.
5.1.6 The type of equipment which will 5.1.6 The type of equipment which will 5.1.6 The type of equipment which will
be necessary for a rescue and how aid will be be necessary for a rescue and how aid will be be necessary for a rescue and how aid will be
summoned in the event of an emergency; summoned in the event of an emergency; summoned in the event of an emergency.
5.1.7 A duration for the permit; 5.1.7 A duration for the permit; 5.1.7 A duration for the permit.
E5.1.7 The duration of the permit should not E5.1.7 The duration of the permit should not E5.1.7 The duration of the permit should not
exceed the time needed to complete the assigned exceed the time needed to complete the assigned exceed the time needed to complete the assigned
work as specified in Requirement 5.1.1. work as specified in Requirement work or one work shift, whichever is less. A system
can be established to allow an original permit to be
amended in order to keep the permit current with
entry team members and their activities.
5.1.8 Space for approval authority. 5.1.8 Space for approval authority. 5.1.8 Space for approval authority.
5.2 Permit Implementation. Before each entry 5.2 Permit Implementation. Before each entry, 5.2 Permit Implementation. Before each entry,
into a confined space, an entry permit as defined an entry permit as defined above will be completed an entry permit as defined above will be completed
above will be completed and signed by a qualified and signed by a qualified person and the contents and signed by a qualified person and the contents
person and the contents communicated to the communicated to the entrants, or posted, or both. communicated to the entrants, or posted, or both.
entrants, or posted, or both.
5.3 Duration of Permits. For a permit to remain 5.3 Duration of Permits. For a permit to remain 5.3 Duration of Permits. For a permit to remain
in effect, the following must be done before each in effect, the following must be done before each in effect, the following must be done before each
re-entry into the confined space: re-entry into the confined space: re-entry into the confined space:
5.3.1 Atmospheric tests results shall be within 5.3.1 Atmospheric tests results shall be within 5.3.1 Atmospheric tests results shall be within
acceptable limits per Section 6.0 of this standard. If acceptable limits per Section 6.0 of this standard. If acceptable limits per Section 6 of this standard. If
atmospheric test results are not within acceptable atmospheric test results are not within acceptable atmospheric test results are not within acceptable
limits, precautions to protect entrants against the limits, precautions to protect entrants against the limits, then precautions to protect entrants against
hazards shall be addressed on the permit. hazards shall be addressed on the permit. the hazards shall be addressed on the permit.
5.3.2 A qualified person shall verify that all 5.3.2 A qualified person shall verify that all 5.3.2 A qualified person shall verify that all
precautions and other measures called for on the precautions and other measures called for on the precautions and other measures called for on the
permit are still in effect; permit are still in effect; permit are still in effect.

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5.3.3 Only operations or work originally approved 5.3.3 Only operations or work originally approved 5.3.3 Only operations or work originally approved
on the permit shall be conducted in the on the permit shall be conducted in the on the permit shall be conducted in the
confined space. confined space. confined space.
5.4 Revoking Permits. When conditions or work 5.4 Revoking Permits. When conditions or work 5.4 Revoking Permits. When conditions or work
activity are different than those specified on the activity are outside the limits than those specified on activities are outside the limits specified on the
permit and could introduce a new hazard to the the Permit, or could introduce a new hazard to the permit, or could introduce a hazard not addressed
confined space, then the permit shall be immediately confined space, then the permit shall be immediately on the original permit to the confined space, then
revoked. revoked. the permit shall be immediately revoked.
5.5 Changing Work Conditions. A new permit 5.5 Changing Work Conditions. A new permit 5.5 Changing Work Conditions. A new permit
shall be issued or the original permit re-issued shall be issued or the original permit re-issued shall be issued or the original permit re-issued
whenever changing work conditions or work activity whenever changing work conditions or work activity whenever changing work conditions or work
introduce new hazards into the confined space. introduce new hazards into the confined space. activities introduce hazards into the confined space
that were not addressed by the original permit.
E5.5 An example of this would be the decision E5.5 An example of this would be the decision E5.5 An example of this would be the decision
to weld within a confined space after approved to weld within a confined space after approved to weld within a confined space after approved
work had already begun. Consequently a hot work/ work had already begun. Consequently a hot work/ work had already begun. Consequently a hot work/
welding permit must be issued with hot work welding permit must be issued with hot work welding permit must be issued with hot work
considered as part of the evaluation for precautions considered as part of the evaluation for precautions considered as part of the evaluation for precautions
on the permit. on the permit. on the permit.

6. ATMOSPHERIC TESTING 6. ATMOSPHERIC TESTING 6. ATMOSPHERIC TESTING


6.1 Requirements. Before entry into a confined 6.1 Requirements. Before entry into a confined 6.1 General Criteria.
space, necessary testing shall be conducted for space, necessary testing shall be conducted for
hazardous atmospheres by a qualified person. hazardous atmospheres by a qualified person. If
there is no potential for a hazardous atmosphere,
the atmospheric testing may be waived. A qualified
person shall possess the knowledge and skills to
understand the test instruments use, calibration
procedures, limitations, and have the ability to
interpret results.

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E6.1 This will generally include testing for E6.1 This will generally include testing for E6.1 This will generally include testing for
oxygen and toxic and combustible atmospheres. It is oxygen, combustible and toxic atmospheres. It is oxygen, combustible and toxic atmospheres. It is
recommended on a vertical entry that remote probes recommended on a vertical entry that remote probes recommended on a vertical entry that remote probes
be used to test at various levels of the confined be used to test at various levels of the confined be used to test at various levels of the confined
space. If there is no potential for a hazardous space. Note: Atmospheric tests will normally be space. Note: Atmospheric tests will normally be
atmosphere, the atmospheric testing may be waived. conducted using direct reading real-time equipment. conducted using direct reading real-time equipment.
Functional checks should be performed on the The user should ensure that the electronic test The user should ensure that the electronic test
equipment before each entry using manufacturers instrument indicates the appropriate response in instrument indicates the appropriate response in
recommended methods. Periodically, equipment clean air, and the order of the testing should be as clean air, and the order of the testing should be as
with internal calibration devices should be calibrated follows unless all are conducted simultaneously: follows unless all are conducted simultaneously:
and maintained per manufacturers instructions.
Toxicity tests will normally be conducted using a) Oxygen a) Oxygen
calorimetric sample tubes, organic vapor analyzers, b) Flammability/combustibility b) Flammability/combustibility
photoionization detectors, or other direct reading c) Toxicity c) Toxicity
real-time equipment. The order of testing should be:

1) oxygen; Entry team members should be afforded the


2) flammability/combustibility; opportunity to observe space testing (structural
3) toxicity. integrity, thermal, chemical, etc.), atmospheric
monitoring, and the results.
Multi-channel detection equipment should be used
in accordance with the manufacturers instructions.
Single or multi-gas monitoring equipment may be
utilized to determine if atmospheric conditions are
acceptable. Vibratory/visual/audible alarms features
are desirable to alert entrants of any change in
conditions that place them at risk.
6.1.1 Testing equipment used in classified areas 6.1.1 Testing equipment and accessories used in 6.1.1 Requirements. Before entry into a confined
shall be listed, approved, or certified for use in such hazardous classified areas shall be listed, approved, space, necessary testing shall be conducted for
areas. This listing, approval, or certification shall be or certified for use in such areas. This listing, hazardous atmospheres by a qualified person.
from nationally recognized testing laboratories. approval, or certification shall be from nationally The qualified person shall possess the knowledge
recognized testing laboratories. and skills to understand the test instruments use,
limitations, and calibration procedures. The qualified
person shall understand effective monitoring
techniques and have the ability to interpret results.

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E6.1.1 Different evaluation approaches may


be selected to evaluate each specific outcome
mentioned in E6. These approaches are described in
Section 6.2.

Testing equipment, accessories, and ventilation


equipment used in hazardous classified areas are
listed, approved, or certified for use in such areas.
This listing, approval, or certification shall be from
nationally recognized laboratories.
6.1.2 Initial testing of atmospheric conditions 6.1.2 Initial testing of atmospheric conditions 6.1.2 Initial testing of the atmospheric conditions
shall be done with the ventilation systems shall be done with the ventilation systems shall be completed with the ventilation systems
shut down. shut down. shut down.
E6.1.2 Testing with the ventilation off would E6.1.2 Testing with the ventilation off would E6.1.2 Testing with the ventilation off would
closely represent the ambient atmosphere inside a closely represent the ambient atmosphere inside a closely represent the ambient atmosphere inside a
confined space in the event of a ventilation confined space in the event of a ventilation confined space in the event of a ventilation system
system failure. system failure. failure When doing atmospheric evaluations the
tester needs to consider the characteristics of the
contaminants (e.g., vapor density), and the potential
for pooling or stratification.

Before the confined space cover is removed, any


known internal or external conditions potentially
exposing personnel to hazards shall be addressed
through elimination, control of the hazard, or use of
appropriate PPE until the hazards can be addressed.
6.1.3 Further testing shall be conducted with 6.1.3 Further testing shall be conducted with 6.1.3 Further testing shall be conducted
ventilation systems turned on to ensure that the ventilation systems turned on to ensure that the with ventilation turned on to ensure that the
contaminants are removed and that the ventilation contaminants are removed and that the ventilation contaminants are removed and that the ventilation
system is not a source of contamination. system is not a source of contamination. system (makeup air, fan, duct) is not a source
of contamination.
E6.1.3 Testing with the ventilation on can reveal E6.1.3 Testing with the ventilation on can reveal E6.1.3 Testing with the ventilation on can reveal
problems such as the suction of engine exhaust gases problems such as the suction of engine exhaust gases problems such as the suction of engine exhaust gases
into the confined space or where pneumatically into the confined space or where pneumatically into the confined space or where pneumatically
powered blowers or tools may bring contaminated powered blowers or tools may bring contaminated powered blowers or tools may bring contaminated
air or other gases into the confined space. air or other gases into the confined space. air or other gases into the confined space.
6.1.4 If the confined space is vacated for any 6.1.4 If the confined space is vacated for any 6.1.4 If the confined space is vacated, the
significant period of time, the atmosphere of the significant period of time, the atmosphere of the qualified person shall determine the need for
confined space shall be retested before re-entry confined space shall be retested before re-entry atmospheric retesting prior to re-entry.
is permitted. is permitted.

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E6.1.4 Defining when re-testing may be needed E6.1.4 Defining when re-testing may be needed E6.1.4 Defining when re-testing may be needed
should be determined by a qualified person as part should be determined by a qualified person as part should be determined by a qualified person based
of the permit system. of the permit system. on the hazard assessment described in the original
permit.
6.1.5 Atmospheric testing may be waived for 6.1.5 Atmospheric testing may be waived for 6.1.5 Atmospheric testing may be waived by
nonpermit confined spaces where it has been nonpermit confined spaces where it has been the qualified person for confined spaces where
established through a formal hazard identification established through a formal hazard identification it has been established through a current formal
and evaluation study that no atmospheric hazards and evaluation study that no atmospheric hazards hazard identification and evaluation study that
exist. exist. no atmospheric hazards exist. If, as a result of a
current hazard evaluation, there is no potential for a
hazardous atmosphere, the atmospheric testing may
be waived by the qualified person.
E6.1.5 A documented hazard identification E6.1.5 A documented hazard identification E6.1.5 A documented hazard identification
and evaluation study meeting the requirements and evaluation study meeting the requirements and evaluation study meeting the requirements
contained in Section 3.2 Hazard Identification and contained in Section 3.2 Hazard Identification and contained in Section 3.2 Hazard Identification and
Section 3.3 Hazard Evaluation could be used to Section 3.3 Hazard Evaluation could be used to Section 3.3 Hazard Evaluation could be used to
establish there are no atmospheric hazards resulting establish there are no atmospheric hazards resulting establish there are no atmospheric hazards resulting
from conditions or work activities performed inside from conditions or work activities performed inside from conditions or work activities performed inside
the space. the space. the space.
6.1.6 Instrument reliability verification: 6.1.6 Instrument Reliability Verification.
Calibration of direct reading portable atmospheric Calibration of direct reading portable atmospheric
testing instruments shall be conducted according testing instruments shall be conducted according
to the manufactures recommendations, or more to the manufacturers recommendations, or more
often if necessary because of the instruments usage often if necessary because of the instruments usage
to ensure accuracy is maintained. At a minimum, a to ensure accuracy is maintained. At a minimum, a
function check (e.g.: bump test) shall be done prior function check (e.g., bump test or a practice meeting
to each days use. the manufacturers recommendations) shall be done
prior to each days use.

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E6.1.6 Various types of instrument verification E6.1.6 Various types of instrument verification
methods include the following: methods include the following:
Function check (bump test) this involves the a) Function Check (bump test) This
passing of a challenge gas source across the sensor to involves the passing of a challenge gas
produce a response so the user knows all sensors are source across the sensor to produce a
functioning. This is conducted as often as necessary response so the user knows all sensors,
throughout the testing period. If the instrument displays, and alarms are functioning.
has comparable sensor self-testing features it meets Typically this is plus or minus 10-20%
the requirements of section 6.1.6 as a function check of desired sensor value when a challenge
(bump test). gas is applied. This is conducted as often
as necessary throughout the testing period.
Point Source Calibration (calibration check) A If the instrument has comparable sensor
means of verifying calibration by using a known self-testing features it meets the
traceable concentration of a test gas to demonstrate requirements of Section 6.1.6 as a function
that an instrument response to the test gas is within check (bump test).
the instrument manufacturers allowable limits.
b) Point Source Calibration (sensor check)
Full Span Calibration (3 or more points) A means of verifying or adjusting
This involves testing the sensor with different calibration by using a known traceable
concentrations of gas and comparing the results to concentration of a test gas to demonstrate
established response curves, which is usually done by that an instrument response to the test gas
the instrument manufacturer. is within the instrument manufacturers
Note: Use of very toxic calibration gases such as, CL2 allowable limits.
or NO2 should be used in a well ventilated area c) Full Span Calibration Should be
For detector tube systems a verification of volume done in accordance with the
capacity, leakage, and tube shelf life date is manufacturers recommendations.
recommended per manufacturers instruction.
NOTE: Use of very toxic calibration gases
such as, CL2 or NO2 should be used in a
well ventilated area
d) For detector tube systems a verification
of volume capacity, leakage, and tube
shelf life date is recommended per
manufacturers instruction.
6.1.6.1 An instrument maintenance record shall be 6.1.6.1 An instrument maintenance record shall be
maintained. maintained.
E6.1.6.1 The record should include date of purchase, E6.1.6.1 The record should include date of purchase,
sensor change schedule, maintenance/repair, history, sensor change schedule, maintenance/repair, history,
data logging, and battery life. data logging, and battery life.
6.2 Testing Considerations. Testing of confined 6.2 Testing Considerations. Testing of confined 6.2 Testing Considerations. Testing of confined
spaces shall be conducted in a manner that spaces shall be conducted in a manner that spaces shall be conducted in a manner that
represents the atmosphere throughout the represents the atmosphere throughout the represents the atmosphere throughout the confined
confined space. confined space. space where entrants may be present.

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E6.2 Atmospheric testing for the confined space E6.2 Atmospheric testing for the confined space E6.2 Atmospheric testing for the confined space
should be based on the configuration and design of should be based on the configuration and design of should be based on the configuration and design of
the space, and physical, and chemical characteristics the space, and physical, and chemical characteristics the space, the physical and chemical characteristics
of suspected contaminants that may be encountered. of suspected contaminants that may be encountered. of suspected contaminants that may be encountered.
Continuous monitoring should be considered in Continuous monitoring should be considered in
situations when a worker is present in a space situations when a worker is present in a space
where atmospheric conditions have the potential to where atmospheric conditions have the potential to
change. Examples include broken or leaking pipe change. Examples include broken or leaking pipe
or vessels, disturbance of existing materials, the or vessels, disturbance of existing materials, the
potential for adjacent work activities that can create potential for adjacent work activities that can create
a hazardous environment or any space that is not a hazardous environment or any space that is not
capable of being isolated. capable of being isolated.

When doing atmospheric evaluations the tester


needs to consider the characteristics of the
contaminants (e.g., vapor density), and the potential
for pooling or stratification.
6.2.1 Where personnel must enter the confined 6.2.1 Where personnel must enter the confined 6.2.1 Where personnel must enter the confined
space to complete atmospheric testing, the space space to complete atmospheric testing, the space space to complete atmospheric testing, the space
shall be treated as PRCS. shall be treated as PRCS. shall be treated as PRCS.
E6.2.1 Proper Personal Protective Equipment (PPE) E6.2.1 Proper engineering controls, work practices, E6.2.1 Proper engineering controls, work practices,
may be needed to address the conditions that may and personal protective equipment (PPE) may be and personal protective equipment (PPE) may be
be encountered during testing. needed to address the conditions that may be needed to address the conditions that may be
encountered during testing. encountered during testing.
6.2.2 Only test equipment that has been recently
calibrated and shown to be functioning shall be used
to test spaces.
6.3 Acceptable Limits. 6.3 Acceptable Limits. 6.3 Acceptable Limits.
6.3.1 The atmosphere of the confined spaces shall 6.3.1 The atmosphere of the confined spaces shall 6.3.1 The atmosphere of the confined space shall
be considered within acceptable limits whenever the be considered within acceptable limits whenever the be considered within acceptable limits whenever the
following conditions are maintained: following conditions are maintained: following conditions are maintained:
6.3.1.1 Oxygen - 19.5% to 23.5%; 6.3.1.1 Oxygen - 19.5% to 23.5%; 6.3.1.1 Oxygen - 19.5% to 23.5%.
E6.3.1.1 Any variation from normal atmospheric E6.3.1.1 Any variation from normal atmospheric
oxygen conditions inside the confined space as oxygen conditions inside the confined space as
compared to outside the confined space should be compared to outside the confined space should be
investigated. investigated.
6.3.1.2 Flammability - less than 10% of the Lower 6.3.1.2 Flammability less than or equal to 10% of 6.3.1.2 Flammability less than or equal to ten
Explosive Limit (LEL) or Lower Flammable Limit (LFL); the Lower Explosive Limit (LEL) or Lower Flammable percent of the Lower Explosive Limit (LEL) or Lower
Limit (LFL); Flammable Limit (LFL).

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E6.3.1.2 Any level above zero should be investigated. E6.3.1.2 Any level above zero should be investigated.
6.3.1.3 Toxicity - less than recognized exposure 6.3.1.3 Toxicity - less than recognized exposure 6.3.1.3 Toxicity less than recognized exposure limits.
limits. limits.
E6.3.1.3 To determine excessive toxic levels, the E6.3.1.3 Any level above zero should be investigated. E6.3.1.3 Any level above zero should be investigated.
American Conference of Governmental Industrial To determine excessive toxic levels, standards To determine if excessive toxic levels exist, references
Hygienists (ACGIH) Threshold Limit Values document such as the most current American Conference such as the most current American Conference of
should be referenced; or Material Safety Data of Governmental Industrial Hygienists (ACGIH) Governmental Industrial Hygienists, Threshold Limit
Sheets (MSDS); or 29CFR1910, Subpart Z; or other Threshold Limit Values document should be Values document should be referenced, Material
pertinent information which may apply to the toxic referenced, Material Safety Data Sheets (MSDS), Safety Data Sheets (MSDS), NIOSH, Pocket Guide
material. Consideration should be given to the use 29CFR1910, Subpart Z, or other pertinent to Chemical Hazards, and the AIHA, Workplace
of continuous monitoring equipment. The time information which may apply to the toxic material. Environmental Exposure Levels (WEEL) Guide or
weighted average (TWA) should not be exceeded in Consideration should be given to the use of other pertinent information which may apply to the
8 hours and the short term exposure limit (STEL) not continuous monitoring equipment. Applicable toxic material. Consideration should be given to the
exceeded in 15 minutes. exposure limits should not be exceeded even use of continuous monitoring equipment. Applicable
instantaneously. exposure limits should not be exceeded.
6.3.2 Whenever testing of the atmosphere 6.3.2 Whenever testing of the atmosphere 6.3.2 Whenever testing of the atmosphere
indicates that levels of oxygen, flammability, or indicates that levels of oxygen, flammability, or indicates that levels of oxygen, flammability, or
toxicity are not within acceptable limits, entry toxicity are not within acceptable limits, entry toxicity are not within acceptable limits, entry
shall be prohibited until appropriate controls are shall be prohibited until appropriate controls are shall be prohibited until appropriate controls
implemented or appropriate personal protective implemented or appropriate personal protective are implemented, appropriate work procedures
equipment is provided. equipment is provided. established, and appropriate personal protective
equipment is used.
E6.3.2 The recommended method of entering E6.3.2 The recommended method of entering E6.3.2 The recommended method of entering
confined spaces requires that an unacceptable confined spaces requires that an unacceptable confined spaces requires that an unacceptable
atmosphere be corrected and controlled prior to atmosphere be corrected and controlled prior to atmosphere be corrected and controlled prior to
entry. In some situations, this is not possible or entry. In some situations, this is not possible or entry. In some situations, this may not be possible
practical and the entrants must be protected by practical and the entrants must be protected by or practical and revised work procedures and/or
the use of personal protective equipment that the use of personal protective equipment that equipment may be required to eliminate potential
is appropriate for the actual conditions. These is appropriate for the actual conditions. These ignition sources. The entrants must be protected
atmospheric conditions need to be considered atmospheric conditions need to be considered by the use of personal protective equipment that
when developing the specific work plan and rescue when developing the specific work plan and rescue is appropriate for the actual conditions. These
procedures. Entry under these conditions must be procedures. Entry under these conditions must be atmospheric conditions need to be considered
part of the entry permit or a new permit issued. part of the entry permit or a new permit issued. when developing the specific work plan and rescue
procedures. Entry under these conditions must be
part of the entry permit or a new permit issued.
6.3.2.1 If the source of the contaminant cannot 6.3.2.1 If the source of the contaminant cannot 6.3.2.1 If the source of the contaminant cannot
be determined, precautions shall be adequate to be determined, precautions shall be adequate to be determined, precautions shall be adequate to
deal with the worst possible condition which the deal with the worst possible condition, which the deal with the worst possible condition which the
contaminant could present in the confined space. contaminant could present in the confined space. contaminant could present in the confined space.

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6.3.2.2 If there is the possibility that the confined 6.3.2.2 If there is the possibility that the confined 6.3.2.2 If there is the possibility that the confined
space atmosphere can become unacceptable while space atmosphere can become unacceptable while space atmosphere can become unacceptable while
the work is in progress, procedures and equipment the work is in progress, procedures and equipment the work is in progress, procedures and equipment
shall be provided to allow the employee to safely shall be provided to allow the employee to safely shall be provided to allow the employee to safely
exit the confined space. exit the confined space. exit the confined space.

7. ENTRY TEAM 7. ENTRY TEAM 7. ENTRY TEAM


7.1 Attendant. 7.1 Attendant. 7.1 Attendant.
7.1.1 Attendant Position. Attendant(s) shall be 7.1.1 Location. The attendant shall be stationed 7.1.1 Location. The attendant shall be stationed
stationed outside any Permit Required Confined immediately outside the point of entry/exit of the immediately outside the point of entry/exit of the
Space (PRCS). confined space to observe the permit required confined space to observe the PRCS and be able to
confined space (PRCS) and be able to communicate communicate with the occupants throughout
with the occupants throughout the entry. the entry.
E7.1.1 This may be supplemented visually or E7.1.1 This may be supplemented visually or
verbally through remote means such as radio, verbally through remote means such as radio,
hardwire, video, camera, etc. Communication hardwire, video, camera, etc. Communication
equipment should be safe for the intended use. equipment should be safe for the intended use.
7.1.2 Personnel Requirements. The number 7.1.2 Personnel Requirements. The number 7.1.2 Personnel Requirements. The number
of attendants needed shall be determined by a of attendants needed shall be determined by a of attendants needed shall be determined by a
qualified person who shall consider the manpower qualified person who shall consider the manpower qualified person who shall consider the manpower
necessary to carry out the duties. necessary to carry out the duties. necessary to carry out the duties.
E7.1.2 The number of attendants should be E7.1.2 The number of attendants should be E7.1.2 The number of attendants should be
determined by considering the manpower it will determined by considering the manpower it will determined by considering the manpower it will
take to carry out duties assigned to the attendant take to carry out duties assigned to the attendant take to carry out duties assigned to the attendant
for the entry(ies). If several entry points are within for the entry(ies). If several entry points are within for the entry(ies). If several entry points are within
a few feet of each other, one attendant may be a few feet of each other, one attendant may be a few feet of each other, one attendant may be
able to monitor more than one entry. This would able to monitor more than one entry directly, or able to monitor more than one entry directly, or
be dependent upon the attendants ability to stay more than one entry may be monitored using more than one entry may be monitored using
in contact with the entrants and summon aid in the remote technology, such as multiple radios and/or remote technology such as multiple radios and/or
event of an emergency. video monitors. This would be dependent upon the video monitors. This would be dependent upon the
attendants ability to communicate with the entrants attendants ability to communicate with the entrants
and summon aid in the event of an emergency. and summon aid in the event of an emergency.

NOTE: Prior to entering any PCRS, all members


on the entry team will receive initial training per
Section 15 and supplemental training as needed to
maintain competency.
7.1.3 Duties. Attendants shall have the 7.1.3 Duties. Attendants shall have the 7.1.3 Duties. Attendants shall have the
following duties: following duties: following duties:

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E7.1.3 Ensure no additional duties are given to the


attendant other than observing the entrant(s) and
their duties.
7.1.3.1 Provide standby assistance to entrants 7.1.3.1 Provide standby assistance to entrants 7.1.3.1 Provide standby assistance to entrants
entering the confined space. entering the confined space. entering the confined space.
E7.1.3.1 Standby Assistance may include checking E7.1.3.1 Standby Assistance may include checking E7.1.3.1 Standby assistance may include checking
breathing air cylinders, or any ancillary duties that breathing air cylinders, or any ancillary duties that breathing air cylinders, or any ancillary duties that
do not require the attendant to enter the confined do not require the attendant to enter the confined do not require the attendant to enter the confined
space or leave his/her position. space or leave his/her position, or distract them from space or leave his/her position, or distract them from
monitoring the entrant(s) in the space(s). monitoring the entrant(s) in the space(s).
7.1.3.2 Direct entrants to exit the confined space 7.1.3.2 Direct entrants to exit the confined space 7.1.3.2 Direct entrants to exit the confined space
when any irregularities are observed. when any irregularities are observed. when any irregularities are observed.
E7.1.3.2 Irregularities include: (A) Whenever E7.1.3.2 Irregularities include: (A) Whenever E7.1.3.2 Direct entrants to exit the confined space
unanticipated hazards or other conditions or unanticipated hazards or other conditions or when any of the following is observed:
operation not allowed by the permit arise; (B) operation not allowed by the permit arise; (B)
Whenever entrants exhibit symptoms of exposure to Whenever entrants exhibit symptoms of exposure to a) Whenever unanticipated hazards or
contaminants potentially in the space; (C) Whenever contaminants potentially in the space; (C) Whenever other conditions or operation not allowed
surrounding operations or conditions create surrounding operations or conditions create by the permit arise.
hazards for entrants, including entry of the space by hazards for entrants, including entry of the space by
b) Whenever entrants exhibit symptoms of
unauthorized personnel. unauthorized personnel.
exposure to contaminants potentially in
the space.
c) Whenever surrounding operations or
conditions create hazards for entrants,
including entry of the space by
unauthorized personnel.
7.1.3.3 Initiate evacuation and emergency 7.1.3.3 Initiate evacuation and emergency 7.1.3.3 Initiate evacuation and emergency
procedures. procedures. procedures.
E7.1.3.3 Attendants should summon the rescue team E7.1.3.3 Attendants should summon the rescue team
as soon as the attendant recognizes there may be a as soon as the attendant recognizes there may be a
problem. problem.
7.1.3.4 Monitor for any conditions or changes that 7.1.3.4 Monitor for any conditions or changes that 7.1.3.4 Monitor for any conditions or changes that
could adversely affect the entry. could adversely affect the entry. could adversely affect the entry.
7.1.3.5 Remain at the entry point unless relieved by 7.1.3.5 Remain at the entry point unless relieved by 7.1.3.5 Remain at the entry point and maintain
another attendant or until the entry is completed or another attendant or until the entry is completed or communication with the entrant(s) until relieved
terminated. terminated. by another attendant or the entry is completed or
terminated.
7.1.3.6 Prevent unauthorized entry.
7.2 Entrant. 7.2 Entrant. 7.2 Entrant.

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7.2.1 Duties. 7.2.1 Duties. 7.2.1 Duties.


7.2.1.1 An entrant shall: 7.2.1.1 An entrant shall: 7.2.1.1 An entrant shall:

1) Know the potential hazards that may be 1) Recognize potential hazards that may be 1) Recognize potential hazards that may be
encountered during the entry and proper encountered during the entry and proper encountered during the entry and proper
use and limitations of equipment for control use and limitations of equipment for control use and limitations of equipment for control
of these hazards. of these hazards. Inspect for hazards not of these hazards. Inspect for hazards not
identified by atmospheric monitoring identified by atmospheric monitoring
2) Know how to respond to emergencies during entry activities. during entry activities.
including method(s) for self-rescue.
2) Respond to emergencies, which includes 2) Respond to emergencies, which includes
3) Know symptoms and warning signs of method(s) for self-rescue. method(s) for self-rescue or evacuation.
exposure to potential hazards or prohibited
conditions. 3) Recognize symptoms and warning signs 3) Recognize symptoms and warning
of exposure to potential hazards or signs of exposure to potential hazards or
4) Notify the attendant of any emergency or prohibited conditions. prohibited conditions.
unacceptable condition in the confined
space. 4) Notify the attendant of any emergency 4) Notify the attendant of any symptoms of
or unacceptable condition in the exposure, emergency, or unacceptable
5) Exit the confined space immediately if confined space. condition in the confined space.
symptoms, warning signs, or unacceptable
conditions occur or if directed by the 5) Exit the confined space immediately if 5) Exit the confined space immediately if
attendant or entry supervisor/ leader. symptoms, warning signs, or unacceptable symptoms, warning signs, or unacceptable
conditions occur or if directed by the conditions occur or if directed by the
attendant or entry supervisory leader. attendant or entry supervisor/leader.

6) Inspect for hazards during entry activities. 6) Inspect for hazards during entry
activities.
Explanation: Hazards that may not be detectable E7.2.1.1 Hazards that may not be detectable include
include structural weakness, biological agents, structural weakness, biological agents, dangerous
dangerous insects/animals, engulfment potential, insects/animals, engulfment potential, and low
and low volatility hydrocarbons, (e.g. diesel volatility hydrocarbons, (e.g., diesel fuels), or any
fuels), or any materials for which direct reading materials for which direct reading instrumentation is
instrumentation is not available. not available.
7.3 Attendant(s)/Entrant(s) Communication. 7.3 Attendant(s)/Entrant(s) Communication. 7.3 Attendant(s)/Entrant(s) Communication.
Attendant(s) and Entrant(s) shall remain in constant Attendant(s) and Entrant(s) shall be able to maintain Attendant(s) and entrant(s) shall be able to maintain
two-way communication. two-way communication. two-way communication.
E7.3 Communication methods should be E7.3 Communication methods should be selected E7.3 Communication methods should be selected
selected according to hazards and potential according to hazards and potential for injury or according to hazards and potential for injury or
for injury or harm to personnel entering the harm to personnel entering the space. Signaling, harm to personnel entering the space. Signaling,
space. Signaling, visual contact and verbal radio visual contact and verbal radio communication are visual contact and verbal radio communication are
communication are examples of available methods. examples of available methods. examples of available methods.

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7.4 Entry Supervisor/Leader. 7.4 Entry Supervisor/Leader. 7.4 Entry Supervisor/Leader.


7.4.1 Duties. 7.4.1 Duties. 7.4.1 Duties.
7.4.1.1 The Entry Supervisor/Leader shall: 7.4.1.1 The Entry Supervisor/Leader shall: 7.4.1.1 The Entry Supervisor/Leader shall:

1) Know the requirements of the confined 1) Know the requirements of the confined 1) Know the requirements of the confined
space entry program, including proper space entry program, including proper space entry program, including proper
execution of duties of entrants, attendants execution of duties of entrants, attendants execution of duties of entrants, attendants
and rescue personnel. and rescue personnel. and rescue personnel.

2) Verify that all required actions are taken 2) Verify that all required actions have been 2) Verify that all required actions
prior to endorsing the permit and allowing taken prior to endorsing the permit and have been taken prior to endorsing the
entry to begin, and ensure that acceptable allowing entry to begin, and ensure that permit and allowing entry to begin, and
conditions are maintained for the duration acceptable conditions are maintained for ensure that acceptable conditions are
of the entry. the duration of the entry. maintained for the duration of the entry.

3) Verify that rescue services are available 3) Verify that rescue services are available 3) Verify that rescue services are available
and that the means for summoning them prior to and throughout the entry and that prior to and throughout the entry and
are operable. the means for summoning them are that the means for summoning them are
operable. operable.
4) Communicate the status and
requirements of the entry to other Entry 4) Communicate the status and 4) Communicate the status and
Supervisor/Leader(s) whenever the Entry requirements of the entry to other Entry requirements of the entry to other
Supervisor/Leader is changed. Supervisor Leader(s) whenever the Entry Entry Supervisor/Leader(s) whenever the
Supervisor Leader is changed. Entry Supervisor/Leader is changed.
5) Terminate entry, assure removal of
personnel and equipment, and cancel the 5) Terminate entry, assure removal of 5) Terminate entry, assure removal of
permit when required. personnel and equipment, and revoke or personnel and equipment, and revoke or
cancel the permit when required. cancel the permit when required.
E7.4.1.1.(Note-#2) An initial external visual E7.4.1.1(2) An initial external visual inspection
inspection should be conducted where possible, should be conducted where possible, prior to entry
prior to entry to look for hazards not identified by to look for hazards not identified by the atmospheric
the atmospheric monitoring. monitoring.

8. ISOLATION AND LOCKOUT/TAGOUT 8. ISOLATION AND LOCKOUT/TAGOUT 8. ISOLATION AND LOCKOUT/ TAGOUT
8.1 General. All energy sources which are 8.1 General. All energy sources which are 8.1 General. All energy sources which are
potentially hazardous to confined space entrants potentially hazardous to confined space entrants potentially hazardous to confined space entrants
shall be secured, relieved, disconnected and/or shall be secured, relieved, disconnected and/or shall be secured, relieved, disconnected and/or
restrained before personnel are permitted to enter restrained before personnel are permitted to enter restrained before personnel are permitted to enter
the confined space. the confined space. the confined space.

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E8.1 The objective is the control of any situation E8.1 The objective is the control of any situation E8.1 The objective is the control of any situation
where unexpected energization, start-up or release where unexpected energization, start-up or release where unexpected energization, start-up or release
of stored energy would cause injury to workers. of stored energy would cause injury to workers. of stored energy would cause injury to workers.
Energy sources may include: electrical, mechanical, Energy sources may include: electrical, mechanical, Energy sources may include electrical, mechanical,
hydraulic, pneumatic (air), chemical, thermal, hydraulic, pneumatic (air), chemical, thermal, hydraulic, pneumatic (air), chemical, thermal,
radioactive and the effects of gravity. radioactive and the effects of gravity. radioactive, and the effects of gravity.
8.2 Isolation. Methods and means shall be 8.2 Isolation. Methods and means shall be 8.2 Isolation. Methods and means shall be
selected and used to prevent flammable, toxic, selected and used to prevent flammable, toxic, selected and used to prevent flammable, toxic,
irritating, or oxygen displacing gases and vapors irritating, or oxygen displacing gases and vapors irritating, or oxygen displacing gases, vapors, and
from entering the space. All hazardous material, from entering the space. All hazardous material, liquids from entering the space. All hazardous
high pressure, high temperature and other piping high pressure, high temperature and other piping material, high pressure, high temperature and
that could introduce a hazard shall be isolated by that could be reasonably expected to introduce other piping that could be reasonably expected
utilizing blinding, disconnection, removal, or double a hazard shall be isolated by utilizing blinding, to introduce a hazard shall be isolated by utilizing
block and bleed as needed to prevent entry of disconnection, removal, or double block and bleed blinding, disconnection, removal, or double block
material(s) and hazardous contaminant(s). as needed to prevent entry of material(s) and and bleed as needed to prevent entry of material(s)
hazardous contaminant(s). and hazardous contaminant(s).

A confined space shall be isolated to prevent entry A confined space shall be isolated to prevent entry
of material(s) and hazardous contaminants using of material(s) and hazardous contaminants using
one or more of the following methods: one or more of the following methods:

Inserting a blank sized for the proper Inserting a blank between two flanges,
pressure in piping nearest to the confined sized for the proper pressure in piping
space. nearest to the confined space.

Depressurizing and disconnecting Depressurizing and disconnecting


contaminant supply line(s) and providing a contaminant supply line(s) and providing
blank or blind on piping leading into the a blank or blind on piping sized for the
confined space. pressure leading into the confined space.

Misaligning pipe(s) at connections closest Misaligning pipe(s) at connections closest


to the confined space and capping, to the confined space and/or capping,
blinding, and plugging ends. blinding, and/or plugging ends.

Utilizing two (2) blocking valves with Utilizing two blocking valves with an open
an open vent or bleed valve between vent or bleed valve between the blocking
the blocking valves. If the bleed valve is valves. If the bleed valve is not the same
not the same diameter as the line, then diameter as the line, then the bleed point
the bleed point should be monitored should be monitored periodically during
periodically during the work shift. the work shift.

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E8.2 Before the method(s) of isolation is selected, E8.2 Before the method(s) of isolation is selected, E8.2 Before the method(s) of isolation is selected,
a qualified person should consider the hazards a qualified person should consider the hazards a qualified person should consider the hazards
that may exist or develop to include temperature, that may exist or develop to include temperature, that may exist or develop to include temperature,
pressure, flammability, reactivity, corrosiveness pressure, flammability, reactivity, corrosiveness or pressure, flammability, reactivity, corrosiveness or
or toxicity of material in the piping and reactions toxicity of material in the piping and reactions that toxicity of material in the piping and reactions that
that could occur with cleaning or purging agents, could occur with cleaning or purging agents, as well could occur with cleaning or purging agents, as well
as well as any physical hazards. A confined space as any physical hazards. as any physical hazards.
could be isolated to prevent entry of material(s) and
hazardous contaminants using one or more of the
following methods:

- Inserting a blank sized for the proper


pressure in piping nearest to the
confined space.
- Depressurizing and disconnecting
contaminant supply line(s) and
providing a blank or blind on piping
leading into the confined space.
- Misaligning pipe(s) at connections
closest to the confined space and
capping/blinding/plugging ends.
- Utilizing two (2) blocking valves
with an open vent or bleed valve
between the blocking valves. If the
bleed valve is not the same diameter
as the line, then the bleed point should
be monitored periodically during the
work shift.
8.2.1 Pipelines or similar conveyances between 8.2.1 Pipelines or similar conveyances between 8.2.1 Pipelines or similar conveyances between
the confined space and point(s) of isolation shall be the confined space and point(s) of isolation shall be the confined space and point(s) of isolation shall be
drained, cleaned or flushed of hazardous material drained, cleaned, or flushed of hazardous material drained, cleaned, or flushed of hazardous material
and known hazardous contaminants as necessary. and known hazardous contaminants as necessary. and known hazardous contaminants as necessary.
E8.2.1 Pipelines between the confined space E8.2.1 Pipelines between the confined space E8.2.1 Pipelines between the confined space
and the first valve, blank or associated equipment and the first valve, blank or associated equipment and the first valve, blank or associated equipment
may contain material or hazardous contaminants. may contain material or hazardous contaminants. may contain material or hazardous contaminants.
A qualified person should ensure that such piping A qualified person should ensure that such piping A qualified person should ensure that such piping
has been flushed, cleaned or purged. If this is not has been flushed, cleaned or purged. If this is not has been flushed, cleaned or purged. If this is not
possible, i.e., a clogged line, special precautions possible, i.e., a clogged line, special precautions possible, i.e., a clogged line, special precautions
and procedures necessary to protect occupants and and procedures necessary to protect occupants and and procedures necessary to protect occupants and
control the hazards should be in place. control the hazards should be in place. control the hazards should be in place.

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8.2.2 Precautions shall be taken to ensure that 8.2.2 Precautions shall be taken to ensure that 8.2.2 Precautions shall be taken to ensure that
whenever drains, vents or piping are left open that whenever drains, vents or piping are left open that whenever drains, vents or piping are left open that
reversal of flows, or air contamination from adjacent reversal of flows, or air contamination from adjacent reversal of flows, or air contamination from adjacent
processing, or chemical handling, cannot enter the processing, or chemical handling, cannot enter the processing, or chemical handling, cannot enter the
confined space. confined space. confined space.
E8.2.2 A qualified person should assess the impact E8.2.2 A qualified person should assess the impact E8.2.2 A qualified person should assess the impact
of other equipment in isolating a confined space. of other equipment in isolating a confined space. of other equipment in isolating a confined space.
Inter-connected equipment, vessels or machinery Inter-connected equipment, vessels or machinery Interconnected equipment, vessels or machinery may
may affect the isolation method(s) chosen. may affect the isolation method(s) chosen. affect the isolation method(s) chosen.
8.2.3 In confined spaces where complete 8.2.3 In confined spaces where complete 8.2.3 In confined spaces where complete isolation
isolation is not possible, provisions shall be made isolation is not possible, provisions shall be made for is not possible, provisions shall be made to isolate
for as rigorous of an isolation as practical and an as rigorous of isolation as practical and an evaluation the space to the extent possible and control all other
evaluation conducted according to Section 3. conducted according to Section 3. If an atmospheric processes so the entry team is not in danger and
hazard potential exists, continuous monitoring shall an evaluation conducted according to Section 3. If
be conducted during the entry. an atmospheric hazard potential exists, continuous
monitoring shall be conducted during the entry.
E8.2.3 A decision to enter these or other E8.2.3 A decision to enter these or other E8.2.3 A decision to enter these or other
similar spaces should be based upon assessing similar spaces should be based upon assessing similar spaces should be based upon assessing
the potential for hazardous contaminants being the potential for hazardous contaminants being the potential for hazardous contaminants being
present and either devising a plan for protecting present and either devising a plan for protecting present and either devising a plan for protecting
personnel entering the space or suspending entry personnel entering the space or suspending entry personnel entering the space or suspending entry
until adequate hazard control and protection of until adequate hazard control and protection of until adequate hazard control and protection of
occupants can be assured. Use of methods such as occupants can be assured. Use of methods such as occupants can be assured. Use of methods such as
ventilation or PPE should be considered. ventilation or PPE should be considered. ventilation or PPE should be considered.
8.2.4 Special precautions shall be taken when 8.2.4 Special precautions shall be taken when 8.2.4 Special precautions shall be taken when
entering double walled, jacketed, or internally entering double walled, jacketed, or internally entering double walled, jacketed, or internally
insulated confuted spaces that may discharge insulated confined spaces that may discharge insulated confined spaces that may discharge
hazardous material through the vessels internal hazardous material through the vessels internal hazardous material through the vessels internal
wall. wall. wall.
E8.2.4 Distillation vessels, boilers and similar E8.2.4 Distillation vessels, boilers, cargo tanks, E8.2.4 Distillation vessels, boilers, cargo tanks,
type equipment may contain cracks or leaks that adjoining voids on ships and barges, and similar adjoining voids on ships and barges, and similar
may produce a hazardous environment inside the type equipment may contain cracks or leaks that type equipment may contain cracks or leaks that
confined space. may produce a hazardous environment inside the may produce a hazardous environment inside the
confined space. confined space.
8.3 Lockout/Tagout. Equipment or process shall 8.3 Lockout/Tagout. Equipment or process shall 8.3 Lockout/Tagout. Machines, equipment, or
be locked or tagged or both per ANSI 2244.1-1992(R) be locked or tagged or both per ANSI Z244.1-1982 processes shall be locked or tagged or both per ANSI/
Lockout/Tagout of Energy Sources. (R-1993) Lockout/Tagout of Energy Sources. ASSE Z244.1, Control of Hazardous Energy - Lockout/
Tagout and Alternative Methods.

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E8.3 For more information on the lockout/


tagout issue overall please review: ANSI/ASSE Z244.1,
Control of Hazardous Energy - Lockout/Tagout and
Alternative Methods and CFR 1910.147 Control of
Hazardous Energy.
8.3.1 Where there is a need to test, position or 8.3.1 Where there is a need to test, position or 8.3.1 Where there is a need to test, position or
activate equipment by temporarily removing the activate equipment by temporarily removing the activate equipment by temporarily removing the
lock or tag or both, a procedure shall be developed lock or tag or both, a procedure shall be developed lock or tag or both, a procedure shall be developed
and implemented to control hazards to the and implemented to control hazards to the and implemented to control hazards to the
occupants. occupants. occupants.
E8.3.1 Equipment start-up may pose E8.3.1 Equipment start-up may pose E8.3.1 Equipment start-up may pose
entanglement, entrapment or engulfment hazards entanglement, entrapment or engulfment hazards entanglement, entrapment or engulfment hazards
to occupants inside the space. A qualified person to occupants inside the space. A qualified person to occupants inside the space. A qualified person
should access the hazard of temporarily removing should access the hazard of temporarily removing should access the hazard of temporarily removing
the locks/tags. the locks/tags. the locks/tags.
8.3.2 Any removal of locks, tags, or other 8.3.2 Any removal of locks, tags, or other 8.3.2 Any removal of locks, tags, or other
protective measures shall be done in accordance protective measures shall be done in accordance protective measures shall be done in accordance
with ANSI Z244.1-1992(R) Lockout/Tagout of Energy with ANSI Z244.1-1982 (R1993) Lockout/Tagout of with ANSI/ASSE Z244.1, Control of Hazardous Energy
Sources. Energy Sources. - Lockout/Tagout and Alternative Methods.

8.3.3 Lockout, or tagout, or both, of equipment, 8.3.3 Lockout, or tagout, or both, of equipment, 8.3.3 Lockout or tagout, or both, of equipment,
systems and processes shall be verified prior to systems and processes shall be verified prior to systems, and processes shall be verified prior to
permitting entry into the confined space. permitting entry into the confined space. permitting entry into the confined space.
E8.3.3 Confirming adequate lockout, or tagout, E8.3.3 Confirming adequate lockout, or tagout, E8.3.3 Confirming adequate lockout, or tagout,
or both, of potentially hazardous stored or residual or both, of potentially hazardous stored or residual or both, of potentially hazardous stored or residual
energy should be included as part of confined space energy should be included as part of confined space energy should be included as part of confined space
entry permit review. entry permit review. entry permit review.

9. VENTILATION 9. VENTILATION 9. VENTILATION


9.1 Requirements. When ventilation is used 9.1 Requirements. When ventilation is used 9.1 Requirements. When ventilation is used
to control atmospheric contaminants in the to control atmospheric contaminants in the to control atmospheric contaminants in the
confined space, the space should be ventilated until confined space, the space should be ventilated until confined space, the space shall be ventilated until
the atmosphere is within the acceptable limits. the atmosphere is within the acceptable limits. the atmosphere is within the acceptable limits.
Atmospheric testing shall be done in accordance Atmospheric testing shall be done in accordance Atmospheric testing shall be done in accordance
with Section 6. with Section 6. with Section 6.

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E9.1 Consideration should be given to the E9.1 Consideration should be given to the E9.1 Consideration should be given to the
volume of the space to be ventilated, the output volume of the space to be ventilated, the output volume of the space to be ventilated, the output
capacity of the ventilating device, and the capacity of the ventilating device, and the capacity of the ventilating device, and the
distribution of air within the confined space. distribution of air within the confined space. distribution of air within the confined space.
In addition the air movers should meet the In addition, the air movers should meet the In addition, the air movers should meet the
specifications as outlined in ANSIINFPA 91-1992 and specifications as outlined in ANSI/NFPA 91-1999 and specifications as outlined in ANSI/NFPA 91, Standard
ANSI 29.2-1979 (R1991). ANSI Z9.2-1979 (R1991). for Exhaust Systems for Air Conveying of Vapors,
Gases, Mists, and Noncombustible Particulate Solids,
Ventilation normally consists of a pre-entry purge of Ventilation normally consists of a pre-entry purge of and ANSI/AIHA Z9.2, Fundamentals Governing the
several air changes, then continuous introduction of several air changes, then continuous introduction of Design and Operation of Local Exhaust Ventilation
fresh air during occupancy. fresh air during occupancy. Systems.

Natural ventilation may be acceptable if it can Natural ventilation may be acceptable if it can Ventilation normally consists of a pre-entry purge of
achieve the same results as the mechanical achieve the same results as the mechanical several air changes, then continuous introduction of
ventilation. ventilation. fresh air during occupancy.

Consideration should be given to bonding or using Consideration should be given to bonding and Natural ventilation may be acceptable if it can
intrinsically safe air movers when moving flammable using intrinsically safe air movers when moving achieve the same results as the mechanical
atmospheres. Ventilation may not be appropriate flammable atmospheres. Ventilation may not be ventilation.
under conditions such as the presence of friable or appropriate under conditions such as the presence
loose asbestos; significant bird/rodent droppings of friable or loose asbestos; significant bird/rodent Consideration should be given to bonding and
presenting a biological risk; gas, vapor, dust droppings presenting a biological risk; gas, vapor, using intrinsically safe air movers when moving
concentrations above DEL, etc. dust concentrations above UEL, etc. flammable atmospheres. Ventilation may not be
appropriate under conditions such as the presence
of friable or loose asbestos; significant bird/rodent
droppings presenting a biological risk; gas, vapor,
dust concentrations above UEL, etc.
9.1.1 Blowers or other means of introducing 9.1.1 Blowers or other means of introducing 9.1.1 Air movers or other means of introducing
air into the space shall be placed in such a manner air into the space shall be placed in such a manner air into the space shall be placed in such a manner
to minimize the possibility of introducing air to minimize the possibility of introducing air to minimize the possibility of introducing air
contaminants which may create unacceptable limits contaminants, which may create unacceptable limits contaminants, which may create unacceptable limits
(e.g., carbon monoxide). (e.g., carbon monoxide). (e.g., carbon monoxide).
9.1.2 Ventilation shall be maintained during 9.1.2 Ventilation shall be maintained during 9.1.2 Ventilation shall be maintained during
the entry if there is a potential for the atmospheric the entry if there is a potential for the atmospheric the entry if there is a potential for the atmospheric
conditions in the confined space to become conditions in the confined space to become conditions in the confined space to become
unacceptable. unacceptable. unacceptable.
9.1.3 When ventilation is not possible or 9.1.3 When ventilation is not possible or 9.1.3 When ventilation is not possible or
feasible for complete elimination of atmospheric feasible for complete elimination of atmospheric feasible for complete elimination of atmospheric
hazards, other protective measures or methods to hazards, other protective measures or methods to hazards, other protective measures or methods to
control air contaminants and protect entrants shall control air contaminants and protect entrants shall control air contaminants and protect entrants shall
be determined by the qualified person prior to be determined by the qualified person prior to be determined by the qualified person prior to
authorizing entry. authorizing entry. authorizing entry.

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9.1.4 Ventilation equipment shall be bonded


and grounded to eliminate static energy, ductwork
shall not cause tripping hazards or blocked exits. A
qualified person shall ensure the ventilation system
reflects sound ventilation principals of supplying
enough clean make-up air and controlling the
exhaust to prevent creating hazards in other areas.

10. CLEANING/DECONTAMINATION 10. CLEANING/DECONTAMINATION 10. CLEANING/DECONTAMINATION


10.1 Confined spaces shall be cleaned/ 10.1 Confined spaces shall be cleaned and 10.1 Confined spaces shall be cleaned and
decontaminated of hazardous materials as the decontaminated of hazardous materials as the decontaminated of hazardous materials as the
preferred method of eliminating or reducing preferred method of eliminating or reducing preferred method of eliminating or reducing
exposure. Cleaning/decontamination shall be done exposure. Cleaning and decontamination shall be exposure. Cleaning and decontamination shall be
to the extent feasible before entry. done to the extent feasible before entry. done to the extent feasible before entry.
E10.1 In some instances, the purpose of the entry E10.1 In some instances, the purpose of the E10.1 In some instances, the purpose of the
is to clean the confined space. In these cases, the entry is to clean the confined space. In these entry is to clean the confined space. In these
confined space should be cleaned/ decontaminated cases, the confined space should be cleaned cases, the confined space should be cleaned
as much as possible before personnel enter. Proper and decontaminated as much as possible before and decontaminated as much as possible before
PPE and other precautions should be used to personnel enter. Proper PPE and other precautions personnel enter. Proper PPE and other precautions
address any hazards which will remain after the should be used to address any hazards, which should be used to address any hazards, which
pre-entry cleaning. Prior to commencing cleaning/ will remain after the pre-entry cleaning. Prior to will remain after the pre-entry cleaning. Prior to
decontamination, care should be exercised in the commencing cleaning and decontamination, care commencing cleaning and decontamination, care
selection of cleaning compounds to ensure their should be exercised in the selection of cleaning should be exercised in the selection of cleaning
compatibility with the environment in which they compounds to ensure their compatibility with the compounds to ensure their compatibility with the
will be used. environment in which they will be used. environment in which they will be used.
10.2 Entry team members and equipment shall 10.2 Entry team members and equipment
be decontaminated and cleaned as necessary during shall be decontaminated and cleaned as necessary
or after the confined space activity. during or after the confined space activity. Any
disposable material or equipment used shall be
properly discarded per appropriate standards. Entry
team members shall be decontaminated per specific
hazard protocol.
E10.2 Run off and decontamination should be
disposed of per appropriate standards.

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11. PERSONAL PROTECTIVE EQUIPMENT (PPE) 11. PERSONAL PROTECTIVE EQUIPMENT (PPE) 11. PERSONAL PROTECTIVE EQUIPMENT (PPE)
11.1 General. A qualified person shall determine 11.1 General. A qualified person shall determine 11.1 General. A qualified person shall determine
personal protective equipment needed by all personal protective equipment needed by all personal protective equipment needed by all
personnel entering the confined space including personnel entering the confined space including personnel entering the confined space including
rescue teams. rescue teams. rescue teams.
E11.1 A hazard evaluation should be done to E11.1 A hazard evaluation should be done to E11.1 A hazard evaluation should be done to
determine what PPE should be used. Combinations determine what PPE should be used. Combinations determine what PPE should be used. Combinations
of equipment such as respirators, full suits, etc., of equipment such as respirators, full suits, etc., of equipment such as respirators, full suits, etc.,
may be needed. A guide can be found in Appendix may be needed. A guide can be found in Appendix may be needed. A guide can be found in OSHA 29
B, General Description and Discussion of the levels B, General Description and Discussion of the levels CFR 1910.120, Appendix B. The stress placed on the
of Protection and Protective Gear, of the OSHA of Protection and Protective Gear, of the OSHA entrant by PPE, such as heat and loss of mobility,
Regulation 29CPR 19 10.120. The stress placed on Regulation 29CFR 1910.120. The stress placed on the should be carefully evaluated.
the entrant by PPE, such as heat and loss of mobility, entrant by PPE, such as heat and loss of mobility,
should be carefully evaluated. should be carefully evaluated.
11.2 Selection. Employees shall wear personal 11.2 Selection. Employees shall wear personal 11.2 Selection. Employees shall wear personal
protective equipment selected in accordance with protective equipment selected in accordance with protective equipment selected in accordance with
the requirements of the job to be performed. PPE the requirements of the job to be performed. PPE the requirements of the job to be performed. PPE
shall meet the specifications of applicable standards shall meet the specifications of applicable standards shall meet the specifications of applicable standards
and regulations. and regulations. PPE that will not exacerbate and regulations. PPE that will not exacerbate
present hazards or create additional hazards shall be present hazards or create additional hazards shall be
selected. selected.
E11.2 Head Protection. Consideration should be E11.2 Head Protection. Consideration should be E11.2 Head Protection. Consideration should be
given to: 1) falling objects, both from within the given to: 1) falling objects, both from within the given to: 1) falling objects, both from within the
confined space and also through the entryway, and confined space and also through the entryway, and confined space and also through the entryway, and
2) structures and equipment that present hazards to 2) structures and equipment that present hazards to 2) structures and equipment that present hazards to
the head (Ref. ANSI 289.1-1986). the head. (Ref. ANSI Z89.1-1997). the head. (Ref. ANSI/ISEA Z89.1.)

Eye and Face Protection. Consideration should Fall arresting systems should be used by personnel Fall Protection. Fall protection systems should be
be given to irritant dusts, vapors, mists, abrasive entering vertical confined spaces and personnel used by personnel entering vertical confined spaces
particles and flying objects. Safety glasses, exposed to falling into the space as determined by a and personnel exposed to falling into the space as
impact goggles, chemical goggles, or face shields qualified person. Fall arrest systems should conform determined by a qualified person. Fall protection
appropriate to the conditions in the confined space to ANSI Z359. 1-1992 (R-1999). systems should conform to the ANSI/ASSE Z359, Fall
and the work to be performed should be provided as Protection Code or ANSI/ASSE A1264.1.
needed (Ref. ANSI Z87.1-1989). Eye and Face Protection. Consideration should
be given to irritant dusts, vapors, mists, abrasive Eye and Face Protection. Consideration should
Hand Protection. Consideration should be given particles and flying objects. Safety glasses, be given to irritant dusts, vapors, mists, abrasive
to mechanical protection (sharp edges, abrasions, impact goggles, chemical goggles, or face shields particles and flying objects. Safety glasses,
punctures), chemical protection (acid solvents), appropriate to the conditions in the confined space impact goggles, chemical goggles, or face shields
physical protection (heat, cold), electrical protection and the work to be performed should be provided as appropriate to the conditions in the confined space
and handling of slippery tools and materials. needed. (Ref. ANSI Z87.1-1989 (R-1998). and the work to be performed should be provided as
needed. (Ref. ANSI/ISEA Z87.1.)

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Foot Protection. Consideration should be given to Hand Protection. Consideration should be given Hand Protection. Consideration should be given
physical hazards (falling objects, rolling equipment), to mechanical protection (sharp edges, abrasions, to mechanical protection (sharp edges, abrasions,
chemical hazards (acids, solvents), slip resistance, and punctures), chemical protection (acid solvents), and punctures), chemical protection (acid, solvents),
electrical conductivity, and generation of sparks (Ref. physical protection (heat, cold), electrical protection physical protection (heat, cold), electrical protection
ANSI Z41- 1991). and handling of slippery tools and materials. and handling of slippery tools and materials.

Protective Clothing. Consideration should be given Foot Protection. Consideration should be given to Foot Protection. Consideration should be given to
to temperature, moisture, chemical resistance, vapor physical hazards (falling objects, rolling equipment), physical hazards (falling objects, rolling equipment),
permeability, flame retardancy, static resistance and chemical hazards (acids, solvents), slip resistance, chemical hazards (acids, solvents), slip resistance,
likelihood of contamination of clothing with toxic electrical conductivity, and generation of sparks. electrical conductivity, and generation of sparks.
materials. Protective clothing should be cleaned (Ref. ANSI Z41 -1991). For more information, reference the footwear
and decontaminated, or disposed of, after each use protection standards published by the American
in accordance with the manufacturers instructions Protective Clothing. Consideration should be given Society of Testing and Materials F13 Committee.
(Ref. ASTM F23). to temperature, moisture, chemical resistance,
vapor, and liquid permeability, flame retardancy, Protective Clothing. Consideration should be given
Respiratory Protection. Respirators should be static resistance and likelihood of contamination to temperature, moisture, chemical resistance,
selected and used in conjunction with an organized of clothing with toxic materials. Protective clothing vapor, and liquid permeability, flame retardancy,
respiratory protection program. Breathing should be cleaned and decontaminated, or static resistance and likelihood of contamination
equipment used should be NIOSH approved. When disposed of, after each use in accordance with the of clothing with toxic materials. Protective clothing
conditions warrant, consideration should be given manufacturers instructions. should be cleaned and decontaminated, or
to conformity with NFPA 198 1. Users should follow disposed of, after each use in accordance with the
manufacturers instructions (Ref. ANSI 288.2-1992 Respiratory Protection. Respirators should be manufacturers instructions.
and 29CFR 1910.134). selected and used in conjunction with an organized
respiratory protection program. Breathing Additional PPE standards that should be considered:
Hearing Protection. If hearing protection is required, equipment used should be NIOSH approved. When
consideration should be given to how it will affect conditions warrant, consideration should be given NFPA 1951, Standard on Protective Ensembles for
communications between the personnel in the to conformity with NFPA 1981. Users should follow Technical Rescue Incidents
confined space and the attendant (Ref. 29CFR manufacturers instructions. (Ref. ANSI Z88.2-1992
1910.95). and 29CFR 1910.134). NFPA 1991, Standard on Vapor-Protective Ensembles
for Hazardous Materials Emergencies
Hearing Protection. If hearing protection is required,
consideration should be given to how it will affect NFPA 1992, Standard on Liquid Splash-Protective
communications between the personnel in the Clothing for Hazardous Materials Emergencies
confined space and the attendant. (Ref. 29CFR
1910.95). NFPA 1994, Standard on Protective Ensembles for
First Responders to CBRN Terrorism Incidents

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Respiratory Protection. Respirators should be


selected and used in conjunction with a written
respiratory protection program as referenced in
OSHA 29 CFR 1910.134, Respiratory Protection.
Respirators selected should be NIOSH approved,
and be used in compliance with the conditions of
its certification. When Open-Circuit Self-Contained
Breathing Apparatus (SCBA) is used for emergencies,
NFPA 1981, Standard on Open-Circuit Self-Contained
Breathing Apparatus (SCBA) for Emergency Services
should be referenced. This document specifies the
minimum requirements for the design, performance,
testing, and certification of SCBA for fire and
emergency services personnel. SCBA compliant
to NFPA 1981 will be used if the potential hazard
atmosphere could include flammable/explosive
hazards. Users should follow manufacturers
instructions and also requirements and guidance
specified in NFPA 1852, Standard on Selection, Care,
and Maintenance of Open-Circuit Self-Contained
Breathing Apparatus (SCBA).

Hearing Protection. If hearing protection is required,


consideration should be given to how it will affect
communications between the personnel in the
confined space and the attendant. (Ref. OSHA 29
CFR 1910.95.)
11.3 Inspection. PPE shall be inspected prior to 11.3 Inspection. PPE shall be inspected prior to 11.3 Inspection. PPE shall be inspected prior to
each use. each use. each use.

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E11.3 PPE use should follow manufacturer


provided user information to include:

1) Safety considerations and


limitations of use.

2) Recommended storage practices.

3) Inspection frequency and details.

4) Donning/doffing procedures.

5) Maintenance, cleaning, and


decontamination procedures.

6) Retirement and disposal criteria and


considerations.

11.4 Discard contaminated and/or single use PPE


per appropriate standards.
E11.4 See Section E11.3 above and reference
OSHA 29 CFR 1910.1025, OSHA 29 CFR 1926.1101,
and all applicable federal, state and local
regulations.
12. SAFEGUARDS 12. AUXILIARY EQUIPMENT 12. AUXILIARY EQUIPMENT
E12. Rescue equipment should be used in
evacuating personnel from confined spaces as
determined by a qualified rescue person. Rescue
components, including anchorage connectors,
mechanical lifting devices and other components
should conform to ANSI/ASSE Z359.4, Safety
Requirements for Assisted-Rescue and Self-Rescue
Systems, Subsystems and Components.
12.1 Entry and Exit. Each entry and exit point 12.1 Entry and Exit. Each entry and exit point 12.1 Entry and Exit. Each entry and exit point
shall be evaluated to determine the most effective shall be evaluated to determine the most effective shall be evaluated to determine the most effective
methods and equipment to be utilized to enable methods and equipment to be utilized to enable methods and equipment enabling employees to
employees to safely enter and exit the confined employees to safely enter and exit the confined safely enter and exit the confined space. Means for
space. Safe entry and exit means shall be provided space. Safe entry and exit means shall be provided safe entry and exit shall be provided and used as
for confined spaces. for confined spaces. prescribed by the entry supervisor throughout the
duration of the entry.

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E12.1 In most instances, this may involve the use E12.1 This may involve the use of ladders. E12.1 This may involve the use of ladders.
of ladders. However, if use of a ladder is impractical, However, if use of a ladder is impractical, another However, if use of a ladder is impractical, another
another means of lowering and raising employees means of lowering and raising employees means of lowering and raising employees
should be selected, i.e., bosun chairs, winch/hoist should be selected, i.e., bosun chairs, winch/hoist should be selected, i.e., bosun chairs, winch/hoist
devices, etc. Access winches/hoists, bosun chairs, devices, etc. Access winches/hoists, bosun chairs, devices, etc. Access winches/hoists, bosun chairs,
harness components, scaffolds, etc., should be harness components, scaffolds, etc., should be harness components, scaffolds, etc., should be
compatible with the intended use according to the compatible with the intended use according to the compatible with the intended use according to the
manufacturers instructions and suitable for confined manufacturers instructions and suitable for confined manufacturers instructions and suitable for confined
space applications. space applications. space applications.
12.2 Retrieval Equipment. Appropriate retrieval 12.2 Retrieval Equipment. Appropriate retrieval 12.2 Retrieval Equipment. Appropriate retrieval
equipment or methods shall be used whenever a equipment or methods shall be used whenever a equipment or methods shall be used whenever a
person enters a PRCS. Exception: If the retrieval person enters a PRCS. Exception: If the retrieval person enters a PRCS. If the retrieval equipment
equipment increases the overall risks of entry or equipment increases the overall risks of entry or increases the overall risks of entry or does not
does not contribute to the rescue, its use may does not contribute to the rescue, its use may contribute to the rescue, it shall not be used.
be waived. be waived.
E12.2 In general, mechanical lifting devices should E12.2 In general, mechanical lifting devices should E12.2 In general, mechanical lifting devices should
have a mechanical advantage adequate to safely have a mechanical advantage adequate to safely have a mechanical advantage adequate to safely
rescue personnel. A manually operated device should rescue personnel. A manually operated device should rescue personnel. A manually operated device should
be used. If a powered (electric, pneumatic, hydraulic) be used. If a powered (electric, pneumatic, hydraulic) be used. If a powered (electric, pneumatic, hydraulic)
lifting device is used, then it should be equipped lifting device is used, then it should be equipped lifting device is used, then it should be equipped
with a slip clutch or similar device to stop motion with a slip clutch or similar device to stop motion with a slip clutch or similar device to stop motion
against a preset resistance and a back-up manual against a preset resistance and a back-up manual against a preset resistance and a back-up manual
mode of operation. Mechanical lifting devices should mode of operation. Mechanical lifting devices should mode of operation. Mechanical lifting devices should
have a mechanical advantage of at least four to have a mechanical advantage of at least four to have a mechanical advantage of at least three to
one and the capacity to lift entrants including any one and the capacity to lift entrants including any one and the capacity to lift entrants including any
attached tools and equipment. attached tools and equipment. attached tools and equipment.
12.3 Fall Protection. Where a potential exists 12.3 Fall Protection. Where a potential exists 12.3 Fall Protection. Where a potential exists
for persons or objects falling into a confined space, for persons or objects falling into a confined space, for persons or objects falling into a confined space,
warning systems or barricades shall be employed at warning systems or barricades shall be employed at warning systems, barricades, or other appropriate
the entrance. the entrance. methods shall be utilized. See ANSI/ASSE A1264.1
for more information.
E12.3 While protection is desired to prevent E12.3 While protection is desired to prevent E12.3 While protection is desired to prevent
attendants or others from falling into a confined attendants or others from falling into a confined attendants or others from falling into a confined
space, such protection should not affect ventilation space, such protection should not interfere with space, such protection should not interfere with
or egress from the confined space. ventilation or egress from the confined space. ventilation or egress from the confined space.
12.3.1 Fall arresting systems shall be worn by
personnel entering vertical confined spaces and
personnel exposed to falling into the space as
determined by a qualified person.

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E12.3.1 Fall arrest systems should conform to ANSI


2359.1-1992. Training programs should address
the limitations of personal fall arrest systems and
required inspection and maintenance.
12.4 Electrical Equipment. Electrical equipment 12.4 Electrical Equipment. Electrical equipment 12.4 Electrical Equipment. Electrical equipment
used in hazardous locations shall meet the used in hazardous locations shall meet the used in hazardous locations shall meet the
appropriate requirements of Article 500 of the appropriate requirements of Article 500 of the appropriate requirements of Article 500 of the
National Electrical Code (NFPA-70). National Electrical Code (NFPA-70). National Electrical Code (NFPA 70).
E12.4 Tools, lighting, communications and test E12.4 Tools, lighting, communications and test E12.4 Tools, lighting, communications and test
equipment which will be used in hazardous or equipment which will be used in hazardous or equipment which will be used in hazardous or
classified locations should be listed, labeled or classified locations should be listed, labeled or classified locations should be listed, labeled or
otherwise determined to be safe for the class and otherwise determined to be safe for the class and otherwise determined to be safe for the class and
use by an Accredited Nationally Recognized Testing use by an Accredited nationally recognized testing use by an accredited nationally recognized testing
Laboratory acceptable to the Occupational Safety laboratory acceptable to the Occupational Safety laboratory acceptable to the Occupational Safety
and Health Administration and any authority having and Health Administration or other authority having and Health Administration or other authority having
jurisdiction. jurisdiction. jurisdiction.
12.4.1 Where there is potential for electrical shock, 12.4.1 Where there is potential for electrical shock, 12.4.1 Where there is potential for electrical shock,
appropriate electrical equipment or systems shall be appropriate electrical equipment or systems shall be appropriate electrical equipment or systems shall be
used. used. used.
E12.4.1 This would include protection such as ground E12.4.1 This would include protection such as ground E12.4.1 This would include protection such as
fault circuit interrupters (GFCI), assured grounding fault circuit interrupters (GFCI), assured grounding ground fault circuit interrupters (GFCI), assured
systems, double insulated tools, and low voltage systems, double insulated tools, and/or low voltage grounding systems, double insulated tools, and/or
systems. systems. low voltage systems.

13. WARNING SIGNS AND SYMBOLS 13. WARNING SIGNS AND SYMBOLS 13. WARNING SIGNS AND SYMBOLS
13.1 Identification. All confined spaces which 13.1 Identification. All permit required confined 13.1 Identification. All permit required confined
could be inadvertently entered shall have a sign spaces that can be entered without the use of space openings that can be entered without the
identifying it as a confined space. tools, special equipment, or key(s) shall have a sign use of tools, special equipment, or key(s) shall have
identifying it as a permit required confined space. a sign identifying it as a permit required confined
space.
E13.1. Obvious confined space such as vessels, E13.1 Permit required confined spaces such as E13.1 Permit required confined spaces such as
tanks, man holes, need not be identified. However, vessels, tanks, silos, ovens, reactors, etc. may be vessels, tanks, silos, ovens, reactors, etc. may be
less obvious confined spaces such as certain dikes, identified by signage in order to supplement the identified by signage in order to supplement the
excavations and pits should be identified. training of personnel regarding confined space training of personnel regarding confined space
identification and hazards. identification and hazards.
13.1.1 Signs shall be maintained in a legible 13.1.1 Signs shall be maintained in a legible 13.1.1 Signs shall be maintained in a legible
condition. condition. condition.
13.1.2 For PRCSs, the sign shall read Danger- 13.1.2 The sign shall read Danger-Permit Required 13.1.2 The sign shall include the wording Danger-
Permit Required Confined Space. Confined Space. Permit Required Confined Space.

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E13.1.2 For more information refer to the ANSI/


NEMA Z535 Standards for safety signs, symbols, and
colors, which addresses symbols and demographic
language variations.

14. EMERGENCY RESPONSE 14. EMERGENCY RESPONSE 14. EMERGENCY RESPONSE, EVACUATION,
AND RESCUE
14.1 Emergency Response Plan. A plan of action 14.1 Emergency Response Plan. A plan of action 14.1 Emergency Response Plan. A plan shall be
shall be written with provisions to conduct a timely shall be written with provisions to conduct a timely written to address response to identified or potential
rescue for individuals in a confined space should an rescue for entrants in a confined space should an emergencies and to provide for timely evacuation,
emergency arise. Included in these provisions shall emergency arise. Included in these provisions shall retrieval, or rescue of entrants in a confined space.
be: be: Included in these plans shall be:

1) Evacuation when certain hazards 1) Evacuation when certain hazards


are identified during an entry; are identified during an entry.

2) Retrieval by trained crew members 2) Retrieval by trained crew members


using non-entry methods; using non-entry methods.

3) Rescue entry by trained 3) Rescue entry by trained


emergency response personnel familiar emergency response personnel familiar
with confined space hazards as well as with confined space hazards as well as
rescue procedures and equipment. rescue procedures and equipment.
E14.1 These rescue provisions will normally E14.1 These rescue provisions will normally E14.1 These rescue provisions will normally
be present in the form of emergency response be present in the form of emergency response be present in the form of emergency response
procedures. procedures. procedures.
14.1.1 Determination of what methods of rescue 14.1.1 Determination of what methods of rescue 14.1.1 Determination of what type of rescue may
must be implemented to retrieve individuals; must be implemented to retrieve entrants; be necessary to assist entrants.
E14.1.1 A review should be conducted of all the
different types of confined spaces which will be
entered and what steps/equipment it will take to
get someone out. Consideration should be given to
the size and configuration of the confined space,
whether the space would require a vertical or
horizontal rescue, and the body size of entering
personnel.
14.1.1.1 Horizontal Rescue. 14.1.1.1 Horizontal Retrieval or Rescue.

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E14.1.1.1 A review should be conducted of all the E14.1.1.1 Hazards should be indentified to determine
different types of confined spaces which will be what methods/equipment it will take to accomplish
entered and what steps/equipment it will take to get the rescue.
someone out.
Consideration should be given to the size and
Consideration should be given to the size and configuration of the confined space, whether the
configuration of the confined space, whether the space would require a vertical or horizontal rescue,
space would require a vertical or horizontal rescue, anchor placement, hazards likely to be encountered,
anchor placement, hazards likely to be encountered, and the body size of entering personnel.
and the body size of entering personnel.
14.1.1.2 Vertical Rescue. This rescue methodology 14.1.1.2 Vertical Retrieval or Rescue. This rescue
shall include the use of fall protection for the methodology shall include the use of fall protection
entrant as well as suspended rescuers. for the entrant as well as suspended rescuers.
E14.1.1.2 Consideration should be given to prevent E14.1.1.2 Consideration should be given to prevent
abrasive injury to the entrant from the supporting abrasive injury to the entrant from the supporting
surface he/she is being moved upon. Additionally, surface he/she is being moved upon. Additionally,
entanglement and obstruction hazards must be entanglement and obstruction hazards must be
negotiated safely. To avoid further injury, a constant negotiated safely. To avoid further injury, a constant
watch should be utilized anytime a entrant is being watch should be utilized anytime an entrant is being
physically moved. physically moved.
14.1.2 Designation of rescue personnel that are 14.1.2 Determine the type and availability of 14.1.2 Determine the type and availability of
immediately available where PRCS entries are appropriate equipment needed to rescue or retrieve appropriate equipment needed to rescue or retrieve
conducted; entrants: entrants.

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E14.1.2 Off-site emergency response personnel may


be used provided they are capable of performing
a rescue, are familiar with the premises, and can
respond in a timely manner. Emergency treatment
should generally begin within four minutes for a
person with cardio/pulmonary arrest. If outside
emergency organizations are to be used as rescuers,
these organizations should be involved in rescue
procedure development and drills.

A hierarchy of effective confined space retrieval that


can be pre-selected to suit time requirements and
availability of trained emergency response personnel
is as follows:

1. Eliminating the need for entry using an alternate


method, or reduce the frequency of entry;

2. Self-rescue for specific hazards when specific


hazards are identified during an entry;

3. Retrieval by trained crew members within four


minutes or before emergency response personnel
are in position using non-entry methods if feasible
and additionally assigned entrants when horizontal
movement is required;

4. Retrieval by emergency response personnel


familiar with confined space hazards;

5. Administrative methods such as safe havens for


victim stabilization by emergency response personnel
if necessary.
14.1.3 Type and availability of equipment needed 14.1.3 Designation of trained rescue personnel 14.1.3 Designation of trained rescue personnel
to rescue individuals; that are available where PRCS entries are conducted; that are available where PRCS entries are conducted.

Identification of trained rescue personnel that are


available where PRCS entries are conducted or
placement of trained rescue personnel where PRCS
entries are conducted.

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E14.1.3 Harnesses, lifelines, and mechanical lifting


devices approved for human lifting (for vertical
entries) are normally required. Full body harnesses
should be donned prior to entry where fall hazards
and possible retrieval are foreseeable, and attached
to lifelines when exposed to fall hazards. Personal
protective equipment should be compatible in a fall
arrest or emergency retrieval system and also when
different protective systems are used simultaneously.
14.1.4 An effective means to summon rescuers in a 14.1.4 An effective means to summon rescuers in a 14.1.4 An effective means to summon rescuers in a
timely manner; timely manner; timely manner.
E14.1.4 Audible alarms, two-way radios, telephones, E14.1.4 Effective means include audible and
etc., are some of the possible means of summoning visual alarms. Consideration should be given to
aid and rescue personnel. Consideration will be safe communication devices based on surrounding
given to providing entrants a method of informing hazards.
the attendants that there is an emergency.
Examples of effective means to summon rescuers in
a timely manner may include, but is not limited to:
radio, cell phone, pager, etc.
14.1.5 Training and drilling attendant(s) and rescue 14.1.5 Training and drilling attendant(s) and rescue 14.1.5 Training and drilling attendant(s) and rescue
personnel in preplanning, rescue and emergency personnel in preplanning, rescue and emergency personnel in preplanning, rescue and emergency
procedures according to section 15 of this standard. procedures according to section 15 of this standard. procedures according to Section 15 of this standard.
14.2 Breathing Equipment. All rescue personnel 14.2 Atmospheric Monitoring shall be conducted 14.2 Atmospheric Monitoring. Shall be
must use self-contained breathing apparatus SCBA) to ensure the safety of the rescue personnel. conducted to ensure the safety of the rescue
or Combination Type C Airline/SCBA breathing personnel.
equipment, when entering the confined space to
rescue victims.
E14.2 In some instances, the entrance to the
confined space may be such that an SCBA unit on
the rescuer will not tit through the opening of
the confined space. This should have been pre-
determined in hazard identification and evaluation
or drills. In this event, the rescuer may be required to
use Combination Type C Airline/SCBA type breathing
equipment. Breathing equipment used should
be NIOSH approved. When conditions warrant,
consideration should be given to conformity with
NFPA 1981. Users should follow manufacturers
instructions.

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14.3 Rescue Equipment Inspection. All rescue 14.3 Respiratory Protection Equipment: All 14.3 Respiratory Protection Equipment. All
equipment shall be inspected periodically by a rescue personnel shall use self-contained breathing rescue personnel shall use NIOSH approved pressure
qualified person and prior to start of work to ensure apparatus (SCBA) or Combination Type C Airline/ demand self-contained breathing apparatus (SCBA)
that it is operable. SCBA breathing equipment when potential or NIOSH approved pressure demand Combination
atmospheric hazards exist. Users shall follow Type C Airline/SCBA breathing equipment when
manufacturers instructions. potential atmospheric hazards exist. Users shall
follow manufacturers instructions.
E14.3 Rescue equipment which is taken out of
service should be replaced with similar equipment.
14.4 Rescue Equipment Inspection. All rescue 14.4 Rescue Equipment Inspection. All rescue
equipment shall be inspected, by a qualified person, equipment shall be inspected, by a qualified person,
periodically and prior to use, to ensure that it is periodically and prior to use, to ensure that it is
operable. operable.
E14.4 Selected equipment should meet recognized
consensus standards such as the ANSI/ASSE Z359 Fall
Protection Code and NFPA 1983 Standard on Life
Safety Rope and Equipment for Emergency Services.

15. TRAINING 15. TRAINING 15. TRAINING


15.1 General Requirements. Personnel 15.1 General Requirements. Personnel 15.1 General Requirements. Supplemental
responsible for supervising, planning, entering or responsible for supervising, planning, entering or training may be required to maintain competency
participating in confined space entry and rescue shall participating in confined space entry and rescue shall when introducing changes in conditions, procedures,
be adequately trained in their functional duties prior be adequately trained in their functional duties prior or equipment. Personnel responsible for supervising,
to any confined space entry. Training shall include: to any confined space entry. Training shall include: planning, entering or participating in confined space
entry and rescue shall be adequately trained in their
functional duties prior to any confined space entry.
Training shall include:
E15.1 Training, whether basic or advanced, E15.1 Training, whether basic or advanced, E15.1 Training, whether basic or advanced,
formal or informal, should be commensurate formal or informal, should be commensurate formal or informal, should be commensurate
with the complexity of the confined space entry with the complexity of the confined space entry with the complexity of the confined space entry
requirements. requirements. For general requirements regarding requirements. For general requirements regarding
training, refer to Z490.1-2001 Accepted Practices in training, refer to ANSI/ASSE Z490.1 Accepted
Safety, Health, and Environmental Training. Practices in Safety, Health, and Environmental
Training.
15.1.1 An explanation of the general hazards 15.1.1 An explanation of the general hazards 15.1.1 An explanation of the general hazards
associated with confined spaces; associated with confined spaces; associated with confined spaces.
15.1.2 A discussion of specific confined space 15.1.2 A discussion of specific confined space 15.1.2 An explanation of the specific hazards
hazards associated with the facility, location or hazards associated with the facility, location or associated with the confined space to be
operation; operation; encountered.

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15.1.3 The reason for, proper use, and limitations 15.1.3 The hazard for which the PPE was 15.1.3 The hazard for which the PPE was
of personal protective equipment and other safety selected, and the proper use, inspection, care and selected, and the proper use, inspection, care and
equipment required for entry into confined space; maintenance, and limitations of PPE and other safety maintenance, and limitations of PPE and other safety
equipment; equipment.
15.1.4 An explanation of the permit system and 15.1.4 An explanation of the permit system and 15.1.4 An explanation of the permit system and
other procedural requirements for conducting a other procedural requirements for conducting a other procedural requirements for conducting a
confined space entry; confined space entry; confined space entry.
15.1.5 How to respond to emergencies; 15.1.5 How to respond to emergencies; 15.1.5 How to respond to emergencies.
E15.1.5 Consideration should be given to rescue E15.1.5 Consideration should be given to rescue
strategies and techniques. Additionally, crisis strategies and techniques. Additionally, crisis
decision making including a scene evaluation decision making including a scene evaluation
and risk vs. reward (some rescues should not be and risk vs. reward (some rescues should not be
attempted) should be taught and practiced. Rescue attempted) should be taught and practiced. Rescue
team access and patient extraction should include team access and patient extraction should include
packaging which considers type and degree of injury packaging which considers type and degree of injury
and/or nature of incapacity. The entry team should and/or nature of incapacity. The entry team should
be taught an incident management system stressing be taught an incident management system stressing
team member task assignments. team member task assignments.
15.1.6 Duties and responsibilities as a member of 15.1.6 Duties and responsibilities as a member of 15.1.6 Duties and responsibilities as a member of
the confined space entry team; the confined space entry team; the confined space entry team.
15.1.7 A description of how to recognize 15.1.7 A description of how to recognize 15.1.7 A description of how to recognize
probable air contaminant overexposure symptoms probable air contaminant overexposure symptoms probable air contaminant overexposure symptoms
to themselves and co-workers, and method(s) for to themselves and co-workers, and method(s) for to themselves and co-workers, and method(s) for
alerting attendants. alerting attendants. alerting attendants.
15.1.8 Supplemental training, information, or a
briefing is required to maintain competency when
there are changes in procedures or equipment.
15.2 Training for Atmospheric Monitoring 15.2 Training for Atmospheric Monitoring 15.2 Training for Atmospheric Monitoring
Personnel. Training shall include training in the Personnel. Training shall include training in the Personnel. Training shall include the selection and
proper use of atmospheric monitoring instruments. proper use of atmospheric monitoring instruments. proper use of appropriate atmospheric monitoring
This shall include field calibration, basic knowledge This shall include field calibration, basic knowledge instruments based on a current hazard assessment.
of the work being performed, the anticipated of the work being performed, the anticipated
hazardous contaminants, and any process which hazardous contaminants, and any process which
could significantly alter original conditions inside or could significantly alter original conditions inside or
outside the confined space. outside the confined space.

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15.2 It is important for individuals conducting E15.2 It is important for individuals conducting E15.2 It is important for individuals conducting
atmospheric tests to possess adequate knowledge atmospheric tests to possess adequate knowledge atmospheric tests to possess adequate knowledge
of the proper operation of monitoring equipment of the proper operation of monitoring equipment of the proper operation of monitoring equipment
as well as its limitations associated with anticipated as well as its limitations associated with anticipated as well as its limitations associated with anticipated
conditions (such as inaccurate measurement conditions (such as inaccurate measurement conditions (such as inaccurate measurement
readings for flammable gas when the oxygen level readings for flammable gas when the oxygen level readings for flammable gas when the oxygen level
is below 16% for certain equipment). Similarly, is below 16% for certain equipment). Similarly, is below 16% for certain equipment). Similarly,
these individuals should have information about the these individuals should have information about the these individuals should have information about the
related process to anticipate potential atmospheric related process to anticipate potential atmospheric related process to anticipate potential atmospheric
contaminants, such as a nearby reactor containing contaminants, such as a nearby reactor containing contaminants, such as a nearby reactor containing
a highly toxic substance which could endanger the a highly toxic substance which could endanger the a highly toxic substance which could endanger the
entry team in the event of a leak or release entry team in the event of a leak or release. entry team in the event of a leak or release.
15.3 Training for Attendants. Training shall 15.3 Training for Attendants. Training shall 15.3 Training for Attendants. Training shall
include the following: include the following: include the following:
15.3.1 Duties, responsibilities and procedures for 15.3.1 Duties, responsibilities and procedures for 15.3.1 Duties, responsibilities and procedures for
both routine and emergency operations; both routine and emergency operations; both routine and emergency operations.
15.3.2 Hazards that may be encountered by 15.3.2 Hazards that may be encountered by 15.3.2 Hazards that may be encountered
entrants and the signs and symptoms of entrants and the signs and symptoms of over by entrants and the signs and symptoms of
over exposure; exposure; overexposure.
15.3.3 Procedures for summoning rescue or other 15.3.3 Procedures for summoning rescue or other 15.3.3 Procedures for summoning rescue or other
emergency services; emergency services; emergency services.
15.3.4 The proper use of equipment used for 15.3.4 The proper use of equipment used for 15.3.4 The proper use of equipment used for
communicating with entry and emergency/rescue communicating with entry and emergency/ rescue communicating with entry and emergency/ rescue
personnel; personnel; personnel.
E15.3.4 Entry by an attendant for rescue may only be E15.3.4 Entry by an attendant for rescue may only E15.3.4 Entry by an attendant for rescue may only
accomplished if the attendant has been trained in be accomplished if the attendant has been trained be accomplished if the attendant has been trained
rescue procedures, is properly equipped, AND only if in rescue procedures, is properly equipped, and in rescue procedures, is properly equipped, and
the attendant is relieved by another only if the attendant is relieved by another trained only if the attendant is relieved by another trained
trained attendant. attendant. attendant.
15.3.5 Performance of non-entry rescues. 15.3.5 Performance of non-entry retrievals; 15.3.5 Performance of non-entry retrievals.
E15.3.5 Attendants should understand that not E15.3.5 Attendants should understand that not
all retrievals should be attempted or are possible. all retrievals should be attempted or are possible.
Line entanglement is common and entrants that Line entanglement is common and entrants that
sustained a traumatic injury should be properly sustained a traumatic injury should be properly
packaged (possibly including spinal immobilization) packaged (possibly including spinal immobilization)
before being moved. before being moved.
15.4 Training for Emergency Response Personnel. 15.4 Training for Emergency Response Personnel. 15.4 Training for Emergency Response Personnel.
Training shall include: Shall include: Shall include:

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E15.4 Guidance as to qualifications and training E15.4 Guidance as to qualifications and training
requirements for rescue providers may be found in requirements for rescue providers may be found in
NFPA 1670 Standard on Operations and Training NFPA 1670, Standard on Operations and Training for
for Technical Rescue Incidents and NFPA 1006 Technical Rescue Incidents and NFPA 1006, Standard
Standard for Rescue Technician Professional for Rescue Technician Professional Qualifications.
Qualifications.
15.4.1 The rescue plan and procedures developed 15.4.1 The rescue plan and procedures developed 15.4.1 The rescue plan and procedures developed
for each type of confined space they are anticipated for each type of confined space they are anticipated for each type of confined space the entry team can
to encounter; to encounter; encounter.
E15.4.1 Emergency response personnel should E15.4.1 Emergency response personnel should E15.4.1 Emergency response personnel should
simulate actual rescue conditions by conducting simulate actual rescue conditions by conducting simulate actual rescue conditions by conducting
practice drills. Rescuers should be timed to practice drills. practice drills.
determine if response was rapid enough for
successful cardiopulmonary resuscitation (CPR) and Typical potential rescue problems which should Typical potential rescue problems which should
first-aid techniques. be addressed are egress restrictions, ability to lift be addressed are egress restrictions, ability to lift
without injury, problems in using rescue equipment, without injury, problems in using rescue equipment,
Typical potential rescue problems which should and fall hazards. and fall hazards.
be addressed are egress restrictions, ability to lift
without injury, problems in using rescue equipment, Such training should not be limited to internal Such training should not be limited to internal
and fall hazards. emergency response personnel. When possible, emergency response personnel. When possible,
outside response agencies should receive the same outside response agencies should receive the same
Such training should not be limited to internal type of training to ensure their effectiveness in a type of training to ensure their effectiveness in a
emergency response personnel. When possible, rescue situation. rescue situation.
outside response agencies should receive the same
type of training to ensure their effectiveness in a
rescue situation.
15.4.1.1 The rescue team shall achieve proficiency
for each type of confined space they may encounter.
E15.4.1.1 Performance based standards such as, but
not limited to, NFPA 1006, NFPA 1670, and NFPA
1983 should be utilized in determining rescuer
proficiency.
15.4.2 Use of emergency rescue equipment; 15.4.2 Use of emergency rescue equipment; 15.4.2 Use of emergency rescue equipment.
E15.4.2 Individuals involved in rescues should E15.4.2 Individuals involved in rescues should E15.4.2 Individuals involved in rescues should
receive training in the use of rescue equipment receive training in the use of rescue equipment receive training in the use of rescue equipment
including medical equipment they would be including medical equipment they would be including medical equipment they would be
expected to use or operate during an emergency expected to use or operate during an emergency expected to use or operate during an
rescue. rescue. emergency rescue.

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15.4.3 First aid and cardiopulmonary resuscitation 15.4.3 First Responder/Emergency Response 15.4.3 First Responder/Emergency Response
(CPR) techniques; training Level or equivalent with confined space training level or equivalent with confined space
specific training. specific training.
E15.4.3 Persons performing CPR or first aid or both, E15.4.3 Persons performing Cardio Pulminary E15.4.3 Persons performing Cardiopulmonary
should possess current certification. Resuscitation, Automated External Defibrillator, Resuscitation (CPR), Automated External Defibrillator
and/or first aid or both, should possess current (AED), and/or first aid should possess current
certification, certification.
15.4.4 Work location and confined space 15.4.4 Work location and confined space 15.4.4 Work location and confined space
configuration to minimize response time. configuration to minimize response time. configuration to minimize response time.
E15.4.4 Rescuers should be able to effectively E15.4.4 Rescuers should be able to effectively E15.4.4 Rescuers should be able to effectively
locate the emergency site without undue delay. locate the emergency site without undue delay. locate the emergency site without undue delay.
Consideration should be given to notifying on-site Consideration should be given to notifying on-site Consideration should be given to notifying onsite
Emergency Rescue Personnel of the location of Emergency Rescue Personnel of the location of emergency rescue personnel of the location of
entries into PRCSs prior to entry. entries into PRCSs prior to entry. entries into PRCSs prior to entry.
15.5 Verification of Training. 15.5 Verification of Training. 15.5 Verification of Training.
15.51 Periodic assessment of the effectiveness of 15.5.1 Periodic assessment of the effectiveness of 15.5.1 Periodic assessment of the effectiveness of
employee training shall be conducted by a employee training shall be conducted by a employee training shall be conducted by a
qualified person. qualified person. qualified person.
E15.5.1 Training effectiveness may be evaluated E15.5.1 Training effectiveness may be evaluated E15.5.1 Training effectiveness may be evaluated
by several techniques. Written, as well as practical by several techniques. Written, as well as practical by several techniques. Written, as well as practical
testing is recommended. Personnel should be testing is recommended. Personnel should be testing is recommended. Personnel should be
questioned or asked to demonstrate their practical questioned or asked to demonstrate their practical questioned or asked to demonstrate their practical
knowledge of confined space hazards that are in knowledge of confined space hazards that are in knowledge of confined space hazards that are in
their work areas, to identify locations of confined their work areas, to identify locations of confined their work areas; to identify locations of confined
spaces, their role is exercising proper permit spaces, their role is exercising proper permit spaces; their role in exercising proper permit
procedures, use and donning of personal protective procedures, use and donning of personal protective procedures; use and donning of personal protective
equipment, such as respirators, and their role in equipment, such as respirators, and their role in equipment such as respirators; and their role in
response to emergency situations. response to emergency situations. response to emergency situations.
15.5.2 Training sessions shall be repeated as often 15.5.2 Training sessions shall be repeated as often 15.5.2 Training sessions shall be repeated as often
as necessary to maintain an acceptable level of as necessary to maintain an acceptable level of as necessary to maintain an acceptable level of
personnel competence. personnel competence. personnel competence.
E15.5.2 Personnel who are routinely entering the E15.5.2 Personnel who are routinely entering the E15.5.2 Personnel who are routinely entering the
same confined space on a daily basis will require same confined space on a daily basis will require same confined space on a daily basis will require
less refresher training than employees who only less refresher training than employees who only less refresher training than employees who only
occasionally enter a confined space. Periodic occasionally enter a confined space. Periodic skill occasionally enter a confined space. Periodic skill
training verification will determine the frequency of evaluation will determine the frequency of evaluation will determine the frequency of
refresher training. refresher training. refresher training.

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15.5.3 Written records of training shall be 15.5.3 Written records of training shall be 15.5.3 Written records of training shall be
maintained and include as a minimum: maintained and include as a minimum: maintained and include as a minimum:

a. employee name; a. employee name; a) Employees name.


b. trainers name; b. trainers name; b) Trainers name.
c. date(s) of training; c. date(s) of training; c) Date(s) of training.
d. training content. d. training duration d) Training duration.
e. training content e) Training content.
E15.5.3 Documentation should be maintained in a E15.5.3 Documentation should be maintained in a E15.5.3 Documentation should be maintained in a
central location and periodically reviewed to ensure central location and periodically reviewed to ensure central location and periodically reviewed to ensure
proper follow-up for refresher training. proper follow-up for refresher training. proper follow-up for refresher training.

16. MEDICAL SUITABILITY 16. MEDICAL SUITABILITY 16. MEDICAL SUITABILITY

The physical and psychological suitability of persons The physical and psychological suitability of persons The physical and psychological suitability of persons
to do confined space work shall be considered prior to adequately perform required duties of confined to adequately perform required duties of confined
to working in confined spaces. space work shall be considered as needed prior to space work shall be considered as needed prior to
working in confined spaces. working in confined spaces.

E16 Work in confined spaces may involve a E16 Work in confined spaces may involve a E16 Work in confined spaces may involve a
variety of stressors which should be evaluated by variety of stressors which should be evaluated by a variety of stressors which should be evaluated by a
a physician or other licensed medical practitioner, physician or other licensed Health Care Professional physician or other licensed Health Care Professional
as appropriate. Examples include, but are not (HCP) against an essential job function based (HCP) against an essential job function based
limited to, thermal extremes (hot or cold) vertigo, job description specific to the confined space, as job description specific to the confined space, as
claustrophobia, and physical and psychological appropriate. appropriate.
stressors associated with respirator use. Physical
qualifications for respirator use can be found in Examples include, but are not limited to, thermal Examples include, but are not limited to, thermal
ANSI 288.6-1984. Evaluation during field activities extremes (hot or cold) vertigo, claustrophobia, and extremes (hot or cold), vertigo, claustrophobia, and
associated with confined space work training may be physical and psychological stressors associated with physical and psychological stressors associated with
useful in assessing candidates medical suitability for specific confined space environments. specific confined space environments.
this type work.
Observation during field activities associated with Observation during field activities associated with
confined space work or training may be useful confined space work or training may be useful
in assessing candidates physical or psychological in assessing candidates physical or psychological
medical suitability for this type work. medical suitability for this type work.

The confined space employer should make the The confined space employer should make the final
final decision regarding medical suitability after decision regarding medical suitability after reviewing
reviewing recommendations and input. recommendations and input after reviewing the
HCPs recommendations and input.

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17. CONTRACTORS 17. CONTRACTORS 17. CONTRACTORS


17.1 Hazard Appraisal. When an employer 17.1 Hazard Appraisal. When an employer 17.1 Hazard Appraisal. When an employer
arranges to have employees of another employer arranges to have employees of another employer contracts work that involves confined space entry,
(contractor) perform work that involves confined (contractor) perform work that involves confined the employer shall inform the contractor about the
space entry, the employer shall inform the contractor space entry, the employer shall inform the contractor confined space including:
about the confined space including: about the confined space including:
The classification of the space (e.g., permit
the classification of the space (e.g., permit the classification of the space (e.g., permit or non-permit).
or non-permit); or non-permit);
Hazards and operations within or near the
hazards and operations within or near the hazards and operations within or near the space.
space; space;
The employers experience with the space.
the employers experience with the space; the employers experience with the space;
Any precautions or procedures that the
any precautions or procedures that the any precautions or procedures that the host employer had implemented for the
host employer had implemented for the host employer had implemented for the protection of employees in or near the
protection of employees in or near the protection of employees in or near the confined space where con-tractor personnel
confined space where contractor personnel confined space where contractor personnel will be working.
will be working. will be working.
E17.1 Employers should evaluate potential E17.1 Employers should evaluate potential
contractors to ensure they have appropriate contractors to ensure they have appropriate
qualifications for the full scope of work to be qualifications for the full scope of work to be
performed, including a confined space safety performed, including a confined space safety
program meeting this standard. program meeting this standard.

It should be noted that a variety of employer/ It should be noted that a variety of employer/
contractor interface scenarios are possible. The contractor interface scenarios are possible. The
employer may be on a scene and physically employer may be on a scene and physically
controlling day-to-day contractor operation, the controlling day-to-day contractor operation, the
contractor may be working largely independently or contractor may be working largely independently of
employer oversight, or some other interface may be employer oversight, or some other interface may be
in place. The key factor is to ensure responsibility/ in place. The key factor is to ensure responsibility/
authority is clearly delineated in the project contract authority is clearly delineated in the project contract
to avoid confusion and/or omission of elements key to avoid confusion and/or omission of elements key
to safe confined space entry operations. to safe confined space entry operations.
17.1.1 Employers shall evaluate potential
contractors to ensure they have appropriate
qualifications for the full scope of work to be
performed, including a confined space safety
program meeting this standard.

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E17.1.1 It should be noted that a variety of


employer/contractor interface scenarios are possible.
The employer may be on a scene and physically
controlling day-to-day contractor operation, the
contractor may be working largely independently of
employer oversight, or some other interface may be
in place. The key factor is to ensure responsibility/
authority is clearly delineated in the project contract
to avoid confusion and/or omission of elements key
to safe confined space entry operations.
17.2 Identification of Rescue Responder. The 17.2 Identification of Rescue Responder. The 17.2 Identification of Rescue Responder. The
employer and contractor shah establish who will employer and contractor shall establish who will employer and contractor shall establish who will
serve as the rescue responder in an emergency and serve as the rescue responder in an emergency and serve as the rescue responder in an emergency and
what system will be used to notify the responder what system will be used to notify the responder what system will be used to notify the responder
that an emergency exists. that an emergency exists. that an emergency exists.

This does not preclude the contractor from


performing their own hazard analysis and
atmospheric verification.
E17.2 Pre-planning should be conducted between E17.2 Pre-planning should be conducted between E17.2 Pre-entry planning should be conducted
the contractor and the employer to establish who the contractor and the employer to establish who between the contractor and the employer to
will be responsible to perform rescue and provide will be responsible to perform rescue and provide establish who will be responsible to perform rescue
medical services in the event of an emergency medical services in the event of an emergency and provide medical services in the event of an
situation. If the contractor expects to use the situation. If the contractor expects to use the emergency situation. If the contractor expects to
employers rescue capability, this should be agreed employers rescue capability, this should be agreed use the employers rescue capability, this should be
upon before the entry and the method of contacting upon before the entry and the method of contacting agreed upon before the entry and the method of
the rescue responder established. the rescue responder established. contacting the rescue responder established.
17.3 Permit System. Contractors shall insure a 17.3 Permit System. Contractors shall ensure a 17.3 Permit System. Contractors shall ensure a
permit confined space program is being followed, permit confined space program is being followed, permit confined space program is being followed,
meeting the requirements of this standard. If the meeting the requirements of this standard. If the meeting the requirements of this standard. If the
confined space is a permit space, entry is allowed confined space is a permit space, entry is allowed confined space is a permit space, entry is allowed
only through compliance with a permit only through compliance with a permit only through compliance with a permit
space program. space program. space program.

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E17.3 Contractors may submit a copy of their E17.3 Contractors may submit a copy of their E17.3 Contractors may submit a copy of their
permit entry program with the contracting entity, permit entry program with the contracting entity, permit entry program with the contracting entity,
or agree by contract to follow the permit program or agree by contract to follow the permit program or agree by contract to follow the permit program
of the contracting entity. The contractor and host of the contracting entity. The contractor and host of the contracting entity. The contractor and host
employer may arrange for the contractor employees employer may arrange for the contractor employees employer may arrange for the contractor employees
to adhere to the host employers permit space to adhere to the host employers permit space to adhere to the host employers permit space
program or to follow the contractors program. If the program or to follow the contractors program. If the program or to follow the contractors program. If the
host employers program will be used, the contractor host employers program will be used, the contractor host employers program will be used, the contractor
must be informed of the programs requirements must be informed of the programs requirements must be informed of the programs requirements
and be given a copy of the completed permit for and be given a copy of the completed permit for and be given a copy of the completed permit for
retention and review purposes. Likewise, if the retention and review purposes. Likewise, if the retention and review purposes. Likewise, if the
contractors program will be used, the contractor contractors program will be used, the contractor contractors program will be used, the contractor
must inform the host employer of the requirements must inform the host employer of the requirements must inform the host employer of the requirements
of the contractors program. of the contractors program. of the contractors program.
17.4 Identification of Rescue Responder. The 17.4 Coordination. When both employer and 17.4 Coordination. When both employer and
employer and contractor shall establish who will contractor personnel will be working in or near contractor personnel will be working in or near
serve as the rescue responder in an emergency and permit spaces entry, the two parties must coordinate a permit space, the two parties must coordinate
what system will be used to notify the responder their operations for activities impacting confined their activities to ensure all entry roles are
in an emergency and what system will be used to space entry. complementary.
notify the responder that an emergency exists.
E17.4 Pre-planning should be conducted between
the contractor and the employer to establish who
will be responsible to perform rescue and provide
medical services in the event of an emergency
situation. If the contractor expects to use the
employers rescue capability, this should be agreed
upon before the entry.
17.5 Coordination. When both employer and 17.5 Ongoing Dialogue. The contractor must 17.5 Ongoing Dialogue. The contractor must
contractor personnel will be working in or near inform the host employer immediately of any inform the host employer immediately of any
permit spaces entry, the two parties must coordinate hazards encountered or created during the course hazards encountered or created during the course
their operations for activities impacting confined of entry. A follow-up discussion must be held at the of entry. A debriefing must be held at the conclusion
space entry. conclusion of the entry operation concerning any of the entry operation concerning any additional
additional hazards or problems encountered. hazards or problems encountered and corrective
measures to be taken prior to future entry.
17.6 Ongoing Dialogue. The contractor must
inform the host employer immediately of any
hazards confronted or created during the course of
entry. A follow- up discussion must be held at the
conclusion of the entry operation concerning any
additional hazards or problems encountered.

American Society of Safety Engineers Z117.1 Comparison Document 56


The information and materials contained in this publication have been developed from sources believed to be reliable. However, the American Society of Safety Engineers
(ASSE) as secretariat of the ANSI accredited Z117 Committee or individual committee members accept no legal responsibility for the correctness or completeness of
this material or its application to specific factual situations. By publication of this standard, ASSE or the Z117 Committee does not ensure that adherence to these
recommendations will protect the safety or health of any persons, or preserve property.

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