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LIBERTY, NECESSITY
AND CHANCE: HOBBES'S
GENERAL THEORY OF
EVENTS
Yves Charles Zarka
Published online: 14 Oct 2010.
To cite this article: Yves Charles Zarka (2001) LIBERTY, NECESSITY AND
CHANCE: HOBBES'S GENERAL THEORY OF EVENTS, British Journal for the
History of Philosophy, 9:3, 425-437, DOI: 10.1080/096087800110072443
ARTICLE
INTRODUCTION
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1 This is obviously a very ambitious project, and hints of it are to be found in certain forms of
late twentieth-century materialism. However we have no intention of reading Hobbes on
the basis of these materialist forms; rather we intend to show that what are presented as
entirely novel efforts are part of a tradition going back to the seventeenth century.
The notion of causality is the most important part of the theory of know-
ledge and of the theory of reality (action and passion). It is thus a concept
which is related at once to the gnoseological and the ontic. If we look at De
Corpore,2 we will be able to note that the notion of cause is present in every
moment of the elaboration of the theory of knowledge. I will content myself
here with mentioning a few of the more signicant points. First of all, the
notion of cause comes into the denition of philosophy itself.
effects3
(ens) or substance, but in its way of being, that is in its accidentality. Causal-
ity involves a problem in Hobbes which was completely new. Since the sole
concept of a cause which we have is that of movement, it will be necessary
to give an account of everything which happens, not only in nature but also
in man, in terms of movement. In other words, from the ontic point of view,
causality would seem to be the principle of a unied explanation of what
happens in general, whatever its nature. Thus it is a general theory of events
which is being put in place here: a theory of every event, whether it be physi-
cal or mental, involuntary or voluntary, individual or collective. To the uni-
vocal denition of the being (ens) as a body (corpus) is thus added a
denition of events which is general and, equally, univocal.
Hobbes uses the terms causa and ratio quite frequently and sometimes
interchangeably. The search for causes is also the search for the reasons for
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natural phenomena (the actions and passions of bodies) as much as for the
actions and passions of men. Now, as we have just seen, transitive causality,
which is communicated through movement, is the only form of causality
available to Hobbes in order to give reasons for what happens. The ques-
tion which arises is thus to nd out how far the interchangeability of reason
and transitive cause can be taken. To put it another way, doesnt the require-
ment of rationality involve, at a certain level of its use, going beyond the
idea of a cause transmitting itself through movement from one body to
another?
As a consequence, although Hobbes only devotes a single chapter the
ninth of De Corpore entirely to causality, the notion nonetheless involves
determinations which are fundamental to his thought and which run
throughout the whole work. A better way to put it would be to say that the
concept of causality is present in almost all Hobbess texts on natural phil-
osophy, starting from the very rst, the Short Tract4 of the 1630s. When one
compares these texts, from the Short Tract all the way to De Homine5 (1658)
via the Anti-White6 (1643), the debate with Bramhall7 (from 1645) and De
Corpore (1655), one cannot fail to be struck by the permanence of certain
important principles, like the interchangeability of sufcient and necessary
causes, as well as the negation of spontaneous movement or self-movement.
Did Hobbes reach the nished version of his doctrine of causality the rst
time he set himself to think about it, that is in the Short Tract? I think not.
The theory of causality does undergo a change connected to the extension
of its application, rst, to physics, then to ethics and politics. There is no
metaphysic of causality which can provide an a priori framework to be
4 In anticipation of the publication of Karl Schuhmanns work on the Short Tract (ST), I shall
refer to the Tnnies edition, published as Appendix I to his edition of The Elements of Law,
London, Frank Cass, 1984.
5 De Homine (DH), Molesworth edn, Opera Latina, Vol. II.
6 Anti-White (AW), Paris, Vrin-CNRS, 1973.
7 Of Liberty and Necessity, (LN) Molesworth edn, English Works, vol. IV; The Questions con-
cerning Liberty, Necessity and Chance (LNC), Molesworth edn, English Works, vol. V.
428 YVES CHARLES ZARKA
A sufcient cause is that which hath all things requisite to produce the effect.
Conclusion 11 of the rst part draws from these denitions the fundamental
principle of the Hobbesian theory of causality: that of the interchangeabil-
ity of necessary cause and sufcient cause. This principle will be found
again, in identical terms, throughout Hobbess works.
but produce its effect, in the same way as a necessary cause; failing which it
would not contain everything which is required for the production of the
effect; that is to say it would not be sufcient, which would be contrary to
the hypothesis.
From these principles, Hobbes deduces as a corollary the negation of the
notion of a free agent, i.e. the idea of a free will or the capacity of self-
determination.
Hence appeares that the denition of a free agent, to be that, which, all things
requisite to work being put, may work, or not work, implyes a contradiction.
(Conclusion 11, corollary)
Here is a position which was to become central in the debate with Bramhall,
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and all the more central when one passes from physical action to human will
and actions. Let us recall that it is already present in the Short Tract.
Thus one can understand that conclusion 12 is able to state that every
effect produced hath had a necessary cause. This changes for the future
(conclusion 13) to the statement according to which every effect to be pro-
duced shall be produced by a necessary cause. Two other conclusions
provide determinations which were to be maintained throughout Hobbess
works.
Conclusion 10 states that nothing can move itself. This is proved by the
fact that self-movement would necessarily be a movement of which it would
be impossible to say which way it was going, which is as much as to say that
it would be impossible to give any account of it at all. Finally, conclusion 14
states the principle of the homogeneity of all events within the world:
Anti-White (1643)
every act (omnis actus) other than corporality itself can be conceived as
engendered or produced. It is on these acts, engendered or produced, that
this concept of cause is brought to bear. The difference from the Short Tract
is that the concept of causality is henceforth linked with a unique concept
of the agent. Thus one can say that the elements of a unied theory of event
begin to be assembled in the text of 1643. After dening the agent as the
body which produces or destroys an act in another, and the patient as the
one in which an act is produced or destroyed, Hobbes afrms that to act is
the same as to produce or destroy an act:
The Debate with Bramhall on Liberty, Necessity and Chance (from 1645)
The central issue of the debate with Bramhall concerns human will and
actions questions touching on liberty, necessity and chance. So far, the
theory of causality9 provided a model for physical events; can this model be
applied to human will and actions? Is the interchangeability of necessary
and sufcient causes valid in this new eld? Is there not a danger that it will
lead to a destruction of the determinations of will and action, which is to
say liberty, and also of praise and blame, justice and injustice, etc.?
8 Cf. Cees Leijenhorst, Hobbes and the Aristotelians. The Aristotelian Setting of Thomas
Hobbess Natural Philosophy, Utrecht, Zeno Institute of Philosophy, 1998; Douglas Jesseph,
Hobbes and the Method of Natural Science, in Cambridge Companion to Hobbes, edited
by Tom Sorell, CUP, pp. 86107.
9 Cf; Yves Charles Zarka, First philosophy and the Foundations of Knowledge, in Cambridge
Companion to Hobbes, Tom Sorell (ed.), CUP, pp. 6285.
HOBBESS GENERAL THEORY OF EVENTS 431
the Anti-White:
That which I say necessitateth and determinateth every action [. . .] is the sum
of all things, which being now existent, conduce and concur to the production
of that action hereafter, whereof if any one thing now were wanting, the effect
could not be produced.10
10 LN, p. 246.
11 Ibid., p. 275.
432 YVES CHARLES ZARKA
the effect, he cannot infer the superuousness of consultation out of the neces-
sity of the election proceeding from it. But it seemeth his Lordship reasons thus:
if I must do this rather than that, I shall do this rather than that, though I consult
not at all; which is a false proposition and a false consequence, and no better
than this: If I shall live till to-morrow, I shall live till to-morrow, though I run
myself through with a sword to-day. If there be a necessity that an action shall
be done, or that any effect shall be brought to pass, it does not therefore follow,
that there is nothing necessarily requisite as a means to bring it to pass; and
therefore when it is determined, that one thing shall be chosen before another,
it is determined also for what cause it shall be chosen, which cause, for the most
part, is deliberation or consultation, and therefore consultation is not in vain,
and indeed the less in vain by how much the election is more necessitated, if
more and less had any place in necessity.12
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As we have just seen, deliberation, far from being made pointless by the
application of the principle of necessary causality to the human will, is on
the contrary essential to give an account of it. From this it results that praise,
blame, reward and punishment also retain their meaning.
The fourth pretended inconvenience is, that praise, dispraise, reward and
punishment will be in vain. To which I answer, that for praise and dispraise, they
depend not at all on the necessity of the action praised or dispraised. For what
is it else to praise, but to say a thing is good? Good, I say, for me, or for some-
body else, or for the state and commonwealth? And what is it to say an action
is good, but to say it is as I would wish? or as another would have it, or accord-
ing to the will of the state? that is to say, according to the law. Does my Lord
think no action can please me, or him, or the commonwealth, that should
proceed from necessity? Things may therefore necessary, and yet praise-worthy,
as also necessary, and yet dispraised, and neither of them both in vain, because
praise and dispraise, and likewise reward and punishment, do by example make
and conform the will to good and evil.13
In this way even human actions become events like any others, and enter
into the unied explanation of events.
It is in De Corpore that Hobbes last turns his hand to this theory of events.
De Corpore (1655)
the causa integra, that is the causa efciens and the causa materialis. To this
is added, of course, the interchangeability of necessary and sufcient causes,
as well as the reduction of every cause to local movement.
There are however two points which set the text of 1655 apart. One of
these is the central place occupied by the notion of the entire cause, and the
other is the link which is realized between cause and accident. On the rst
point one can say that it is henceforth the concept of the entire cause which
enables an account to be given of the interchangeability between sufciency
and necessity. On the second point, the cause is dened in terms of aggre-
gations of accidents, whereas before, as we saw, this connection did not take
place.
But a cause simply, or an entire cause, is the aggregate of all the accidents both
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of the agents how many soever they be, and of the patient, put together; which
when they are all supposed to be present, it cannot be understood but that the
effect is produced at the same instant; and if any one of them be wanting, it cannot
be understood but that the effect is not produced.14
Hobbes, then, achieves in De Corpore the link between his doctrine of ontic
difference (the distinction between body and accident) and his general
theory of events. In the same way as the ontic dened a corporalist monism,
the theory of causality allows an account to be given of everything which
happens, whether it is a question of physical bodies or human will, accord-
ing to a unied explanatory framework. In other words, causality provides
a unifying principle on the level of events which is comparable to the cor-
poralist ontic on the level of substance.
It remains to discover what is the validity of this general theory of events.
Can necessary causality give an account of everything which happens?
To put the question in different terms: can reason be brought down to neces-
sary physical causality?
If we take a point of view which is external to the work itself, we can say
that the concept of causality was to be criticized in two ways.
First of all, it was criticized by R. Cudworth. Concerning action, he shows
that Hobbess approach consists in subsuming the category of action within
that of effect. In such a system, every cause is the effect of an anterior cause,
and so on. Thinking he has dened the cause, Hobbes has only dened the
effect. According to Cudworth, it is only on the basis of a theory of action
that one can account for the existence of any effect. Thus, matter is
extended, divisible and impenetrable, but in itself passive and inactive, inca-
pable of moving itself or of producing an effect. If all that existed were
14 DCo, IX, 3.
434 YVES CHARLES ZARKA
3. That all events have their necessary causes. WRONG: they have their deter-
mining causes, by which one can give the reasons for them, but which are not
at all necessary causes. 4. That the will of God makes all things necessary.
WRONG: the will of God only produces contingent things which could have
been otherwise, time, space and matter being indifferent to all sorts of gures
and movements.15
But Leibniz is not content to confront Hobbes with the requirement for a
distinction of principles which enables one to conceive the contingency,
which the system of necessity seems to rule out. He also shows, in line with
the objections Bramhall brought against Hobbes,16 that Hobbes in fact has
not at all proved the absolute necessity of all things.17
event is to follow, for they are conditions; and that the event will not fail to
follow, when they are all found together, for they are sufcient conditions. This
comes down to what I have said so many times, that everything happens
because of determining reasons, the knowledge of which, if we had it, would
tell us at the same time why the thing happened, and why it did not happen dif-
ferently.
But the humour of this author [Hobbes], which leads him to paradoxes and
makes him seek to contradict others, has made him draw consequences and
expressions which are outrageous and odious, as if everything happened
through an absolute necessity. The Bishop of Derry has very well remarked, in
his response to article 35, p. 327, that it only entails a hypothetical necessity,
such as we accord to all events in relation to the prescience of God; whilst Mr.
Hobbes wishes that that same divine prescience alone would sufce to estab-
lish the absolute necessity of events this was also the sentiment of Wyclif, and
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even of Luther when he wrote De servo arbitrario, or at least that is how they
spoke. 18
Hobbes, like those before him who attempted to found a system of absol-
ute necessity, was unable to reconcile what he thought with what he said.
His claim remained simply verbal. The difculty which is peculiar to Hobbes
is the dissymetry he establishes between the cause sine qua non, or the
necessary cause by hypothesis, and the entire cause, which derives from an
absolute necessity.19 As one of them is a condition of the other, one cannot
pass from the hypothetical necessity of conditions to the absolute necessity
of the entire cause without surreptitiously conferring an absolute necessity
on the conditions. This is contrary to the denition of the cause sine qua
non; unless, on the contrary, and this does seem to be Leibnizs position,
Hobbes thought he had established the necessity of all things, whereas in
fact he had only conferred on them a hypothetical necessity.
If we now take the point of view of Hobbes himself, we can say that he
experienced for himself the limits of his own doctrine. The explanation he
gives of events in the world relies on a concept of causality where each cause
leads back to an anterior cause, which at the same time produces and neces-
sitates it. This innite chain of causes calls into question the very possibility
of the operativity of the notion of the entire cause. This is doubtless why
Hobbes proposes the existence of a rst cause without a cause, not as a piece
added on to the system, but in virtue of its own internal requirements. The
system of necessity, thus understood, requires a theological foundation
18 Ibid., App. II, 23.
19 DCo, IX, 3:
Accidens autem, sive agentis sive patientis sine quo effectus non potest produci,vocatur
causa sine qua non et necessarium per hypothesin; et requisitum ad effectum producen-
dum. Causa autem simpliciter sive causa integra est aggregatum omnium accidentium
tum agentium quotquot sunt, quam patientis, quibus omnibus suppositis, intelligi non
potest quin effectus un sit productus, et supposito, quod unum eorum desit, intelligi non
potest, quin effectus non sit productus.
436 YVES CHARLES ZARKA
which ensures both its possibility and its completion. Recourse to God
permits the unity of the different causal chains which traverse the world to
be founded in a transcendent being (a being which is not part of the world),
as well as accounting for the process of totalization which, at a given time
and in determined circumstances, constitutes the entire cause of any deter-
mined action. In other words, the very notion of the entire cause, which as
we have seen ensures the interchangeability of sufcient and necessary
causes, remained inoperative (and the whole system of necessity with it)
without a theological completion. If there were no eternal rst cause, the
regression would go to innity and it would be impossible to give a reason
for anything at all.20
That which I say necessitateth and determinateth every action [. . .] is the sum of
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all things, which being now existent, conduce and concur to the production of
that action hereafter, whereof if any one thing now were wanting, the effect could
not be produced. This concourse of causes, whereof everyone is determined to
be such as it is by a like concourse of former causes, may well be called (in
respect they were all set and ordered by the eternal cause of all things, God
Almighty) the decree of God.21
Nor does the concourse of all causes make one simple chain or concatenation,
but an innumerable number of chains, joined together, not in all parts, but in
the rst link God Almighty; and consequently the whole cause of an event, doth
not always depend on one single chain, but on many together.22
tion). Now the paradox is that his theory of causality, considered from
another angle, seems to spare humanity this reduction. Already in De
Corpore, but above all in De Homine, (Chapter 10) Hobbes distinguishes
things of which we are ourselves the causes mathematical objects and the
body politic from those which we do not produce ourselves. The former
can be the object of a priori knowledge, whereas the latter are only suscep-
tible of a posteriori, conjectural knowledge. But, apart from this difference
at the level of knowledge, we can see that the conception of man as the cause
of the body politic makes of him an author, the author of his own world.
Here we nd ourselves in a conguration which is considerably different
from that which prevailed with the application of the general theory of
events to human actions. Man, in this conguration, is above nature, at his
full height as a creator of artice, and his most important creation is the
state. Paradoxically, the reductive character of the general theory of events
lets an image of man emerge as a producer of events, man the author, not
reducible to the concept of necessary causality.
CONCLUSION
CNRS, Paris
23 Translated by Edward Hughes