Documente Academic
Documente Profesional
Documente Cultură
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2017
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Affirmative Action Seminar
Extent of Preferential Treatment
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Affirmative Action Seminar
Extent of Preferential Treatment
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Index
Subject Page
No.
Introduction 02
Statement of Object
03
Hypothesis 03
Methodology
04
Approach of Study
04
Percentage of Reservation
04
Benefits Other than Reservations
12
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Critical Appraisal
13
Findings 14
Conclusion 15
Bibliography 15
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Introduction
India's vast and unparalleled experiment with ' protective' or , compensatory'
discrimination in favour of ' backward' sections of her population betokens a generosity
and farsightedness that are rare among nations. The operation of such apreferential
principle involves formidable burdens of policymaking and administration in a
developing nation. It also places upon the judiciary tasks of great complexity and
delicacy. The courts must guard against abuses of the preferential principle while at the
same time insuring that the government has sufficient leeway to devise effective uses of
the broad powers which the Constitution places at its disposal. In discharging this task,
the Indian courts have gradually been evolving standards designed to insure that the
power to make special provisions for backward classes is confined to the purpose of
advancing the backward and is not permitted to hamper unduly other important national
interests. The criteria for selecting the proper beneficiaries of preferential treatment have
been the subject of considerable judicial and scholarly attention. Only recently has the
problem of the permissible extent of preferences been the subject of explicit judicial
attention.
Article 16(4) permits the State to make reservation of appointments or posts under
the State in favour of backward classes of citizens, who are not adequately represented
therein, but does not say as to how much reservation has been permitted to be made
thereunder. However, one thing must be borne in mind that Article 16(4) cannot and does
not permit unlimited reservation. It is true that the actual words used in Article 16(4) do
not lay down any limit on the quantum of reservation under that clause, but it is one of
the basic principles of interpretation that different parts or provisions of the Constitution
or a statute should be construed harmoniously and none of them should be so interpreted
as to destroy or whittle down the effect of another one. Of the provisions of Article 16(4)
are construed in harmony with Article 16(1), it will be manifestly clear that a balance
must be maintained between the right to equality of opportunity guaranteed to all citizens
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and the need for provision of reservation in favour of backward classes of citizens. In T.
Devadasan v. The Union of India,1 the Supreme Court observed:
Thus, reservation under Article 16(4) cannot be unlimited and must be within
reasonable limits.
Statement of Object
It is proposed to study the limit or extent up to which preferential treatment may be
accorded or to be more specific, reservation of appointments or posts in public service
may be made in favour of backward classes of citizens under Article 16(4). The object of
study is as to what should be the reasonable limit of such reservation in public
employement.
Hypothesis
The consideration of this aspect of preferential treatment in public services assumes
special importance because Article 16(4), while permitting such preferential treatment,
1
AIR 1964 SC 179, 187
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the constitution does not provide any minimum or maximum limit of reservation so the
task fell on courts to determine the limits of reservation.
Methodology
Various books have been referred both in the university library and the books available on
websites. Also, the study material provided for the course has been referred to and
various articles have been read which are available through internet.
Approach of Study
The approach of the research work and study was doctrinal i.e. various books, articles
and other study material like encyclopaedias have been referred to write this paper.
Percentage of Reservation
The first question to be considered about the permissible limit of reservation is as
to what is the percentage of appointments or posts that can be reserved under Article
16(4). It cannot be so high as to destroy or make illusory the right to equality of
opportunity guaranteed by clause (1). There can be no doubt that the Constitution makers
assumed, as they were entitled to, that while making reservation under Article 16(4), care
would be taken not to provide for unreasonable or excessive reservation because that
would render the main right to equality of opportunity in public services as a mere paper
show. Therefore, instead of themselves laying down the maximum percentage up to
which such reservation may be made, they left it to the wisdom of the State authorities to
determine it according to the circumstances of a particular time and place.
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The view expressed by Dr. Ambedkar suggests in very clear terms that the
maximum or total reservation under Article 16(4) must in all cases be confined to the
minority or less than 50 per cent of seats even though the actual percentage, within such
limit, may depend upon the circumstances existing from time to time and from place to
place. Dr. Ambedkar was so emphatic or firm in his views that he considered the
reservation beyond 50 per cent to be ultra vires the Constitution and contemplated action
in a court of law for enforcement of ones fundamental right to equality of opportunity in
case such excessive reservation was made. In this connection he said in the Constituent
Assembly:
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The view of the Supreme Court has all along been that Article 16(4) does not
permit such an excessive reservation as to make the main right to equality of opportunity
under clause (1) illusory. In M.R. Balaji v. The State of Mysore, the Supreme Court stated
that a special provision contemplated by Article 15(4), like reservation of posts and
appointments contemplated by Article 16(4), must be within reasonable limits. 5 In T.
Devadasan v. The Union of India, the Supreme Court contemplated an action against
excessive reservation saying:
It means that reservation under Article 16(4) must be within reasonable limits and
excessive reservation is not permissible thereunder. As regards the actual limit of
reservation, which may be said to be reasonable, the Supreme Court observed in Balajis
case:
Speaking generally and in a broad way, a special provision should be less than
50 per cent, how much less than 50 per cent would depend upon the relevant prevailing
circumstances in each case.7
5
AIR 1963 SC 649, 663
6
AIR 1964 SC 179, 185
7
AIR 1963 SC 649, 663
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In Balajis case, the Supreme Court struck down 68 per cent reservation as
inconsistent with and a fraud on the constitutional power conferred to the State by Article
15(4). This decision of the Supreme Court, made in relation to Article 16(4) in view of
the following observation of the Supreme Court made in that very case:
Like the special provision improperly made under Article 15(4), reservation
made under Article 16(4) beyond permissible and legitimate limits would be
liable to be challenged as fraud on the Constitution.8
The decision of the Supreme Court in Balajis case suggests in very clear terms
that reservation under Article 16(4) should not go beyond 50 per cent and if it is done, the
same is liable to be struck down by the Court as being inconsistent with Article 16(1) and
a fraud on the constitutional power of reservation under the provisions of Article 16(4).
The views similar to those contained in many other cases 9 also by the Supreme Court as
well as various High Courts.
Decided cases of this court have no doubt laid down that the percentage of
reservation should not exceed 50 per cent. As I read the authorities, this is,
however, a rule of caution and does not exhaust all categories. Suppose for
8
AIR 1963 SC 649, 664
9
T. Devadasan v. The Union of India, AIR 1964 SC 179
10
22nd Report (1973-74) of the Commissioner for Scheduled Castes and Scheduled Tribes, pages 97-98.
11
(1976) 2 SCC 810
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If the intention of Dr. Ambedkar had been that reservation could go even up to 80
per cent, if the population of backward classes of citizens in the State is 80 per cent, if the
population of backward classes of citizens in that State is 80 per cent then there was no
point in his laying down the maximum limit of reservation should not go beyond the
percentage of backward classes of citizens in the State concerned. The views expressed
by Dr. Ambedkar may not be having legal efficacy or binding force in interpreting the
provisions of the Constitution but he being the chief architect of our Constitution, his
views do command due regard in finding out the true intention of the Constitution makers
as they are, in a way, the indicator of their mind.
Similarly, the observations made by the Supreme Court in Balajis case, suggest in
very clear terms that in no case can the reservation under Article 16(4) be more than 50
per cent and if there is to be any variation in the percentage of reservation depending on
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the relevant circumstances prevailing at a given time or place, it can be made only within
the overall maximum limit of 50 per cent. In other words, the question may be as to how
much less than 50 per cent reservation would be permissible. Neither in Balajis case nor
in any subsequent case did the Supreme Court suggest that the rule of reservation being
less than 50 per cent is only a rule of caution and does not apply to all categories of cases,
as presumed by the learned Judge. The Supreme Court struck down 68 per cent
reservation in balajis case as being inconsistent with and a fraud on the Constitution not
because it was disproportionate to the population of the backward classes of citizens for
whom the reservation has been made, to the total population of the State.
On the contrary, it appears from the detailed study of the case that the reservation
was made for a number of backward classes and the percentage of seats allotted to each
of them was almost in proportion to the ratio of its population in the State. Moreover, if
the view taken by the learned Judge had been correct, the Supreme Court could not have
struck down the distribution of posts to give adequate representation to all the
communities on the basis of their population in the State.12
Apart from being contrary to the decisions of the Supreme Court and to the views
expressed by Dr. Ambedkar in the Constituent Assembly, there its one more reason for
holding that the views expressed by Justice Fazal Ali are not correct. The provisions of
Article 335 clearly suggest that efficiency of administration is of paramount importance
in public services13 and even the claims of the scheduled castes and the scheduled tribes
for reservation therein are to be considered subject to the maintenance of administrative
efficiency. If it be so in the case of the scheduled castes and the scheduled tribes, who are
admittedly the most backward classes of citizens in India, it would be even more so in the
case of other backward classes of citizens.
Moreover, the Kerala High Court has held in V. Harharan Pillai v. The State of
Kerala,14 that the provisions of Article 335 must with equal force apply to other backward
12
B. Venkataraman v. The State of Madras, AIR 1951 SC 229
13
General Manager, S. Rly. V. Rangachari, AIR 1962 SC 36, 44-45
14
AIR 1968 Ker 42
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classes also, even though it speaks of the scheduled castes and the scheduled tribes only.
If, as suggested by the learned judge, reservation is permitted even upto 80 per cent in a
State, where 80 per cent of the people are backward, it will be a great blow to the
efficiency of administration which can be maintained only if the best and the most
meritorious persons are appointed in public services. Reservation does mean some loss of
efficiency and 80 per cent reservation would mean not only loss but total disregard of
efficiency.
Perhaps, the learned Judge, while suggesting that even 80 per cent reservation
may be permissible, did not have the factor of efficiency in mind and based his views
only on the consideration of the distribution of benefits of public services between
backward and general classes of citizens. In this connection it may be submitted that the
primary object and purpose of creating posts in public services is not to distribute the
benefits of such posts among various classes of people but to carry on the work of
administration as efficiently as possible. Therefore, while making any reservation in
public services, a reasonable balance must be struck not only between the claims of
backward and other classes of one hand and the efficiency of administration on the other.
The need for maintaining such balance between the claims of backward classes od
citizens on the administrative efficiency has been emphasized from time to time both by
the Supreme Court and various High Court.15 Such a balance cannot be maintained of the
majority of posts are reserved for certain classes and only a minority of them are kept
open to be filled on merits.
If the reservation goes even upto 80 per cent, the result would be that inefficiency
would thrive under the cloak of reservation. In our enthusiasm to provide preferential
treatment to backward classes of citizens, we must not forget the cardinal principle that
excess of everything is bad and excessive reservation in public services may have
colossal adverse effect on the administrative efficiency which may retard the growth of
our developing country and thus be harmful to the nation as a whole.
15
General Manager, S. Rly. v. Rangachari, AIR 1962 SC 36
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In such an eventuality, the entire community would suffer an irreparable loss and
even the backward classes of citizens will not be any exception thereto even though a few
among them, who are fortunate enough to get government service by virtue of such
reservation, might derive benefit to some extent. The benefit derived by a few individuals
is nothing when compared with the harm to the people may be caused by the inefficient
administration to the nation as a whole including the majority of backward classes of
citizens. Just imagine how much harm to the people may be caused by an inefficient
doctor or engineer and just compare it with the benefit derived by the individual who is
appointed as a doctor or engineer by virtue of reservation in his favour in preference to
more meritorious persons available for such appointment. Therefore, it could never be
and in fact never was the intention of the Constitution makers that a majority of
appointments or posts in public services might be reserved for backward classes in the
event of the majority or population in the State concerned being backward because they
were well aware of the fact that not only in one or two States but in the country as a
whole more than 80 per cent people, particularly those living in villages, are backward
and despite this awareness the chief architect of the Constitution, Dr. Ambedkar had
confined reservation to the minority of seats.
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question arises. Whether there are similar constitutional limitations on the quantity of
other kinds of preferences. Presumably, reservations would be covered wherever used.
But the national interests which made the limitation imperative in the professional
and technical colleges may not be present to require a similar limitation on the
reservation device in other schemes.
Can it not have a health scheme for Scheduled Castes only or an agricultural
programme for Scheduled Tribes only? It presumably can do these things. Is the State
then limited in the percentage of expenditures for, e.g., housing, that it may devote to
such purposes? The Supreme Court's requirement that provisions for the advancement of
the backward be balanced against the national interest could be applied here. However,
any very detailed judicial review would inject the judiciary into an area in which both its
authority and competence are not too clear. If the Devadasan majority's notion that
opportunity must be equalized annually were imported into this area, it would make
impossible large scale diversion of resources to meet the problems of backward groups.
The case for judicial control over such preferences is far less clear than over
reservations. For schemes of reservation involve directly the guaranteed and enforceable
fundamental rights of other citizens. But in the case of expenditures for such matters as
housing and health, there are no tangible rights of others involved and the Courts would
have only a vague national interest to guide them-or at most the non-justiciable rights of
other citizens contained in the Directive Principles of State Policy. It seems clear that in
16
Moosa v. State of Kerala, AIR 1960 Ker. 355
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making these non-justiciable the purpose was to keep the details of policy involved in
development out of the courts.
Critical Appraisal
It could never be and in fact never was the intention of the Constitution makers
that a majority of appointments or posts in public services might be reserved for
backward classes in the event of the majority or population in the State concerned being
backward because they were well aware of the fact that not only in one or two States but
in the country as a whole more than 80 per cent people, particularly those living in
villages, are backward and despite this awareness the chief architect of the Constitution,
Dr. Ambedkar had confined reservation to the minority of seats.
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Findings
The total reservation permissible under Article 16(4) is confined to minority or
less than 50 per cent of posts available for appointment in public services and if such
reservation is made in respect of majority of such posts, the same would amount to fraud
on Constitution because it would not only render the right to equality of opportunity in
public services under Article 16(1) to be nugatory or at the most illusory but would also
make the provision of Article 335 regarding paramount of administrative efficiency only
decorative and devoid of any practical importance.
V.V. Giri v. D.S. Dora,17 was a case relating to election to the Lok Sabha, but it has
a direct bearing on the question under consideration. In this case the dispute was
regarding election from a double member Constituency. In this Constituency one seat was
reserved for Scheduled Tribe and the other was general. There were four candidates in the
field. Two of them, say A and D, belonged to general class of citizens and the other two,
say B and C, belonged to the Scheduled Tribes. C, who got the highest votes, was
declared elected for the reserved seat and B, who was next to C, was declared elected for
the general seat. A, who was a general candidate, contended that B and C, who belonged
to the Scheduled Tribes, should both be deemed to have contested for the general seat.
Thus C should be declared elected for the reserved seat while A, who had secured more
votes than D, the other general candidate, should be declared elected for the general seat.
The Supreme Court negative this argument and held that the election for both the
seats was one and in that election one of the seats was reserved for the Scheduled Tribes
and the other one was to go on merit. Since B had secured the largest number of votes
after C, B was rightly declared elected for the general seat.
Conclusion
17
AIR 1959 SC 1318
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The limit of 50 per cent for the purpose of reservation is the uppermost limit and
not the general limit to be applied as a matter of course.
Bibliography
http://books.google.co.in/books?
id=q_0O8LxsWb8C&pg=PA261&lpg=PA261&dq=extent+preferentia
l+treatment+reservation+india&source=bl&ots=tkIhL3cGPZ&sig=llit
ZRnPCwUshacomZRXORKX6hw&hl=en&ei=A4aoTeODIo2uwO71
4WYCg&sa=X&oi=book_result&ct=result&resnum=7&ved=0CEQQ
6AEwBg#v=onepage&q&f=false
http://en.wikipedia.org/wiki/Reservation_in_India
http://en.wikipedia.org/wiki/Women%27s_Reservation_Bill
http://www.facebook.com/pages/Womens-Reservation
Bill/111437318909018
http://www.hindu.com/thehindu/op/2003/07/01/stories/200307010001
0200.htm
http://marcgalanter.net/Documents/equalityandpreferentialtreatment.p
df
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http://ocw.mit.edu/courses/urban-studies-and-planning/11-237-gender-
and-race-work-and-public-policy-
spring2005/assignments/yamicia_polipap2.pdf
http://www.santhoshtv.in/Research_Reservation_Madhura.html
http://shikshasamachar.com/blog/3033-job-reservations-in-india.html
It can be seen that the words backward classes are included in two
articles.
One by the framers of the Constitution i.e., Article 16 (4) and another by
the First
Amendment, i.e., Article 15 (4). Article 15 (4) provides reservation for
sociallyand educationally backward classes or for the Scheduled Castes and
Scheduled Tribes,
whereas in Article 16 (4) the reservation is guaranteed to any
backward class
of citizens. Though Article 15(4) is intended for reservation in
educational
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Adhering to Article 340, the First Backward Classes Commission was set up by a
presidential order on January 29, 1953 under the chairmanship of Kaka Kalelkar.
The commission submitted its report on March 30, 1955. It had prepared a list of 2,399
backward castes or communities for the entire country and of which 837 had been
classified as the most backward Some of the most noteworthy recommendations of the
commission were:
But this report was not accepted by the Central government on the ground that it had not
applied any objective tests for identifying the Backward Class. Thus, there was a need of
second backward classes of commission
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MANDAL Commission
The decision of the Janata Party Government with Mr. Morarji Desai as PM to set up a
second backward classes commission was made official by the President on January 1,
1979. The commission popularly known as the Mandal Commission, its chairman being
B. P. Mandal. It submitted the report in December 1980. Terms Of Mandal Commission
Social
Educational
Castes/classes where the number of children in the age group of 5 to 15 years who
never attended school is at least 25% above the state average.
Castes/classes where the rate of student drop-out in the age group of 5-15 years is
at least 25% above the state average.
Castes/classes amongst whom the proportion of matriculates is at least 25% below
the state average
Economic
Castes/classes where the average value of family assets is at least 25% below the
state average.
Castes/classes where the number of families living in kachcha (temporary) houses
is at least 25 % above the state average.
Castes/classes where the source of drinking water is beyond half a kilometer for
more than 50% of the households.
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Controversial reccomndation
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