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Communicated by Dolores R. Piperno, Smithsonian Institution, Washington, DC, and Balboa, Panama, December 27, 2006 (received for review
November 30, 2006)
The Central American isthmus was a major dispersal route for plant we report on starch grain analysis on stone tools from the sites of
taxa originally brought under cultivation in the domestication centers Cueva de los Ladrones (hereafter, Ladrones) in central Panama,
of southern Mexico and northern South America. Recently developed and Hornito, Casita de Piedra, and Trapiche, in the Chiriqu region
methodologies in the archaeological and biological sciences are pro- of western Panama. Our results provide significant evidence for the
viding increasing amounts of data regarding the timing and nature of early dispersals of maize, manioc, and arrowroot through the
these dispersals and the associated transition to food production in Isthmus into other parts of the American tropics. They also show
various regions. One of these methodologies, starch grain analysis, that in some regions of the Neotropics with high rainfall and
recovers identifiable microfossils of economic plants directly off the moderately seasonal climates, food production was practiced nearly
stone tools used to process them. We report on new starch grain as early as it was in drier regions with marked seasonality.
evidence from Panama demonstrating the early spread of three
important New World cultigens: maize (Zea mays), manioc (Manihot Western Pacific Panama
esculenta), and arrowroot (Maranta arundinacea). Maize starch re- The rockshelters of Casita de Piedra (BO-1) and Trapiche (BO-2)
covered from stone tools at a site located in the Pacific lowlands of are located in the province of Chiriqu 1 km apart at 750 m above
central Panama confirms previous archaeobotanical evidence for the mean sea level. Each site is formed by the overhang of large
use of maize there by 7800 7000 cal BP. Starch evidence from boulders along the west side of the Ro Chiriqu canyon (Fig. 1).
preceramic sites in the less seasonal, humid premontane forests of This area receives 3,0003,500 mm of rainfall annually (16) and lies
ANTHROPOLOGY
Chiriqu province, western Panama, shows that maize and root crops within the premontane humid forest zone (17). A drier period
were present by 7400 5600 cal BP, several millennia earlier than occurs between December and April but is less intense than in
previously documented. Several local starchy resources, including central Pacific Panama. Excavations by Ranere in 1971 revealed
Zamia and Dioscorea spp., were also used. The data from both regions stratified deposits 1.2 m deep at both sites (18). Six radiocarbon
suggest that crop dispersals took place via diffusion or exchange of dates from Casita de Piedra document occupation from 7500 to
plant germplasm rather than movement of human populations prac- 3000 cal BP. No ceramics were recovered in the excavated levels.
ticing agriculture. The Trapiche shelter had both preceramic and ceramic occupa-
tions. During the preceramic periods, the site was periodically
agricultural origins crop dispersals Neotropics starch grain analysis inhabited from 6700 to 2300 cal BP based on four radiocarbon
dates on charcoal. These preceramic strata were capped by a 15-cm
level that contained a small number of Valbuena Ware ceramics,
W ith the advent of molecular studies directed toward under-
standing the phylogenetics of various economic plants
throughout the world, the domestication hearths of several major
characteristic of the Late Bugaba phase (15501350 cal BP) at
village sites to the west (19).
crop plants have been identified (e.g., refs. 25). However, tracing Based on the lithic material from these and other sites, Ranere
the dispersal of these domesticates, and the economic transition (18) defined two preceramic phases in Chiriqu: the Talamanca
from foraging to food production by the societies that domesticated phase from 8000 to 5200 cal BP, and the Boquete phase from 5200
or adopted them, remains firmly dependent on the recovery of to 2100 cal BP. The Talamanca phase was characterized by large
identifiable archaeobotanical remains. The development and ap- bifacially flaked wedges, scraper-planes, choppers, and the use of
plication of microbotanical techniques in archaeology has led to unmodified flakes of andesite. During the Boquete phase, bifacial
wedges disappeared, small tabular wedges became abundant, pes-
major advances in investigating plant use and subsistence in regions
tles and polished celts first appear, and wider variety of raw material
where preservation of macrobotanical remains (seeds, fruits, tu-
was used. Edge-ground cobbles, milling-stone bases, and nutting
bers) is poor. In the Americas, phytoliths, pollen, and most recently
stones were used in both phases. Ranere proposed that the Ta-
starch grains, have provided substantial empirical evidence dem-
lamanca phase material represented an exclusively hunting and
onstrating the considerable antiquity of food production and crop
dispersals in tropical regions once considered peripheral to agri-
cultural origins. Numerous studies now show that people were Author contributions: R.D. designed research, performed research, and analyzed data;
experimenting with horticulture and moving domesticated plants R.D., A.J.R., and R.G.C. wrote the paper; A.J.R. excavated Casita de Piedra and Trapiche; and
around tropical forests by 95007500 cal BP, and that food R.G.C. excavated Hornito and Ladrones.
production concentrating on a few particularly productive cultigens The authors declare no conflict of interest.
was widespread throughout the Neotropics by 5500 cal BP (614). See Commentary on page 3021.
The Isthmus of Panama forms a relatively narrow landbridge To whom correspondence should be addressed. E-mail: redickau@ucalgary.ca.
between North and South America, and was the terrestrial route for All dates given as calibrated years before present (cal BP), calibrated at 2 by using OxCal
the dispersal of numerous domesticates. Not surprisingly, some of 4.0 (1). See Table 1 for original uncalibrated radiocarbon dates (14C yrs BP).
the earliest evidence for the spread of several crops has been This article contains supporting information online at www.pnas.org/cgi/content/full/
recovered from preceramic sites in central Panama, in the season- 0611605104/DC1.
ally dry Pacific coastal plain and foothills (6, 8, 9, 15). In this article, 2007 by The National Academy of Sciences of the USA
Radiocarbon calibrations made using the OxCal 4.0 program (1). EGC, edge-ground cobble. Numerals represent the number of granules identified from each taxon on a tool. Numerals in parentheses represent
tentative identifications. A more complete version of this table appears as SI Table 2.
ANTHROPOLOGY
nucleating in villages on the coastal plain, dependent on maize
and manioc agriculture (33, 46, 53).
Compared with central Pacific Panama, the transition from the
initial adoption of domesticated plants to sedentary agricultural
village life appears to be less intensive in western Panama. Envi-
ronmental differences may be partly responsible for this situation.
The humid premontane forests around the Chiriqu sites were likely
less economical to clear than the seasonally dry deciduous forests
of central Panama. Human demographic and cultural history may
also be involved. Preceramic population densities may initially have
been lower in Chiriqu, where no late Glacial or early Holocene sites
have been recorded, than they were in central Panama, where a
Paleoindian presence has been documented at several sites (8, 46,
Fig. 2. Selected archaeological starch grains. (A) Arrowroot (Maranta 54, 55). In central Panama, there is a 7-fold increase in the number
arundinacea) starch from Casita de Piedra, flake knife 101/15, 7400 cal BP. (B) of archaeological sites at 7800 cal BP. In western Panama, only a
Manioc (Manihot esculenta) starch from Casita de Piedra, grinding-stone base handful of sites, including Hornito and the Rio Chiriqu rockshel-
69/18, 3600 cal BP. (C) Maize (Z. mays) starch from Hornito, wedge 77-1, ters, are known for the entire preceramic period (up until 3000 cal
7000 cal BP. (D) Dioscorea cf. urophylla starch from Trapiche, chopper BP), despite archaeological surveys in search of preceramic occu-
147/10, 4300 cal BP (under cross-polarized light). (E) Calathea sp. starch from
pations. Regardless of these regional differences, our research
Casita de Piedra, edge-battered cobble 69/2, 3600 cal BP. (F) Zamia sp. starch
from Hornito, scraper E18, 7000 cal BP. (G) Maize starch from Ladrones,
clearly shows that populations in both western Panama and central
triangular grinding stone CL-82b, 7800 cal BP. (H) Dioscorea sp. starch from Panama had adopted domesticated plants and were practicing food
Ladrones, handstone CL-68/1, 7500 cal BP. (Scale bar: 10 m.) Additional production long before they settled in nucleated villages or made
examples of starch grains from the sites are provided in supporting informa- ceramic pots.
tion (SI) Figs. 3 8.
Conclusion
The ability of starch grain analysis to identify plant taxa in the
first cultivators would have expedited the dispersal of new unfavorable preservation environments of western and central
domesticates. Panama confirms the importance of this method for establishing
The transition to farming precipitated by the introduction of the presence of particular plant species, both domesticated and
domesticates appears to have followed different trajectories in wild, in the subsistence practices of early inhabitants of tropical
Panama. In western Panama, reconstruction of the vegetation forests. The domesticated plants recovered from our sites
around the Chiriqu rockshelters based on phytoliths from (maize, manioc, and arrowroot) originated in tropical areas
archaeological sediments suggests that the surrounding environ- outside the Isthmian region, some distance to the north and to
ment remained mostly forested for the duration of the Prece- the south. Therefore, our research supports other data for early
ramic, until 2300 cal BP (44). If maize, arrowroot, manioc, and and rapid dispersals of both root and seed crops throughout
possibly other taxa were planted near the shelters, then this lowland Neotropical forests, areas that were formerly considered
cultivation probably remained at a relatively small scale. Alter- marginal to early food production but are now increasingly
Dickau et al. PNAS February 27, 2007 vol. 104 no. 9 3655
understood to have been important centers of early agriculture by using the Neotropical starch comparative collection housed at
(6, 7, 12, 56, 57). Differences in the intensity of preceramic food the Smithsonian Tropical Research Institute, Panama. This
production and land use in western and central Panama show collection is comprised of 400 species including domesticates,
that early tropical forest inhabitants followed different paths economic species, and congeneric taxa. Additional comparative
toward the establishment of fully agricultural economies. material was collected by the first author. For more details, see
SI Materials and Methods.
Materials and Methods
A variety of tools was selected from each site for starch analysis, We thank I. Holst and C. Rockwell for laboratory support; A. Taylor and
including both ground stone and flaked stone tools, to cover the J. Aranda for modern Zamia samples; and J. Cunningham, J. S. Raymond,
widest possible range of plant processing activities. Residue was S. Zarrillo, and two anonymous reviewers for their comments on the
isolated from microcrevices in the tool surfaces by placing tools manuscript. Research was conducted at the laboratories of the Center for
Tropical Paleoecology and Archaeology, Smithsonian Tropical Research
in an ultrasonic bath for 5 min. After concentrating the residue, Institute, and the Department of Anthropology, Temple University. R.D.
starch was separated by heavy liquid flotation (cesium chloride was supported through a National Science Foundation Dissertation Im-
prepared to a density of 1.79 g/cm3). Extracted starch was rinsed, provement Grant, a Social Sciences and Humanities Research Council
concentrated, and then examined under 400 magnification by Doctoral Fellowship, and a Smithsonian Tropical Research Institute Pre-
using a transmitted light microscope. Identifications were made doctoral Fellowship.
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