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Tech Brief
Bases and Subbases for Concrete Pavements
This Tech Brief presents an overview of best
practices for the design and construction of bases and
subbases for concrete pavements and its effects on
performance.
BACKGROUND
The need and use of bases and subbases for pavements
has been well known for thousands of years. The Romans
built over 53,000 miles of roads primarily to facilitate the
movement of troops and supplies beginning in about 500
BC [Hays 2016]. The Romans recognized the benefits of
protecting the natural earth subgrade from the impact of
the repeated loading of their carts and chariots. Roads
such as the Appian Way (Figure 1) were constructed of
multiple layers of stones (subbase, base, and surface) and
were sloped to drain water away from the road.
Figure 2. Graph. Base and subbase thickness for early Flexible Pavement
roads. Base
Portland cement concrete (PCC) was originally
used as a base and was surfaced with wooden
blocks, bricks, and cobblestones. The primary Subgrade
benefit of using PCC was its ability to spread load
over a larger area than granular or bituminous
bound materials, thereby allowing road builders to
use less aggregate material. Issues for PCC Wheel Load
included non-uniform and low compressive
strength, inadequate mixture design, mixing,
consolidation and curing, and jointing issues
(orientation and spacing). PCC was first used as a
wearing surface in North America beginning in
Rigid Pavement
1891, in Bellefontaine, OH. Figure 3 shows early
concrete pavement construction in Quebec, Base
Canada.
Subgrade
Los Angeles (L.A.) abrasion resistance aggregates that do not meet the requirements for
(AASHTO T 96) of 50 percent or less. unstabilized base or conventional concrete.
Permeability of approximately 150 ft/day Stabilized open-grade drainage layers have very
and not exceeding 350 ft/day. little aggregate passing the No. 200 sieve. Asphalt
cement contents typically range between 1.6 and
Limiting the amount of fines is the most important 1.8 percent by mass of aggregates. Cement-treated
criterion for preventing pumping, base erosion, and open-graded drainage layers are typically produced
frost action. with a water-to-cement ratio of 0.37 and a cement
The AASHTO M 147 gradations shown in Table 1 content of 185 to 220 lbs/yd3.
were developed for both asphalt and concrete The material requirements for the asphalt-treated
pavements, and the standard facilitates a rather bases should generally follow the agencys existing
wide range of gradations. All of the gradations requirements for asphalt surfaces. Although a lower
except gradations A and C allow more than 15 grade asphalt binder may be used for asphalt-
percent passing the No. 200 sieve. Therefore, to treated bases, it is important to use durable
utilize gradations B, D, E, and F, the requirement aggregates to obtain satisfactory pavement
for percent passing the No. 200 sieve should be performance.
adjusted to limit the amount of fines.
Table 1. Gradation requirements for soil-aggregate Use of Recycled Materials
materials (AASHTO M 147). In addition to virgin aggregates, various recycled
Sieve materials can be a good source of aggregate for
Percent Passing
Designation base and subbase under a concrete pavement,
Gradation Gradation Gradation Gradation Gradation Gradation especially when sustainability is of concern.
Inch
A* B C D E F Recycled concrete is the most frequently used
2 in. 100 100 recycled material (Figure 9) for use as unstabilized
1 in. 75-95 100 100 100 100 bases and as aggregates for cement-stabilized
bases. The advantage of using recycled concrete is
in. 30-65 40-75 50-85 60-100
that almost any desired gradation can be achieved
No. 4 25-55 30-60 35-65 50-85 55-100 70-100 by crushing the recycled concrete, and most of the
No. 10 15-40 20-45 25-50 40-70 40-100 55-100 produced aggregates can easily meet the L.A.
No. 40 8-20 15-30 15-30 25-45 20-50 30-70 abrasion requirement of 50 percent or less. Some
precautions that must be considered in using
No. 200 2-8 5-20 5-15 5-20 6-20 8-25
recycled concrete material include the following:
The material requirements for cement-stabilized Once crushed, recycled concrete material
bases do not need to be as strict as those for becomes very angular and may require
unstabilized bases. As for cement-treated bases, more compaction effort than virgin
which typically contain 2 to 5 percent cement, the aggregates.
material requirements may be relaxed to allow up Unless the source of the recycled concrete
to 35 percent passing the No. 200 sieve and a is known, the material should be tested for
plasticity index of 10. All gradations specified in contaminants such as soil, wood, plaster,
Table 1 without further modification work well for gypsum, plastic, rubber, etc.
cement-treated bases. In addition, granular soils
with plasticity index of 10 or less (more specifically,
AASHTO classification A-1, A-3, A-2-4, and A-2-5 During crushing and sizing operations, a relatively
soils) may be used for these base types. small amount of fine particles may stick to the
processed coarse aggregates. Although these fines
Lean concrete base, also known as econocrete, do not create a serious problem, it is good practice
contains more cement than cement-treated base to wash the processed aggregates to reduce
but less than conventional concrete. Due to the potential for leaching and clogging of the drainage
increased cement content, the material system. Use of these materials as aggregates for
requirements may be further relaxed, allowing for cement-treated base is also a good practice, if the
the use of locally available, lower quality
Bases and Subbases for Concrete Pavements 7
material contains excessive fines or exhibits high At a minimum, 95 percent of the standard
plasticity for an unstabilized base. proctor (AASHTO T 99) density should be
achieved in the field. For projects designed
to carry large volumes of heavy truck traffic,
a minimum of 98 percent of modified proctor
(AASHTO T 180) density is warranted.
After compaction, the surface of the base
should be trimmed to inch of the design
profile grade.
Consistency in placing, compacting, and
trimming operations should be ensured to
avoid any segregation of aggregates.
The unstabilized base must be wetted prior
to paving of concrete to prevent the dry
base material absorbing water from fresh
concrete.
Figure 9. Photo. Reclaimed concrete crushed to be
used as a base for concrete pavements.
Cement-Treated Base
Other recycled materials frequently used as
Similar to the unstabilized base, cement-treated
unstabilized bases for rigid pavements include
base is typically placed using an asphalt or
waste materials such as reclaimed asphalt
concrete spreader on the grade and compacted
pavement, mill tailings, and other waste rock
with rollers. The following summarizes best
materials. These materials must be processed in an
practices regarding construction of cement-treated
appropriate manner, may need to be blended with
bases:
other materials to meet the gradation requirements,
and should be free of any reactive chemical Due to the nature of the cement, the
components. available time to placing, compacting, and
trimming of the cement-treated base is
limited to approximately 4 hours after the
CONSTRUCTION OF BASE AND cement is mixed with water. Other factors,
SUBBASE such as wind and heat, may further limit the
available working time.
Construction of base and subbase layers largely
The surface of the trimmed base should be
depends on the type of base/subbase and the
within inch of the design profile grade.
equipment available. It is not within the scope of
this Tech Brief to provide an in-depth description of After finishing, the base requires curing
all available construction methods and procedures. application with a light fog spray of water or
In the following paragraphs, only the highlights of a bituminous curing agent at a rate of 0.15
the best practices in constructing the base and to 0.25 gal/yd2.
subbase layers are provided for each base type. If trimming of cement-treated base is
unavoidable just before paving of the PCC,
Unstabilized Base the surface should be treated to prevent
bonding of the base to the PCC. The
In general, the procedures for construction of applicable bond breakers include (1)
unstabilized base involve mixing, placing, reapplication of the bituminous curing agent
compacting, and grading the material. The keys to with a thin layer of sand or (2) application of
proper construction of unstabilized base are: two coats of wax-based curing compound.
of work. In addition, it may eliminate the need to surface is constructed to be rough, it may
hire a subcontractor if a different type of base (e.g., induce excessive friction, which may need
asphalt-treated base) is to be constructed. The to be mitigated prior to PCC placement.
keys to achieving a successful lean concrete base Prior to PCC placement, the surface of
material are as follows: asphalt-treated base may be sprayed with
water, water-lime solution, or concrete
For reasons explained earlier, the
curing compound to reduce the surface
compressive strength of lean concrete base
temperature, which may reach 140 F or
should be targeted to be between 750 and
higher. Alternatively, night-time paving may
1,200 psi. Lean concrete material meeting
be considered.
this requirement does not need joints.
Shrinkage cracks will develop but will not Control of surface grade is also important
reflect through the PCC slabs. for asphalt-treated base. The finished
surface should be within inch of the
Best control of surface grade is achieved by
design profile grade.
lean concrete base. The finished surface
should be within inch of the design
Asphalt and Cement-Treated Open-Graded
profile grade.
Drainage Layer
The surface of lean concrete base should
be left untextured to prevent bonding to the Asphalt and cement-treated open-graded
PCC slabs. Application of a bond breaker, drainage layers are produced at asphalt or
such as two coats of wax-based curing concrete plants and laid using an asphalt or
compound, can further prevent bonding. concrete spreader. For best results, the
Lean concrete base gains strength over following should be applied:
time, similar to conventional concrete. As
such, lean concrete base strength
Proper mixture design is essential to ensure
development must be factored in project
the optimum asphalt or cement content for
sequencing, such that the lean concrete
the chosen aggregate gradation.
base does not become excessively stiff at
The finished surface should be within
the time of PCC placement.
inch of the design profile grade.
In situations where lean concrete base
strength is estimated to be too high (not
necessarily due to misapplication of the COST CONSIDERATIONS
specification but due to elapsed time), the The base type should be selected while considering
lean concrete base surface should be the purpose of the base, locally available materials,
notched at the same locations where the and their cost-effectiveness. Evaluating the cost-
joints will be cut in the PCC. effectiveness is most appropriately carried out
Current practice in Germany is to place a using life cycle cost analysis. Two of the crucial
0.2-inch-thick polypropylene geotextile inputs needed for the analysis include the cost of
interlayer as a bond breaker between lean materials and construction as well as the
concrete base and PCC. The German performance expected from various design features
experience has shown that this practice including the base types [Cole and Hall 1996]. The
eliminates the need for notching of the lean performance expectations should be based on an
concrete base [Germany 2012, Leykauf and agencys past experience and data from previous
Birmann 2006]. projects, if available. However, the expected
performance of a particular design feature, such as
Asphalt-Treated Base the base type, is often difficult to characterize, as
Construction procedures for asphalt-treated base the performance also depends on other design
are identical to those for a conventional asphalt features [Hoerner et al. 2004, FHWA 1992, Hall et
surface, and all applicable agency specifications al. 2007].
should apply. For best results, the following should Table 2 summarizes the cost comparisons of
be applied: various base types relative to a cost of 100
Asphalt-treated base works better when assigned to a reference of dense-graded
constructed to yield a smooth surface. If the unstabilized base, which may be used as a general
guide. As an alternative, considering the estimated
Bases and Subbases for Concrete Pavements 9
construction cost may reveal insight into the cost- are substantially thicker than those in the U.S.
effectiveness of the various base types. The cost Furthermore, some countries specify the total
estimate should include all of the costs that are thickness of the pavement as the thickness of all
common to most projects as well as the additional layers that are not frost-susceptible.
costs and savings that may be achieved by using
recycled materials and any incidental costs.
As an example, Figure 10 shows the rigid
Table 2. Relative cost for different types of base.
pavement structures specified in the German
Base Type Relative Cost catalogue for Class SV motorways, which have
cumulative traffic of more than 32 million equivalent
No base/subbase 84 single axle loads (ESALs) during their design life.
Dense-graded unstabilized base 100 The total pavement thickness required for this
roadway class is 33.5 inches, regardless of the
Open-graded unstabilized base 114 base type. Once the type of base material is
Lean concrete base 122 determined, the thicknesses of PCC, base, and
subbase layers are read from the catalogue
Open-graded asphalt-treated base 123 [Germany 2012].
Open-graded cement-treated base 124
Lean concrete base 122
Dense-graded asphalt base 135
Table 3. Summary of European base/subbase materials Although the primary purpose of base/subbase
[Sommer 2008]. layers in a rigid pavement system is to prevent
Base (Typical Thickness) Subbase Country pumping, these layers provide additional
advantages, such as more uniform support to the
Asphalt-treated (2.5 in. to 4.0 Granular All concrete slabs compared to the subgrade, a more
in.) stable working platform for construction equipment,
Asphalt-treated (2.0 in.) + Granular All and improved control of soil expansion and
cement-treated or lean differential frost heave. However, a rigid pavement
system does not always require a base or a
concrete (8.0 in.)
subbase layer; the engineer should study the
Asphalt-treated (2.0 in.) + Stabilized Several available data and site conditions to decide whether
cement-treated or lean a base layer is warranted. Furthermore, if a base
concrete (8.0 in.) layer is to be used, the engineer should consider
Geotextile (0.2 in.)* + lean Granular Germany the different base types while considering the
concrete (8.0 in.) available materials and their cost.
Unstabilized (12.0 in.) Granular Germany Irrespective of the type of base used, the best
results are obtained by:
Many European countries use treated materials
such as lean concrete or cement-treated base for Selecting a base (or a combination of base
the base on top of an aggregate subbase. In and subbase) material that is not prone to
addition, to prevent the erosion problem frequently pumping.
encountered in the base, a recent trend in countries Selecting materials that will remain stable
such as France, Belgium, and Netherlands is to over time.
place an asphalt interlayer, 2.0 to 3.5 inches thick, Selecting a base type that does not exhibit
between the PCC and the base layer consisting of excessive deflections under traffic loading.
lean concrete base or cement-treated base Treating the surface of the cementitious
[Sommer 2008]. base to prevent bonding and reduce friction
at the interface of the PCC and base.
Construction of European Base/Subbase Specifying a gradation or other material
The primary measures of construction acceptance controls that will ensure a consistent base
adopted in the U.S. for subsurface layers are along the length of the project.
thickness and density. In many European countries, Specifying and constructing the base with
however, the specifications frequently include grade controls that allow for consistent
strength and/or stiffness measures, in addition to thickness and smoothness of concrete.
measures such as density and thickness. For
example, in Germany and Belgium, plate load tests REFERENCES
are conducted in the field, and the stiffness
ACPA. 1995. Subgrades and Subbases for
parameters must meet the requirements. If the
Concrete Pavements. Engineering Bulletin, TB011-
stiffness requirement is not achieved in the field,
02P. American Concrete Pavement Association.
contractors are required to take additional action
(e.g., extra compaction, stabilization) before the ACPA. 2007. Subgrades and Subbases for
next pavement layer is constructed. Similar practice Concrete Pavements. Engineering Bulletin,
is also found in Austria and Switzerland [Houben EB204P. American Concrete Pavement
2009, Rens 2016]. Association.
SUMMARY AND CONCLUSIONS Ahlvin, R.G. 1991. Origin of Developments for
Structural Design of Pavements. Technical Report
Because of the high strength, stiffness, and load GL-91-26. Geotechnical Laboratory, Department of
distribution characteristics provided by the concrete the Army, Waterways Experiment Station,
surface, rigid pavements do not necessarily require Vicksburg, Mississippi.
a strong foundation. It is more important that the
foundation provides uniform support to the concrete
slabs.
Bases and Subbases for Concrete Pavements 11
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Various Concrete Pavement Features. Roads in the Roman Empire.
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Washington, D.C. FHWA-HRT-04-044, Federal Highway
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Traffic. Argentina.
Hall, K., Danwood, D., Vanikar, S., Tally, R.,
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Hall, K. and Tayabji, S. 2009. Daylighted Specifications for Hydraulically Bound Mixtures for
Permeable Bases. FHWA-HIF-09-099, Federal Base Layers. White Paper. Belgium.
Highway Administration, (FHWA), Washington,
Sommer, H. 2008. Concrete Pavements Tour of
D.C.
European Practice. Presentation made at the Two-
Lift Concrete Paving Workshop. Salina, KS.
This Tech Brief was developed under FHWA contract DTFH16-14-D-0004. For more information please contact:
Contracting Officers Representative: Authors:
Sam Tyson, P.E., Concrete Pavement Engineer David K. Hein, P. Eng., Shreenath Rao,
Ph.D., P.E., Shiraz Tayabji, Ph.D., P.E., and
Federal Highway Administration
Hyung Lee, Ph.D.
1200 New Jersey Avenue, S.E. E73-440
416-621-9555, dhein@ara.com
Washington, DC 20590
202-366-1326, sam.tyson@dot.gov
Distribution and AvailabilityThis Tech Brief can be found at http://www.fhwa.dot.gov/pavement under Publications.
Key Wordsrigid pavement bases, rigid pavement subbase, aggregate base, stabilized base, unstabilized base
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