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Environmental democracy:

progress unreported
Aarhus Convention shadow implementation report
Bosnia and Herzegovina
2017

Aarhus
Centre
Sarajevo
Environmental
democracy:
progress unreported

Aarhus Convention shadow implementation report


Bosnia and Herzegovina 2017

Aarhus
Centre
Sarajevo

1
Lis t o f a b b re v i a t i o ns :

ACCC Aarhus Convention Compliance Committee


BD Brko District
BiH Bosnia and Herzegovina
CSO Civil society organization
EIA Environmental impact assessment
EU European Union
FBiH Federation of Bosnia and Herzegovina
IPPC Integrated Pollution Prevention and Control
MOP Meeting of the Parties
NGO Non-governmental organization
OSCE Organization for Security and Cooperation in Europe
PRTR Pollutant Release and Transfer Register
RS Republika Srpska
SEA Strategic environmental assessment

Editor: Tom Jungwirth


Contributors: Viktor Bjeli, Mirna Delali, Sabina Jukan, Vanja Junuzovi, Samir Leme,
Ratko Pilipovi, Martin Skalsk, Zuzana Vachnov
Supervision: Petra Humlkov
Translation and proofreading: Jessica Jayne Maertin
Graphic design: typonaut.cz
ISBN: 978-80-87651-31-5

For more information, please, visit:


English: http://arnika.org/en/bosnia-and-herzegovina
Bosnian/Croatian/Serbian: http://eko.ba, http://aarhus.ba

This report is published thanks to the generous financial support of the Transition Promotion
Programme of the Czech Ministry of Foreign Affairs as acontribution to the 6th Meeting of the
Parties to the Aarhus Convention.

2
Ta b l e of c o nt e nt s

1. Summary of findings 4

2. Introduction 4

3. BiH administrative structure and system of governance 6

4. Legislative framework 11

5. Implementation of the three pillars 12


a) Access to environmental information 13
b) Public participation in environmental decision-making 16
c) Access to justice 24

6. Persecution of environmental activists 27


a) The Park is Ours: Banja Luka 28
b) Prosecution of anti-dam activists: Fojnica 30
c) Harassing aclean air activist: Zenica 32

7. Aarhus Compliance Mechanism and BiH 33

8. Conclusions and recommendations 34

Annex: questionnaires 36

3
1) Summary of findings

Substantial gap between law in books and law in action;


insufficient publication of environmental information by authorities;
authorities commonly donot even provide information upon request;
non-compliance with PRTR Protocol despite substantial external funding;
common bypassing of EIA procedures;
persistent relatively low engagement of the public in decision-making
public hearings often formal without real impact;
increasingly proactive role of courts of justice, but still only afew cases;
lack of specialized lawyers + environmental law missing from school
curricula;
court fees constituting abarrier in access to justice;
cases of arbitrary persecution of environmental activists.

2) Introduction and direct involvement in environmen-


tal matters can bring about all kinds of
uncomfortable situations for the authori-
The year 2016 marked the 15th anniversary ties the Aarhus Convention established
of the entry into force of the Convention a3-year reporting procedure. In this
on Access to Information, Public Partici- period of time, each party is obliged to
pation in Decision-Making and Access to produce adetailed report on the im-
Justice in Environmental Matters. Bosnia plementation of the convention which
and Herzegovina (BiH) acceded to the is then assessed by the Meeting of the
Convention on 1 October 2008, ten years Parties.2
after its text was finalized and open for Up until today, two cycles have been
signatures in the Danish city of Aarhus.1 undergone by Bosnia and Herzegovina,
On the territory of its 47 parties (Europe- the national implementation reports of
an, Caucasian and Central Asian states) which were submitted in 2011 and 2014,
the Aarhus Convention constitutes one respectively. In both cases, the drafting
of the most powerful tools in the hands process was driven by the local OSCE
of civil society in its struggle for sound mission and the reports themselves were
environmental policies, transparency and drafted by external consultants, reflect-
the involvement of non-governmental ing the lack of capacity and capability of
actors in environmental decision-making, the BiH authorities. Environmental NGOs
and for the attainment of environmental were invited to take active part in the pro-
democracy as such. cess, attend meetings and put forward
To ensure that the provisions of the suggestions. Despite partial reservations
Convention donot remain mere words
2 See Guidance on Reporting requirements,
on paper after all, public oversight ECE/MP.PP/WG.1/2007/L.4, 20 Feb 2007,
https://www.unece.org/fileadmin/DAM/
1 2161 UNTS 447; 38 ILM 517 (1999). Fulltext of the env/documents/2007/pp/ece_mp_pp_
Convention, https://www.unece.org/fileadmin/ wg_1_2007_L_4_e.pdf. More on the compliance
DAM/env/pp/documents/cep43e.pdf. mechanism can be found in chapter 7.

4
to the final texts, civil society representa- democracy, but equally of the capacity,
tives voiced their overall satisfaction with efficiency and operability of public admin-
the process. Unfortunately, this no longer istration in Bosnia and Herzegovina.
holds true for the reporting on the 2014 Faced with this reality, and being well
2016 period. aware of the gravity of duly reviewing the
While it is aregular practice for Aarhus Convention implementation in
non-governmental organizations to draft BIH, environmental NGOs decided to step
shadow/alternative reports mirroring and in and take charge. The following report is
supplementing the perceived deficiencies the result of work undertaken by Arnika,
of official national reports, the situation aCzech environmental NGO, and the
at hand is different still. As BiHs third Banja Luka-based Center for Environment
reporting cycle was concluding, by late- (Centar zaivotnu sredinu, CZZS) in
2016, it became clear that this time no partnership with Aarhus Center Sarajevo,
national report would be produced at Eko-forum Zenica and individual Bosnian
all. The root causes are two-fold. On one experts and lawyers. These actors have
hand, it is the fact that OSCE did not take come together to share their common
charge of initiating and supervising the take on the successes and deficiencies
process this time, nor of securing the of Aarhus Convention implementation
necessary funding (presumably expecting in Bosnia and Herzegovina. Much of the
that after six years of external guidance report is based on the assessment of
and supervision, the country could man- concrete case studies, so as to recall
age for itself). On the other hand, it is the some of the crucial and most contested
retirement of the person who had in the issues BiH had been facing, and evaluate
past served as Bosnia and Herzegovinas the functionality of particular Convention
National Focal Point of the Convention, provisions in practice.
and the incapacity of the authorities to The output of the joint work has been
appoint anew one. Institutionally, the discussed extensively with non-gov-
National Focal Point remains with the ernmental organizations from different
Federal Ministry for Environment and regions of Bosnia and Herzegovina, and
Tourism, but as of mid-2017 it kept failing their remarks were included in the final
to designate its official nominee3. As text. Public authorities were also invited
aresult of this unprecedented situation, to comment on the draft report in writing
there is simply no person responsible for as well as in person at workshops organ-
and capable of drafting the report. This ized in Sarajevo and Banja Luka in June
is in itself very much telling of the grave 2017, though unfortunately these met
situation of not only the environmental with the minimal interest and participa-
tion of their representatives.
3 See alist of National Focal Points, https://
www.unece.org/env/pp/nfp.html.

5
Admin istra ti v e m a p o f Bi H
POSAVINA
CANTON
BRKO
DISTRICT
Prijedor Oraje
Brko
Banja Luka Doboj Bijeljina
Biha
UNA-SANA
CANTON Tuzla
REPUBLIKA SRPSKA
TUZLA
CANTON
ZENICA-DOBOJ
CANTON
Travnik
Zenica
Bugojno CENTRAL
BOSNIA REPUBLIKA
CANTON 10 CANTON Sarajevo SRPSKA
Livno SARAJEVO
CANTON
HERZEGOVINA Gorade
-NERETVA
CANTON BOSNIAN
PODRINJE
iroki Brijeg CANTON
Mostar
WEST
HERZEGOVINA
CANTON

Trebinje

Federation of Bosnia and Herzegovina Source: wikipedia.org

3) BiH
administrative
structure and
in cooperation with representatives of
the three so-called constitutive nations
(Bosniaks, Croats, Serbs) to find afair and
acceptable post-war settlement based
system of on devolution of power and an elaborate
governance system of checks and balances, on the
other hand poses great challenges for the
More than twenty years into the conclu- practical everyday functioning of public
sion of the Dayton Peace Agreement4 institutions. Strenuous and long-lasting
which marked the end to the war in efforts are required for the adoption of
Bosnia and Herzegovina, the asymmet- apiece of necessary legislation or apol-
ric multi-tiered administrative structure icy change, and only too often dosuch
and system of governance which was situations lead to adeadlock. Citizens
established remains practically intact. cannot be reasonably expected to grasp
What has on one hand reflected agenu- aworking understanding of asystem
ine effort of the international community which continues to baffle international
experts. Apart from being cumbersome,
4 General Framework Agreement For Peace in BiHs administrative setup is also ex-
Bosnia and Herzegovina, signed in Paris on 14
December 1995, https://www.osce.org/bih/126173. tremely costly to sustain.

6
Photo Haris alki
D i ffi c u lt l eg a c y

Bosnia and Herzegovina is acountry rich in natural resources of all kinds. In


socialist Yugoslavia, BiH became the cornerstone of the federations heavy
industry, mining vast amounts of coal, burning it in thermal power plants,
producing iron, and other metals5, but also bearing the bulk of the environ-
mental damage associated with such industries. Up until the breakup of
Yugoslavia, virtually no efforts were undertaken to modernize its outdated
dirty industrial technologies. This unfavourable legacy was further signifi-
cantly aggravated by the civil war that ensued and in the course of which
BiH became not only affected by huge amounts of dangerous explosives of
various kinds, but also ended up as the dumpsite for much of Europes was-
te. It is estimated that the remediation of all of the wartime environmental
impact would cost at least 50 billion US dollars.6

5 70% of Yugoslavias production of iron, aluminium, lead and zinc, as well as 50% of Yugoslavias
energy, was done on the territory of BiH. Pejii, Zoran T. Ekoloke politike uBosni iHercegovini:
Limitirajui faktor tranzicionog ipodijeljenog drutva. SVAROG, no. 9 (2014), 125.
6 Ibid., 129.

In acountry of mere 3,5 million of governance makes any progress all the
people, aspiring for future membership more difficult to achieve.
in the EU and struggling with numerous In terms of environmental man-
substantial issues starting with youth agement, it has to be emphasized that
unemployment exceeding 65 %7 all the the state level has no authority over it
way to extreme air pollution8, this system and there is no central ministry of the
7 Unemployment, youth total (modeled environment. As aresult, each of the
ILO estimate), http://data.worldbank.org/ two entities Federation of Bosnia and
indicator/SL.UEM.1524.ZS?locations=BA.
8 Extreme air pollution. Arnika, 8 Dec 2014, http://
english.arnika.org/bosnia-and-herzegovina/ hot-spots/extreme-air-pollution.

7
Admin istra ti v e s t r uct ure o f Bi H

State of BiH

Tripartite presidency,
Council of Ministers,
Bicameral Parliamentary Assembly

Federation
Republika Brko
of Bosnia and
Srpska District
Herzegovina

President, Government, Mayor,


Bicameral Parliamentary Government,
Assembly District
Assembly
10 cantons,
84 municipalitites
Enacts its
own laws
Enacts its
own laws

President,
No cantons, Enacts its
Government,
63 municipalities own laws
Unicameral National
Assembly

Source: Havrnkov, rka (ed.), Assessing information and public participation in


environmental decision-making and administrative processes in BiH. Arnika Center for
Environment, Prague/Banja Luka, 2016.

8
Herzegovina (FBiH) and Republika Srpska currently in operation, located in Sara-
(RS) + the Brko district (BD) is by itself jevo9, Tuzla10, Zenica11, and Banja Luka12.
responsible for the adoption and enforce- Three of those were set up within existing
ment of environmental legislation. The and previously established environmental
practical consequence is that arelevant organizations, whereas the one in Sara-
international convention, which would jevo was founded thanks to the support
be concluded and binding for the country of and initial funding by the OSCE. They
as awhole, may end up transposed very are tasked with support for the practi-
differently in each entity. In relation to the cal implementation of the Convention,
Aarhus Convention, it also means that including helping the public exercise their
there is no natural focal point. The Federal rights stemming therefrom, participation
Ministry for Environment and Tourism, in lawmaking, involvement in environ-
which serves as the institutional focal mental decision-making, and promoting
point, has no formal competence over RS justice by bringing cases before courts.13
and BD.
On the territory of Bosnia and Herze-
govina, four so-called Aarhus Centres are

9 Aarhus Centar Sarajevo,


htttp://aarhus.ba/sarajevo.
10 Centar zaekologiju ienergiju, http://ekologija.ba/.
11 Udruenje Eko-forum Zenica, http://
ekoforumzenica.ba/aarhus/eindex.php.
12 Centar zaivotnu sredinu, http://czzs.org/.
13 See this introduction to the Aarhus Centres,
https://www.unece.org/env/pp/acintro.html.

9
Ov e r vie w o f l a w s rel ev a nt t o t he e n v iro n me n t

Laws:
Law on Spatial Planning and Land Use
Spatial planning Secondary legislation:
Methodology for preparation of spatial planning
documents

EIA Law on Environmental Protection

Laws:
Law on Environmental Protection
Secondary legislation:
Environmental Regulation of plants and installations for which
FBiH
permitting Environmental Impact Assessment is obligatory
and of those plants and installations which may be
constructed and commissioned only if they receive
an environmental permit

Construction Law on Construction

Law on Waters
Law on Waste Management
Environmental
Law on Air Protection
protection
Law on the Protection of Nature
Law on the Fund for Environmental Protection

Laws:
Law on Spatial Planning and Construction
Spatial planning Secondary legislation:
Ordinance on the content creation and adoption of
spatial planning documents

Law on Environmental Protection


EIA
Decree on EIA

Environmental
RS Law on Environmental Protection
permitting

Construction Law on Spatial Planning and Construction

Law on Waters
Law on Waste Management
Environmental Law on Air Protection
protection Law on the Protection of Nature
Law on the Fund for Environmental Protection and
Energy Efficiency

10
Spatial planning Law on Physical Planning and Construction

EIA

Environmental Law on Environmental Protection


permitting
Brko
District Construction Law on Physical Planning and Construction

Law on Waste Management


Environmental Law on Air Protection
protection Law on Nature Protection
Law on Water Protection
Source: Assessing information and public participation in environmental decision-making and
administrative processes in BiH.

4) Legislative
framework
vant laws currently in effect on the level
of the respective entities.
From an overall point of view, it can
As mentioned above, in BiH, environ- be stated that Bosnia and Herzegovinas
mental matters are not subject to deci- legislative framework is in compliance
sion-making on the state level. This stems with the provisions of the Aarhus Con-
directly from the 1995 BiH Constitution vention, and that it allows for reasonable
which enumerates the responsibilities of environmental governance. However,
central institutions.14 Accordingly, all par- and as is sadly only too often the case
ticular acts pertaining to environmental with BiH, aweak institutional framework,
management, protection, public partici- the incompetence of public officials as
pation in environmental matters, etc. are well as alack of political will, along with
adopted at the level of the two respective nepotism and high levels of corruption18,
entities, and the Brko District. Neverthe- hinder the proper enforcement of domes-
less, certain general relevant laws at the tic laws, and therefore also the imple-
state level doexist. These include, first mentation of the Convention. After all,
and foremost, the Law on Administrative nothing demonstrates the states failure
Procedure15 and the Law on Administra- to adhere to its essential obligations bet-
tive Disputes16. Moreover, there is the ter than BiHs inability/unwillingness to
Freedom of Information Act17 which in draft and submit anational report or even
the absence of aspecial information act to appoint aNational Focal Point.
on the environment implements the first
pillar of the Aarhus Convention. The table
on following page summarizes the rele-

14 Annex IV. to the Dayton Agreement, Constitution


of BiH, art. III. (1). http://hrlibrary.umn.
edu/icty/dayton/daytonannex4.html.
18 In Transparency International 2016 Corruption
15 Official Gazette of BiH, No. 29/02.
Perceptions Index, BiH ranked 83See https://
16 Official Gazette of BiH, No. 19/02. www.transparency.org/news/feature/
17 Official Gazette of BiH, No, 28/00. corruption_perceptions_index_2016#table.

11
Que sti on n a i re res p o ns e ra t e

Questionnaires Responses Response


Type of institution
sent received rate

State ministries and central


7 5 71%
institutions

Ministries and central institutions


10 6 60%
in FBiH

Cantonal ministries in FBiH 18 4 22%

Cantonal courts in FBiH 10 9 90%

Municipalities in FBiH 5 2 40%

Ministries and central institutions


7 2 29%
in RS

Courts in RS 4 3 75%

Municipalities in RS 5 2 40%

Institutions in Brko District 1 1 100%

Total 67 34 51%
Source: Arnika/Center for Environment/Aarhus Center Sarajevo, 2017. Note that NGOs are
exempt from this chart.

5) Implementation
of the three
pillars
of the three pillars of the Convention:
1) access to environmental information,
2) public participation in environmental
decision-making, 3) access to justice in
environmental matters.
In order to gain as comprehensive an The quantitative analysis is based on
insight into Aarhus Convention-related aquestionnaire drafted specifically for
developments between 2014 and 2016 NGOs, courts of justice, municipalities,
in BiH, authors of this report took both and other institutions, respectively.19 The
aqualitative and aquantitative approach. structure of the questionnaire logically
The qualitative part in practice followed the three-pillar structure of the
consists of in-depth consultations with Convention. It was then sent out both
partner NGOs in Bosnia and Herzego- electronically and by postal mail to alarge
vina, leading to an analysis of the legis- number of stakeholders with adeadline
lative framework, its development and of several weeks. Amajority of those who
especially practical experience with its hadnt responded on time were then
application, as well as the identification notified once again.
of specific cases which are on one hand Assessing the response rate of public
of significant relevance for environmen- institutions, it becomes clear that courts
tal governance in the country as such, are the most diligent respondents,
while on the other hand also telling with
19 Full text of questionnaires can
regard to the implementation of each be found in appendix 1.

12
whereas central institutions in Republika
Srpska, along with Cantonal ministries in
the Federation, showed very low levels
a) access to
environmental
information
of cooperation. The unresponsiveness of
certain of the most relevant institutional
actors (e.g., the Regional Court in Banja Access to information on environmental
Luka, the Republika Srpska ministries of matters in BiH is regulated by the general
agriculture, and of environmental protec- state-level Freedom of Access to Informa-
tion), along with frequent incomplete or tion Act as well as by analogous enti-
chaotic responses (e.g. filling in asimple ty-level laws. On paper, these are in con-
YES/NO instead of the requested number formity with the provisions of the Aarhus
of cases) undermine the interpretative Convention. However, more than fifteen
potential of the results. Nevertheless, the years into the acts existence, its enforce-
questionnaires have proven instrumental ment still suffers from significant practical
to the overall understanding of the situ- setbacks. First of all, public institutions
ation, as is apparent from the following have generally made few efforts to pub-
assessment of each of the pillars of the lish the relevant information pro-actively
Convention. in amanner easily accessible to the pub-
As for NGOs, the questionnaires lic. For instance, the Constitutional Court
were distributed widely to many civil of BiH remains the only judicial institution
associations as well as to local activists. to date running an online database of its
Altogether, thirteen responses were rulings. Second, responses to individual
received, out of which eleven were from information requests remain unsatisfacto-
entities based in the Federation (with just ry. Whereas the surveyed public author-
two actors taking up over 95% of all the ities, practically without exception, have
reported activities), one from the Brko stated that they have given out informa-
District and only one from Republika tion upon request in full, data provided
Srpska. The three Aarhus Centers of Bos- by environmental NGOs substantially
nia and Herzegovina established by the contradicts such claims. In fact, civil
OSCE, along with Aarhus Center Zenica society actors reported that they filed 462
(established by Eko-forum Zenica with requests for information in the 2014
the support of Arnika and Transition Pro- 2016 monitoring period. Out of these, 254
motion Programme of the Czech Repub- (55%) were reported to be complied with
lic) remain the most active CSO players in in full, 84 (18%) in part, whereas in 95
relation to the monitoring of the Aarhus (21%) cases the relevant institution gave
Convention in BiH. It should be further no answer whatsoever (so-called admin-
noted that amajority of environmental istrative silence), and the request was
NGOs operate on local, regional or, at outright rejected 29 (6%) times.
most, entity level. Only afew are fully According to NGO sources, the most
professionalized, adequately staffed, and common violations of freedom of access
have sufficient funding to ensure the to information include not respecting pro-
sustainability of their activities. Anational cedural deadlines, not including the ob-
network of environmental NGOs is clearly ligatory disclaimer on the right to appeal
lacking. in written decisions, unfounded exemp-
tions from the right to access information
as well as rejection of requests due to
alleged lack of competence. The reasons
for such setbacks may be sought in the
lack of will to comply with binding legal

13
Acce ss to i n fo r m a t i o n p ro ce d ure

Providing
information
Authority
competent Right to
appeal
Denying
Formal to provide
compliance information
Determination
of competence Providing
information
Not competent Request
Examination authority transfered to Right to
Request for
information of request 15 days competent appeal
authority
15 Denying
days to provide
Notification of information
Formal non-compliance
non-compliance

Source: Assessing information and public participation in environmental decision-making and


administrative processes in BiH.

provisions as much as in ignorance of the establishment of coherent, integrated,


law by public administration officials. In- national registers, which could facilitate
dividuals as well as organizations seeking public participation in environmental
information are only too often required to decision-making and also contribute to
make their case at higher administrative the prevention and reduction of pollution.
or judicial levels, to put much energy into According to the Protocols provisions,
such efforts, and also to foresee signifi- the responsible authority (in BiHs case
cant delays.20 the Federal Ministry for Environment and
In addition to obligations stemming Tourism) has to collect data from owners
directly from the Aarhus Convention, BiH of stationary industrial and agricultural
is also asignatory21 to the Kiev Protocol sources of pollution and make it publicly
on Pollutant Release and Transfer Reg- available on an annual basis.
isters (PRTR) which came into force in However, even though, in 2009, the
2009. Its objective is to enhance pub- EU financed a1200000 EUR project to
lic access to information through the implement the EU PRTR Directive in BiH22,
its enforcement is far from satisfactory.
20 The issue of access to information in
environmental decision-making in BiH has been Anew server and software were pur-
analyzed in detail in arecently published study: chased, but only asingle employee of the
Havrnkov, rka (ed.), Assessing information and
public participation in environmental decision-making 22 Project N. 2009/228-439, Publication reference
and administrative processes in BiH. Arnika Center EuropeAid/126648/C/SER/BA. Tender
for Environment, Prague/Banja Luka, 2016. number: EC/BIH/08/013 Support of the
21 Even though it was already signed in 2003, as Implementation of the Integrated Pollution
of 2017, BiH still has not ratified the document. Prevention and Control Directive.

14
Federal Ministry of Environment and Tour- the information too late to be able to use
ism was entrusted with the password to it in decision-making procedures. More-
access the data. Instead of publishing the over, the system only covers FBiH while
information from the register in apublicly RS and BD are developing self-standing
accessible manner, access to it is limited schemes. It is of grave concern that no
to individual requests filed with the Min- progress has been noted throughout the
istry. Requests are usually answered after reporting period.
long delays, and applicants often receive

N aft a c as e

In 2015, the Banja Luka-based environmental NGO Center for Environment (CZZS)
petitioned the Republika Srpska Ministry of Industry, Energetics and Mining in relation
to alicense agreement on the exploration and use of hydrocarbons (crude oil and
natural gas) on the territory of RS. Referring to provisions of the Freedom of Access to
Information Act, it requested adisclosure of the agreement. In response, the Ministry
formally invited the claimant to examine the requested documents on its premises,
however, at the same time it banned it from making photocopies.
CZZS was not satisfied with such arestrictive decision, for which reason it filed
alegal action, initiating an administrative dispute. In it, aprovision of the law was
referred to which states: [I]f access to information is granted either in full or in part, the
competent authority shall inform the applicant in awritten letter. In the letter it a) informs the
applicant about the possibility of personal access to information on the premises of the compe-
tent authority, and b) informs the applicant about the possibility of photocopying, its estimated
costs, and whether the photocopying would only be allowed upon payment.
In its action, CZZS claimed that the cited provision regulates the issue of approval
accurately and in full, and underlined the presence of the word and between both
parts. It asserted that the competent authority must inform the petitioners how they
can visit its premises in person, and to enable them to photocopy the requested docu-
ments or use other modern technologies to process the granted information. Having in
mind that in its decision, the competent Ministry only allowed for an examination of
the documents without photocopying them, CZZS was of the opinion that this made
such decision unlawful.
Upon receipt of the action, the Ministry made use of its right to revoke the original
decision, and issued anew decision which allowed for access to the information in
full, as well as for the photocopying of the relevant documents.

CONCLUSION: This case (along with many others in which the information
requested was made accessible only after the applicant appeals to ahigher
authority), points out the fact that the authorities responsible have not thus
far developed agood practice in disclosing information. Certain provisions
of the law are still being interpreted arbitrarily, giving rise to malpractice in
its implementation. Such cases require the applicant to invest certain finan-
cial resources because of costs related to court fees. These could be easily
avoided by granting access to information in full in conformity with the law.

15
b) public
participation in
environmental
the aspect of (the representatives of) the
public being consulted in relevant legisla-
tive and policy-making processes. In both
aspects, regulation is undertaken at the
decision-making level of the respective entities. Where-
as the former is exhaustively explained
Public participation in environmental mat- in the following table, in relation to the
ters consists of two essential aspects. On latter, the situation depends on the level
the one hand, it is the opportunity of the of governance, and most of all on political
broad public to practically and efficiently will. The rules of procedure of the Parlia-
take part in administrative procedures, ment of BiH donot require it to consult
leading to adecision or the issuance of the public in any case, unless it decides
apermit. This aspect thus relates first and to doso. To the contrary, both entity Par-
foremost to spatial planning (and relat- liaments should, in the course of regular
ed processes), and is put into practice procedure, undertake public consultation.
typically via written comments and public However, often they bypass this obliga-
hearings.23 On the other hand, there is tion by declaring an urgent procedure.
23 For detailed insight, we once again refer to
rka Havrnkovs recently published study.

Ov e r vie w o f p ub l i c p a r t i ci p a t i o n in e n v iro n me n t al
decisi on - ma k i ng i n Bi H

Process Public participation

Spatial planning Open for public participation

Not open for public participation (not even as an


Urban permitting
intervener)

EIA Open for public participation

Environmental permitting Open for public participation

Construction permitting The public can participate only as an intervener

Not open for public participation (not even as an


Use permitting
intervener)

Source: Assessing information and public participation in environmental decision-making and


administrative processes in BiH.

16
With regard to public participation in power require an EIA permit. In order
lawmaking, the questionnaire data report- to avoid this, investors aim at building
ed by NGOs show the following picture: anumber of small power plants which in
the 2014 2016 period saw only 2 cases cumulative capacity exceed the limit, but
of relevant public consultation at state as single facilities are not subject to EIA.
level, 18 cases at the entity level, 4 cases Worse still, investors sometimes submit
at the cantonal level and 6 cases at the applications for sub-limit installment
municipal level. Of these 30 cases, in 12 power and once they acquire all the per-
(40%) it was reported that public sugges- mits, apply for an increase in installment
tions were, for the most part, adopted. power. Commonly, the authorities give
their consent without EIA, relying on past
documentation.
E-C o n s u lt a t io n s It should be further noted that in
2009, Bosnia and Herzegovina acceded to
An example of good practice in the Convention on Environmental Impact
terms of public participation in Assessment in aTransboundary Context
lawmaking at the state level is the (Espoo Convention). Likewise, as soon as
government-run website eKonsul- in 2003 it signed the related Protocol on
tacije.gov.ba. This platform aggre- Strategic Environmental Assessment (SEA
gates and publishes information on Protocol) though its ratification is still
ongoing legislative processes, and pending, similarly to the PRTR Protocol
also enables the public to submit mentioned above. Practice shows that
their ideas and suggestions. Unfor- besides commonly omitting EIA proce-
tunately, its scope remains limited to dures and/or ignoring the objections of
central institutions where very few the public, SEA procedure remains weak
environmental matters are decided and is rarely followed, while amajority of
upon. SEAs are produced only for spatial plan-
ning documentation.
As far as the EIA issuing procedure An analysis of public hearing mecha-
is concerned, the questionnaire data is nisms at the local level undertaken by the
insufficient, since the competent minis- Center for Environment has shown that in
try in RS did not respond at all, and the most cases these are in compliance with
Federal Ministry of Environment and Tour- the minimum requirements set by the
ism submitted an incomplete report in Aarhus Convention and domestic legis-
which it did not include even the overall lation. The picture is rather mixed when
number of requests for EIA. According to it comes to implementing EU legislation,
civil society sources, it is very likely that such as the Directive on Integrated Pol-
the ministries donot have such essen- lution Prevention and Control (see next
tial data available at all. Given that EIA chart). Even though in amajority of cases
procedures constitute the backbone of the local administration strives to inform
environmental decision-making, this is the public using various channels (inter-
rather lamentable. net, newspapers, official notice board,
In addition, cases were reported of etc.), the practical efficiency of many
applicants bypassing EIA procedures. This such attempts remains low. The official
pertains in particular to the construction internet pages of local administration
of hydropower plants on BiHs rivers, bodies usually donot promote informa-
ahighly contested environmental issue tion about public hearings in an ade-
of recent years. According to the law, quate and user-friendly manner, hiding it
only plants exceeding 5 MW of installed instead under various sub-sections.

17
Tra nsp osi ti on a nd i m p l e m e nt a t i on o f t h e EU IP P C
D ire c ti ve 2 4 i n Bi H

Transposition and
IPPC Directive
implementation Note
requirement
in BiH

Integrated The environmental permitting process


prevention and is not integrated. Separate permits
control of pollution are issued for the pollution of air,
Not transposed
arising from the water, soil, and even for activities that
activities listed in extend beyond those listed in the IPPC
Annex I Directive.

No new New installations require apermit, but


installations may not an integrated one, and the law
Not transposed
operate without an requires apermit even for installations
integrated permit. that donot fall under the IPPC Directive.

Contents of the
Transposed
permit application

Existing
Existing installations, if permits are
installations
issued for them, operate in accordance
must operate in Not transposed
with the law and conditions not
accordance with
compliant with the IPPC Directive.
the IPPC Directive.

The conditions of
The law contains adefinition of the
the permit shall be
best available techniques as abasis
determined and
Transposed, but for setting the emission values and
the installation
not fully applied in conditions for the operation of the
operated through
practice installation. However, BAT has been
the application of
developed only for the food industry
the best available
and no other.
techniques.

The law states that substantial changes


Substantial in BAT require apermit review, but
changes in the Not transposed remains silent on obligations of both
operation require correctly the operator and the competent
apermit. authority if substantial changes in the
operation occur.

24 Council Directive 96/61/EC of 24 September 1996 concerning integrated pollution prevention and control
(IPPC). The codified version, following several amendments, was issued in the form of Directive 2008/1/
EC of the European Parliament and of the Council of 15 January 2008 concerning integrated pollution
prevention and control that was later recast by Directive 2010/75/EU of the European Parliament
and of the Council of 24November 2010 on industrial emissions (integrated pollution prevention
andcontrol), see http://ec.europa.eu/environment/industry/stationary/ied/legislation.htm.

18
The law vaguely transposes the
procedure for the purposes of public
Access to participation set out in Annex Vto
Not fully
information and the Directive; how and where the
transposed
public participation information on particular stages of the
permitting procedure is accessible is
not always clear.

The IPPC Directive requires that anyone


is enabled to challenge the legality of
decisions, acts, or omissions subject
Transposed
Access to justice to the public participation provisions of
restrictively
the IPPC Directive; the law, however,
restricts this right only to participants in
the procedure.*

No current obligation to send the


Commission the limit values according
Exchange of
Not transposed to the specific category of activities set
information
in the IPPC Directive (Annex I), and BAT
derived therefrom, exists.

* The wording of the law is unfortunate. While it allows the public concerned to initiate a review of
the legality of decisions, acts, or omissions, it also states that the members of the public concerned
can do so only if they have already participated in the first instance procedure, thus, giving this
right only to participants of the procedure. In practice, even entities not constituting participants
to the procedure file for review and their submissions are accepted, though, the truth remains that
the submissions may not be addressed nor the review conducted duly and in a timely fashion.

Source: Assessing information and public participation in environmental decision-making and


administrative processes in BiH.

Even when all the formal requirements that the public usually does not have ac-
of public participation are met, only too cess to the minutes from public hearings,
often is the substantial aspect of public and that it is not being informed on how
participation left behind, thus undermin- its comments and suggestion were re-
ing the overarching goals of public partic- solved, trust in public authorities remains
ipation in environmental decision-making very low.
as defined by the Aarhus Convention.
Competent administrative bodies only
rarely really take into account comments
and suggestions made by representatives
of the public, and instead rather formally
task the authors of mandatory studies
and other relevant documents to pro-
vide crude statements of acceptance or
rejection. All in all it appears that the real
impact of public participation remains
substantially limited. In face of the fact

19
ArcelorMittal Zenica Photo Haris alki

Arce lo r Mi t t a l c a s e

ArcelorMittal Zenica (formerly eljezara Zenica) is one of the biggest steel mills in
southeastern Europe. In 2008, it restarted integrated steel production that had been
shut down during the Bosnian war. Analysis of the air quality conducted shortly
thereafter at several locations in the town of Zenica revealed substantially higher than
permitted levels of Sulphur dioxide and other polluting substances . It is no exagger-
ation to claim that the levels of pollution reached in Zenica would not be thinkable in
most of Europe. Throughout 2008, SO2 concentrations exceeded 125 g/m3 during 91
days of the year, in spite of both EU and local regulations allowing for the exceeding of
this threshold during an annual maximum of three days. In 2014, 2015 and 2016, levels
of this toxic gas exceeded EU safe limits for 252, 177 and 156 days, respectively.
Upon acquisition, ArcelorMittal had promised that, by 2012, its Zenica factory would
implement the best environmental techniques and adhere to EU standards. Citizens
actively participated in the process and submitted dozens of comments to all docu-
ments published for consultation in 2009. Although the company was obliged to obtain
the necessary permits before the end of 2008, the Federal Ministry of Environment and
Tourism, caught by surprise by the number of comments and the depth of the contro-
versy, prolonged the deadline until 2011. As aresult the steelworks won several years
of production without having environment permits; emitting tons of dust and chemi-
cals. Environmental Inspection could not punish the polluter as there were no binding
limits set on paper. Critical levels of pollution propelled the local people to take to the
streets. More than 10000 gathered in downtown Zenica and marched to the headquar-
ters of ArcelorMittal in December 2012. Their demand was for the company to follow
the same standards as applied in the EU countries.

20
ArcelorMittals failure to comply with environmental regulations along with extreme
levels of pollution led the local NGO Eko-forum Zenica to take legal measures. In Sep-
tember 2015 Eko-forum filed criminal charges against both ArcelorMittal and the federal
authorities, citing the continuously excessive levels of air, water and soil pollution
the first indictment for environmental crimes in Bosnia and Herzegovina to date. As of
March 2017, the case was still being reviewed by the prosecutors office, who justified
the delay with an alleged lack of expert capacities to cope with environmental issues.
In December 2014, 5 out of 9 environmental permits of ArcelorMittals steelworks in
Zenica expired, but the authorities failed to respond. The Federal Ministry of Environ-
ment and Tourism (FMoIT) did not initiate anew permitting procedure; Environmental
Inspection did not impose any fines. By the end of 2015, all the remaining permits
expired, and the factory continued to operate without any legal title.
The environmental permit renewal procedure was, from the very beginning, marked
by controversy. Only two of ArcelorMittals operational facilities (ablast oxygen fur-
nace BOF and an electric arc furnace EAF) applied for arenewal of environmental
permits in January 2015. Public participation was provided for in February 2015 in such
away that the companys request for renewal was open to interested parties ac-
cess at the Ministry. However, the government official who was at that time also the
national contact point for the Aarhus Convention, denied access to documentation
to environmental activists citing reasons that they did not announce their visit to
the Ministry and they will use it for further legal cases against the Ministry. When
environmental activists finally came into possession of the materials, they submitted
abroad list of comments. However, after the draft permit was issued at the end of May
2015, it turned out that none of the comments raised by experts and civil society or-
ganizations were adopted. Shortly thereafter, the Minister of Environment and Tourism
resigned, leaving the relevant documents unsigned.

Mittal is poisoning us! Photo Adelina Grafika

21
Protests against industrial pollution in Zenica Photo Adnan Dzonli

After the new Minister had taken office, permits for BOF and EAF were issued in
November 2015, disregarding comments previously raised by civil society organiza-
tions. In December 2015, both Eko-forum Zenica and the mayor of Zenica initiated
acourt case against the illegal environmental permit. Substantially, the main shortcom-
ings of the new permit were related to limits for PM10 emissions. In the new permit,
ArcelorMittal was allowed to have PM10 emissions as high as 100 mg/m3 25, while
the valid EU limit is now 20 milligrams and the BiH limit 50 milligrams. Moreover, the
permit allowed for the avoidance of the measurement of benzene and other organic
pollutants emissions. Finally, the complete procedure was conducted in violation of
due process because no public hearing was organized.
Following the meeting of all stakeholders (ArcelorMittal, the Federal Ministry of En-
vironment and Tourism, Environmental Inspection, the prosecutors office, the Zenica
authorities) organized by the NGO Eko-forum Zenica in December 2015, the compa-
ny submitted anew request, this time for an integrated environmental permit which
would cover all 9 facilities. The Ministry then formed ateam of experts, inviting repre-
sentatives of the municipality, the local communities and Eko-forum to take part. Its
mission was to assess the request and the supporting documentation, to perform site
visits and to give an opinion to the Ministry. Experts submitted their comments in May
2016. In response, ArcelorMittal changed the initial request, the expert team assessed
it again and they sent their opinions to the Ministry in September 2016.
The draft permit was prepared in January 2017. It contained the same shortcomings
as the previous one, while in addition, the Ministry ignored the experts request for an
25 See Rjeenje: integralna okolona dozvola. FBiH Ministry of Ecology and Tourism, 3 Apr 2017, pp. 59-62,
https://www.scribd.com/document/349485125/Integralna-okolinska-dozvola-ArcelorMittal-Zenica.

22
Environmental Impact Assessment. The integrated permit is actually only acollec-
tive permit for the 9 departments, not covering impacts on all environmental matrixes
which is atypical attribute of integrated environmental permitting used in the EU: wa-
ter and waste management permits were once again issued separately. Furthermore,
the Ministry tried to convince both the mayor and Eko-forum to withdraw their law-
suits against the original permit. As of spring 2017, the process remained open-ended.

CONCLUSION: ArcelorMittal Zenica will quite certainly remain one of the


most contested environmental topics in the upcoming years. The case shows
instances of the violation of Aarhus Convention provisions by the authori-
ties, be it in terms of non-disclosure of requested information, or in terms
of failing to satisfy the requirement of public participation in environmental
decision-making. It is very much in the interest of the public (not least from
Zenica) that the factory swiftly undergoes much-needed modernization and
that it adheres to stricter pollution limits reflecting EU-standards. The autho-
rities must not let ArcelorMittal operate without valid permits as they have
in the past, putting the health and lives of thousands of people in jeopardy.

23
Judi c ia l syste m o f Bi H

Bosnia and
Herzegovina

Constitutional
Court of BiH
Court of BiH

FBiH BD BiH RS

Constitutional Constitutional
Court of FBiH Court of RS

Appellate Court
Supreme Court of BD BiH Supreme Court
of FBiH of RS

Cantonal Basic District


Courts Court Courts
of BD BiH

Municipal Basic
Courts Courts

Source: Environmental Democracy: Limping Along. Arnika, Eko-forum Zenica. Prague/Zenica


2015.

c) access
to justice
sense, access to justice may also encom-
pass civil and penal court proceedings
related to environmental matters.
Access to justice proves paramount The judgments of BiH domestic courts
when it comes to the enforcement of the in administrative disputes generally have
Aarhus Convention. It serves to reme- aremedial character. Court practice con-
diate the flaws and insufficiencies of cerning the environment has shown that
administrative bodies decisions. In BiH, judgments issued in administrative court
administrative court disputes may be cases are almost always based on point-
initiated, provided that an administrative ing out procedural errors if present
appeal has not been successful or is not and returning the case to the competent
available, and that the legal action is filed authority with instructions on how should
within 30 days since the issuance of the the administrative decision be recast.
final administrative decision. In abroader Apart from that, there are the still rather

24
rare instances of courts engaging in the all, structural barriers exist in access to
substance of the case, eventually ruling courts (a50 EUR default payment for ale-
in away that fully replaces the original gal action to be at all admitted; the risk
administrative decision. Such rulings of having to compensate for the adverse
were issued by the District Court in Banja parties legal representation in the case of
Luka in February 2015 (see further), as losing the case; no possibility for NGOs
well as by the Cantonal Court in Sarajevo to obtain free legal representation, etc.).
in March 201726. In addition, it points towards the limited
In general, the impact of the courts capacities of NGOs engaged in environ-
system on the implementation of the Aar- mental matters. Last but not least, it may
hus Convention in Bosnia and Herzego- be seen as aresult of public distrust in
vina is positive, significantly remediating institutions, the complexity of adminis-
the mistakes and inaction of the compe- trative procedures and the shortage of
tent administrative bodies. The office of free-of-charge legal advice for citizens.
the ombudsperson also plays asubstan- Moreover, environmental civil society
tial role in the sense of submitting rec- cites the lack of competent specialized
ommendations to public administration lawyers which is also aresult of the fact
authorities. Although these are not legally that BiHs law schools donot include
binding, the pressure the ombudsperson environmental law in their curricula. In
may exert upon public administration face of this situation, the Center for Envi-
does yield results in terms of its compli- ronment, in collaboration with Arnika, has
ance with the law. organized apilot educational program for
What clearly stems from the received young lawyers the Environmental Law
questionnaires, however, is that there is Clinic aiming to enhance their knowl-
in fact avery low overall number of court edge of as well as interest in environmen-
cases in environmental matters. Multiple tal law. It took place in 2016 at the Faculty
reasons for this can be identified. First of of Law in Banja Luka, and involved 34
advanced students out of which five later
26 In this case, members of the local council
have even directly collaborated with alocal undertook an internship in the Center
environmental association, see Presuda dokaz for Environment, supporting the work of
da su vijenici SDP-a bili upravu! SDP Lukavac,
Mar 2015, http://www.sdplukavac.ba/2017/03/
local communities using legal tools, and
presuda-dokaz-da-su-vijecnici-sdp-a-bili-u-pravu. producing case studies.

H r av ka r iver c a s e

In terms of struggle for environmental protection in Bosnia and Herzegovina, the


Hravka case can be perceived as unique for multiple reasons. Most importantly, there
is the still-disputed granting of alicence for the construction of five small hydropower
plants (SHPP) in the Sutjeska National Park. In addition, it sparked the first-ever citi-
zens initiative which aimed to have the intent to build SHPPs in Sutjeska proclaimed
as being without (strategic) importance for Republika Srpska. Finally, this case demon-
strated that courts are beginning to truly grasp the gist of environmental protection.
For the first time, acourt in BiH investigated the content of an Environmental Impact
Assessment (EIA), establishing aprecedent for future decision-making.
The case has its origin in 2013 when apublic hearing was held over adraft EIA for
SHPPs at the Hravka river. The Center for Environment (CZZS) used its right stemming
from the second pillar of the Aarhus Convention, submitted its comments and thus

25
made sure it would be considered aparty in the ensuing proceedings. Upon comple-
tion of the public review and the public hearing, the competent Ministry for Spatial
Planning, Civil Engineering and Environment of Republika Srpska ordered that the draft
EIA be amended according to comments of the public, after which the EIA for SHPP
Hravka 1 (SH1), 2 (SH2) and 3 (SH3) would be issued.
Using its right under the third pillar of the Aarhus Convention, CZZS filed alawsuit
against the Ministrys decision. In it, it stressed that avalid spatial plan for the loca-
tion was lacking. In addition, the lawsuit pointed out that the EIA did not include all
the necessary analyses, and it enumerated all the animal and plant species that would
be affected by the construction, omitted in the original study. In 2014, without any
public consultation, the Ministry issued adecision amending the original EIA approval,
agreeing to achange in the installment power of the SHPPs. In response, the CZZS
complemented its lawsuit claiming that the change in installment power constitutes
additional environmental impact, and thus requires anew EIA.
In early 2015 the court issued adecision. The decision approving EIA was repealed,
and the court asserted that the lack of abinding spatial plan for National Park Sutjeska
was an aspect which had to be taken into account in the procedure. According to the
court decision, the Ministry thus lacked legal grounds for approving the EIA, and it was
ordered to adopt measures for the protection and development of each of the three
zones separately. Had the EIA decision been confirmed, it would have created asitu-
ation in which the new Spatial Plan would have to conform with pre-approved con-
struction activities. Besides, the court based its decision on the fact that the Law on
National Parks stipulates that in No. 1 areas, strict protection has to be enforced, ena-
bling the spontaneous development of natural processes, the conservation of habitats,
ecosystems, animals and plants, limiting the impact of human presence to aminimum.
The court pointed out that, according to the EIA, dam construction would have asig-
nificant impact on fish habitats. The court further stipulated that the expected changes
would manifest themselves in the loss or reduction of certain species which require
freely flowing water streams in order to migrate in breeding periods.
According to the findings of the court, the final EIA left out adetailed analysis of the
impact of construction on animal species, thus making the EIA flawed and leading to
incompletely and incorrectly established facts. Moreover, while commenting on the EIA
amendment, the court had claimed that the Ministry was obliged to undertake anew
assessment of the extent to which the change in installment power would affect the
environment. Following the court decision, the Ministry suspended the proceeding
on the grounds that the EIA would only be adopted following the adoption of aspatial
plan for the territory of National Park Sutjeska.
However, the CZZS filed alawsuit against such decision, claiming that the Min-
istry was obliged to revoke the EIA for SHPPs on the Hravka river instead of merely
suspending the proceeding. At the same time the Ministry initiated areview proce-
dure of the court decision, arguing that the (lacking) adoption of aspatial plan had no
impact on the EIA since the Law on National Parks of Republika Srpska allowed for the
construction of power plants if in the interest of RS, and therefore it wasnt necessary
to determine in what exact regime of protection the facilities would be. Moreover, the
Ministry claimed that the court baselessly linked the EIA with aspatial plan.
At present, two court proceedings are underway. The first one heard before the
District Court in Banja Luka is against the decision of the Ministry suspending the
proceeding until the adoption of aspatial plan. The second one dealt with by the
RS Supreme Court is against aruling by the District Court which revoked the EIA

26
decision. In any case, the Hravka case is aprecedential one, for acourt had read and
analyzed the substance of an EIA decision.
Parallel to the court proceedings, in 2015, CZZS decided to go astep further and
initiated acitizens initiative demanding that the National Assembly of RS declare that
the construction of SHPPs in National Park Sutjeska is not in the public interest. It was
the first-ever such initiative on the territory of Bosnia and Herzegovina. The initiative
gathered 6000 signatures which was enough for the matter to be put on the Assem-
blys agenda. However, just aday before it was due it was removed from the agenda.

CONCLUSION: Awarding licenses for the construction of SHPPs in National


Park Sutjeska is seen by the environmental civil society as an example of
the systematic destruction of protected nature, especially given that this is
the location of the virgin forest Peruica. The campaign attempts to prevent
the construction of 5 SHPPs in particular, and to emphasize the significance
of the national park. Local activists assembled in CZZS used various means
to prove that the intended construction is not in the interest of Republika
Srpska, as well as to point out the necessity of consulting the public in envi-
ronmental matters. Launching acitizens initiative demonstrates aprogress
in the articulation of citizens rights and interests. At the same time the case
set apositive judicial precedent of analyzing the subject matter of an EIA.
The next step forward should now be the adoption of aspecial spatial plan,
following which the EIA procedure may be launched once again.

6) Persecution of
environmental
activists
are frequently perceived as unwanted
intervenors whose activities undermine
astriving for the greater good (that
usually being someones profit). In the
best of cases, their comments are ig-
Article 3 (8) of the Aarhus Convention nored and all effort is made to sidetrack
states that [e]ach Party shall ensure that them within the relevant proceedings.
persons exercising their rights in conformity In other instances, however, they are
with the provisions of this Convention shall publicly denounced as enemies of the
not be penalized, persecuted or harassed in state, become subject to threats or are
any way for their involvement. Experience even outright criminalized. Bosnia and
shows that this provision is by no means Herzegovinas track record in this respect
redundant. Quite to the contrary, it may does not justify optimism. There are even
deserve more attention than it currently multiple reported cases of activists facing
attracts. threats and blackmail. However, most of
In practice, individuals and civil socie- those people are reluctant to go public
ty organizations engaged in environmen- for fears for their personal safety. The fol-
tal protection especially when con- lowing cases provide an illustrative if not
flicting with the interests of politicians, an extensive insight into the hardships
local businesspersons or large companies environmental activists face in BiH.

27
House of eljko Vuli in the vicinity of the construction site Photo Majda Slmov

a) the Park is Ours:


Banja Luka
them of the fact that they had violated
the law. Charges for violation of public
order were filed only 15 days later.
The Park is Ours (Park je na) case re- Nevertheless, in January 2014 the
sulted in several activists being arbitrarily Basic Court of Banja Luka found several
prosecuted before the Basic Court of Ban- activists guilty of traffic offences and
ja Luka for road traffic offences allegedly sentenced them to fines and the obliga-
committed during aprotest march that tion to bear the costs of the proceedings.
had taken place in June 2012 in defense of Some of the activists pleaded guilty at
apublic park against an intended con- the beginning and were sentenced to
struction development. amilder sentence. Three of the activists
Activists insisted that no offences then filed an appeal to the District Court
were committed, simply because they of Banja Luka. Acting upon the activists
followed the directions of policemen appeal, in June 2014 the District Court
who accompanied them in their cars, on of Banja Luka revoked the Basic Courts
motorcycles and on foot along the way decision due to the statute of limitations.
and gave traffic instructions. According to The aforesaid proceedings were not
laws of Bosnia and Herzegovina, every- the only ones related to the Park je
one is obliged to respect the orders of na case. Another one concerned eljko
police officers, even if this means deviat- Vuli, the owner of ahouse and property
ing from general traffic rules. Another is- in the vicinity of the construction works,
sue raised was that no police approached who considered his family and property
any of the activists on the spot, informing in danger. He was charged with prevent-

28
Public demonstrations against construction Photo Boro Mari

ing officials from carrying out an official court until April 2017 to serve the convict
action and for inflicting severe bodily the decision in writing (i.e. 2.5 years after
injury. Throughout the proceedings, the the crime was committed exceeding
defense asserted that relevant police what could be considered as reasona-
actions could not be considered legal, ble). At present, Mr. Vuli is awaiting an
as conditions set by the Law on Admin- appellate decision of the District Court in
istrative Procedure for aconstruction to Banja Luka.
be launched had not been met. In spite
of this, in October 2016, the Basic Court
of Banja Luka sentenced him to three
months of imprisonment. It took the

29
eljeznica river Photo Majda Slmov

b) prosecution of
anti-dam activists:
Fojnica
claimant is in fact the owner of the given
estate. The key issue here was whether
the trespassing was unauthorized. When
trespassing is ascertained, the court pro-
vides protection according to the latest
The case of SHPP on the eljeznica river state of the property, and the form of
is the only one noted so far in which trespassing, not taking into account other
environmental activists actively and particularities of the property holder.
directly interfered in the construction The citizens had undertaken their
of asmall hydropower plant. Its roots action at multiple locations in the form of
lay in 2012 when activists prevented the road blocking. They used private cars to
investor Company Peeb, Ltd., Travnik create traffic jams in the direction of the
from launching construction works. construction site, disabling the passage
Villagers were virtually camping at the of trucks and excavators. Later, they
river bank for 325 days, including through also used their bodies to block vehicles
Christmas. As aresult, the company filed entry. At the same time at another place,
alawsuit for trespassing, demanding that asecond group of activists blocked the
the activists pay the costs of the pro- passing of official cars by setting benches
ceedings. on the road and beating cars with their
With regard to such accusation, the hands. In the course of the action, the
court is required to ascertain merely two activists claimed that the company had
things: whether there was unlawful har- no authority to build the SHPP. During
assment or trespassing, and whether the arelated court proceeding, the construc-

30
Protests against hydropower plant construction Photo Ekoloko-humanitarna udruga Gotua

tion permit was cancelled, making the lengths and even endanger their well-be-
intended construction illegal. ing in order to protect the environment.
Both the first level court and later, Nevertheless, their actions dont enjoy
in 2016, the appellate court, conclud- the protection of institutions which rather
ed that the citizens actions amounted tend to secure other parties interests.
to trespassing, and as aresult ordered On the other hand, direct actions brought
the activists to cover the costs of the about success the investor gave up
proceedings amounting to 6,500KM its plan and the river remains free of the
(ca. 3,250 EUR). This unique case for controversial dam.
BiH shows that there are activists in the
country who are willing to go to great

31
c) harassing aclean
air activist: Zenica
Samir Leme, professor at the University
of Zenica, is an activist and former presi-
dent of Eko-forum Zenica, alocal envi-
ronmental NGO. In 2015, his colleague
professors sued him for defamation
because of an interview he gave for the
national newspaper Osloboenje. In the
interview, he told astory about acontro-
versial masters thesis defended in 2013
at the University of Zenica, exposing the
names of people involved in fraud and
cronyism related to environmental issues
in Zenica.
The masters thesis in question was
written by the then-deputy minister of
environment and tourism of Federation
BiH, and its main research goal was to
estimate how much Zenica-based Arce-
lorMittal steelworks contribute to air SO2
concentrations in Zenica, using computer
simulation. The three professors who
evaluated the thesis were at the same
time engaged in the drafting of Arce- Professor Samir Leme Photo Eko-forum
lorMittals environmental permits. All in
all, whereas in 2009 the deputy minister
evaluated their plan of activities for the much higher than planned and permitted,
environmental permit, four years later the and the simulation results significantly
professors assessed the deputy minis- underestimated the extent of air pollu-
ters thesis. tion directly attributable to ArcelorMittal
When the thesis was finally exposed Zenica.
to the public (two weeks before its public When prof.Leme warned his col-
defence), it turned out the research leagues about these flaws, underscoring
proved that the ArcelorMittal steel- the likely misuse of the results by Arce-
works were the source of amere 10 lorMittal as ascientific proof that they
15% of the total SO2 air concentration in donot pollute too much, he was ignored.
Zenica. After careful reading, prof.Leme Following asuccessful defense of the
figured out that wrong numbers were thesis, professor Leme filed an appeal
used as input data for the simulation; with the Ethics Committee of the Uni-
instead of using emissions monitoring versity of Zenica. In the appeal, he asked
results, the amounts included in the the committee to determine whether
environmental permit (plan of activities) provisions of the Ethical Code had been
were used. In their petition, the claimants breached due to conflict of interest,
later asserted that the emissions data counterfeiting and fabrication of results.
were unavailable in spite of the fact that The committee never decided on the
these data are ultimately public via the appeal, and some of its members even
national PRTR. The actual emissions were resigned because of it. ArcelorMittal,

32
however, did misuse the thesis results; in to expose this case to the public, but as
TV coverage about air pollution broad- apresident of an environmental NGO and
casted afew months later, the head of amember of the academic community,
ArcelorMittals environmental department he was obliged to doit. The Court cited
claimed that they only contribute 10 to 15% the provisions of the Aarhus Convention
of the total air pollution in Zenica.27 (as implemented in the FBiH Law on Envi-
Ajournalist from the newspaper ronmental Protection) in its verdict.
Osloboenje interviewed Samir Leme An appeal was filed with the cantonal
in November 2013, asking for more infor- court, which in March 2017 confirmed
mation about this case. Upon the publica- the verdict, but at the same time ordered
tion of his answers, his colleagues sued the whistleblower to pay court expenses.
prof.Leme for defamation, asking 20,000 In May 2017, the claimants submitted an
BAM (ca. 10,000 EUR) in compensation appeal for verdict revision to the Supreme
because they suffered emotionally, and they court of the Federation BiH, and this case
were falsely accused for corruption and for is still pending.
business relationships with ArcelorMittal. Samir Lemes case demonstrates
The court case in front of the Munici- that any attempt to expose environ-
pal court Zenica lasted almost two years, ment-related fraud and cronyism in BiH
and the court decided in December 2016 can have consequences for whistleblow-
that no defamation had taken place, and ers. In this case, prof.Leme was ordered
that prof.Leme was not only allowed to cover court expenses even if courts at
27 TV Hayat, Vijesti u7, 20 Dec 2013.
the same time found his actions legal and
legitimate.

7) Aarhus
Compliance
Mechanism and
4. members of the public may make
communications concerning aPartys
compliance with the convention.

BiH In addition, the Compliance Commit-


tee may examine compliance issues on
In order to enhance its enforceability, the its own initiative and make recommen-
Aarhus Convention (Art. 15) had foreseen dations; prepare reports on compliance
the establishment of acompliance mech- with or implementation of the provisions
anism. The first meeting of States Parties of the Convention at the request of the
in 2002 then adopted this mechanism, Meeting of the Parties; and monitor,
thus forming aCompliance Committee assess and facilitate the implementation
(ACCC), and introducing concrete meth- of and compliance with the reporting
ods of compliance review. The compli- requirements.
ance mechanism may be triggered in four Upon the reception of acommunica-
ways: tion pointing out non-compliance with
1. aParty may make asubmission about the convention, the ACCC reviews it
compliance by another Party; and then launches an investigation into
2. aParty may make asubmission the case, which can take varying forms
concerning its own compliance; and be of varying length. In its course,
3. the Aarhus Convention Secretariat may the Committee asks for aresponse of
make areferral to the Committee; the state party concerned. The outcome

33
is adecision which includes adetailed have not so far submitted any com-
explanation. The findings and recom- munication concerning its compliance
mendations are then submitted to the with the convention28, and neither has
Meeting of the Parties (MOP) held every there been asubmission against BiH by
three years for endorsement. Based on another state party nor any referral by the
the ACCCs finding of non-compliance, Secretariat. Hence, despite indisputable
the MOP may adopt afollow-up decision. setbacks in the implementation of the
In cases where acountry consistently Aarhus Convention, to date, these have
fails to address its non-compliance, the not been translated to any decision of the
MOP may issue awarning. That is the ACCC. It appears that amore pro-active
most powerful tool to punish careless approach of local NGOs would be key for
governments as the Aarhus Convention acritical assessment of the fulfillment of
does not include any hard sanction BiHs obligations.
mechanism (e.g. financial). However, the
possible impacts for states international
reputation may be of relevance.
At present, BiH remains among the 18 28 See full list of communications from the public,
out of 47 states parties whose citizens https://www.unece.org/env/pp/cc/com.html.

8) Conclusions and
recommendations
tence of concrete officials, and the pur-
suance of various side interests. In such
an environment not only is qualitative
Bosnia and Herzegovinas full implemen- progress hard to find, but even the fulfill-
tation of the provisions of the Aarhus ment of elementary obligations such as
Convention is not merely amatter of in this case the appointment of aNational
ensuring formal compliance, but also Focal Point and drafting anational report
areal obstacle on its lengthy and thorny all too easily becomes wishful thinking.
path towards full EU membership. That is Nevertheless, there are positive de-
because the convention has become sub- velopments. Even if building upon only
stantially intertwined with the EU acquis alow amount of environmental caseload,
over time, mirrored in anumber of di- it seems that courts of justice have finally
rectives. Then again, analysis has shown begun exploring the option of engaging
us that on paper, BiH stands in compli- actively in the substance of cases, par-
ance with the Conventions substantial ticularly in relation to spatial planning and
provisions. As is often the case, problems the granting of environmental permits.
arise when assessing implementation and Needless to say, court practice and the
enforcement. actions of the public administration are
We have observed the substantial gap related. In addition, it may also give the
between laws in books and law in action. necessary boost to environmental civil
It is safe to presume that this gap is not society to gain confidence when dealing
limited only to environmental legislation. with the authorities, and to bring ever
The persisting extreme complexity of more cases for adjudication. Also, we
BiHs public administration hierarchy is have noted certain good practices when
coupled with the frequent lack of political it comes to engaging the public in con-
will to dothings properly, the incompe- sultations and decision-making.

34
Still, setbacks prevail. Environmental and disclosing relevant information in an
information, particularly when related accessible manner (including the imple-
to large polluters, is predominantly not mentation of the PRTR Protocol), as well
disclosed in apublicly accessible manner. as engaging the public in environmental
Online databases and publishing systems decision-making. Large industrial pol-
are lacking and, as has been shown by luters need to be pressured rigorously
practice, even individual information re- to obtain all the required permits and to
quests are commonly not complied with. comply with them fully in their operation.
Although BiH signed the PRTR Protocol in To this end, environmental inspection
2003, data on pollution remains publicly bodies need to be substantially strength-
unavailable. Consultations with the public ened and become much more proactive
rarely truly lead to the consideration and in their attitude, in order to really make
the ultimate acceptance of their sugges- adifference. Fines for violations of envi-
tions. EIA procedures are being bypassed ronmental legislation should be increased
or manipulated. Most people only in order to make them arelevant tool of
become actively engaged in environmen- enforcement. The public administration
tal protection when the matter at hand has to find ways to tame intertwined
starts concerning their backyard and even business and political interests, and to
when they do, it is very difficult for them substantially curb the crippling level of
to find and get the help of alawyer who cronyism. Law schools should ensure the
specializes in environmental matters. Last inclusion of environmental law into their
but not least, environmental civil activists curricula.
who stand up to those in power may ex- As for the civil society, increased
pect harassment and even persecution. engagement, especially when it comes
It hardly comes as asurprise that rec- to bringing their cases before courts may
ommendations encompass practical mat- help make adifference. Moreover, given
ters rather than legal changes. First and BiHs track record, it remains surprising
foremost, BiH must designate its National that there was no case brought by some
Focal Point for the Aarhus Convention, of the active environmental NGOs before
and it should accordingly draft its belated the Compliance Committee. All in all, this
national report. Much work awaits to may just be the right way to take things
be done by the authorities in collecting astep further.

35
Annex: questionnaires

Q U E S T I O N N A IR E
on th e imp l e m e nt a t i o n o f t he A arh u s Co n v e n t io n
i n Bo s ni a a nd H e rze go v in a

A) Access to information

Mu n i c ip a l i ti es a nd o t her i ns t i t ut io n s

Did your institution receive at least one request for environmental information
in 20142016?
If so, please, fill in the following table with the relevant number of cases:

2014 2015 2016

Received request for information

Information provided in full

Information provided in part

Request rejected on substantial grounds

Request rejected on procedural grounds

36
N on - g ove r nm ent a l o r ga ni s a t i o n s

Did your organization file at least one request for environmental information
in 20142016?
If so, please, fill in the following table with the relevant number of cases:

2014 2015 2016

Information requests filed

Information received in full

Information received in part

No response

Information request rejected

Appeals filed against the decision

Appeal successful and information provided

Appeal rejected

Appellate procedure underway

37
B) Participation in lawmaking and
administrative procedures

Mu n i c ip a l i ti es a nd o t her i ns t i t ut io n s

Did your institution participate in the 20142016 period in the drafting of laws and
other regulations which could affect the environment?
Did your institution take part in the 20142016 period in public hearings in the course
of procedures relevant to the environment?

If you answered YES to either question, please, fill in the following table with the rele-
vant number of cases:

2014 2015 2016

Adoption of regulations relevant to the


environment
Municipalities

Participation of the public in environmental


lawmaking

Procedures for granting environmental


Other institutions

permit

Public hearing organized within


environmental permit procedure

Procedures for granting EIA

Public hearing organized within the EIA


procedure

Positive EIA decisions

EIA not granted

Number of cases during which (the majority of) comments or suggestions


of representatives of the public in lawmaking were adopted:

Number of public hearings within procedures relevant to the environment during


which representatives of the public really submitted comments or suggestions:

Number of cases during which (the majority of) comments or suggestions of repre-
sentatives of the public in administrative procedures relevant to the environment were
adopted:

38
N on - g ove r nm ent a l o r ga ni s a t i o n s

Did your organisation participate in the 20142016 period in the drafting of laws and
other regulations which could affect the environment?
Did your institution take part in the 20142016 period in public hearings in the course
of procedures relevant to the environment?

If you answered YES to either question, please, fill in the following table with the rele-
vant number of cases:

2014 2015 2016

Participation in lawmaking on BiH level

Participation in lawmaking on entity level

Participation in lawmaking on cantonal level

Participation in lawmaking on local level

Participation in environmental permit procedure


where EIA is required

Participation in environmental permit procedure


where EIA is not required

Participation in spatial planning procedure

Participation in other proceedings relevant to the


environment

Number of cases during which the (majority of) your comments or suggestions
in lawmaking were adopted:

Number of cases during which the (majority of) your comments or suggestions
in administrative procedures relevant to the environment were adopted:

39
C) Access to justice

Cour ts

Did your court in 20142016 receive at least one legal action against an administrative
procedure or an extraordinary request, related to aprocedure relevant to the environ-
ment?
If so, please fill in the following table with the relevant number of cases:

2014 2015 2016

Action against decision rejecting access to


environmental information

Action against decision granting EIA

Action against decision granting environmental


permit

Motion for arenewal of administrative procedure


relevant to the environment

Request for extraordinary review of acourt


decision relevant to the environment

Actions/requests successful

Action/requests rejected

Procedure underway

40
N o n - g ove r nm ent a l o r ga ni s a t i o n s

Please fill in the following table with the relevant number of cases:

2014 2015 2016

Actions filed against administrative decisions


relevant to the environment

Action successful

Action rejected

Procedure underway

Request filed for extraordinary review of acourt


decision relevant to the environment

Motion filed for arenewal of administrative


procedure relevant to the environment

Complaint filed with the BiH Ombudsperson

Cases of using services of acertified lawyer

D) Other

Please, provide any other relevant information here:

41
About us

Arnika C iti z e ns Sup p o rt C e n t e r fo r En v iro n me n t ,


Cen tre (C z e c h R ep ub l i c) Ba nja Lu k a (Bo sn ia an d
H e rze go v in a)
Established in 1996, non-governmental Founded in 1999, the Center for
organization Arnika has many years Environment is a non-profit, non-
of experience promoting information governmental organization dedicated
openness, supporting public participation to the environmental protection and
in decision-making, and enforcing promotion of sustainable development
environmental justice. Its experts assist through advocacy and civic initiatives.
various civil society organizations, The Center promotes the implementation
municipalities, and individuals in of Aarhus Convention, namely free access
solving cases related to environmental to information held by public authorities
pollution and its prevention throughout and greater public participation in
the Czech Republic. Arnika also environmental decision-making. It strives
participates in international projects to affect relevant environmental policies,
focused on environmental protection raise public awareness of environmental
and strengthening the implementation issues and achieve constructive dialogue
of the Aarhus Convention in Central and and cooperation with stakeholders. It is
Eastern Europe, Caucasus, and Central active mainly in Bosnia and Herzegovina.
Asia. Arnika is a member of the Green
Circle an association of ecological
non-governmental organizations of the
Czech Republic, European Environmental
Bureau, and European ECO Forum.

Contact: Contact:
Arnika Center for Environment
Dlnick 13 Mie Stupara 5
170 00 Prague 7 78 000 Banja Luka
The Czech Republic Bosnia and Herzegovina
Tel./fax: +420 222 781 471 Tel.: +387 51 433-140
e-mail: cepo@arnika.org e-mail: info@czzs.org

More information: More information:


http://eko.ba http://czzs.org

42
ISBN: 978-80-87651-31-5

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