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Review

Journal of International Medical Research


2014, Vol. 42(1) 316
A review of the clinical ! The Author(s) 2013
Reprints and permissions:
diagnosis and therapy sagepub.co.uk/journalsPermissions.nav
DOI: 10.1177/0300060513505488
of cholangiocarcinoma imr.sagepub.com

Denghua Yao1,2, Vamsi Krishna Kunam3 and


Xiao Li1,2

Abstract
Cholangiocarcinoma (CCA) is the second most common primary hepatic malignancy worldwide.
The incidence of intrahepatic CCA is increasing, whereas that of extrahepatic CCA is decreasing.
This review looks at the new advances that have been made in the management of CCA, based on a
PubMed and Science Citation Index search of results from randomized controlled trials, reviews,
and cohort, prospective and retrospective studies. Aggressive interventional approaches and new
histopathological techniques have been developed to make a histological diagnosis in patients with
high risk factors or suspected CCA. Resectability of the tumour can now be assessed using multiple
radiological imaging studies; the main prognostic factor after surgery is a histologically negative
resection margin. Biliary drainage and/or portal vein embolization may be performed before
extended radical resection, or liver transplantation may be undertaken in combination with
neoadjuvant chemotherapy or chemoradiotherapy. Though many advances have been made in the
management of CCA, the standard modality of treatment has not yet been established. This review
focuses on the clinical options for different stages of CCA.

Keywords
Cholangiocarcinoma, diagnosis, therapy, malignant biliary obstruction, photodynamic therapy,
review

Date received: 8 July 2013; accepted: 20 July 2013

Introduction
Cholangiocarcinoma (CCA) is a fatal cancer
3
of the biliary epithelium; it arises either Department of Radiology, Cleveland Clinic, Cleveland,
within the liver (intrahepatic cholangiocar- OH, USA
cinoma; ICC) or in the extrahepatic bile Corresponding author:
Professor Xiao Li, Department of Interventional Radiology
1
Department of Gastroenterology and Hepatology, West and Department of Gastroenterology and Hepatology,
China Hospital, Sichuan University, Chengdu, China West China Hospital, Sichuan University, 37 Guoxue Lane,
2
Department of Interventional Radiology, West China Chengdu 610041, Sichuan Province, China.
Hospital, Sichuan University, Chengdu, China Email: simonlixiao@gmail.com
4 Journal of International Medical Research 42(1)

ducts (extrahepatic cholangiocarcinoma; radiotherapy; palliative biliary drainage;


ECC). Globally, CCA is the second most and photodynamic therapy. Results from
common primary hepatic malignancy, with reviews, case reports, randomized controlled
a reported incidence of one to two cases per trials, and cohort, prospective and retro-
100 000 in the USA.1 Several epidemio- spective studies for which the title and
logical studies have shown that the incidence abstract were available in English were
and mortality rates of ICC are increasing, included. Studies with <10 patients were
while those of ECC are falling.27 excluded.
The exact aetiology of CCA is unknown.
There are several well-dened risk factors,
however, including primary sclerosing chol-
Diagnosis
angitis, liver uke infestation, congenital The clinical features of CCA depend on the
bropolycystic liver disease and intrahepatic stage and location of the tumour. As there
biliary stones.2,5,8,9 Other risk factors are no specic symptoms in the early stages
include exposure to dioxin, Thorotrast or of CCA, most patients present at an
nitrosamines.10 advanced stage. Patients with ECC usually
As there are no specic symptoms in early present with obstructive jaundice, whereas
malignant lesions, patients with CCA those with ICC usually present with abdom-
mostly present in the advanced stages of inal pain. Common complaints include prur-
the disease, which contributes to its poor itus, weight loss, fever, and symptoms
prognosis. With the advent of new tech- related to biliary obstruction such as clay-
niques such as intraductal ultrasonography coloured stools and dark urine. Physical
and in situ hybridization for clinical screen- signs include jaundice, hepatomegaly and a
ing in patients with high risk factors, early right upper quadrant mass. Serum alkaline
detection of CCA has become feasible: this phosphatase and bilirubin levels are elevated
can lead to successful surgical resection if bile duct obstruction is present. No spe-
of these lesions and an improved cic tumour markers have yet been identi-
outcome. In patients with advanced CCA, ed in CCA. Although the sensitivity and
margin-negative (R0) resection can be specicity of carcinoembryonic antigen and
achieved in increasing numbers of patients cancer antigen 19-9 (CA19-9) are low, they
using preoperative portal vein embolization may be of value in predicting prognosis after
followed by extended radical resection or surgery or for screening of patients, espe-
neoadjuvant chemoradiotherapy, and then cially in those with predisposing risk fac-
organ transplantation, with an improved tors.11,12 Other markers may have clinical
prognosis. In patients with unresectable signicance. Serum levels of matrix metallo-
CCA, new technologies such as photo- proteinase-713 and tumour M2-PK14 have
dynamic therapy and endoscopic or percu- been shown to have the potential to dier-
taneous stent implantation have entiate CCA from benign biliary tract dis-
signicantly improved quality of life and ease with more sensitivity and specicity
survival time. than CA19-9. In addition, an animal trial
This review was based on literature reported that a novel CCA-associated
searches in PubMed and the Science carbohydrate antigen may have potential
Citation Index using the following as a marker for the early diagnosis of
search terms: cholangiocarcinoma and CCA.15 Zabron et al. conrmed that neu-
diagnosis; aetiology; surgery; extended trophil gelatinase-associated lipocalin
surgery; liver transplantation; neo- (NGAL) was a potential biomarker to dis-
adjuvant chemoradiation; chemotherapy; tinguish benign from malignant biliary
Yao et al. 5

obstruction.16 The development of modern dilatation, and detect regional lymph node
tissue pathological technology enabled some enlargement, atrophy of the lobe and satel-
new aspects of CCA to be studied. lite nodules, but also have the advantage of
Subrungruang et al. demonstrated upregu- being able to perform precise multidirec-
lation of seven genes (FXYD3, GPRC5A, tional assessment of biliary and vascular
CEACAM5, MUC13, EPCAM, TMC5 and involvement, which helps in the accurate
EHF) and downregulation of three genes prediction of resectability.2025 Similarly,
(CPS1, TAT and ITIH1) in ICC. This MRCP in combination with MRI is a reli-
provided exon-level expression proles, able non-invasive diagnostic method for the
which might be useful for early diagnosis pre-therapeutic staging of CCA. Due to its
of CCA.17 Shigehara et al. demonstrated intrinsic high tissue contrast and multiplanar
that some miRNAs (miR-9, miR-302c, miR- ability, MRI with MRCP is capable of
199a-3p and miR-222) in human bile were examining all the structures involved, such
more highly expressed in biliary tract cancer as bile ducts, vessels and hepatic paren-
than in benign conditions, so miR-9 might chyma, and a precise preoperative assess-
be helpful in the diagnosis and clinical ment of the tumour can therefore be
management of biliary tract cancer.18 achieved.2629 There are no major dierences
Markers for the precise prediction of the between CT and MRI for preoperative
prognosis of CCA have been dicult to appraisal for patients with CCA,30 and
identify. Recently, it has been shown that these imaging techniques play complemen-
single nucleotide polymorphisms (SNPs) tary roles in the process of clinical diagnosis
were able to predict the outcome of CCA and preoperative assessment. PET using the
and the B-cell-lymphoma-2 (Bcl-2) 938C> radiotracer [18F]uorodeoxyglucose has
A polymorphism was associated with a become a useful staging technique for
favourable clinical outcome.19 many neoplasms. One study of 123 patients
In patients with suspected CCA, transab- with suspected and potentially operable
dominal ultrasonography and other non- CCA demonstrated that PET-CT was more
invasive imaging should be performed to accurate than CT in the diagnosis of regional
conrm the diagnosis. Transabdominal lymph node metastases (75.9% versus
ultrasound is sensitive for visualizing the 60.9%, P 0.004) and distant metastases
bile ducts, conrming ductal dilatation and (88.3% versus 78.7%, P 0.004), but had no
ruling out choledocholithiasis. For precise statistically signicant advantage over CT or
characterization of the neoplasm and plan- MRI/MRCP in detecting local lesions.31
ning further management, however, Although the rapid development of ima-
other imaging modalities such as computed ging technology and instrumentation has
tomography (CT), contrast-enhanced CT enabled the accurate demonstration of
(including three-dimensional reconstruc- lesions, these imaging modalities are of
tion, three-phase CT and CT angiography), limited value in early CCA, when there are
cholangiography, positron emission tomog- small or even no changes in morphology. In
raphy (PET) and magnetic resonance ima- addition, dierentiating between benign and
ging (MRI), including magnetic resonance malignant bile duct stricture is very dicult,
cholangiopancreatography (MRCP), should but this distinction is important in treatment
be carried out preoperatively. planning. These clinical problems can be
Computed tomography and contrast- addressed by the use of cytology or tissue
enhanced CT can not only visualize the biopsy via endoscopic retrograde cholangio-
local anatomical structures, measure the size pancreatography (ERCP), percutaneous
of the tumour and the extent of the bile duct transhepatic cholangiography (PTC),
6 Journal of International Medical Research 42(1)

cholangioscopy or endoscopic ultrasonog- and IV. IDUS images also have important
raphy (EUS)-guided ne needle aspiration. clinical signicance in the dierentiation of
Due to its relative ease and safety, many malignant and benign lesions. Tamada
studies have suggested that cytology during et al.37 reported that when IDUS images
ERCP, despite its low sensitivity, remains a showed a polypoid lesion, localized wall
good choice for the diagnosis of causes of thickening, intraductal sessile tumour or
biliary stricture.3235 To improve the sensi- sessile tumour outside of the bile duct, the
tivity, further renements in technique and sensitivities of the biopsy were 80%, 50%,
procedure have been suggested. One study of 92% and 53%, respectively, and that the
cytodiagnosis through ERCP showed that presence of sessile tumour (intraductal or
intraductal aspiration had a signicantly outside of the bile duct), tumour size
higher sensitivity (89% versus 78% for >10.0 mm and interrupted wall structure
adequate samples and 89% versus 37% for on IDUS images could predict malignancy
all samples) and signicantly superior cellu- in patients with a negative ERCP-guided bile
lar adequacy (92.8% versus 35.7%) than duct biopsy. In addition, a number of studies
brushing in patients with suspected malig- have demonstrated the safety and high
nant biliary stricture.36 In patients with accuracy, sensitivity and specicity of EUS
negative results on ERCP-guided bile duct and EUS-guided ne needle aspiration in
biopsy, biopsy sensitivity was improved by patients with negative results after endo-
the use of intraductal ultrasonography scopic brush cytology and biopsy.4348 These
(IDUS)-guided forceps during ERCP.37 results suggest that these techniques can play
Similarly, cytology or biopsy during PTC a signicant role in planning further
has been shown to be eective and safe. In management.
the study of Jung et al.,38 patients with As patients with primary sclerosing chol-
obstructive jaundice underwent translum- angitis have a high risk of developing CCA,
inal forceps biopsy during or after percutan- attention should be paid to early detection
eous transhepatic biliary drainage (PTBD), of malignant lesions in these patients.
with a sensitivity, specicity and accuracy of Tumour serology combined with IDUS
78.4%, 100% and 79.2%, respectively, with- and cross-sectional liver imaging and cytol-
out any major complications related to the ogy during ERCP/PTC have been shown to
biopsy procedures. Other studies have also be helpful for CCA screening and diagnosis
demonstrated that biopsy during PTBD is a in patients with primary sclerosing cholan-
safe procedure and can provide relatively gitis.4951 Naitoh et al.52 reported that IDUS
high accuracy in the diagnosis of malignant ndings were useful for distinguishing
biliary obstructions.39,40 Currently, there are immunoglobulin G4-related sclerosing chol-
no signicant dierences in sensitivity and angitis from CCA. In addition, Huddleston
complications between cytology/biopsy with et al.53 described the use of UroVysionTM
ERCP or PTC, but more attention should be uorescence in situ hybridization on bile
paid to the fact that catheter tract implant- duct brushing for the detection of CCA in a
ation metastasis is not a rare complication 17-year-old boy with primary sclerosing
following PTBD in ECC.41,42 The study of cholangitis.
Kim et al.43 indicated that PTC in combin-
ation with IDUS was highly accurate for Treatment
assessing Bismuth type in patients with hilar
CCA, which may help in the identication of
Resection
an optimal surgical plan for the treatment of Surgical resection is the only potentially
hilar CCA, especially in Bismuth type III curative approach currently available,
Yao et al. 7

although distant metastasis to the lung, (5 mm versus <5 mm) has been reported to
peritoneum or other organs is a contraindi- be a better predictor of long-term outcome
cation for resection. Preoperative evaluation than the American Joint Committee on
of the future remnant liver volume and the Cancer staging system.69 In patients with
patients general condition is important in ICC, the macroscopic histopathology has
deciding whether or not they are suitable for been shown to be useful for predicting
surgery. The prognosis of patients with survival after hepatectomy, with the mass-
CCA after surgery is generally poor, with a forming plus periductal inltrating type
reported 5-year survival rate in all patients having a more unfavourable prognosis
of <20%, improving to approximately 30% than the mass-forming type.59
in those with R0 resection; median survival
times were 15 and 28 months, respectively.54
Many studies have demonstrated that the
Liver transplantation
major independent prognostic factor after The use of liver transplantation is contro-
surgery is R0 resection of the tumour.5457 versial as CCA has a poor prognosis with
To achieve R0 resection, hepatectomy and/ high recurrence rates. However, a study at
or pancreaticoduodenectomy is frequently the Mayo Clinic in the USA found that after
required. Local resection in combination liver transplantation with neoadjuvant che-
with caudate lobectomy for hilar CCA has moradiation, the survival rate of patients
resulted in a greater number of patients with with localized, node-negative hilar CCA was
R0 resection and has improved the long- signicantly higher than that of patients
term prognosis.58 More aggressive resection with resectable hilar CCA after R0 resection
with trisegmentectomy or even semihepa- (P 0.022);70 in addition, tumour recur-
tectomy has been used in some patients and rence was less frequent (13% versus 27%)
was associated with signicantly increased and occurred later (mean 40 months versus
survival.5960 However, the postoperative 21 months) after transplantation compared
mortality due to liver dysfunction is also with resection.70 Another retrospective
slightly higher with these more extensive study demonstrated that orthotopic liver
operations.5861 To reduce the risk of post- transplant had a signicantly higher 5-year
operative liver dysfunction with semihepa- tumour recurrence-free survival rate (33%)
tectomy or resection of more than 5060% than radical bile duct resection combined
of the liver, some researchers have employed with partial hepatectomy (0%) (P 0.05)
preoperative ipsilateral portal vein and orthotopic liver transplant combined
embolization, which can induce compensa- with neoadjuvant and adjuvant therapies
tory hypertrophy of the future remnant was associated with a better survival rate
liver.6264 Some patients deemed not suitable (47%) than transplant alone (20%) or trans-
for surgery because of liver dysfunction or plant with adjuvant therapy (33%)
severe cholangitis secondary to cholestasis (P 0.03) in patients with intrahepatic or
or bile duct obstruction may be able to hilar CCA.71 The strategy of combining
undergo surgical resection following pre- neoadjuvant chemotherapy and liver trans-
operative biliary drainage.65 plantation may bring new hope to the
Other prognostic factors after R0 resec- treatment of this dicult disease.
tion for CCA include lymph node metasta-
sis, perineural invasion and combined
vascular resection due to portal vein and/
Palliative biliary drainage
or hepatic artery invasion.1,54,6668 In hilar As patients with CCA mostly present at an
CCA, the invasion depth of the tumour advanced stage, many are unsuitable for
8 Journal of International Medical Research 42(1)

curative resection because of chronic duct majority of patients with non-resectable


obstruction resulting in recurrent cholangitis hilar CCA.83
and liver dysfunction. For these patients, the The classic palliative surgery for patients
main purpose of therapy is to relieve symp- with malignant biliary obstruction is a bil-
toms (pain, pruritus, jaundice and cholan- iaryenteric bypass. However, surgical
gitis) and improve their quality of life. drainage procedures show no superiority
The high success rate and low risk of in terms of procedure-related mortality,
endoscopic biliary drainage achieved by survival or cost-eciency rates over non-
developments in endoscopic apparatus and surgical drainage procedures such as PTBD,
technology has encouraged its use in endoscopic nasobiliary drainage and endo-
patients with denite unresectable CCA.72 scopic or percutaneous stent implantation.84
Compared with endoscopic drainage, per- Therefore, non-operative biliary drainage
cutaneous biliary drainage has a similar should be the rst choice to resolve biliary
success rate and procedure-related risk, but obstruction in non-resectable CCA, with
can better image the proximal extent of the surgical bypass being reserved for patients
tumour.73 It is often performed when endo- with failed endoscopic/percutaneous drain-
scopic drainage has failed, when there is age and a good life expectancy.85
infection of isolated obstructive segments or
in the absence of high level endoscopic
expertise for complex procedures. The two
Chemotherapy
modalities should be used complementally Chemotherapy has been used in an attempt
in the management of biliary obstruction, to control disease and to improve survival
especially after failure of ERCP.74 and quality of life in patients with unresect-
A number of studies have demonstrated able, recurrent or metastatic CCA. In a
that EUS-guided biliary drainage is an retrospective study of 93 patients with
eective technique in obstructive jaun- unresectable or metastatic CCA, those trea-
dice.7577 As several randomized controlled ted with chemotherapy had a signicantly
trials have suggested the superiority of metal higher median overall survival than those
stents over plastic stents for patency,7880 the who did not receive chemotherapy
use of a metal stent is preferred in patients (P 0.002).86 Eckmann et al.87 reported
expected to survive for more than 6 months. that gemcitabine/cisplatin and other alter-
Besides the choice of the stent, whether one native combinations (including capecita-
or both lobes of the liver should be drained bine/oxaliplatin, gemcitabine/capecitabine
is also controversial. Drainage of 30% of the and gemcitabine/oxaliplatin) were eective
liver volume has been shown to be eca- regimens in maintaining disease control in
cious in the relief of symptoms.81 A rando- ICC and hilar CCA. In addition, two sep-
mized trial demonstrated that unilateral arate case reports observed patients with
drainage had a higher success rate (88.6% unresectable CCA who were successfully
versus 76.9%, P 0.04) and lower post- downstaged by chemotherapy and con-
procedure cholangitis rate (18.9% versus verted to curative resection.88,89 In a
26.9%, P 0.02) than bilateral drainage; Japanese study, postoperative gemcitabine-
however, there was no signicant dierence based adjuvant chemotherapy was reported
in long-term survival between the two pro- to provide additional survival benet in
cedures.82 In a subsequent study, the same patients with hilar CCA.90 One randomized
investigators reported that the use of a controlled test investigated the ecacy of
unilateral metallic stent was safe, feasible gemcitabine and oxaliplatin plus erlotinib
and achieved adequate drainage in the great versus chemotherapy alone for advanced
Yao et al. 9

biliary tract cancer. Although no signicant but were superior to rates in transarterial
dierence in progression-free survival (PFS) chemoembolization with mitomycin-C (pro-
was found, the addition of erlotinib to gression-free survival of 1.8 months, overall
gemcitabine and oxaliplatin showed antitu- survival of 5.7 months). A further study also
mour activity and might be a treatment found that treatment with transarterial
option for patients with CCA.91 Zhu et al. chemoembolization with gemcitabine and
also showed that combined bevacizumab cisplatin resulted in signicantly longer sur-
with gemcitabine and oxaliplatin vival than transarterial chemoembolization
(GEMOX-B) increased the antitumour with gemcitabine alone (13.8 months versus
activity with a tolerable safety prole in 6.3 months).98
patients with advanced biliary tract cancers; Micro-RNA (miRNA) can modulate gene
there was a decrease in the standardised expression. Alterations in miRNA expres-
uptake value (SUVmax) on [18F]FDG-PET sion lead to tumour response to chemother-
scans after treatment, which was associated apy. The inhibition of miR-21 and miR-200b
with disease control and increases in PFS have been shown to increase sensitivity to
and overall survival.92 The Raf/MEK/ERK gemcitabine in CCA.6 Suppression of galec-
kinase pathway is disrupted in many cancers, tin-3 expression in CCA cells with siGal-3-
so sorafenib should in theory be eective in K402 signicantly enhanced apoptosis
CCA. Dealis et al. evaluated the activity of induced by cisplatin or 5-uorouracil,
sorafenib in advanced CCA and showed whereas overexpression of Gal-3 led to an
control of the disease in 31.7% of patients,93 increased resistance to drugs.99
while the study of Bengala et al. showed that
sorafenib as a single agent had a low eect-
iveness in CCA, but patients in a better
Radiotherapy
condition had an improvement in PFS.94 Radiotherapy, including external beam
To reduce the drug toxicity of systemic radiotherapy and intraductal radiotherapy,
chemotherapy and improve eectiveness in uses high-energy X-rays to damage DNA,
unresectable CCA, chemotherapeutic agents resulting in tumour tissue necrosis. In
have been given via transcatheter arterial patients with advanced CCA that is unsuit-
infusion. van Riel et al.95 observed that able for curative resection, radiotherapy
gemcitabine given via a 24-h hepatic arterial alone or in combination with other
infusion was well tolerated and resulted in approaches such as chemotherapy and/or
signicantly lower systemic gemcitabine biliary decompression is an eective treat-
plasma concentrations than intravenous ment option, prolonging survival and
infusion. However, Inaba et al.96 reported improving quality of life.100104 Patients
that the toxicity of 1000 mg/m2 gemcitabine with resectable ECC who had microscopic-
via transcatheter arterial infusion in patients ally positive resection margins showed
with unresectable ICC was tolerable, but the higher median disease-free survival rates
desired ecacy could not be reached. A (21 months versus 10 months, P 0.042)
retrospective study by Kuhlmann et al.97 and decreased local failure (35.6% versus
reported that progression-free survival and 61.7%, P 0.02) with postoperative adju-
overall survival in transarterial chemoem- vant radiation than with resection alone;
bolization with irinotecan-eluting beads these outcomes were doubled compared
were similar to those for systemic chemo- with no adjuvant therapy in patients with a
therapy with oxaliplatin and gemcitabine positive resection margin and lymph node
(3.9 months versus 6.3 months, and 11.7 metastasis.105 In patients with resected ICC
months versus 11.0 months, respectively), and concurrent lymph node metastases,
10 Journal of International Medical Research 42(1)

postoperative adjuvant radiotherapy to generate oxygen free radicals, which then


improved the median survival time com- kill cancer cells. Because of the limitations of
pared with no radiotherapy (19.1 months in vivo therapy, photodynamic treatment is
versus 9.5 months, P 0.011).106 However, mostly applied using percutaneous transhe-
in the studies of Stein et al.107 and Oh patic or endoscopic techniques in patients
et al.,108 patients with lymph-node negative with unresectable CCA. Photodynamic ther-
hilar CCA or ECC with a positive resection apy alone or in combination with biliary duct
margin beneted from postoperative adju- stenting or chemotherapy has been reported
vant radiotherapy, but not those with lymph to be eective in the palliative treatment of
node metastases. biliary obstruction, with prolongation of the
survival time.112,113 In a retrospective ana-
lysis of patients with advanced hilar CCA,
Chemoradiation therapy photodynamic therapy not only extended the
A combination of chemotherapy with radi- median survival, but also the median metal
ation should theoretically be more eective stent patency period.114
than either method alone. Leong et al.109
demonstrated the additional benet of
chemoradiation in patients with either unre-
Conclusion
sectable or locally advanced CCA. A retro- In conclusion, though many advances have
spective study by Nelson et al.110 also been made in the management of CCA, the
suggested that postoperative chemora- standard modality of treatment has not yet
diotherapy had a possible benet in terms been established. This review focuses on the
of local control in patients with advanced, clinical options for dierent stages of CCA.
resected ECC. Preoperative adjuvant che-
moradiotherapy is mainly used in patients
preparing for liver transplantation. Selected Declaration of conflicting interest
patients with localized, node-negative, unre- The authors declare that there are no conicts of
sectable hilar CCA treated by liver trans- interest.
plantation in combination with neoadjuvant
chemoradiotherapy achieved signicantly
higher 5-year survival rates, lower incidences Funding
of tumour recurrence and later recurrence This work was supported by The National
than those of patients with resectable hilar Natural Science Foundation of China (grant
CCA after R0 resection,70 and orthotopic no. 81171444).
liver transplant combined with neoadjuvant
and adjuvant therapies was associated with
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