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An Introduction to the Standard Model

Gianluigi Fogli
Dipartimento di Fisica & INFN - Bari

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013


Outline

1. A critical approach to the Standard Model

2. The Electromagnetic Interaction

3. Weak Interactions

4. Electroweak Interactions

5. Gauge Symmetry

6. The Standard Model

7. Renormalization and Running Coupling Constants

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 2


Reference textbooks

Main text of reference for these lectures:


Francis Halzen and Alan D. Martin,
Quarks and Leptons: An Introductory Course in Modern Particle Physics

A more theoretical approach:


Giovanni Costa and Gianluigi Fogli,
Symmetries and Group Theory in Particle Physics

A more experimental approach:


Alessandro Bettini,
Introduction to Elementary Particle Physics

Texts on Quantum Field Theory:


James D. Bjorken and Sidney Drell,
Relativistic Quantum Fields

Michael E. Peskin and Daniel V. Schroeder,


An Introduction to Quantum Field Theory

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 3


1. A critical approach to the Standard Model

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 4


1. About Fundamental Interactions

Scope of Fundamental Physics: description all natural phenomena in terms of


basic theoretical laws, able to reproduce and
predict experimental observations.

At the microscopic level all natural phenomena understood in terms of three


basic fundamental interactions

Electromagnetic
Weak interactions
Strong

All these three interactions studied within the same framework characterized
by
Quantum Mechanics Local Relativistic Quantum Field Theory
Special Relativity

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2. The Gauge Invariance Principle

Each particle is considered point-like and is described by a field with specific


transformation properties under the Lorentz Group.

The properties of the three interactions are understood within a common,


general principle, the

Gauge Invariance Principle

In other words, they are asked to satisfy a gauge symmetry invariance, which
means that they are supposed to be invariant under phase transformations that
rotate the basic internal degrees of freedom (internal quantum numbers), with
rotation angles dependent on the specific space-time coordinates (Local Gauge
Invariance).

Field Theories with gauge symmetry in a 4-dimensional space-time are


renormalizable, which means that they are completely determined in terms of
the gauge group of symmetry and the representations of the interacting fields.

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3. The Standard Model

Indeed, a complete description of the three interactions is possibile in terms of a


well-defined gauge theory, characterized by

12 gauged non-commuting charges

known as The Standard Model of the fundamental interactions.

It is remarkable that at present only a subgroup of the Standard Model


symmetry is reflected by the spectrum of the physical states.

The part of the electroweak symmetry related to the Higgs mechanism and to
the spontaneous symmetry breaking of the gauge symmetry is still hidden to us.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 7


4. Where is Gravity ?

For all material bodies on the Earth and in all astrophysical and cosmological
phenomena a fourth interaction,

the gravitational interaction


has an important role, however negligible in atomic and nuclear physics.

The theory of General Relativity is the classical (non quantistic) description of


gravity, going beyond the statical approximation described by the Newton Law
and including dynamical phenomena (for example, gravitational waves).

As one can easily understand, the problem of formulating a quantum theory of


gravitational interactions is one of the central problems of the contemporary
theoretical physics.

On the other hand, quantum effects in gravity are expected to become important
only for energy concentrations in space-time that in practice are not accessible
to the experimentation in laboratories.

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5. The Planck Mass

So, gravity has no measurable effects on a subatomic scale and no manifestations


that can guide us to a quantum field theory of it.

It is possible however to estimate the distance r at which the gravitational force


between two particles become significant.

Let us remind how we obtain a dimensionless measure of the strenght of


electromagnetic interactions: we compare the electrostatic energy of repulsion
between two electrons at a distance equal to the natural unit of lenght (the
Compton wavelenght) with the rest mass energy of the electron:

4 adopting the rationalized


Heaviside-Lorentz system:
1 e2 1 e2 1
=
mc2 =
~
~ 137
it reduces Maxwell eqs. to
4
/mc
4
c
their simplest form and is
usual in particle physics

which represents the so-called fine structure constant.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 9


In a similar way, we can estimate that gravitational effects become of order 1
(the interaction becomes a strong interaction) when the masses of the two
particles that interact gravitationally (m1 = m2 = M) are such that the
gravitational potential is comparable to the rest mass energies of the particles,
i.e. when
GM2
r
Mc2 ~ 1

for masses separated by a natural unit of lenght


r =
Mc
This gives
1/2
c5
Mc2 = = 1.22 x 1019 GeV Planck Mass
G

The Planck Mass is the only dimensional quantity appearing in gravity. It indicates
the mass scale at which gravitational effects become significant.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 10


It is interesting to compare the Planck mass to the mass scale at present under
observation in the LHC experiments at CERN: 7-14 TeV (later we will compare
also with the mass scale coming from GUTs, the Grand Unified Theories).

Instead of considering the mass scale, we can look to the distance at which the
interaction takes place, making use of the Heisemberg indetermination principle,
p r .

In the case of the LHC, we are testing the interaction at distances of the order

rLHC 10-18 cm

On the basis of the experiments performed until now, we can say that down to
distances of this order of magnitude the subatomic particles do not show an
appreciable internal structure and behave as elementary and point-like.

Using the Planck Mass to estimate the distances at which the quantum effects
due to gravity become significant, we find

rPM 10-33 cm

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6. String theories

At these distances, r ~ 10-33 cm, the particles so far appeared as point-like could
well reveal a structure, like strings, and could require a completely different
theoretical framework.

A theoretical framework of which the local quantum field theory description of


the Standard Model would be just a low energy/large distance limit.

At present the most complete and plausible description of quantum gravity is a


theory formulated in terms of non-point-like objects, called strings, extended
over distances much shorter than those experimentally accessible, objects that
live in a space-time with 10 or 11 dimensions.

The additional dimensions beyond the usual 4 are, typically, compactified. In


principle, string theories constitute an all-comprehensive framework that
suggests a unified description of all interactions. However, at present they
represent only a purely speculative framework, not accessible to experiment.

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7. More on implications of a description in terms of relativistic
local fields

The description in terms of relativistic local fields has important implications


that we attempt to review here.

Since the photon emerges in a natural way from the quantization of the Maxwell
field A(x), it is reasonable to ask whether also the other particles observed in
nature, primarily the electron, are also related to force fields by the same
quantization procedure.

When this point of view is assumed, it becomes natural to associate with each
kind of observed particles a field (x) which satisfies an assumed wave equation.
The particle interpretation of the field (x) is obtained when we apply the
canonical quantization program.

An implication of such a program is that we are led to a theory with differential


wave propagation. The fields (x) are continuous functions of continuous x and t,
and the values of (x) at x are determined by properties of the fields
infinitesimally close to x.

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For most wave fields (for example, sound waves or the vibrations of strings and
membranes) such a description is an idealization which is valid for distances
larger than the characteristic lenght which measures the granularity of the
medium (the air for sound waves). For smaller distances these theories are then
modified in a profound way.

Apparently, the electromagnetic field is a notable exception. Indeed, until the


special theory of relativity obviated the necessity of a mechanical interpretation,
physicists made great efforts to discover evidence for such a mechanical
description of the radiation field.

After the requirement of an ether propagating light waves had been abandoned,
it has been considerably less difficult to accept the same idea when the observed
wave properties of the electron suggested the introduction of a new field (x).
From that moment, the present description of the subatomic world in terms of
relativistic local fields follows.

However, it is a gross and profound extrapolation of our present experimental


knowledge to assume that a wave description successful at large distances (as
we have seen, 10-18 cm at LHC) may be extended to distances an indefinite
number of order of magnitude smaller.

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In the relativistic theory the assumption that the field description is correct in
arbitrarily small space-time intervals leads in perturbation theory to
divergent expressions for the electron self-energy and the bare charge.

These divergence difficulties have been sidestepped with the renormalization


theory. However, it is widely felt that the divergences, that enter through the
estimate of the quantum effects of the theory, are symptomatic of a chronic
desease in the small-distance behaviour of the theory.

At this point it is legitime to ask why local field theories, that is theories of
fields which can be described by differential laws of wave propagation, have been
so extensively used and accepted.

There are several reasons of that.

An important reason is that with their aid we have found a significant agreement
with observations.

But the foremost reason is brutally simple. There exists no convincing form of a
theory which avoids differential field equations.

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The Standard Model is indeed a theory based on a relativistic local field
description. Because of the existence of creation and annihilation processes, it is
at once a theory of the many-body problem.

The prescription of a quantization strongly involves the existence of a


Hamiltonian H. However, since it generates infinitesimal time displacements, we
are led to a description with differential development in time. Lorentz invariance
then requires a differential development in space as well.

The notion of a Lorentz invariant microscopic description in terms of continuous


coordinates x and t implies that the influence of the interaction should not
propagate through space-time with velocity faster than c. This notion of
microscopic causality strongly forces us again into the field concepts.

Of course, a Hamiltonian may well not exist for a non-local granular theory: if it
does not, the link connecting us with the quantization method of non-relativistic
theories is fatally broken.

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There is no concrete experimental evidence of a granularity at small distances.
There is likewise nothing but positive evidence that special relativity is correct in
the high-energy domain, and, furthermore, there is positive evidence that the
notion of microscopic causality is a correct hypothesis.

Since there exists no alternative theory which is any more convincing, we are
forced to restrict ourselves to the formalism of relativistic local causal fields. It
is undoubtedly true that a modified theory must have local field theory as an
appropriate large-distance approximation or correspondence.

However, we again emphasize that the formalism of the Standard Model may well
describe only the large-distance limit (at present, distances 10-18 cm) of a
physical world of considerably different submicroscopic properties.

But let us now abandon these speculations and go to the concrete formulation of
the Standard Model.

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2. The electromagnetic interaction

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1. A spinless electron in an electromagnetic field

A free spinless electron satisfies the Klein-Gordon equation

( + m2 ) (x) = 0

which is nothing else that the relativistic energy-momentum relation

E2 +
p2 = m2

with the introduction of the differential quantum operators p i


.
x

In classical electrodynamics the motion of a particle of charge e in an


electromagnetic potential A is obtained by the substitution

p p + eA quantum-mechanically i i + eA
corresponding to

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 19


so that the Klein-Gordon equation becomes

( + m2 ) (x) = -V(x) with V = -ie (A + A) e2A2

sign chosen according to the relative e related to the coupling: in natural units
e2
=

sign of kinetic energy and potential 4

in the Schrodinger equation

In the usual non-relativistic perturbation theory the transition amplitude for the
scattering of a spinless electron from a state i to the state f off an
electromagnetic potential A is given by

Tfi = -i f*(x) V(x) i(x) d4x = i f*(x) ie (A + A ) i(x) d4x


Integrating by parts

f* (A i) d4x = - (f*) A i d4x


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we obtain
jfi
i f
Tfi = -i jfi(x) A(x) d4x

with

electromagnetic
jfi = - ie [f*(i) - (f*) i]
current
A

If the ingoing and outgoing electrons have momenta pi and pf, respectively, we can
write, with Ni and Nf normalization constants,

i = Ni e-ip x
i

jfi = - e NiNf (pi + pf) ei(pf-pi) x


f = Nf e-ipf x

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 21


1. Spinless electron-muon scattering

We are now able to calculate the scattering of the electron from another particle,
for example a muon. The graph is simple: pA and pC are the initial and final momenta
of the electron, pB and pD of the muon.

j(1) The calculation is similar to the previous one: we have


e- e- to identify A with its source, the charged spinless
pA pC muon of the lower vertex.

The identification is performed through the Maxwell


q equations

A = j(2)

pB pD with
j(2) = - e NBND (pD + pB) ei(pD-pB) x
- j(2) -
From
eiqx = -q2eiqx

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 22


it follows
A = - 12 j(2) with q = pD - pB
q
In conclusion

Tfi = -i j (1) (x) - 12 j(2) (x) d4x


q

Using the currents introduced before we can write

Tfi = -i NANBNCND (2)4 (4)(pD+pc-pA-pB)M

with

g

M = ie (pA+pC) -i ie (pB+pD) invariant amplitude
q2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 23


The invariant amplitude is a relativistic quantity and represents the Feynman
diagram of the process. It contains the dynamics of the interaction. In M we
distinguish

g
is the propagator of the photon (a
-i spin 1 particle) exchanged
q2
j(1) between electron and muon.
e- e-

The photon is virtual, or off-mass-shell: the


ie (pA+pC)
changed particle carries the quantum number
g
of the photon, but not the mass.
-i q
q2
ie (pB+pD)
Each vertex factor contains the
electromagnetic coupling e and the four-
vector index of a current.

- j(2) - In conclusion, the graph describes the


exchange of a virtual photon between the two
currents associated to the two particles,
electron and muon.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 24


1. Electrodynamics of spin- 21 particles
1
It is relatively simple to extend the previous approach to spin 2 particles. A free
electron of four-momentum p is described by a four-dimensional Dirac spinor

(x) = u(p) e-ipx

which satisfies the Dirac equation

(p m) = 0
The substitution
p p + eA

describes the electron in an electromagnetic field A: we write the equation in the


form

(p m) = 0V
with 0V = - e A

where 0 is introduced to make the


equation relativistically invariant.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 25


We can repeat the previous procedure and calculate the scattering amplitude:

Tfi = -i f(x) V(x) i(x) d4x = ie f(x) A i(x) d4x = -i jfiA d4x
with
jfi = -e f i = - e uf ui ei(p -p )xf i where = 0

Jfi Jfi
The vertex factor is now a 1 1 ui uf
4x4 matrix in spin space
ie(pf+pi)
ie

1
The Gordon decomposition of the current shows that the spin 2
electron
interacts via both its charge and its magnetic moment:
1
uf ui = uf (pf+pi) + i(pf-pi) ui
with = i ( )
2m 2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 26


We can now estimate the scattering amplitude of the process e-- e--

Tfi = -i j(1) (x) - 12 j(2) (x) d4x


q
which implies

Tfi = -i (- e uC uA) - 12 (- e uD uB) (2)4 (4) (pA+pB-pC-pD)


q

e-
j(1) e-

so that the invariant amplitude is

ie

g

g
-i 2
q
-iM = (ie uC uA) -i (ie uD uB) ie

q 2

-
j(2) -

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 27


Now we have to estimate |M|2 for all possible spin configurations, which means
average over the spins of the incoming particles and sum over the spins of the
particles in the final state:

1
|M|2 |M|2 = |M|2
(2sA+1)(2sB+1) all spin
states

Introducing explicitly the particle momenta

M = - e2 u(k) u(k) 12 u(p) u(p) e-


e-

q
k k
we can write
ie

e4 g

|M|2 = L
4 e
L muon
-i 2 q
q
q
where ie

Le = 1
[ u(k) u(k)][u(k) u(k)]* p P
2 e spins
-
-

with a similar expression for Lmuon
.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 28


The spin summation requires some care, but can be done with some trace
techniques.

First of all, let us write (using 0 = 0)


[u(k) u(k)] * = [u(k) 0 u(k)] = [u(k) 0 u(k)] = [u(k)u(k)]

The sum in Le can now be done. Writing explicitly the indeces and using the
completeness relations of the Dirac spinors (m being the electron mass)

1 (s) (s) (s) (s)


Le = u (k) u (k) u (k) u (k)
2 s
s

(k + m)
(k + m)

i.e.

1
Le = Tr [(k + m) (k + m) ]

2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 29


Traces are calculated making use of the commutation algebra of the matrices

+ = 2g

Accordingly

Le = 1 Tr (k k ) + 1 m2 Tr ( ) =
2 [kk + kk (k k m2) g]

2 2

In similar way

M2 Tr ( ) =
2 [pp + pp (p p M2) g]

muon
L = 1 Tr (p p ) + 1

2 2

So that, in conclusion

e4
|M|2 = 8 4 [(kp)(kp) + (kp)(kp) m2(pp) M2(kk) + 2m2M2]
q

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 30


3. Weak Interactions

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 31


1. The V-A structure of weak interactions
Typical weak processes

decay n p + e- + e mean life 820 s


- decay - e- + e + = 2.2 x 10-6 s

- decay - - + = 2.6x 10-8 s

Fermi explanation of -decay (1932) inspired by the structure of the


electromagnetic interactions: the -decay in its crossed form

p + e- n + e no propagator:
point-like int. j(1)
p n
described by the invariant amplitude

M = G ( un up) ( u ue)
e-
e
Fermi constant charged weak currents j(2)
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 32
2. Parity violation
In 1956 Lee and Yang made a critical survey of all the weak interaction data and
argued persuasively that parity was not conserved in weak interactions. The Wu
experiment in the same year studied -transition of polarized cobalt nuclei

z
60Co 60Ni* + e- + e
-R
and observed that the electron is emitted
preferentially in the direction opposite to that of
the spin of the 60Co nucleus. +

eL-
The observation is consistent with the
explanation that the required Jz = 1 is formed by
a right-handed antineutrino -
R and a left-handed Jz = 5 Jz = 4 Jz = 1
electron eL. 60Co 60Ni* - R
+ (e-)L+ ()

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 33


The cumulative evidence of many experiments led to the conclusion that only

L and -R
are involved in weak interactions. The absence of R and -
L is a clear indication of
parity violation:

(+ +L) (+ +R) = 0 P violation

Not only parity is maximally violated in weak interaction, but also charge
conjugation, i. e. the interchange particle-antiparticle. Indeed, C transforms a L
into a -
L so that

(+ +L) (- --
L) = 0 C violation

However, the combination of the two symmetry operations is not violated, at least in
principle, in weak interactions

(+ +L) = (- --
R) CP invariance

We will discuss later the problem of CP violation in weak interactions.


Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 34
At the end, we arrive to the conclusion that weak interactions phenomena are
described by a V-A current-current interaction with a universal coupling G.
Accordingly for - and -decay

M( p n e+e) = G [ un (1-5) up][u (1-5)ue]


e
2

M(- e- -
G
e) = [ u
(1-5) u][ue (1-5) u e]
2

Weak interactions are then of the general form

J = -
charge-raising
u 1 (1-5)ue
2 current
M = 4G J J with
2
J = -
ue 1 (1-5)u
charge-lowering
2
current

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 35


3. Interpretation of the coupling G: the intermediate vector
boson theory
The comparison between electromagnetic and weak amplitudes shows that G
essentially replaces e2/q2. Thus G has dimensions GeV-2. It is tempting to extend the
analogy by assuming that weak interactions are characterized by the exchange of
charged vector bosons, W, with an amplitude of the form (for the -decay)

-e) = g 1 g
M(- e- u
(1-5) u ue (1-5) ue
2 MW q 2
2 2

where g/2 is a dimensionless variable e-


g W
and q the momentum carried by the -

vector boson W. 2
g
-e

2

At the present level the introduction of W simply leads to a reinterpretation of the


Fermi constant G. This is the so-called intermediate vector boson hypothesis.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 36


In situations in which q2 M2W (e.g. -decay and -decay) we have

G g2
=

2 8M2W

and the propagator disappears: the interaction is point-like. From the previous
equation we are induced to suspect that weak interactions are weak since M2W is
large, while it is reasonable to expect g e.

With the previous structure of the invariant amplitude, a large number of processes
can be explicitly calculated and compared with the experimental measurements.

Let us only mention an important experimental results, concerning the constant G as


measured in -decay and in -decay. One obtains

G = (1.16632 0.00002) 10-5 GeV-2

G = (1.136 0.003) 10-5 GeV-2

The reason of this difference is important and will be discussed later.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 37


3. Weak neutral currents

Detection in 1973 of neutrino events of the type

-

e - -

e -
clean events, but small cross-section

N X

deep-inelastic scattering (DIS)
neutral
currents !
-

N -

X

A quantitative comparison with the strenght of neutral currents (NC) to charged


currents (CC) weak processes was performed. For example, for DIS processes the
following experimental values were obtained

NC() ( N X)

R = 0.31 0.01
CC() ( N - X)

-
NC() - N - X)

(
R- = 0.38 0.02
CC()-

- N + X)

(

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 38


Data can be understood in terms of neutral current-current interactions of
amplitude (at the quark level)

GN GN cV cA
M= [ u (1- 5) u] [uq (cVq - cAq 5)uq]
2 new parameters

The conventional normalization of the weak neutral current is then of the type

J
NC () = 1 -u 1 (1- ) u

2 2
5
M = 4G 2 JNC J NC = 4GN 2 JNC JNC


with
u-q 1 (cV - cA5) uq
2 2 q q
J
NC (q) =
2

Neutral currents, unlike charged currents, are not pure V-A (cV cA): they have
right-handed components. However the neutrino is left-handed with cV=cA=1/2.

As we will see, in the Standard Model all the couplings cV, cA are all given in
terms of only one parameter, sin2W.
The parameter measures the relative strenght of neutral to charged
current processes. In the minimal version of the Standard Model (MSM) = 1.
This value is confirmed by the experiment within the experimental errors.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 39
4. The Cabibbo angle
We have seen that charged currents are constructed considering transition
between states coupled in the following pairs of (left-handed) fermionic doublets:
e
u
e- - d

They are coupled with the same universal coupling G. However, there are also
processes that implies transitions u s. For example the decay

u + u +
similarly
K+ +
K+ to +
s
d

In 1963 Cabibbo suggests to accomodate observation as K+ decay maintaining


universality but modifying the quark doublets: charged currents couple rotated
quark states as
u u d = d cosc + s sinc
with
d' s' s = -d sin + s cos c c

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 40


The quarks d and s are mixed in terms of the arbitrary parameter c, the Cabibbo
angle, to be measured experimentally. This gives rise to a comparison of S = 0 and
S = 1 processes, with a suppression ~ sin2c of the decay of strange particles
(being c 13).
The introduction of Cabibbo angle leads to a new form of charged currents, always
in the form

M = 4G J J CC
2

but with now


cosc sinc
J = ( - - ) 1 (1- 5) U d
u c being U =

2 s - sinc cosc

It is now clear the reason of the small difference between G and G: G includes
the cosine of the Cabibbo angle. The relation is

G = G cosc

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 41


4. The GIM Mechanism
The original motivation of the proposal of the GIM mechanism has been to
understand why there are no transitions s d, which change flavor but not
charge.

Indeed, the experimental evidence for the absence of strangeness-changing


neutral currents is compelling. Absent or strongly suppressed are decays of strange
particles as

K0 +- K+ +e+e- -
K+ +

This leads to the conclusions that direct transitions


d +
s d K0
s -
are forbidden.

When the GIM mechanism has been proposed (1970), only the three lightest quarks
(u, d, s) were supposed to exist.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 42


However, even excluding direct neutral current transitions s d, the K0 +-
decay would occur at a rate far in excess of what is observed

(K0 +-) d W -

= (9.1 1.9) 10-9
(K0 all)
u

because of charged current u d transition
due to the box diagram in which the
transition is mediated by a quark u. s W +

M ~ coscsinc
The GIM proposal was to introduce a fourth
quark c, of charge 2/3, such that a second
box diagram occurs, which would cancel d W -

exactly the first if it were not for the mass
difference between c and u. c

The existence of the quark c was predicted


together with an estimate of its mass, in good s W +

agreement with the next estimates from
experiment. M ~ -sinccosc

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 43


It is important to understand how the GIM mechanism works, as an effect of the
unitarity of the matrix U which describes the quark rotation in the charged
current structure

d cosc sinc d that we rewrite


=
synthetically di = j Uijdj
s -sinc cosc s
-
Starting from neutral currents of the form didi and summing up we have
- - -
i didi = ijk djU jiUikdk = j djdj

which shows that only diagonal transitions are allowed.

Q: Why the mixing is taken in the down-type quarks?


A: The reason is historical. The mixing could equally be taken in the up-type
quarks.

Q: Why no Cabibbo mixing in the leptonic sector?


A: The reason is the mass degeneracy of neutrinos, that are massless in the
SM. Indeed, as well known, there is a mixing also in the leptonic sector.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 44
4. The Kobayashi Maskawa matrix
As well-known, there exists a third generation of leptons and quarks, so that we
have to consider three quark doublets
u c t
d s b
with their mixing.

In the case of two doublets the mixing is described in terms on only one parameter,
the Cabibbo mixing angle c.

How many parameters we have in the general case of N doublets?

The number of parameter (angles and phases) of a NN unitary matrix U is N2. We


can subtract (2N-1) phases since we can absorb them in the 2N quark fields, apart
from 1 overall phase. We can also subtract the number of parameters (angles) that
characterize an orthogonal N N matrix. In conclusion we have

1 1
N2 (2N - 1) - N (N 1) = (N 1)(N 2) residual phases
2 2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 45


There are no phases for N=2, but there is a phase if N=3. Then, for three
generations we have 3 angles and 1 phase factor, ei.

We rewrite charged currents in terms of all the three quark doublets

d
- --
J = ( u c t ) 1 (1- ) U s
2 5

The unitary matrix U describes the charged currents transitions according to

Uud Uus Uub c1 -s1c3 -s1s3


Ucd Ucs
Ucb
=
s1c2 c1c2c3-s2s3ei
c1c2s3-s2c3ei

Utd Uts
Utb
s1s2 c1s2c3+c2s3ei
c1s2s3+c2c3ei

where one of the most usual parametrizations is also indicated (with ci, si cosine and
sine of the angles 1, 2, 3).

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 46


5. CP violation
An analysis of CP invariance requires the comparison of the amplitudes of a generic
process and of the process conjugate under CP.

Let us consider the charged current process ab cd. Uca


a c
The invariant amplitude is given by

M Jca J bd
-
uc (1- 5) Uca ua u-b (1- 5) Ubd ud =


W

= Uca Udb* -
uc (1- 5) ua -
ud (1- 5) ub
b d
Udb *

On the basis of the correspondence between particle solutions going backward in


time and antiparticle solutions going forward in time, the previous amplitude
describes both the two processes
-- --
ab cd cd ab

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 47


Let us now consider the process
Uca*
-ab- -cd- -a -c

Its amplitude is obtained taking the conjugate W


currents, so that it corresponds to
- -
b d
M Jca J bd
U * U - -


db ua (1- 5) uc ub (1- 5) ud
Udb

ca

This process is described by the same Hamiltonian H: indeed H is hermitian, so it


contains M + M .
In order to understand if the process ab cd is invariant under CP, we have to
calculate the process conjugate under CP and compare its invariant amplitude,
MCP, with M .

If
MCP = M

occurs, then the process ab cd is CP invariant. Otherwise CP is violated.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 48


We omit the explicit calculations, essentially based on the transformation
properties under C and P of Dirac spinors and gamma matrices.

We find
MCP
Uca Udb* -
ua (1- 5) uc -
ub (1- 5) ud

The comparison shows that, provided that the elements of the mixing matrix U are
real, we find

MCP = M

This is the case in which U is a 22 matrix and only 4 quarks (u, d, c, s) exist.

If however we have three generations of quarks, the mixing matrix becomes the
33 matrix of Kobayashi-Maskawa. It now contains a complex phase ei. Then in
general it is
MCP M

and CP invariance is violated.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 49


4. Electroweak Interactions

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 50


1. Weak Isospin and Hypercharge
The Standard Model leads to a description of fundamental interactions in terms of
a gauge invariant renormalizable theory.

A first step in this direction is to find within the weak interaction phenomenology
an underlying symmetry group.

Let us start from the charged currents written in terms of the left-handed fields
e
J = J(+) = -
u 1 (1-5) ue = -
1 (1-5) e = -
L eL
W+
2 2
e-
e-
J = J(-) = u-e 1 -
(1-5) u = e 1 (1-5) = -
eL L
W-
2 2
e
By introducing
e and the usual step-up 1 (1 i2)
the doublet L =
=
e- L and step-down operators 2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 51


the two currents can be rewritten in a two-dimensional form

-L+L
J(+) (x) = J(-) (x) = -
L-L

If now we add a third current in the form of a neutral current


e- (e)
J(3) (x) = -L 1 = 1 -LL - 1 -eLeL W0
2 3 L 2 2

e- (e)

we have thus constructed an isospin triplet of weak currents

J(i) (x) = -
L 1
(i = 1, 2, 3)
2 i L

whose corresponding charges

T i = J0(i)(x) d3x satisfy an SU(2)L algebra [Ti,Tj] = ieijkTk

and can be assumed as generators of a new quantum number, the Weak Isospin.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 52


Question: can J(3) (x) be identified with the weak neutral current introduced in the
study of the Deep Inelastic Scattering N X ?

The answer is negative, since J(3) (x) is a pure left-handed current, whereas the
observed phenomenological current contains a (small) right-handed component.

However, we know a current which contains a right-handed component, the vectorial


electromagnetic current, which contains a right- as well a left-handed component.
Taking apart, for simplicity, the multiplicative factor e (the electric charge), we can
write the current

- e = - -eLeL - -eReR
jem(x) = - e

so that the current appearing in the electromagnetic interaction cam be written as

- Q
j = e jem = e

where Q is the electric charge generator, with eigenvalue Q = -1 for the electron.
In other words, Q is the generator of the U(1)em symmetry group of the
electromagnetic interactions.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 53


At this point, we have two symmetry groups

SU(2)L with generators T i and currents J(i)


U(1)em with generator Q and current jem

But we have also a phenomenological neutral currents JNC which needs to be


interpreted in terms of them.

The two currents JNC and jem do not respect the SU(2)L symmetry, but we can
expect that this is the case for a suitable linear combination of them. This
combination is a neutral current that can be identified with the member J(3) of the
isospin triplet.

The corresponding orthogonal combination is independent of SU(2)L, i.e. it must be


an isospin singlet under SU(2)L and can be connected to the generator of a new U(1)
group, whose generator is a linear combination of T(3) and Q.

The explicit form of this linear combination of T(3) and Q is quite arbitrary. We can
adopt the same relation which characterizes the third component of the isotopic
spin and the electric charge in the definition of the hypercharge through the Gell
Mann-Nishijima scheme (i.e. the scheme adopted for the arrangement of the
strange particles in the SU(2)I symmetry of the hadronic isospin multiplets).
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 54
So, we adopt the well-known Gell Mann-Nishijima relation
Y
Q = T (3) +
2
to connect the third component of the weak isospin to a new generator, the weak
hypercharge Y. Going to the currents associated to these generators, we can write

jem = J(3) + 1 jY
2

The hypercharge generator Y can be taken as the generator of a new abelian group
U(1)Y, so that the complete symmetry group is now enlarged to

SU(2)L U(1)Y

U(1)em will appear as a subgroup of it, to be properly identified as the subgroup


whose generator is the electric charge Q.

Note that we do not have a simple group, but the product of two groups, which
means that we need to introduce, in addition to the electric charge, another
coupling constant. Or, which is equivalent, we have to introduce two couplings, one
for SU(2)L and one for U(1)Y, by identifying the electric charge as a proper
combination of them.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 55
The SU(2)L U(1)Y proposal was first made by Glashow in 1961, long before the
discovery of the weak neutral currents, and, as we will see later, was extended to
accomodate massive vector bosons (W, Z0) by Weinberg in 1967 and Salam in 1968.
This is the Standard Model of the electroweak interactions.

Since we have to do with the product of two symmetry groups, the generator Y
must commute with the generators T(i). Accordingly, all the members of an isospin
multiplet must have the same value of the hypercharge. For example, for the
electron doublet ( e-) it is

jY = 2jem + 2J(3) = -2 (e-ReR + e-LeL) (-LL e-LeL) = -2 e-ReR 1 -LL


so that the left-handed doublet ( e-)L has hypercharge -1 and the isospin singlet
eR has hypercharge -2.

We are now able to provide the assignment of weak isospin and hypercharge to
leptons and quark of the first generation.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 56


Weak isospin and hypercharge assignment to leptons and quarks of the first
generation.

Particle T T(3) Q Y

1 1
e 2
0 -1
2

1 1
e-L
2 - 2
-1 -1

e-R 0 0 -1 -2

1 1 2 1
uL 2 3
2 3

1
dL 1
2
- 2 - 1
3
1
3
2 4
uR 0 0 3 3

1
dR 0 0 - 3 - 23

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 57


2. The basic electroweak interaction
We can now modify the current-current form of the weak interactions assuming
that it corresponds to an effective interaction resulting from the exchange of
massive vector bosons (in the limit of small momentum transfer).

Exactly in the same way used to develop QED from the basic interaction

- i e jem A

coupling current vector boson

We can introduce an isotriplet of vector bosons W(i) and a single vector boson B,
with coupling g and g, respectively, to describe the SU(2)L U(1)Y interaction, which
takes the form
1
- i g J(i) W(i) - - i g j Y B
2

W(i) J(i) B
j Y
g 1
g
2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 58


The electromagnetic interaction, described in terms of the photon A, and the
phenomenological neutral current interaction, described in terms of the vector
boson Z, are embedded in the previous form of the electroweak interaction.

We have only to extract them explicitly, taking into account that they must appear
as two orthogonal combinations of the neutral vector bosons associated to J(3) and
jY. Accordingly, we can introduce the physical states (the mass eigenstates) in the
form

A = B cosw + W(3) sinw (massless)


Z = - B sinw + W(3) cosw (massive)

The parameter w, the Weinberg angle, measures the mixing. It is a


phenomenological parameter, to be determined experimentally. Introducing
explicitly A and Z in the structure of the electroweak interaction we obtain

1 Y 1
- i g J(3) W(3) - i g j B
2
= - i ( g sinw J(3) + 2
g cosw jY ) A +

-i ( g cosw J(3) - 21 g sinw jY ) Z

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 59


The first term is to be identified with the electromagnetic interaction: using

1 Y
e jem = e (J(3) + j )
2

it follows the important relation between couplings and mixing angle

g
g sinw = g cosw = e tg w =
g

The second term contains the neutral current JNC. It can be rewritten

1 g 1 g
- i ( g cosw J(3) - g sinw jY ) Z = - i ( J(3) - sinw cosw jY ) Z =
2 cosw 2 g
g g
= -i ( J(3) sin2w jem ) Z = - i JNC Z
cosw cosw
So, one identifies

coupled to Z g
J NC = J (3) sin2w j
em
cosw
with coupling

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 60


3. The effective current-current interactions
Let us recall the charged current invariant amplitude

Mcc = 4G J J CC
2
with, in the isospin notation,
-L+L
J = J(+) (x) =

On the other hand, introducing the charged vector bosons, we can rewrite the basic
interaction in the form
J
g
-i J W(+) + J W(-)
2

which leads to
g 1 g W()
Mcc = J J CC
2 M2w 2

where 1 2 is the approximation of the W propagator at low q2. J


Mw
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 61
Comparing the two expressions of Mcc we obtain

G g2
=

2 8M2w

In an analogous way for the neutral current interaction in terms of Z0 exchange

MNC =
g
J NC 1 g
JNC JNC
cosw M2Z cosw

comparing with the corresponding current-current form


4GN
MNC = 4G 2 J
NC JNC = 2 J
NC NC Z0
2 2
we can identify
G g2
=
2 2 JNC
2 8M z cos w
By comparing the expressions for charged and neutral currents, we find for the
parameter , which measures the relative strenght of the two weak interactions
M2w
=

M2z cos2w
We shall see that the minimal version of the Standard Model (MSM) predicts = 1.
This value is confirmed experimentally within small errors.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 62
4. Feynman rules for electroweak interactions
For the electromagnetic interaction vertex factor
f


- Q ) A
-i e jem A = -i e ( -i e Qf
-
f
For the charged current interaction
e+
W(+)
( -L+L ) W(+) = -i 2 ( -LeL ) W(+)
g g
-i
2
e g 1
-i
2
(1-5)
e- 2
( -L-L ) W(-) = -i e-LL ) W(-)
g g W(-)
-i
2
(
2

For the neutral current interaction -e


g
-i ( J(3) sin2w jem ) Z = f
cosw Z0
g 1 (c f- cf )
-i
g - - cosw 2 V 5 A
-i f 1 (1-5)T(3) sin2w Q f Z f
cosw 2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 63


It follows that all the couplings cV and cA are determined in the Standard Model in
terms of only one parameter, sin2w, being for each fermion f

f f
cV = T(3)f 2 sin2w Qf cA = T(3)f

-
The explicit values of the different Z f f vertex factors are reported in the
Table (sin2w = 0.234)

fermion Qf cAf cVf

1 1
e , , 0 2 2
1 1
e- , - , -1 - 2 - 2
+ 2 sin2w - 0.03

1 1
u,c, 2 - 4 sin2w + 0.19
3 2 2 3

d,s, - 1
3
- 1
2
- 21 + 2 sin2w - 0.34
3

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 64


A large number of experiments have been performed in the 80 to test the
Standard Model, more specifically to measure sin2w in different processes. Let us
mention:

Deep inelastic scattering

Neutrino-electron scattering

One-pion production from neutrino scattering

Electroweak interference in e+e- annihilation

Parity violating effects in atomic transitions

Parity violating asymmetry in the inelastic scattering of longitudinally


polarized electrons or muons

In all these processes, a perfect agreement with the Standard Model has been
found.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 65
5. Gauge symmetries

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 66


1. Lagrangians and single particle wave equation
The fundamental belief is that all particle interactions may be dictated by the so-
called local gauge symmetries. We shall see that this is intimately connected with
the idea that conserved physical quantities (such as electric charge, color, ) are
conserved in local regions of space and not just globally.

The framework in which these principles are discussed is the Lagrangian Field
Theory. It is well-known that in classical mechanics the particle equations of motion
can be obtained from the Lagrange equations

d L L = 0 qi generalized coordinates
. - with .
dt qi qi qi = dqi/dt

where
T kinetic energy
L=T-V with
V potential energy

It is possible to extend the formalism to a continuous system, that is a system


with continuously varying coordinates: ( x , t).
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 67
The Lagrangian becomes a Lagrangian density

.
L ( qi, qi, t) L ( ,
, x) with L = L d 3x
x

which satisfies the equation of motion

L
- L


=0
x




x
What is the relation between the Lagrangian approach and the perturbative method
based on Feynman rules? To each Lagrangian there corresponds a set of Feynman
rules, so that, once we identify these rules, the connection is established. The
identification proceeds as follows:
We associate to the various terms in the Lagrangian a set of propagators and
vertex factors.
The propagators are determined by the terms quadratic in the fields, i.e. the
- , etc.

terms in the Lagrangian containing for example 2,
The other terms in L are associated to interaction vertices.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 68
Let us start from the Lagrangian

- m -
L = i

The Euler-Lagrange equation is easily derived to be the Dirac equation of a free


particle.

The Lagrangian is clearly invariant under the phase transformation

(x) ei (x) with real constant

The family of phase transformations U() = ei forms a unitary Abelian group

U(1)

This invariance, through the Noether theorem, implies the existence of a conserved
current and, at the integral level, of a conserved generalized charge, which acts
as the generator of the group U(1).

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 69


By estimating L and imposing the invariance in the form L = 0, one easily obtain

with j(x) = ie 1 L - L
- e -
j = 0 2 () -
()
=

where the proportionality factor has been chosen in such a way to match up the
electromagnetic current of an electron of charge e.

From the conservation of the current one easily derives that

Q= j0 (x) d3x

is a conserved quantity, the electromagnetic charge.

In conclusion, the existence of an invariance under this kind of transformation,


which is referred to as a global phase transformation, leads to a conserved
current and a conserved generalized charge.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 70


2. U(1) local gauge invariance and QED
A more subtle, and more general, invariance can be invoked by requiring invariance
even when differs from space-time point to point, i.e. = (x), under the
transformation
(x) ei(x) (x)

This is a local gauge invariance requirement. However, it is easy to verify that


the Lagrangian is not invariant, because of the derivative term .

In order to insist in the requirement of invariance, we have to modify the


derivative term, going from the ordinary derivative to the so-called

D = - ieA covariant derivative

defined in terms of an arbitrary vector field A(x), by requiring a well-defined


transformation property for A(x)

A A + 1e (x)

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 71


It is easily checked that
D ei(x) D

so that the Lagrangian is invariant if expressed in terms of the covariant


derivative.

But with the introduction of the covariant derivative the Lagrangian becomes

L = i- - = - (i m ) + e - A
D m

which is the Lagrangian of an electron in the presence of the electromagnetic field


A: in other words, the Lagrangian of QED.

The result is to some extent rather surprising: the requirement of local gauge
invariance applied to the Lagrangian of a free particle leads to a Lagrangian which
describes the interaction of the particle with a vector field (gauge field) that we
can interpret as the electromagnetic field A.

In other words, we can derive QED from the requirement of local gauge invariance.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 72


Regarding the new field A as the physical photon field, we add to the Lagrangian a
term corresponding to the kinetic energy of the photon field. It is usually
expressed in terms of the gauge invariant field strenght tensor

F = A - A

Accordingly, the complete QED Lagrangian becomes

L= -
(i m ) + e -
A - 1
4
FF

It is important to observe that the addition of a mass term for A

1
2
M2 AA

is prohibited by gauge invariance because of the assumed transformation


properties of the field A. The gauge vector boson must be massless.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 73


3. Non-Abelian gauge invariance and QCD
We attempt now to extend the requirement of local gauge invariance to non-Abelian
gauge groups. For example, we can take the SU(3) group of phase transformations
on the quark color fields. The free Lagrangian is (for a single quark q)

L0 = -
qi (i m ) qi (i = 1, 2, 3)

with q1, q2 , q3 the three color fields of a quark of given flavor.

The phase transformations are of the form

q(x) U q(x) = ei a (x)T a q(x) (a = 1, , 8)

with U arbitrary 33 unitary matrix. Ta are the eight generators of SU(3) in the
three-dimensional representation (the Gell Mann matrices a/2). They satisfy the
commutation relations

[Ta, Tb] = i fabc Tc fabc structure functions of SU(3)

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 74


We can repeat the step of the Abelian case: by using infinitesimal phase
transformations we have

q(x) [1+i a(x)Ta] q(x)

q (1+i aTa) q + i Ta q a

We introduce the (eight) gauge fields Ga transforming according to

1
Ga Ga - g a (where g is the coupling)

and form the covariant derivative

D = + i g TaGa

Then we make the replacement D in the Lagrangian and obtain

L0 L = - - Ta q) Ga

q (i m ) q g ( q

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 75


But for non-Abelian gauge transformations this does not appear an invariant
Lagrangian, since
( q- Ta q) ( - - (TaTb TbTa) q ( -q Ta q) + fabcb ( -q Tc q)

q Ta q) + ib q

as an effect of the commutator of the generators Ta.

In order to obtain gauge invariance, we have to re-write the transformation


properties of the gauge fields in the form
1
Ga Ga - g a fabc ab Gc

Adding to L the gauge invariant kinetic energy term of the gauge fields we have for
the QCD gauge invariant Lagrangian the final form

q (i m ) q g ( -
L= - a
q Ta q) Ga G G
a

with
a a a b c
G = G - G g fabcG G

in order to satisfy the requirement of gauge invariance of the kinetic energy of the
gauge fields.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 76
The QCD Lagrangian describes the interaction between colored quarks q and vector
gluons G with coupling g. Gauge invariance requires the eight gluons to be massless.
a
Note that the particular expression of the terms G, due to the non-Abelian
character of the gauge group, introduces, together with the kinetic energy terms,
also a self-interaction effect between the gauge fields.
In a symbolic form we can distinguish

L = qq + G2 + g qqG + g G3 + g2 G4

qa qa gc a gc a gc a gacgc a gac

qa qa gab
ab gab gab gab gab

qb qb g gab gbc gbagab gba


bc

The first three terms have their analogue in QED. They describe the free
propagators of quarks and gluons and the quark-gluon interaction. The remaining
two terms correspond to three and four gluon vertices and reflect the fact that
gluons themselves carry color.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 77
4. Massive gauge bosons ?
The gauge bosons are required to be massless in gauge invariant theories. How can
we justify the existence of massive vector bosons, as they appear in weak and
electroweak interactions?
Of course, a possibility is to forget about gauge invariance and include the vector
boson mass terms as well.

However, the point is that the introduction or not of mass terms is not merely an
aesthetic problem. The introduction of mass terms not only spoils gauge invariance,
but also introduces unrenormalizable divergences that make the theory
meaningless.

This is essentially due to the more divergent behaviour of the propagators of


massive vector bosons. They are of the form

q q
- g +
M2 q q
i ~ q2M2
Q2 - M2 q2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 78


This behaviour for q2 no longer prevents the loop integrals

d4q (propagator) .

from diverging for large loop momenta.

Even the introduction of a cut-off does not work, since the inspection of the
diagrams containing more loops shows that new, even more severe divergences
appear in each order, and ultimately an infinite number of unknown parameters has
to be introduced.

The point is: it is possible to introduce masses without breaking gauge invariance?

The answer is yes, it is possible through an intriguing procedure known as

Higgs mechanism

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 79


5. Spontaneous Symmetry Breaking
Let us consider the following simple Lagrangian describing the self interaction of a
scalar particle associated to the field (x)

L=TV= 1
2
( 21 22 + 41 4) with > 0

The symmetry here is a discrete reflection symmetry:

We have two possible forms of the potential depending on the parameter 2.

V(q)
The case 2 > 0 is rather familiar. It describes a scalar
field with mass in a confining potential.
The ground state (vacuum in the quantum language)
corresponds to = 0.
q
The solution satisfies the reflection symmetry of the
Lagrangian.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 80
The case 2 < 0 is more interesting. The Lagrangian has a mass term with a wrong
sign, moreover the potential has two minima. From
V(q)
V
= (2 + 4) = 0

we see that they correspond to

-v v q
- 2
=v with v=

The extremum = 0 is not a minimum.

Perturbative calculations should involve expansion from a minimum of the potential,


either = v or = - v. We have to choose one of them. Note that this does not
implies a loss of generality, since the other minimum can be always reached through
a symmetry operation: the symmetry is not lost.

Let us choose 0 = v and expand (x) around the minimum by writing

(x) = v + (x)

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 81


We perform the substitution of (x) in the Lagrangian (shift of the field) and
discuss the new Lagrangian in terms of the new field (x), whose minimum
corresponds to 0 = 0. After a few calculations

1 1
L= v 2 2 v 3 - 4
4 + const
2

We see that the new field (x) has a mass term of the right sign, with

m = 2v2 = -22

whereas the higher order terms in (x) represent the interaction of the field (x)
with itself.

What about L and L ? The two Lagrangians describe the same physics. If we were
able to solve the two Lagrangians exactly, we would find the same results.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 82


But we are forced to use a perturbative approach and calculate the fluctuations
around the vacuum, the point where we have the minimum energy. Under this
profile, L seems the right choice: we expand around a minimum and we can derive
the spectrum of states.

In particular the scalar particles under study when described by the Lagrangian L
have a well defined mass!

What about the reflection symmetry? Since the two Lagrangians are equivalent,
the symmetry is not lost. Whereas in L the symmetry is manifest, in L it is hidden,
but still present. In particular we find exactly the same results independently of
the specific choice of the minimum: = v or = - v.

We say that a spontaneous symmetry breaking has occurred, which has


generated the mass of the particles.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 83


5. Spontaneous Breaking of a global gauge symmetry
We can adopt the previous approach in the case of a complex scalar field described
by the Lagrangian
1
L = ()*() 2* (*)2 with =
2
(1 i 2)

invariant under the global symmetry

ei

Considering the case > 0 and 2 < 0, we can re-write L in terms of 1 and 2

1 2 2
L= 1
2
(1)2 + 1 ( )2
2
2 2
(1 + 22 ) 41 (21 + 22 )2

with the potential which is now a function of the two fields 1 and 2:

V = V(1, 2)

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 84


For 2 < 0 there is now a circle of minima of V() in the plane (1,2) of radius v, such
that
V(q)
2
1 + 2 = v
2 2 2 with v 2 =-
q2

Without loss of generality we choose the point

q1
1 = v 2 = 0 j
d

as the minimum of V() and expand L around the vacuum in terms of the fields (x)
and (x) through the substitution

(x) =
1
2
[v + (x) + i (x)]
so obtaining

1 2 1 2
L= + 2
+ 22 + const + cubic and quartic terms in and
2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 85


The third term in L has the form of a mass term - 1 m22 for the field (x),
2
leading to
m = - 22

The first term in L is the kinetic term of (x), but there is no a corresponding mass
term for (x). This is the result of the

Goldstone theorem

which states that massless scalar particles occur whenever a continuous symmetry
of a physical system is spontaneously broken.

In conclusion, the attempt of generating a massive gauge boson through the


spontaneous symmetry breaking of a global continuous symmetry leads to a theory
plagued by the presence of massless scalar particles to worry about.

Neverthless, let us proceed from a global to a local gauge theory. A miracle is about
to happen.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 86


5. The Higgs mechanism

We can now consider the spontaneous symmetry breaking of a local gauge


symmetry. The simplest case is the U(1) gauge symmetry

1
(x) ei(x) (x) with = (1 i 2)
2

We introduce in the lagrangian

L = ()*() 2* (*)2

the covariant derivative

D = i e A

with the gauge field A transforming according to

A A + 1e (x)

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 87


The Lagrangian takes then the form

1
L = (+ i e A) * ( - i e A) 2* (*)2 - 4
FF

If 2 > 0, then this is just the QED Lagrangian for a charged scalar particle of mass
m, with the addition of a 4 self-interaction term.

But we take 2 < 0, since we want to generate mass terms through the spontaneous
symmetry breaking mechanism. In this case we have to translate the field (x) to
the ground state. With the same substitution as before

(x) =
1
2
[v + (x) + i (x)]

the Lagrangian becomes mass term mass term strange off-diagonal term

1 2 1 2 1 1
L= + 2
- v 2 2 + e2v2AA - e vA - F F + interaction terms
2 2 4

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 88


The particle spectrum in L contains

a massless Goldstone boson (x) m = 0

a massive scalar field (x) m = - 22 = 2v2


a massive vector field A(x) mA = ev

We have obtained a massive vector field, but we have still the occurrence of a
massless Goldstone boson.
However, the occurrence of a strange term off-diagonal in the vector field induces
to be careful in the interpretation of L .

Indeed, giving mass to A we have raised the number of degrees of freedom of the
system: the polarization degrees of freedom go from 2 to 3 (addition of the
longitudinal polarization of the massive vector boson) whereas the number of
degrees of freedom of the scalar fields seems to be the same.

Since we have one more degree of freedom in L , this means that the fields in L not
all correspond to distinct physical particles.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 89


Which field in L is unphysical ? Can we make use of gauge invariance to find a
particular gauge transformation that eliminates one degree of freedom from the
Lagrangian ?

Let us note that at the lowest order in (x)/v we can write

(x) =
1
2
[v + (x) + i (x)] 1
2
[v + (x)] e i (x)/v

This suggests the use of a different specific set of fields in the original Lagrangian:

h(x) , (x) , A(x)

assuming for (x) and A(x) the following transformation properties

(x)
1
2
[v + h(x) + i (x)] 21 [v + h(x)] e i (x)/v

A A + 1e (x)

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 90


This corresponds to a specific choice of the gauge, chosen in such a way to make the
field h(x) real. Gauge invariance, i.e. the arbitrariness in the choice of (x), is lost
since we have identified the, in principle arbitrary, (x) with the specific field (x)
which makes h (x) real.
The substitution in the original Lagrangian L leads to

1 2 1 2 2 1 1 1
L =
2
h - v 2h2 +
2
e v A A - v h3 - 4
h4 +
2
e2v2AA h2 + e2vAA h - F F
4

The Goldstone boson has disappeared. The extra degree of freedom is indeed
spurious, it corresponds to the freedom of making a gauge transformation.

L describes two interacting massive particles, a massive scalar field h(x) and a
massive gauge vector boson A(x).

The field h(x) is called Higgs particle. The unwanted massless Goldstone boson has
been turned into the longitudinal polarization of the massive vector boson. It is a
would be Goldstone boson and it has been eated by the vector boson.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 91


6. Spontaneous Symmetry Breaking of a local SU(2) gauge symmetry
We start from the Lagrangian

L = () () 2 ( )2

where (x) is an SU(2) doublet of complex fields



1 1 + i 2
(x) =
=


2 3 + i 4

L is invariant under the global SU(2) phase transformations

= ei a a/2
But if we require invariance under a local phase transformation, then we have to
introduce the covariant derivative
a a
D = + i g W
2
a a
in terms of a triplet of vector fields W and the coupling constant g, the being
2
the SU(2) generators in the doublet representation.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 92
Under infinitesimal local gauge transformations

a
(x) (x) = 1 + i a(x) (x)
2
last term due to the non-
and
Abelian character of SU(2)

W W g1
W

The Lagrangian then becomes

1 1 1
L= + i g 2
W + i g 2
W V() - 4
WW

with the usual potential term

V() = 2 ( )2

and the kinetic energy of the vector fields given by last term due to the non-
Abelian character of SU(2)

W = W - W g W W

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 93


We are interested to the spontaneous symmetry breaking of L. Accordingly we
assume > 0 and 2 < 0. The minimum of V() is assumed in all the points that satisfy

1 2 2 2 2 2
= ( 1 + 2 + 3 + 4 ) = -
2

We choose a specific minimum
2 2
1 = 2 = 4 = 0 3 =- = v2

The choice introduces the spontaneous breaking of the SU(2) symmetry. We expand
around the specific vacuum
1 0
0 =
2 v

Gauge invariance, with the specific choice of the gauge, allows to simply substitute
in L the expansion

1 0
(x) =
2 v + h(x)

with only the Higgs field surviving.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 94


It may appear rather surprising, but, according with the approach used before in
the U(1) case, we can imagine to parametrize the fluctuations around 0 in terms of
four real fields 1(x), 2(x), 3(x) and h(x) using the expression

1
i (x)/v
0
(x) = 2
e v + h(x)

Let us expand the expression in terms of small perturbations: we obtain

1 1 + i3/v i(1 - i 2)/v 0 1 2 + i 1


(x) = =
2 2
i(1 + i 2)/v 1 - i3/v v + h(x) v + h i3

so fully parametrizing the deviation from the vacuum. On the other hand, the
Lagrangian is locally invariant: we can then gauge the three would-be Goldstone
bosons 1(x), 2(x), 3(x), with the appropriate choice of the gauge. We arrive to the
previous form of the shift, which is so justified

1 0
(x) =
2 v + h(x)

At this point, in L there remains only the Higgs field without any trace of the gauge
fields. They have been gauged away and disappear from the theory.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 95
The three gauge vector bosons are now massive. We can isolate the mass terms

(3) (1) (2) 2


2 g2 W
W i W
0 g2v2
ig 1
W = (1) (2) (3) =
(W(i) ) 2
2 8 W + i W
- W
v 8 i

and find their common mass to be

MW = 1 gv
2

In conclusion, we have a theory characterized by one massive scalar field h(x) and
three massive gauge fields. The Goldstone bosons have been eated by the gauge
fields when they become massive.

The choice of the scalar field representation is crucial. If (x) instead than a
complex doublet is chosen to be a SU(2) triplet of real scalar fields, then, always
for > 0 and 2 < 0, we find that only two gauge bosons acquire a mass, whereas the
third remain massless.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 96


6. The Weinberg-Salam Standard Model

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 97


1. Revisiting electroweak interactions
Electromagnetic amplitudes have been described as due to the interaction

em - Q ) A

- i e j A = - i e ( Q generator of U(1)em

We have seen that the interaction derives from demanding gauge invariance of the
Lagrangian of a free fermion
- (i m)
L=

under U(1)em local gauge transformations

= eia(x)Q

We then obtain the Lagrangian

- (i m) e (- Q ) A -
L= 1
FF
4

kinetic energy and mass of


interaction
kinetic energy of A

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 98


In order to include electroweak interactions, we have to introduce the interactions
due to SU(2)L and U(1)Y. The first through the coupling of the isotriplet of left-
handed weak currents J(i) with a triplet of vector bosons W(i)

- i g JW = - i g -

LTW L

The second interaction with the hypercharge current coupled to a vector boson B

- i g 1 Y
j B = - 1 Y B
-i g
2 2

The transformation properties of left-handed and right-handed fields are then




L L = ei(x)T + i(x)Y L

R R = ei(x)Y L

For example, in the case of the (e e-) lepton pair we have



e
L =
isospin doublet with T = 1 , Y = - 1

e- L 2

R = eR isospin singlet with T = 0 , Y = - 2


Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 99


The electromagnetic interaction is embedded in SU(2)L U(1)Y being

1 1 Y
Q = T(3) + Y and then jem = J(3) + j
2
2

Accordingly, the neutral current of the SU(2)L U(1)Y interaction can be rewritten
by introducing W(3) and B in terms of A and Z through the mixing angle w

1 Y 1
- i g J(3) W(3) - i g j B = - i ( g sinw J(3) + 2
g cosw jY ) A +

2
1
- i ( g cosw J(3) - g sinw jY ) Z =
2

g
= - i e jem A - i JNC Z
cosw
so obtaining

JNC = J(3) sin2w jem and


g sinw = g cosw = e

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 100
From the requirement of gauge invariance under SU(2)L U(1)Y it is possible to
derive the electroweak gauge invariant lagrangian. Always in the case of the (e e-)
lepton pair, we have

L1 = - B L + -

L i - g 21
W - g (- 1
2
) eR i - g (- 1) B eR - 1 W W - 1
B B
4


4

where the values of the hypercharge have been explicitly inserted. The last two
terms correspond to kinetic energy and self-coupling of the W(i) fields and to the
kinetic energy of the B field, respectively.

L neutral. Gauge invariance requires the Lagrangian to be neutral, i.e. it must


transform as a singlet under U(1)em in order to imply charge conservation.

Fermion masses. L1 describes massless gauge bosons. Mass terms for the gauge
bosons are not gauge invariant and cannot be added. The same is true also for
the fermions fields: a mass term, for example for the electron, is given by
- e = - m e-
- me e 1
(1 5) + 1
(1 - e + -e e )
+ 5) e = - me (e
e 2 2 R L L R

But this term breaks gauge invariance since eL is the member of an isospin
doublet and eR is an isospin singlet. The fermion masses will be introduced by
the spontaneous symmetry breaking of the theory.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 101
2. The Higgs field
We want to introduce the Higgs mechanism in such a way to have W and Z0 massive,
whereas the photon A remains massless.

This is obtained adding to L1 a second SU(2)L U(1)Y invariant Lagrangian containing


the scalar fields necessary to induce the Higgs mechanism itself:

1 2
L2 = i g TW - g 2
YB - V()

Minimal Standard Model


where (Weinberg 1967)

+
1 1 + i 2
(x) =
=

0
2 3 + i 4

is an isospin doublet with weak hypercharge Y = 1.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 102
V() is the usual potential. We assume > 0 and 2 < 0 choosing the vacuum
expectation value

1 0 1
0 = with T= , Y=1 , Q=0
2 v 2

which breaks T(3) and Y, but leaves Q unbroken:

Q 0 = 0 0 0 = ei(x) Q 0 = 0

Since the vacuum 0 is still left invariant by some subgroup of the gauge group, then
the gauge bosons associated with this subgroup will remain massless.

With the previous choice, this is indeed the case of U(1)em with the photon expected
massless after the occurrence of the spontaneous symmetry breaking.

The other three vector bosons associated to the remaining three generators of
SU(2)L U(1)Y will become massive and will be identified with W and Z0 .

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 103
2. Masses of the gauge bosons

The gauge boson masses come from L2 when the usual shift is applied

1 0 1 0
(x) = 0 +
2 v + h(x) 2 h(x)

From the terms proportional to 0 we obtain

(3) (1) (2) 2


2 1 gW + g B
g (W - i W ) 0
ig 1
W - i g 1 B 0 = (3)
=

2 2 8 (1) (2)
g (W + i W ) - gW + g B
v

(W(1)) 2 + (W )2
1 v2g2 (2)
=
2
+ v2 (gB gW(3) ) (gB gW (3) ) =

2 (+) (-) 1 2
g2 - gg B
= 1 vg W W + v ( W (3)
B )
2 2
- gg g2 W (3)

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 104
By comparing the first term with the expectation for the mass of a charged vector
boson M2 W (+)W (-) we find
W
MW = 1 v g
2

The second term can be rewritten

(3) 2 (3) 2
1 1 2
v2 g2 W(3) W(3) - 2 g g W(3)B + g2 BB = v gW - g B + 0 g W + g B
8 8

which shows that the eigenvalue of the combination (g W + g B) is zero. The


orthogonal combination has eigenvalue different from zero. We identify the first
combination as the massive Z and the orthogonal one as the photon, with masses

1 M 2 Z 2 + 1 M 2 A 2

Z A
2 2

Normalizing the fields


g W(3) + g B
A = with MA = 0
g2 + g2

g W(3) - g B 1
Z = with MZ = 2
v g2 + g2
g2 + g2
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 105
By taking into account that
g
g sinw = g cosw = e i.e. tg w =
g

we find
A = B cosw + W(3) sinw
Z = - B sinw + W(3) cosw

and
MW = cosw MZ

The two vector boson masses are different, and this appears an effect of the
mixing.

Note that the previous relation has been obtained in the Minimal Standard Model
(one Higgs doublet) and is specific of the Minimal Standard Model. Different
choices of the Higgs sector lead in general to different relations, even though the
existence of more than one Higgs doublet leads to the same numerical results.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 106
Making use of the relation which connects the vector boson masses to the low
energy Fermi coupling constant
G g2
=

2 8M2w

and comparing the the result obtained for MW, MW = 1 v g, one derives
2

1 g2 G
= =

2v2 8M2w 2

Making use of the experimental value of the Fermi coupling constant one obtains for
the vev v
v = 246 GeV
Similarly, making use of the value at low energy of w one can predict the vector
boson masses
37.3 74.6
MW = GeV MW = GeV
sinw sin2w

These relations are well verified experimentally. All the phenomenology strongly
supports the Standard Model in its minimal version (even though more Higgs
doublets leads to the same relations).
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 107
3. The parameter

We have just established the relation between MZ and MW, that we can rewrite in
the form
MW
= cosw
MZ

Let us remind that the parameter , introduced to specify the relative strenght of
the neutral and charged current, is expressed in terms of the vector boson
masses. Accordingly, for the Minimal Standard Model

M2w
= = 1
M2z cos2w

whereas for a general Higgs contributions

v i2 Ti(Ti+1) - 1 Y2
M2w 2 i vi , Ti , Yi are vev, weak isospin
= = and weak hypercharge of the
M2z cos2w 1 v i2 Y i2 generic Higgs representation
2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 108
4. Masses for the fermions
-
A direct fermion mass term m cannot be assumed since it breaks gauge
invariance. But terms corresponding to fermion masses come from the piece of the
Lagrangian L3 which couples fermions to the Higgs sector.

Assuming the minimal version of the Standard Model, i.e. only one Higgs doublet, we
have for the fermion doublet (e e-) the following gauge invariant couplings

-e e- ) L -R ( - -0)

+
e
L3 = - Ge ( eR + e
0
e L

The spontaneous symmetry breaking, introduced through the usual shift

1 0 1 0
(x) = 0 +
2 v + h(x) 2 h(x)

transforms L3 into

L3 = -
1
Gv - LeR + e-ReL) -
(e
1 -
G (e LeR + -eReL) h

2 e 2 e

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 109
i.e. me -
-e -
L3 = - me e e e h
with me = 1
Gv
v 2 e

Since v = 246 GeV, the coupling of the eR (T= 0 , Y= -2)


electron to the Higgs particle is very
small. 1
eL (T= , Y= -1)
2

Ge g me
he+e- vertex factor -i = -i
2 2 MW
1
h0 (T= , Y= 1)
2

Quark masses are generated in the same way. In order to give mass also to the
upper member of the doublet (the u quark) we have to introduce the Higgs doublet
conjugate to
-
- 0 1 v + h(x)
c = -i 2 * = -
after SSB
2 0

which transforms as under SU(2), but has opposite weak hypercharge.


Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 110
We can then construct the following Lagrangian

- - - 0 -
- Gd ( - -
+

L4 = u d) L d - Gu ( u d)L u + h.c.

0
R - R

which can be rewritten in the form:

- -u u - md - mu -
L4 = - md d d mu ddh - uuh

v v

Of course, the formalism can be extended to the case of more generations of


quarks and leptons. In the case of quarks, because of the mixing, the Yukawa
couplings take a matrix form.

It is however interesting to observe that the Higgs coupling to the different


generations is always flavor conserving because of the GIM mechanism. In
conclusion, no flavor changing neutral currents (FCNC) appear in the theory.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 111
4. The Higgs mass
The Higgs mass cannot be predicted from the theory. Starting from the potential
and considering it as an effective potential

V() = 2 ( )2 + .

the use of the first two terms of it leads to

mh2 = 2v2

Since v is fixed, large values of mh corresponds to large value of . A meaningful


perturbative approach requires < 1 and then the Higgs mass cannot larger than a
few hundred GeV.

On the other hand, mh cannot be smaller than, say, ~10 GeV, otherwise radiative
corrections would wash out the minimum at v 0.

It is matter of facts that the Higgs mass has been calculated through its quantum
effects well before its recent measurement at LHC.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 112
7. Renormalization and running coupling constants

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 113
1. A loop diagram and the photon propagator
Let us consider the Feynman graph for the Rutherford scattering of an electron
from a static charge Ze (a nucleus, typically).

The same procedure adopted in the study of the scattering e-


J e-

e-- e-- leads to the invariant amplitude
ui uf
g
ie

-i g


-iM = (ie uf ui) (- i j q ))
(
q2 -i
q2

i.e.
-i(Ze,0)
-iM = (ie uf 0 ui)
-i
(- i Ze)
q2

being for a static charge



j0( x ) = ( x ) = Ze ( x ) and j( x ) = 0

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 114
Let us now introduce a loop along the photon propagator. We can apply the
Feynman rules and obtain
(-1)n for a diagram with n fermion loops

e-
J e-

g

-iM = (-1) (ie uf ui) -i
ui uf q2
ie

g
d 4p i(p + m)
i(q - p + m)

-i 2 q (2) (ie)
(ie)

q 4
(q-p)2 m2

p2 m2
ie

p q-p g

-i ( ))

- i j ( q
q2

ie

g

-i 2
q where p is the four-momentum circulating around the
loop. Since p is not observable, we have to sum over all
-i j( q ) possible values of p.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 115
Comparing with the lowest order, the effect of the loop can be regarded as a
modification of the propagator: we can write

g
g
g

g
g
(-i) (-i)
-i -i + -i I -i -i + q2 I
q2
q2 q2 q2 q2 q2

where
d 4p i(p + m)
i(q - p + m)

I (q2) = (-1)1 (2) 4
Tr (ie)
(ie)

p2 m2 (q-p)2 m2

Symbolically

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 116
In the integral we have terms that diverge as p . It can be shown that I can
be written (after a lenghty calculation)
these terms vanish when coupled
with external currents because
I = -i g q2 I(q2) + (terms qq) of charge conservation

with

dp2 2
1 q2z(1-z)
-

I(q2) =
dz z (1-z) ln 1 -
3
m2 p2
0 m2

where m is the electron mass.

In I(q2):

The first term is divergent, but only logarithmically because of the


conspiracy of the divergent terms, with cancellation of the terms
quadratically divergent.
The second term is a finite part, properly parametrized.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 117
In the following we will be interested to the contribution of I only for small
values and large values of (-q2). So, with M introduced as a cut-off to cure the
divergence, we have

q
2

M2
for (-q2) small I(q2) = ln +
3
m2
15
m2


M2
-q2
M2
for (-q2) large I(q2) = ln - ln = ln
3
m2
3
m2
3
-q2

Apparently, the divergence spoils of any meaning the result. But let us consider
the invariant amplitude including the loop contribution in the small (-q2) limit

-iM = - 0 u)
(ie u
(-i)
1-


ln M2
2
-

q
2
+ O (e4) (-iZe)
q2 3
m
15
m

2

We can re-write it in the form

- 0 u) (-i) eR2 q2
-iM = (ieR u 1- (-iZeR)
q2 60 2 m2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 118
if we assume 1
e2 M2 2
eR = e 1 - ln
122 m2

It is easy verified that the two expressions of the invariant amplitude are
equivalent at the O(e2).

We assume eR as the physically measured electric charge in any long range Coulomb
experiment as the Thomson scattering or the Rutherford scattering



e
e
e e
Z
Thomson scattering Rutherford scattering

So, interpreting
eR2
=

4

we introduce a measurable parameter into the play, in terms of which the invariant
amplitude is finite.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 119
2. The g 2
Can we verify that this approach is meaningfull and leads to a physically observable
effect?
The answer is yes. There are several examples. One of the most significant concerns
the magnetic moment of the electron, the so-called g-2.

Coming back to the Gordon decomposition

1
uf ui = uf (pf + pi) + i(pf - pi) ui
with = i ( )
2m 2

it is possible to verify that the q term represents the contribution of the


magnetic moment of the electron
e
= - e

often written as =-g S with S = 1
2m 2m 2

g is called gyromagnetic ratio, it satisfy


g=2

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 120
If we now consider the correction to the vertex related to the
loop diagram in the figure, it is possible to verify that the
diagram modifies the structure of the electromagnetic current
in the following form

- e u-fui -f
q2 m 3
1
-eu 1+ ln - - i q
ui
3
m2
m
8 2
2m

This implies a contribution of order to the gyromagnetic ratio coming from the
second term: i.e.
= - e 1+



g=2+
2m 2

We can now calculate higher order contributions to g 2: we find


g2 1 2 3
=
- 0.32848
+ (1.49 0.2)
+ = (1159655.4 3.3) 10-9
2 theor 2


g2
= (1159657.7 3.5) 10-9
2 exper

which proves relativistic quantum field theory at the level of quantum effects.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 121
3. Renormalization in QED
Renormalization is a rather complex procedure and cannot be developed here. The
various diagrams lead to the redefinition of charge, mass and wave function of the
electron, by re-absorbing the divergent parts of the diagrams.
The radiative corrections come from the finite terms and can be tested
experimentally.
In particular the loop diagrams in the photon propagator, known as

vacuum polarization

modify the charge of the electron. We can include the loops at higher order in the
form

e e0 2

=
1 - +

e e0

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 122
which corresponds to the expansion

e2 = e20 1 I(q2 ) + O(e40 )

The geometric series can be summed up

e e0
1
=

e e0 1 +

and we can write

e2 = e20 1
1 + I(q2 )

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 123
This shows that we can introduce a renormalized coupling constant (Q2) = e2(Q2)
for different values of Q2 = - q2, where Q2 is the physical value of the momentum
transfer of the process we are considering. The coupling behaves as a

(Q2) = 0 1
running coupling constant
1+ I(q2 )

In the large Q2 = - q2 limit we can use the expression obtained for I(q2) and write
0
(Q ) =
2
0 Q2
1- ln
3
M2
There remains the dependence on the cut-off M2. But it can be eliminated by taking
a renormalization momentum as reference and subtracting (2) from (Q2):

(2)
(Q2) =
(2) Q2
1- ln
3
2

The renormalization procedure is completed: only physical measurable quantities


appear.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 124
We interpret the result of a running coupling constant a(Q2) as the effect of the
distance at which we measure the charge of the electron.

The presence of the pairs e+e- in the perturbative expansion of the electron
propagator gives rise to a electromagnetic screening when we measure the electric
charge of the electron with a test charge.

- -
+ + Therefore, the closer one approaches the
test charge
R electron, the larger is the charge one
- + - + measures. One expects a behaviour of the
Coulomb charge as that shown in the figure.
+ +
- -

electron high energy


charge probe

low energy
probe

1
=

137
R
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 125
3. Running coupling constant in QCD
A similar approach can be applied in QCD, but with very different results. This
depends on the effects of the additional graphs that contain the self-interaction
effects of gluons.
The running coupling constant as(Q2) for QCD is characterized by a coefficient

s(2) (2)
- 2
n 5
3 f
+ 16 to be compared with
the QED coefficient
- 43
4
4

The first term is essentially the same: in the QED case we have the photon which
- to be
can fluctuate in the pair e+e-, in QCD the gluon can fluctuate in the pair qq,
multiplied for the number of flavors. Moreover, there is a factor 2 in the definition
of the two coupling constants.

The factor 5 comes from the fermion loops of transverse gluons. It can be shown
that these terms contribute always with a negative sign.

Finally, we have a factor + 16, related to the introduction of ghost particles that
cancel the unphysical polarizations but do not lead to the production of physical
particles, and then contribute with a positive term.
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 126
In conclusion, the QCD running coupling constant is given by

s(2)
s(Q2) =
s(2) Q2
1+ 33 2nf ln
12
2

The coefficient is positive. It needs to have more than 16 quark flavors to change
the sign and then the behaviour of as(Q2), which decreases with increasing Q2 and
becomes small for short-distance interactions. We refer to this property as

asymptotic freedom

Conversely, at sufficiently low Q2 the coupling becomes large, i.e. of order O(1). It is
usual to denote the value of Q2 at which this occurs as 2. It follows that

- 12

2 = 2 exp
(33 - 2nf) as(2)

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 127
It follows that s(Q2) can be written in terms of 2 in the form

12
s(Q2) =
Q2
33 2nf ln
2

For Q2 much larger than 2, s(Q2) is small and a perturbative description of quarks
and gluons is possible. This is the regime of perturbative QCD.

For Q2 of order 2, the perturbative approach does not make sense: quarks and
gluons arrange themselves into hadrons. This is the regime of confinement.

color
charge
confinement
region
high energy
probe s = 1
1 Fermi

R
Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 128
4. Grand Unification
Is it possible to go beyond the Standard Model searching for an unifying group

G SU(3)c SU(2)L U(1)Y ??

The dependence on Q of the three couplings,

g , g , gs

(where we assume s = g2s /4) seems to agree with the possibility that for some
large-momentum (or short-distance) scale Q = MX the three couplings merge into a
single coupling gG, so that the group G describes a unified interactions with coupling

gG(Q) at Q = MX

Indeed, the two non-Abelian groups are asymptotically free, whereas the coupling of
the Abelian group increases with Q, so suggesting a convergence towards a common
value.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 129
Let us identify the couplings according to

running coupling constants

g1(Q) = C g(Q) 3

g2(Q) = g(Q) gi2 2


and i =

4

g3(Q) = gs(Q) 1
Z mass MX

where C is a Clebsh-Gordan coefficient of


102 1015
the group G.
Energy Scale (GeV)

It is convenient to make use of the quantities 1/i = 1/g2i since they depend linearly
on ln Q. For example, in the case of g3 = gs we obtain, by rewriting the relation
previously found for s,

1 1 Q 1 2
=
+ 2b3 ln with b3 = nf 11
g32() g32(Q)
42 3

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 130
Similar expressions can be found for the other two couplings, so that, by identifying
Q with MX and gi(MX) = gG, we can write

1 1 MX
=
+ 2bi ln
gi2 () gG2

with

b1 = 1 2n 1 22 b3 = 1 11 + b1
3 f
b2 = - 3
+ b1
42 42 42

A straightforward calculation allows to eliminate nf and gG from the three equations.


We have

M 6
1 1 + C2
ln X =
-

11(1 + 3C2)
s

with MX expressed in terms of and s estimated at the momentum of reference ,


C being dependent on the unification group G.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 131
Assuming = 10 GeV, we can use the actual values = 1/137 and s = 0.1. Concerning
C, it can be taken C2 = 5/3, the value relative to the unification group SU(5). We
obtain

MX = 5 1014 GeV

with a weak dependence on the different parameters.


The Weinberg angle is determined in a grand unified theory, since it is given by


g12(Q)

sin2 w =
g12(Q) + C2g22 (Q)

It follows sin2w = 3/8 at Q = MX.


On the other hand, it is possible to derive, with a simple calculation, the value of
sin2w at Q = 10 GeV, to be compared with its actual value. We have

1


sin2 W = 1 + 2C2
1 + 3C2 s

which gives sin2w = 0.2, close to the experimental value.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 132
4. SU(5) and proton decay
The simplest grand unification group is SU(5), proposed by Georgi and Glashow in
1974.

SU(5) can accomodate all the known fermions (leptons and quarks) in two distinct
irreducible representations of the group, according to

- -
5 = (1 , 2) + (3 , 1) = (e , e-)L + dL
- in terms of IRs of
10 =
-
(1 , 1) + (3 , 1) + (3 , 2) = e+L + -
uL + (u ,d)L
SU(3)c SU(2)L

On the other hand, in SU(5) there are 24 vector bosons. We distinguish


24 = (8 + 1) + (1 , 3) + (1 , 1) + (3 , 2) + (3 , 2)
-

gluons W, Z0,
leptoquarks X, Y

The leptoquarks X and Y are two colored heavy gauge bosons, SU(2)L doublets. They
mediate interactions that turn quarks into leptons and viceversa, with violation of
leptonic and baryonic number.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 133
In particular leptoquarks are expected to mediate proton decay. We can estimate
the decay rate, by comparing the process to the -decay: from

G g2
=


2 8M2w

it follows
W e-
-
g
m5

(- e-e) = . G2m5 = .
2
4
MW g -
2
e

In a similar way we expect


GG gG2
=
u e+
2 8MX
2
gG gG

so that we can estimate


p X
-
u d
2 5 mp5

(p e-) = . GGmp = .
0
MX4
d d

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 134
We can compare in the range of values of s going from 0.1 to 0.2 the corresponding
values of MX, sin2w, and p. We find it difficult to reconcile the results: either
sin2w is too small, or it is the proton which decays too fast.

as MX (GeV) sin2w p (years)

0.1 5 1014 0.21 ~ 1027

0.2 2 1016 0.19 ~ 1034

However, an accurate prediction of the proton lifetime requires a more


sophisticated calculation.

The measurement of the proton lifetime would be an important experimental result


in favor of GUTs, since this process is allowed in any theory of grand unification.

As said before, there are other, larger, groups that are even better candidates for
the unification. In particular, they have the possibility of including also right handed
neutrinos. But it is clear that we need more experimental information to say
something of more convincing on grand unification.

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 135
5. The quantization of the electric charge
This is one of the more interesting results related to GUTs, in particular to SU(5).

Indeed, within SU(5) the photon is one of the gauge bosons of the group and, as a
consequence, the electric charge Q is one of the generators. Since the group is a
simple group, the trace of each generator, and then also of the electric charge Q, is
zero for any representation of the group.

-
For the representation 5 this means that

Tr Q = 3Q d- + Q + Qe- = 0 Qd = 1 Q e-
3

an amazing results, since implies that charge is quantized.


A similar calculation for the representation 10 leads to


Qu = -2Qd

The combination of the two results solves one of the most intriguing mistery of
particle physics: why it is

Qp = - Q e-

Gianluigi Fogli An Introduction to the Standard Model, Canfranc, July 2013 136

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