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Braz J Oral Sci. April/June 2005 - Vol.

4 - Number 13

Hypodontia: genetics and future


perspectives
Trevor J Pemberton1
Parimal Das3 Abstract
Pragna I Patel1,2 Tooth development is a complex process of reciprocal interactions
1
Institute for Genetic Medicine and the 2Center that we have only recently begun to understand. With the large number
for Craniofacial Molecular Biology, Keck School of genes involved in the odontogenic process, the opportunity for
of Medicine, University of Southern California, mutations to disrupt this process is high. Tooth agenesis (hypodontia)
CA-USA and 3Department of Surgical Oncology,
is the most common craniofacial malformation with patients missing
M.D. Anderson Cancer Center, Houston, TX-USA
anywhere from one tooth to their entire dentition. Hypodontia can
occur in association with other developmental anomalies (syndromic)
or as an isolated condition (non-syndromic). Recent advances in genetic
techniques have allowed us to begin understanding the genetic processes
that underlie the odontogenic process and to identify the mechanisms
responsible for tooth agenesis. Thus far two genes have been identified
Received for publication: February 14, 2005
by mutational analysis as the major causes of non-syndromic
Accepted: May 10, 2005
hypodontia; PAX9 and MSX1. Haploinsufficiency of either has been
observed to cause the more severe forms of hypodontia whilst point
mutations cause hypodontia to varying degrees of severity. With the
prevalence of hypodontia having been observed to have increased during
the 20th century, the future identification and analysis of its genetic
basis is essential to allow us to better treat the condition. The clinician
can facilitate this process by collaborating with the human geneticist
and referring patients/families with familial hypodontia for investigative
research.

Key Words:
hypodontia, tooth agenesis, PAX9, MSX1, prevalence, mutations

Correspondence to:
Pragna I Patel
Institute for Genetic Medicine, Keck School of
Medicine, University Of Southern California,
2250 Alcazar Street, CSC-240, Los Angeles, CA
90033, USA.
Tel: +1 (323) 442 2751
Fax: +1 (323) 442 2764
E-mail: pragna@usc.edu

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Braz J Oral Sci. 4(13):695-706 Hypodontia: genetics and future perspectives

Introduction The online catalog of inherited human diseases (Online


The smile is a unique facial expression distinct to primates. The Mendelian Inheritance in Man; OMIM 18) currently lists
main physical component of the smile is a complete dentition almost 16000 inherited human disease genes. However, the
set comprising four different types of teeth. Vertebrate molecular etiology for only about 2000 of these has been
comparative histology has indicated that the continued determined successfully. The cloning of disease genes is
evolution of teeth throughout the emergence of modern man is the first step in understanding the detailed molecular basis
due to the increased fitness they have offered us. Our modern of the disease that ultimately facilitates the development of
lifestyle also has a special attachment to a complete set of suitable diagnostic and therapeutic agents. There are mainly
dentition aside from their use as merely mastigatory appendages two different strategies that have been employed for
for food. For this reason, naturalists, biologists and dentists identifying human disease genes: functional cloning and
have for a long time been trying to unravel the cause for the positional cloning (Figure I). As the name implies, functional
congenital loss of teeth leading to several clinical phenotypes cloning identifies genes based on the known biochemical
such as hypodontia, oligodontia and anodontia. function of their encoded proteins. For example, the
While a number of clinical studies have been carried out on identification of the gene responsible for phenylketonuria
disorders that involve the congenital lack of teeth1-11, until was achieved by purifying the mRNA for phenylalanine
recently very little effort has been made to understand the hydroxylase, the enzyme normally responsible for the
genetic component responsible for mammalian tooth oxidation of phenylalanine to tyrosine but absent in
development. Advancements in molecular biology sufferers, and using this to screen a cDNA library for the
approaches coupled with the now complete human genome corresponding DNA sequence 19 which facilitated the
sequence12 has allowed a number of putative disease genes/ identification of its chromosomal location20-21. However, in
loci associated with the hypodontia/oligodontia phenotypes reality for the vast majority of inherited disorders, knowledge
to be identified6,13-16. Functional studies of these disease about their basic biochemical defect is unknown making the
genes have started to reveal their precise role in tooth use of functional cloning impossible which has led to a
development allowing us to better understand their role in second strategy, positional cloning.
disease pathology and the molecular morphogenetic fields The positional cloning approach employs one or both of the
within which they function17. following strategies; (a) analysis of genetic linkage in families
The congenital lack of one or more permanent teeth is a with a disease and/or (b) identification of a specific
common anomaly in man. By definition, congenitally missing chromosomal aberration(s) in the diseased individual.
teeth are those that fail to erupt in the oral cavity and remain Successful genetic analysis depends on the following
invisible in a radiograph, which implies that this is caused requirements; (a) identification of large families segregating
by disturbances during the early stages of tooth the disease phenotype, (b) a distinctive diagnostic criterion
development. These phenotypes most frequently involve to distinguish the affected individuals, (c) accurate
the second premolars and upper lateral incisors and assessment of the individuals of the family for a known
commonly lead to mild phenotypes that have no associated Mendelian or complex pattern of segregation and (d) highly
systemic disorder. The term hypodontia has most frequently polymorphic DNA markers.
been used for describing the phenomenon of congenitally In principle, the basis of linkage analysis is to observe the
missing teeth, although a large number of missing teeth is closeness of two alleles for two different genes on a
defined as oligodontia and the complete absence of teeth is chromosome. The closer the two alleles are to each other,
defined as anodontia. Hypodontia and oligodontia are also the more likely they are to segregate together during meiosis
classified as either nonsyndromic (isolated) or syndromic due to the reduced chance of a recombinatorial event
(associated with their syndromes). A literature survey shows occurring between them. Logically, this principle is applied
various other terminologies describing a reduction in teeth to determine the genetic distance of known genetic markers,
number; teeth aplasia, congenitally missing teeth, absence or site locators, from a disease locus by tracing its
of teeth, agenesis of teeth, and lack of teeth. Although no segregation pattern in affected families. In figure II, the
distinct definition and classification exists in literature, the disease locus D is closer to the marker locus represented by
following definitions have been widely used in scientific allele X/x but distant from the locus represented by Y/y. Due
literature: to this, the disease locus co-segregates with the X locus
1. Hypodontia: one of six missing teeth excluding 3rd molar whereas it shows random segregation pattern with respect
2. Oligodontia: More than six missing teeth excluding 3rd to the Y locus. Essentially, good genetic markers are those
molar which are polymorphic and can be easily assayed in genomic
3. Anodontia: Complete absence of teeth DNA isolated either from lymphocytes or buccal cells.
The traditional definition of polymorphism is a natural
Identifying disease genes variation in nucleotide sequence which is observed in at

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Braz J Oral Sci. 4(13):695-706 Hypodontia: genetics and future perspectives

least 1% of a population and is capable of distinguishing


the parental chromosomes which otherwise seem virtually
identical in every respect. The degree of polymorphism of
the genetic marker has direct bearings in scoring the
distinction. The information on segregation of polymorphic
markers with respect to the disease phenotype is then
analyzed using statistical programs in order to derive a LOD
score. LOD score, or the logarithm to the base 10 of the
odds, is defined as the relative probability of the observed
data being the result of true linkage versus the probability
due to chance. Conventionally, linkage is considered
established if the LOD score at any given recombination
fraction () is equal to or greater than 3, while linkage is
excluded if the LOD score is equal to or less than 2.
Statistically, a LOD score of 3 means that it is 103, or 1000
times more likely that the observed pattern of segregation
of one marker with respect to another marker or disease Fig. II: Methodology of positional and functional cloning of a
single gene defect.
locus occurred because of linkage rather than chance.
Multipoint linkage analysis for determining the disease gene
position with respect to a number of genetic markers in the
candidate region is then used to localize the position of the
disease gene between two flanking genetic markers. The success Tooth Development
of positional cloning efforts requires very tightly linked markers. In mammals, tooth development is a complex process with
An alternative approach to associate gene(s) with a genetic reciprocal interactions between the dental epithelium and
disorder is to analyze mutations in candidate genes, those mesenchyme involving the shifting of the odontogenic
that have either a proven or speculated association either potential between these tissues (figure III). The first sign of
directly or indirectly leading to the disease state. With the tooth development is the appearance of the primary epithelial
advancement of our present day knowledge about disease band within which the odontogenic process initiates with
pathology and its consequences at both the biochemical the formation of an epithelial bud. Mesechymal cells then
and physiological levels, mapping human disease genes by differentiate around the bud to form the dental papilla, the
the candidate gene approach plays an important role precursor of the tooth pulp and dentin-secreting
especially in excluding the involvement of a gene for a given odontoblasts that appear after a few additional soft-tissue
phenotype. Using this approach, the association of multiple phases that include the cap stage leading to the bell stage
growth factor and growth factor receptor gene(s) with when the enamel-depositing ameloblasts are formed. The
congenital teeth agenesis has been excluded22. dentinal matrix then forms at the periphery of the dental papilla
during dentinogenesis and subsequently enamel deposition,
or amelogenesis, occurs at the dentino-enamel junction after
a few micrometers of dentin has been deposited. Finally,
apposition of dentin and enamel gives way to tooth eruption
and function.
Transcription factors and signaling molecules, which operate
both intra- and extra-cellularly, are expressed in a spatially-
and temporally-restricted pattern in the epithelium and
mesenchyme tissues throughout the odontogenic process
and guide tooth development (figure III). Tissue-
recombination experiments have helped greatly in developing
our understanding of the hierarchy and roles of the various
factors with the odontogenic process23-24.
BMP4, a member of the transforming growth factor- (TGF-)
Fig. I: Segregation of loci within a two generation pedigree. The family, and the transcription factors PAX9 and MSX1,
disease locus is labelled N for normal or D for disease with the members of the paired-box domain and homeobox domain
two marker loci marked as X/x or Y/y where the change in case
indicates different alleles at that position. Allele x appears to gene families respectively, are examples of controlling factors
segregate with the disease (D) given their close proximity. during the odontogenic process. The odontogenic potential

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shifts from the epithelium to the dental mesenchyme missing tooth is reported to be the maxillary lateral incisor
concomitantly with BMP4 expression25. Both PAX9 & MSX1 by some investigators 30,35-36 or the mandibular second
are expressed in the dental mesenchyme and their expression premolar by others 37-38. The lowest incidence of tooth
is key to maintaining the odontogenic potential following agenesis occurs in the lower central and lateral permanent
this shift25. PAX9 has been identified as a key controlling incisors with agenesis of maxillary permanent central incisors,
factor during the odontogenic process with its expression maxillary permanent cuspids and maxillary permanent first
found specifically at the prospective sites of all teeth prior molars also rare39.
to there being any morphological signs of odontogenesis25. Hypodontia affecting the primary dentition is rare (prevalence
A general role for MSX1 in the development of ectodermal rate of <0.5%) and has been observed to afflict both sexes
derivatives has been suggested14 with it strongly expressed equally39-40. It is often followed by hypodontia in the same
in the dental mesenchyme but notably absent from the dental region of the permanent dentition, which itself has a
epithelia during the bud, cap and bell stages of tooth prevalence, excluding third molars (wisdom teeth), ranging
development26. Tooth development in both PAX9- and MSX1- between 2.3% and 10%41 and a third of sufferers typically
mutant mice is arrested at the bud stage27-28, suggesting they have at least one first-degree relative also afflicted40,42. Severe
have similar, non-redundant roles in signal progression to hypodontia, also referred to as oligodontia, involves the
the cap stage of tooth development. Interestingly, PAX9 agenesis of six or more teeth and like hypodontia of the
and MSX1 have been reported to have an important primary dentition it is rare afflicting approximately 0.5% of
regulatory role in the maintenance of BMP4 expression and the population43.
signaling25 implying they may also have a role in odontogenic Hypodontia has been identified as both non-syndromic,
where it is an independent congenital oral trait, or syndromic,
where it is acquired as part of a specific disease. It is an
associated finding in at least 49 syndromes listed in the Online
Mendelian Inheritance in Man database18 implying some
factors involved in tooth development have a wider role
within the human body. Other anomalies associated with
hypodontia include small tooth size (microdontia), large tooth
size (macrodontia) and anomalies in tooth shape, most
commonly tapering or peg-shaped teeth40,44.
The non-syndromic form of hypodontia can be sporadic or
familial and it has been most frequently reported as inherited
in an autosomal dominant45-52 (AD) fashion where it displays
phenotypic heterogeneity as measured by the nature of the
missing teeth and other alterations in the teeth. However,
autosomal recessive53 (AR), X-linked54-56 and polygenic57-60
Fig. III: Known protein factors involved in tooth development. Names
in bold indicate that they have only been identified as involved at inheritance has also been reported.
one stage and names in italics indicate those factors that have been
found to be involved in signalling from both the epithelium and Geographical, population and gender prevalence
mesenchyme.
Hypodontia
potential shifts. Variation is seen in the number of teeth found in both the
primary and permanent dentition, although it is less common
Clinical features of Hypodontia in the primary dentition39, 41. Several population studies have
A congenital anomaly affecting the formation of the dentition been carried out in the past to establish the epidemiological,
that results in a reduction in the usual number of the human clinical and genetic characteristics and prevalence of
permanent dentition (a total of 32 teeth in both jaws) and/or hypodontia both in primary and permanent dentition through
the deciduous dentition (20 total teeth in both jaws) is the collection of the dental history of individuals belonging
commonly referred to as hypodontia. Recent studies have to several families representing various countries/
shown that the occurrence of hypodontia has increased geographical locations and races. Table I shows the
during the 20 th century 29. 80-85% of hypodontia cases summarized data representing the prevalence of hypodontia
studied involved the agenesis of just one or two teeth 30, in primary and permanent dentition in various geographical
indicating that most people afflicted suffer from a mild form locations. It is apparent from these studies that the population
of the disease. The tooth most commonly missing is the prevalence of hypodontia varies with geographical location.
third molar (or wisdom tooth) which is absent in as much as In the primary dentition, Japan shows the greatest prevalence
20% of the population2,31-34. The second most commonly of hypodontia which is almost three times greater than the

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Braz J Oral Sci. 4(13):695-706 Hypodontia: genetics and future perspectives

next highest, Finland. Great Britain shows the lowest this63. The data in (table II) shows no clear pattern of gender
prevalence which is an eighth of that of Japan with the preference with fluctuations between male and female bias
remaining countries in table I also showing low prevalences where most studies show ratios that are close to parity.
between 0.4-0.6%. In the permanent dentition, Saudi Arabia
shows the lowest prevalence whilst Iceland exhibits the Oligodontia
highest. The greatest differences are found in the The congenital lack of more than six permanent teeth
populations of both Iceland and Sweden which exhibit a (oligodontia; a severe hypodontia) is also quite prevalent in
prevalence of hypodontia in their permanent dentition that the population. Studies on different populations have shown
is 16 or 19 (respectively) times greater than in their primary variation in the prevalence of oligodontia with the difference
dentition. Europe has a prevalence of hypodontia in the in the frequency of oligodontia between males and females
permanent dentition that is at least ten times greater than found to be not statistically significant 64-65 , nor is the
any of the European component countries have exhibited in difference in distribution of missing teeth over mandible/
the primary dentition. This pattern is also seen between the maxilla and right/left sides64-65. Collective data from six
primary dentition of New Zealand and the permanent dentition different studies does however indicate that the frequency
of its neighbor country Australia, whereas Japan has a of oligodontia is lower in males than females and that the
prevalence in its primary dentition that is only a third of that frequency of missing second premolars or upper lateral
in the permanent dentition of its neighbor country China. incisors is higher in congenital oligodontia66.
Interestingly, Saudi Arabia exhibits an equal prevalence of
hypodontia in both its primary and permanent dentition. It Etiology
therefore appears that people of Scandinavian decent are Both genetic and environmental factors have been found to
the most susceptible to hypodontia in the permanent contribute to the etiology of tooth agenesis with many
dentition whilst those of Asian or Arabic descent are the theories having been suggested to explain their affects,
most susceptible in the primary dentition. There are particularly prior to the intensive genetic studies performed
apparently no published reports of large scale studies of in recent years38,49,67-68.
populations in Latin American countries.
A number of investigations have attempted to take into Environmental Factors
account any possible gender preference in tooth agenesis Environmental factors can cause tooth agenesis by a variety
(table II). Several reports mentioned a lower prevalence of of means 69 that can be broadly placed into two groups:
tooth agenesis in males30,38,61 with one study reporting a male invasive and non-invasive. These can act either additively
to female ratio62 of 2:3 whilst others have failed to confirm or independently to affect the positioning and physical

Table I: Prevalence of hypodontia in the primary and permanent dentition in different countries/continents.

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Table II: Studies comparing gender bias of tooth agenesis (excluding third molar) in the permanent dentition in various countries.

nr = not reported

development of the tooth. development of the main innervation paths75-76 where it was
Jaw fractures, surgical procedures, extraction of the noted that the regions most commonly affected by
preceding primary tooth and changes in muscle pressure hypodontia were the last to undergo innervation. Brainstem
from the facial and lingual sides are all examples of invasive anomalies have been shown not to affect tooth
factors that can affect tooth development and positioning development77 indicating that it is local rather than global
leading to tooth agenesis and impaction38,49,65. nerve development that affects tooth agenesis.
It has also been shown that developing teeth are irreversibly
affected by chemotherapy and irradiation in an age- and dose- Genetic Factors
dependent manner, with the latter having been shown to In the majority of cases, hypodontia has a genetic basis.
cause the more severe effects 4-5 . Thalidomide (N- Tooth agenesis is found more commonly among individuals
phthaloylglutamimide) has been reported to cause related to hypodontia patients than in the population in
congenitally missing teeth in children whose mothers took it general56 identifying it as a genetic disease. An exhaustive
during their pregnancy1,70-71. Nutrient deprivation and serious study on a Swedish family with 685 family members, including
illness have also been linked to tooth developmental 171 probands affected with hypodontia, showed that
problems, although no definite etiological relationship has hypodontia involving permanent teeth is primarily
been found between hypodontia and systemic diseases38,49, determined by genetic factor(s) 38 . The frequency of
endocrine disturbances72 or ectodermal dysplasia73. hypodontia among races varies30,78 and greater concordance
A developmental relationship has been proposed between of hypodontia is apparent in identical twins than non-
nerve and hard tissues74 with tooth agenesis linked to the identical 79-80 with no environmental etiology apparent in

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afflicted individuals. of positional candidate genes present in the candidate


Familial hypodontia is reported to exhibit mainly autosomal interval. Using this gene mapping strategy, autosomal
dominant inheritance with incomplete penetrance and dominant hypodontia has been localized to at least three
variable expressivity49-52. However, an autosomal recessive chromosomal loci to date; MSX183, PAX913 and an unknown
mode of inheritance for hypodontia has been reported in a locus on chromosome 106. Five mutations have thus far
Pakistani family which mapped to chromosome 16q12.153 and been identified within MSX1 and ten within PAX9 (table III)
in another report on Finnish patients that are afflicted with a with both genes also having been found to be deleted in
specific type of hypodontia (Recessive Incisor Hypodontia; separate studies of familial hypodontia45,84.
RIH), where patients notably lacked both deciduous and
permanent incisors81. It has also been suggested that it can MSX1
follow sex-linked42,59,82 (Patel et al., unpublished results) or Although one report has excluded the MSX1 gene as the
polygenic inheritance patterns54-55,57-58. gene responsible for tooth agenesis85, recent research has
Recently, direct evidence was gathered for the genetic basis identified MSX1 as the causative gene for some forms of
of tooth agenesis thanks to the mapping of human disease congenital teeth agenesis with five mutations having been
genes using linkage analysis followed by mutation analysis identified within MSX1 thus far (table III). All of these

Table III: Identified mutations in MSX1 and PAX9 that have been found in people afflicted with hypodontia. Tooth is considered
absent if not present in >50% of patients. Mutation nomenclature used as previously described 124 and is used to denote gene
deletion or protein absence.

= tooth present; = tooth absent in both; = tooth absent in either mandibular/maxillary; AD = autosomal dominant.

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mutations have been point mutations with two leading to a substitution mutations disrupt MSX1 activity they do not
substitution mutation within the protein and the remaining abolish it whereas the truncation mutations appear to abolish
three form a stop codon that prematurely truncates the MSX1 activity leading to a more severe phenotype. This is
protein. Two mutations fall within the N-terminal region prior supported by another study that identified
to the central homeodomain (M61K & S105X) with the haploinsufficiency of MSX1 as the cause of severe
remaining three (Q187X, R196P & S202X) all falling within oligodontia within unrelated Finnish patients who also had
the homeodomain itself (figure 4(A)). Wolf-Hirschhorn syndrome84. However, there is no clear
Of the two substitution mutations, the M61K mutation15 falls correlation between the severity of the hypodontia and the
outside of the homeodomain of MSX1 and how it affects its severity of the effect on the MSX1 protein caused by the
function remains unknown but it has been proposed that it identified missense mutations.
may be through the disruption of protein interactions15. The
R196P mutation 83 falls within helix-I of the MSX1 PAX9
homeodomain disrupting its stability and functional In contrast to MSX1, both missense and frame-shift mutations
activity86. in PAX9 have been associated with hypodontia (table III).
Of the three premature termination mutations, S105X is the Of the seven missense mutations identified to date, one is a
only mutation to occur prior to the homeodomain of MSX1 premature termination mutation (K114X) and the remaining
(figure 4(A)). It was identified in a Dutch family suffering six are all residue substitution mutations. Of these latter
from cleft lip-palate and hypodontia that were found to be mutations, only five generate a substitution in the protein
heterozygous for the 314C>A nucleotide substitution, which (L21P, R26W, R28P, G51S & K91E) with one believed to
creates a stop codon in MSX1 exon 1 truncating the protein prevent PAX9 expression (1A>G). Three frame-shift
prior to the homeodomain87. The remaining two termination mutations have been identified, two of which are caused by
mutations fall within the central region of the MSX1 the insertion of a single nucleotide (G73fsX316 &
homeodomain. A 559C>T nucleotide substitution was V265fsX316) and the other by the deletion of 8 nucleotides
identified in a Flemish family suffering from cleft lip-palate with the insertion of 288 foreign nucleotides (R59fsX177).
and hypodontia where it forms a stop codon that truncates All but one of these mutations (V265fsX316) falls within the
the protein within helix-I of the MSX1 homeodomain (N187X; N-terminal paired-domain (Figure 4(B)) with the exception
figure 4(A))88. The S202X mutation, caused by a 605C>A falling in the approximate middle of the C-terminal region.
nucleotide substitution, was identified in a patient with Witkop This single nucleotide insertion falls within exon 4 of the
syndrome who was suffering from hypodontia 89 where it PAX9 gene creating a frame-shift at amino acid 264 (Figure
generates a stop codon in helix-I of the homeodomain region 4(B)) which leads to premature truncation of the protein91.
(figure 4(A)) truncating the protein and disrupting its The other single nucleotide insertion was a guanine
nucleotide that extends a series of five guanines to six
causing a frame-shift between the N- and C-terminal DNA
binding domains of the PAX9 paired-domain (Figure 4(B))
abolishing the C-terminal DNA binding domain13. By far the
most severe frame-shift mutation is caused by a 288bp
insertion in the paired domain of PAX9 (Figure 4(B)) in place
of eight deleted nucleotides which leads to a frame-shift that
disrupts the C-terminal DNA binding region of the paired-
domain47. Two nucleotide substitutions within the PAX9
paired domain were also identified during this study (L21P
and K91E), both of which fall within the DNA binding regions
Fig. 4: Location of the mutations stated in table III in the MSX1 and of the PAX9 paired domain (Figure 4(B)), N- and C-terminal
PAX9 proteins. respectively, which may affect PAX9s ability to associate
with DNA and thus its transcriptional activity.
functional activity86,90. The only substitution mutation to cause premature
Interestingly, two of the premature termination mutations termination was an A340T switch that creates a stop codon at
were identified in patients afflicted with both oligodontia lysine 114 producing a truncated PAX9 protein that terminates
and cleft lip-palate (S105X & Q187X) with the third mutation at the end of the N-terminal DNA binding region of the PAX9
having been identified in an individual with Witkop tooth- Paired-box domain92 (figure 4(B)). The remaining three
nail syndrome (S202X). They all suffer from additional missense mutations that lead to a residue substitution in the
pathologies other than hypodontia which also afflicts those PAX9 protein were all identified recently. An R26W mutation
with substitution mutations indicating that that whilst the was identified in the N-terminal DNA binding region of the

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Braz J Oral Sci. 4(13):695-706 Hypodontia: genetics and future perspectives

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