OTC #: 174

DATE: SEPTEMBER 10, 2014

TO: ALL PARTICIPANTS - OTC COMPARISON SYSTEM CASHIER, MANAGER
REORGANIZATION
ATTENTION: OPERATIONS PARTNER/OFFICER, MANAGER P&S DEPT. CASHIER,
MANAGER REORGANIZATION, GLOSSARY DEPT UPDATES TO THE LIST OF
OTC CLEARED SECURITIES
FROM: UNDERWRITING
SUBJECT: UPDATES TO THE LIST OF OTC CLEARED SECURITIES

THIS NSCC OTC IMPORTANT NOTICE IS NOW AVAILABLE ON THE NSCC WEB SITE.THE WEB SITE
WWW.DTCC.COM IS PASSWORD PROTECTED AND IS OPEN TO ALL FULL-SETTLING MEMBERS OR
OTHER NSCC PARTICIPANTS. FIRMS THAT WANT ACCESS TO THE NOTICES OF CHANGES TO THE
LIST OF OTC CLEARED SECURITIES SHOULD CALL THEIR NSCC ACCOUNT MANAGER AT
800-422-0582 TO OBTAIN THE APPROPRIATE INFORMATION FOR ACCESS.

Update Cusip No Symbol Name Effective

Date

ADD
ADD *** G3401M145 FDYRF FIDELITY EUROPEAN VALUES PLC 09/10/2014
ORDINARY SHARES GBP (UK)
ADD *** G3449X103 FECHF FIDELITY CHINA SPECIAL SITUATIONS 09/10/2014
PLC ORDINARY SHARES (UK)
ADD *** Y0600K136 BKAFF BANGKOK AVIATION FUEL SERVICE 09/10/2014
PUBLIC CO LTD ORDINARY SHARES
ADD *** Y44202144 JASUF JASMINE INT'L PUB CO LTD UNITS NON- 09/10/2014
VOTING DEP RECPT THAILAND
ADD *** Y4478W149 JUTHF JUTHA MARITIME PUBLIC CO LTD UNITS 09/10/2014
NON-VOTING DEP RECEIPT
ADD *** Y7323X204 RJIWF ROJANA INDL PARK PUBLIC CO LTD WTS 09/10/2014
EXP 07/18/2016 THAILAND
ADD 03237E306 ANMP ANACOMP INC COMMON STOCK 09/10/2014
ADD 12542R704 CSHPP CHS INC REDEEMABLE PREFERRED 09/10/2014
SERIES 3 CLASS B%
ADD 25155V127 DBNNF DEUTSCHE BK AG LONDON CAPPED 09/10/2014
CALL WT LKD JPX EXP 09/10/15
ADD 25155V259 DBFBF DEUTSCHE BK AG LONDON CALL WT 09/10/2014
LKD EURO STOXX 50 EXP 08/18/17
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1
ADD 25155V341 DBFMF DEUTSCHE BK AG LONDON CAPPED 09/10/2014
CALL WT LKD EURO EXP 08/04/17
ADD 25157U408 DBTMF DEUTSCHE BK AG LONDON CALL WT 09/10/2014
LKD S&P 500 INDEX EXP 09/01/17
ADD 553810201 MVBFP MVB FINANCIAL CORP CONVERTIBLE 09/10/2014
NONCUMULATIVE PERP PFD SER B
ADD 553810300 MVBFO MVB FINANCIAL CORP CONVERTIBLE 09/10/2014
NONCUMULATIVE PFD SER C
ADD 69364A102 PSMD PS MANAGEMENT HOLDINGS INC 09/10/2014
ADD 73937B589 LDRI POWERSHARES LADDERRITE 0-5 YEAR 09/10/2014
CORPORATE BOND PORTFOLIO

DELETE
DELETE 81783K116 SEVRR SEVCON INC RIGHTS 09/10/2014

MARKET MOVE
060505344 BMMPP TO: BACPRW BANK OF AMERICA CORPORATION 09/10/2014
* DEPOSITORY SHARES REPRESENTING
1 (XNAS TO: XNYS)

SYMBOL CHANGES
03790A105 NCSOD TO: APSI AQUA POWER SYSTEMS INC. COMMON 09/10/2014
STOCK
66401A202 BIGRD TO: BIGRF NORTHCORE RESOURCES, INC. 09/10/2014
ORDINARY SHARES (CANADA)

REORGANIZATION
DELETE 381229202 GVDI GOLDEN VY DEV INC COM STK (WY)
ADD 381229301 GVDID GOLDEN VALLEY DEVELOPMENT, INC. 09/10/2014
NEW COMMON STOCK

DELETE 74058J104 PPBL PREMIERE OPPORTUNITIES GROUP, INC.

COMMON STOCK
ADD 37954G102 PPBLD GLOBAL FASHION TECHNOLOGIES, INC. 09/10/2014
COMMON STOCK

DELETE 87959M208 TELK TELIK, INC

ADD 55414P108 TELKD MABVAX THERAPEUTICS HOLDINGS, 09/10/2014
INC. COMMON STOCK

DELETE 92210U106 VAPO VAPORIN INC.

ADD 92210U205 VAPOD VAPORIN INC. NEW COMMON STOCK 09/10/2014

Non-Confidential

2
NAME CHANGE
DELETE 596304204 MBCN MIDDLEFIELD BANC CORP (NEW)
ADD 596304204 MBCN MIDDLEFIELD BANC CORP (OHIO) 09/10/2014
COMMON STOCK

CUSIP CHANGE
DELETE 51206P109 LACO LAKES ENTERTAINMENT INC.
ADD 51206P208 LACO LAKES ENTERTAINMENT INC. 09/10/2014

* 19C-3 Security rule

*** Foreign Netting Security
ALL INQUIRIES SHOULD BE DIRECTED TO NSCC'S MAILBOX AT: smd_notices@dtcc.com

Non-Confidential