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Received 9 January 2003; received in revised form 19 May 2004; accepted 24 May 2004
Abstract
Modern design methodologies rely on accurate estimates of structural reliability indices for code calibration and design. In gen-
eral, most methodologies do not explicitly account for earthquake duration when calculating reliability indices. This paper pre-
sents a summary of a study whose goal was to provide a basic method to better estimate the eect of earthquake duration on
structural reliability using (1) an ultimate strength and a (2) low-cycle structural damage-based limit state function. The damage
model developed by Park and Ang was coupled with the theory of order statistics all within a Monte Carlo simulation framework
in order to estimate the probability of failure for hypothetical groups of structures. Structures were idealized using elasto-plastic
oscillators in order to simplify the analysis and make it general enough to compare with future or existing studies. A response
database was used to provide randomness beyond the number of time domain simulations initially performed. Existing suites of
ground motion time histories were scaled using linear response spectrum scaling for soil conditions using a well-known attenu-
ation relationship. This study is unique in that it allows variation in the peaks of the highly non-linear structural response without
actually performing time domain analyses, which are commonly employed in earthquake engineering. A simple measure was
introduced and termed the duration eect factor (DEFb) and is dened as the slope of a best-t line for multiple reliability indices
plotted against duration. The DEFb could help provide a means for comparison between earthquake duration studies, which has
otherwise been dicult.
# 2004 Elsevier Ltd. All rights reserved.
Keywords: Earthquake duration; Reliability index; Low-cycle limit state function; Ultimate deformation; Damage-based; Elasto-plastic oscillator
sion mechanism in which failures takes place when a spectra scaling from the United States Geological Survey
preset displacement level is exceeded by a single excur- Map (reproduced in ASCE [10]). Structures were idealized
sion of the response; and (2) a fatigue failure mech- as elasto-plastic (E-P) oscillators in order to (1) simplify
anism in which the cumulative eect of a number of the computation and (2) allow generalization of the
the excursions in the structures response to earthquake results. Initially, the suites of E-P oscillators were excited
excitation exceeds a preset damage accumulation level. using each realization in a suite of ground motion records.
Their results revealed that cumulative fatigue damage The resulting one-sided (i.e. positive) peaks for each
is signicant in structures having structural periods at response were t to a Type III extreme value distribution
the lower end of the medium period range of the design (Weibull). Then, treating the Weibull parameters of the E-
earthquake spectra. They also concluded that the dam- P response as random variables themselves, the theory of
age may be estimated from absorbed hysteretic energy. order statistics was applied to model the probability distri-
Jeong and Iwan [8] conrmed that the safety, or bution of the mth highest peaks for the entire family of
reliability, of a structure may depend on more than just ground motions. A Monte Carlo simulation (MCS)
the peak response. Specically, structural failure under framework was used to estimate failure probabilities and
cyclic loading provides motivation for further study of the associated reliability indices. By varying the number
very low-cycle fatigue failure based on the time history of trials in the statistical distribution for an order stat-
of the deformation, i.e. hysteresis. Damage accumu- istic, the probability distributions for the mth highest dis-
lates during the strong motion cycles, hence the use of tribution also varied. A limit state function was developed
the response spectrum alone to specify a design input from the Park and Ang [11] damage model which exploi-
ground motion neglects the eect of earthquake dur- ted the symmetry in the E-P oscillator hysteresis.
ation, i.e. cycling, and its potential damage to struc- Because order statistics are relied upon as an integral
tures. They also found that the expected damage is part of the procedure in this study, a brief review of
highly dependent on both the ductility of the response related previous studies is warranted. Amini and Trifunac
and duration of the excitation. Rahnama and Manuel [12,13] extended the work of Cartwright and Longuet-
[9] found that strength demands are not very sensitive Higgins [14] for the largest peaks of a random function to
to strong motion duration, but concluded that earth- study the statistics of higher order peaks in the response of
quake duration should have a signicant eect on a structure under earthquake excitation. They presented
cumulative damage measures. their results for the expected and the most probable ampli-
Indicative in its name, performance-based seismic tude of higher order peaks based on the assumptions that
design relies heavily on structural performance during the time histories are (1) statistically stationary and (2) the
moderate to severe earthquakes. Performance must be peaks are statistically independent. Renement of Amini
based on damage rather than collapse since one major and Trifunacs work by Gupta and Trifunac [15] lead to a
goal of performance-based design is to mitigate costly distribution for the amplitudes of the nth order peaks in a
damage. In order to begin the process of applying per- total of N peaks of a random function. Gupta and Trifu-
formance-based seismic design, it is critical that design nac [15] did not consider the correlation between the
code developers understand which earthquake para- ordered peaks in any realization of the process. More
meters aect performance estimates enough that they recently, Basu et al. [16] proposed what they termed a
should be taken into account in the development of more rational approach based on ordered peak ampli-
their methodologies, and of course, their application. tudes through the development of a digitally simulated
One such ground motion parameter is earthquake dur- joint probability density function for the peaks in a
ation. As discussed, many researches have focused on stationary Gaussian process. Their results showed that the
this important topic over the last few decades, but vir- assumption of statistical independence of ordered peaks
tually none have examined the eect on modern mea- gives reasonable estimates for the rst few orders of peaks.
sures of structural performance. The structural Rosowsky and Bulleit [17] applied the theory of order
reliability index, b, lends its generality well to the topic statistics in examining load duration eects in light-frame
of performance-based design, as well as to this study. wood structures. Following the results of Basu et al. [16],
The objective of this study was to develop a general the present study assumes that the assumption of peak
oscillator-based procedure for quantifying the eect of independence is valid for the highest four peaks of struc-
earthquake duration on structural reliability indices tural response during an earthquake.
using a low-cycle damage-based limit state. An ulti-
mate deformation-based limit state was also used for
2. Description of approach
comparative purposes. Earthquake duration is accoun-
ted for by developing a response database and combin- 2.1. Earthquake demand
ing it with an order statistic approach.
In order to achieve this objective an existing suite of Ground motions suites selected to be representative
ground motion records was scaled using linear response of earthquakes for the US cities of Boston, Seattle, and
J.W. van de Lindt, G.-H. Goh / Engineering Structures 26 (2004) 15851597 1587
For each of the cases listed above, the ordered data from the resulting empirical CDFs for each earthquake
from smallest to largest was used to develop an empiri- duration and used to identify trends, i.e. slopes of b
cal CDF and is presented using a best-t line. A best-t versus earthquake duration. These percentiles corre-
line was used because it was felt that at this stage any spond to the mean, the mean plus one standard devi-
t does not appear to be strong in the tails of the dis- ation, and the mean plus two standard deviations. As
tribution, and could result in erroneous conclusions. In mentioned earlier, the DEFb is introduced as a simple
order to quantify the eect of earthquake duration on measure to gage the eect of earthquake duration.
the structural reliability index the denition of a new Thus, as DEFb increases, the slopes of lines become
parameter is proposed. Assuming one has knowledge steeper at increasing duration. The dashed lines, shown
of the reliability index, b, at more than one earthquake in Fig. 7, illustrate the connection between the two
duration, D, the duration eect factor (DEFb) can be gures for the 50th percentile case. As expected, the
expressed as the slope of a best-t line through those general trend is a reduction in the reliability indices as
points. Mathematically, the earthquake duration increases. The structural reli-
abilities for ground motion suites in Los Angeles hav-
db
DEFb 12 ing 10% probability of occurrence in 50 years are
dD generally higher than the 2% probability of occurrence
where the negative sign in Eq. (12) is included since the in 50 years suites. The reliability indices are somewhat
slope is typically negative with increasing duration. In low, many even negative, in Fig. 7. Only one thousand
addition, the DEFb was multiplied with 1000, to make simulations were performed at each earthquake dur-
it a reasonable sized number for discussion. This ation, e.g. 45 s. Single analyses were performed for
approach to quantifying the eect of duration will be stronger more ductile oscillators and the trend was the
used to draw conclusions for the three cities in this same when the reliability indices were higher. Thus, it
study. Table 2 presents the suite of 16 E-P oscillators was reasoned that higher reliability indices, say 05,
designed to represent modern engineered buildings. A would only add computation time and not provide
detailed sensitivity analysis of the reliability index to insight into the development of the method. One must
each structural and damage model parameter was per- also consider that a very large earthquake having a
formed and can be found in [22]. return period of almost 2500 years has occurred and
the reliability indices are computed, given that the
3.2. Los Angeles earthquake has occurred. Their true reliability indices,
when the probability of occurrence of such an earth-
The leftmost gure in Fig. 7 presents the reliability quake is also accounted for, would be much higher.
index for the structural suite at the Los Angeles site for For instance, as illustrated in Figs. 7 and 8, the best-
an earthquake of 50 s in duration. This procedure was t lines, representing the reliability indices for the Los
repeated for earthquakes having durations of 3090 s Angeles ground motion suite having 10% probability of
at intervals of 5 s using the procedure previously out- occurrence stay above the best-t lines for 2% prob-
lined and summarized in Fig. 6. Then, three selected ability of occurrence. This is logical since ground
percentiles, i.e. 50th, 84th, and 98th, were extracted motions having return periods of 2475 years are expec-
ted to cause signicantly more damage. The resulting
DEFb indicates that low-cycle damage models may
Table 2
Designed suite of 16 E-P oscillators have steeper slopes at higher percentiles, i.e. going
from 50th to 84th for the low-cycle limit state analysis.
Structure no. Tn (s) Qy l w
However, this is not the case for the ultimate strength
1 0.2 0.2 mg 2 0.6 models corresponding to a 10% probability of occur-
2 0.2 0.2 mg 2 0.2 rence.
3 0.2 0.2 mg 6 0.6
4 0.2 0.2 mg 6 0.2
5 0.2 0.8 mg 2 0.6 3.3. Seattle
6 0.2 0.8 mg 2 0.2
7 0.2 0.8 mg 6 0.6 The procedure described for the Los Angeles analy-
8 0.2 0.8 mg 6 0.2 sis was repeated for the city of Seattle analysis. In gen-
9 1 0.2 mg 2 0.6
eral, the same suite of structures located in Seattle have
10 1 0.2 mg 2 0.2
11 1 0.2 mg 6 0.6 higher reliability indices than Los Angeles. Of course,
12 1 0.2 mg 6 0.2 the structures located in LA are, in general, designed to
13 1 0.8 mg 2 0.6 resist larger spectral acceleration than structures in
14 1 0.8 mg 2 0.2 Seattle, hence the exact same structures would prob-
15 1 0.8 mg 6 0.6
ably not be found in Seattle. This change in reliability
16 1 0.8 mg 6 0.2
is primarily a function of the ground motion suites and
1592 J.W. van de Lindt, G.-H. Goh / Engineering Structures 26 (2004) 15851597
Fig. 6. Flowchart summarizing the procedure to calculate the eect of earthquake duration on structural reliability.
their scaled spectral accelerations found in Table 1. tions of those used in this study. Of course, the under-
The results of the Seattle analysis are presented in lying ground motion parameters and the scaled spectral
Figs. 9 and 10. Similar trends, as discussed in Los accelerations in the city of Boston play a major role in
Angeles, can be found. contributing to the higher reliability indices, as pre-
sented in Figs. 11 and 12. The trends were similar to
3.4. Boston those of the Seattle analysis. It should be noted that
the best-t lines for the two limit states corresponding
The same procedure described previously was used
to 10% probability of exceedance, intersect at an earth-
for the city of Boston analysis. The same suite of struc-
quake duration of approximately 75 s for 98th percen-
tures assumed to be located in Boston exhibited, in
general, higher reliability levels than the other cities. tile case. In order to better estimate the structural
However, many of the actual structures located in reliability, a future study that uses a more designed
Boston are older and would not exhibit ductile beha- structure customized for the city of Boston is recom-
vior and high yield strengths compared to the mended. This could be a suite of structures with lower
designed modern engineered structural suite. In fact, values of ductility and possibly lower yield strengths
many of the unreinforced masonry structures would which would be more representative of the existing
not survive earthquakes having magnitudes and dura- building populations in older cities. However, this was
J.W. van de Lindt, G.-H. Goh / Engineering Structures 26 (2004) 15851597 1593
Fig. 7. Reliability index as a function of duration for structural suite in Los Angeles.
Fig. 8. The 84th and 98th percentiles of reliability index for the Los Angeles analysis.
1594 J.W. van de Lindt, G.-H. Goh / Engineering Structures 26 (2004) 15851597
Fig. 10. The 84th and 98th percentiles of reliability index for the Seattle analysis.
J.W. van de Lindt, G.-H. Goh / Engineering Structures 26 (2004) 15851597 1595
Fig. 11. Reliability index as a function of duration for the Boston analysis.
Fig. 12. The 84th and 98th percentiles of reliability index for the Boston analysis.
1596 J.W. van de Lindt, G.-H. Goh / Engineering Structures 26 (2004) 15851597
Table 3
Duration eect factors (DEFb 1000)
felt to be beyond the scope of this initial study and 2. A duration eect factor, DEFb, has been proposed
would not alter the general conclusion which are the and appears to be a reasonable and logical measure
primary objective here. In closure, duration eect fac- of the eect of a parameter, e.g. duration on
tors, DEFb, for the cities of Los Angeles, Seattle and reliability. The DEFb may be able to provide a
Boston are presented in Table 3. means for comparison between earthquake duration
studies, which has otherwise been dicult.
4. Summary and conclusions 3. The method described herein uses time domain
analysis initially. Once response peaks are analyzed,
In order to quantify the eect of earthquake duration
the reliability analysis used in the present study and
on structural reliability a procedure that combines order
statistics and non-linear dynamics was used. Ultimate the Monte Carlo simulations will not require the
strength and low-cycle structural damage limit states further use of the time histories. If a reasonably
were applied within a MCS framework in order to esti- sized database could be developed it might be poss-
mate the probability of failure for a suite of idealized ible to perform structure and structural group-
structures. The study is unique in that it allows vari- specic reliability analyses simply as a function of
ation in the peaks of the highly non-linear structural location and a few structural parameters.
model without actually performing time domain analy-
ses, through the development and use of an E-P oscil-
lator database. Although previous studies have References
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