Documente Academic
Documente Profesional
Documente Cultură
HIV series
Gabriella Scarlatti
By the year 2000 there will be six million pregnant women and five to ten million children infected with HIV-1.
Intervention strategies have been planned and in some instances already started. A timely and cost-effective strategy
needs to take into account that most HIV-1 infected individuals reside in developing countries. Further studies are
needed on immunological and virological factors affecting HIV-1 transmission from mother to child, on differential
disease progression in affected children, and on transient infection.
The first children with HIV-1 infection were described in colleagues7 used the timing and pattern of seroconverion
1983. As of late 1994, WHO estimated that about 15 to specific HIV-1 peptides in children at 46 weeks of
million children had been infected world wide, with over age. Comparison of the antibody pattern determined by
three-quarters of the cases in sub-Saharan Africa and western blot in the mothers serum obtained during
developing areas of the Americas. Moreover, nearly half gestation and at delivery with that of the newborn baby
of all HIV-infected adults are women of childbearing age; suggested that at least 65% of children are infected during
since most children who become infected acquire the the final 6 weeks of pregnancy and at delivery.8 According
virus from their mother, the future impact of paediatric to the working hypothesis of Bryson et al,9 detection of
HIV infection will be directly related to the increasing virus by PCR within 48 hours of age indicates that
incidence of infection among women. Interventions to infection of the child took place during gestation, whereas
prevent further escalation in mother-to-child transmission delayed appearance of virus implies intrapartum
are urgently needed. transmission. This model does not exclude the possibility
The rate of mother-to-child transmission of HIV-1 has that the virus resides in tissues other than blood, and may
been evaluated in several epidemiological surveys, and become activated at birth.
varies from 13% to 42%.1,2 Transmission rate is twice as Overall, therefore, about half of the transmission events
high in Africa as in Europe.3 This difference is still probably occur close to delivery.8,9 However, these figures
unexplained, but contributory factors include concomitant apply to live births. If early transmission events lead to
infections in the mother, differences in virulence of the loss of the fetus, as suggested by Langston et al,10 the
virus according to geographical origin, and frequency of actual frequency of in-utero transmissions may be higher.
breastfeeding. Postnatal transmission can occur via breastfeeding.1 A
systematic review of published reports on the risk of
Timing of infection transmission via this route suggested an additional risk of
An accurate understanding of the timing of HIV-1 14% over transmission in utero or at delivery by mothers
transmission from mother to fetus is very important for who have been infected prenatally.11 Counselling mothers
the design of intervention strategies. Evidence for both about breastfeeding is especially difficult in developing
early and late in-utero HIV-1 transmission is well countries, where the practice has a protective effect
documented; there is probably more than one route of against infant death from other endemic diseases.
transmission. Virus has been detected by polymerase Accordingly, current recommendations about infant
chain reaction (PCR) in fetal tissue specimens from the feeding by HIV-1-infected mothers differ according to
first trimester of gestation,4 and by the presence of viral geographical setting.12
p24 antigen in fetal serum samples taken during the
second trimester.5 Evidence for transmission comes from Routes of transmission
the International Registry of HIV-exposed Twins: the risk The role of the placenta is puzzling. Does it function as a
of HIV infection in the first-born twin is two-fold higher barrier to the virus, or is it involved in cell-to-cell
than in the second-born twin.6 Thus, transmission seems transmission, leading to infection of the fetus by particular
to occur during gestation from the first trimester, but virus variants? In-vivo infection of placental cells,
proportions of in-utero and intrapartum transmission trophoblast, and villous Hofbauer cells has been shown as
events are unclear. early as 8 weeks gestation,13 and may therefore account
Two approaches have been used to assess timing of for early in-utero transmission. Differences in the ability
infection: (a) determination of antibody production to of placental cells to sustain virus replication might be
viral proteins by the child itself; and (b) detection of important for selection of virus variants during
HIV-1 by PCR or virus isolation from the childs blood. transmission. Otherwise, intercurrent infections of the
As evidence for infection late in pregnancy, De Rossia and placentaeg, chorioamnionitismay favour leakage of
the virus into the amniotic cavity. Whether placental
infection always results in infection of the fetus is
Lancet 1996; 348: 86368
uncertain.
Laboratory of Immunobiology, Centro San Luigi, San Raffaele Transmission during delivery may be due to mixing of
Scientific Institute, Via Stamira dAncona 20, 20 127 Milan, Italy maternal and fetal blood during contractions, to
(G Scarlatti MD) contamination through mucous membranes, or via
swallowing infected maternal blood or cervico-vaginal inducing capacity progress faster towards overt AIDS
secretions when the fetus passes through the birth canal. than those who harbour slow-replicating, non-syncytium-
In addition, premature rupture of membranes could lead inducing virus variants. The replicative capacity of the
to ascending transmission of HIV-1 through invasion of virus may likewise influence transmission to the child:
the amniotic cavity; in this respect, vaginal secretions rapidly replicating syncytium-inducing viruses are isolated
seem to harbour virus,14 and p24 antigen has been more frequently from mothers who transmit virus to their
detected in amniotic fluid of seropositive women.5 children than from those who do not.21,22
Transmission through breastfeeding seems to be related Quantitative and qualitative differences in immune
to the virus load in breast milk as well as to the length of responses between transmitting and non-transmitting
time the child was fed. Moreover, fetal gut cells are mothers could provide valuable information about the
susceptible to infection with HIV-1; such a route is type of protective immunity involved and might reveal
facilitated by the absence of an acid environment in the risk factors for mother-to-child transmission. Several
newborn babys stomach that may allow HIV-1 to retain studies suggest that the presence of maternal antibodies
its infectivity.15 that bind to viral envelope glycoprotein gp120 might alter
Evidence for multiple mechanisms of transmission also the risk of transmission, although conflicting results have
comes from analysis of GHHIV-1 sequences from been reported.23,24 Furthermore, these studies were largely
mother-child pairs.16 We observed that the HIV-1 variant based on laboratory strains or consensus sequences of
harboured by newborn babies is in some cases similar to HIV-1, so the results cannot necessarily be extrapolated
the variant detected in maternal peripheral blood to the in-vivo situation.
mononuclear cells (PBMC) and in other cases similar to We have shown that a neutralising antibody response
that detected in serum.16 This observation raises the towards the virus harboured by the mother at delivery
possibility that transmission may occur via either cell- ie, autologous virusis associated with a reduced risk of
associated or cell-free virus. transmission.25 Moreover, the presence of these antibodies
seems to be linked to the capacity for cross-neutralising
Virological and immunological determinants of several primary isolates. Two additional studies have
transmission confirmed our results,21 and have also suggested that in
Mothers with few or no symptoms can transmit infection some cases transmission is favoured by the presence of
to their children, although they do so less frequently than enhancing antibodies.
severely symptomatic women. There is a strong
correlation between low maternal CD4 T-lymphocyte Protection from infection
counts at delivery and increased risk of transmission.17 Bryson et al26 described one child born to an HIV-1
The precise CD4 T-cell value that correlates with infected mother in whom virus was no longer detectable
transmission is still unclear, and the CD4:CD8 ratio may after 3 months of age. The child lost the maternal
be a better marker of transmission. The predictive value antibody, never seroconverted, and remained well during
of maternal CD4 T-cell counts during early pregnancy the 5 years of follow-up; these results suggest clearance of
has not been established. infection. Similar cases of transient infections have been
It is reasonable to assume that a high virus load in the reported subsequently. According to two major reports,
maternal circulation favours HIV-1 transmission to the the frequency of such events may range from 27% to
child. The increased transmission rate of mothers who 64%.27,28 These studies raise several issues: (a) whether
seroconverted late in pregnancy or after delivery during the criteria for definition of infection are stringent enough
breastfeeding18 accords with this view, and is presumably to exclude technical artifacts; (b) whether maternal
due to the viraemic phase characteristic of primary HIV-1 infected cells can reside in the childs blood, be detected
infection. The European Collaborative Study showed by sensitive assays such as PCR, and therefore give rise to
that, in a cohort of 330 mothers, those who were p24 false-positive results; and (c) whether virus can reside in
antigen positive had a three-fold increase in risk of tissues other than blood and under certain conditions
transmission by comparison with antigen-negative become activated.
mothers.17 Furthermore, the recently concluded phase III If clearance of the virus can occur, study of the
trial (ACTG076) of administration of zidovudine to a underlying mechanisms would have important therapeutic
selected cohort of women throughout pregnancy, labour, implications for interrupting transmission and progression
and delivery, as well as to their babies for 6 weeks after of the disease. One can reasonably assume that a strong
birth, suggests that virus load has a substantial impact on immune response might reduce virus load or even clear
the likelihood of transmission: by comparison with the virus. In this regard, detection of HIV-1 envelope-
placebo, rate of transmission was reduced by 675% in the specific T-cell response in the cord blood of uninfected
zidovudine-treated group.19 Direct evidence of the children born to seropositive mothers indicates that
importance of virus load in mother-to-child transmission clearance may already occur in utero.29 Several groups of
comes from the finding of a clear difference in investigators have described HIV-specific cytotoxic
distribution of HIV-1 load, measured as virus RNA lymphocytes (CTL),30 and also in-vitro antibody
concentrations, in plasma samples of transmitting and production to viral gag and env proteins in apparently
non-transmitting mothers.20 uninfected infants.31 Roques and colleagues27 did not find
Differences in virulence or cell tropism of virus strains differences in neutralising antibody or antibody-
harboured by the mother may well contribute to the risk dependent cellular cytotoxicity (ADCC) titres in their
of transmission. HIV-1 isolates can be classified according cohort of HIV-1 seronegative exposed children but the
to replicative capacity, cytopathogenicity, and tropism in children were tested only at birth. Differences in
PBMC, macrophages, and tumour cell lines. Patients who susceptibility of host cells to the virus may also
harbour viruses with high replicative and syncytium- contribute. Ometto et al32 showed that CD4 T cells and
Panel 1: Opportunistic infections in HIV-1 infected children Serious bacterial infections, cytomegalovirus infection,
lymphoid interstitial pneumonitis (LIP), and
Pneumocystis carinii pneumonia
Candidosis, oesophageal or pulmonary encephalopathy are more common in infected children
Cytomegalovirus infection than in adults. Recurrent and prolonged bacterial
Cryptosporidiosis infections are common in children after the first year of
Non-tuberculous mycobacteria life.42 However, the frequency of bacterial infection is
Herpes zoster infection falling, perhaps as the result of prophylactic antibiotics
Tuberculosis (especially co-trimoxazole) and intravenous
Toxoplasmosis immunoglobulin.46 Immunisations against Haemophilus
influenzae and Streptococcus pneumoniae are recommended;
and HIV-1 infected children should receive all routine
hepatosplenomegaly, failure to thrive, unexplained
immunisations, except BCG, which should be withheld
persistent fever, parotitis, and recurrent gastroenteritis.
from children with symptomatic disease in regions where
During the first year, lymphadenopathy, splenomegaly,
tuberculosis prevalence is low. Although there have been
and hepatomegaly, singularly or combined, have been
no reports of an increased number of adverse reactions, it
observed in more than 50% of children; other signs,
is not clear whether immunisations affect HIV replication.
including failure to thrive, fever, diarrhoea, and AIDS-
defining secondary infections, are frequently observed, By contrast, children rarely develop Kaposis sarcoma
but can also present at a later age. and other HIV-associated tumours. Progressive
About 3050% of children present with an early onset encephalopathy has been reported as the first
of opportunistic infections. Pneumocystis carinii manifestation of HIV-1 infection in around 1015% of
pneumonia (PCP), although it can occur at any age, is children.42 In some children, however, signs of central
most commonly diagnosed in young infants.42 Half of the nervous system impairment are not manifest until many
children with AIDS diagnosed before 1 year of age have years later. The development of encephalopathy is
PCP. Children are more likely than adults to develop associated with a poor prognosis.42
PCP, with a peak incidence between 3 and 6 months of LIP is a common chronic pulmonary disease of HIV-1-
age,43 and less likely to develop other opportunistic infected children. It results from the proliferation of
infections such as toxoplasmosis, tuberculosis, lymphoid tissue in the interstitium of the lung
cryptococcosis, and histoplasmosis (panel 1). The survival parenchyma and produces tachypnoea, hypoxia, and
rate of these children is worse than that of children clubbing of the digits. The chest radiograph shows diffuse
without early onset of opportunistic infections.1,43 At 3 reticulonodular infiltrates, associated with hilar
years of age, 48% of children with early onset of lymphadenopathy. By comparison with PCP, LIP has a
opportunistic infections have died, compared with 97% later onset of symptoms and a much less severe impact.41
without such infections. The prevalence and severity of Median survival is about five times shorter for children
infectious complications can be altered by supportive diagnosed with PCP than for those diagnosed with LIP.
care.45 The recommendations of the Centers for Disease Prognosis for children with LIP is substantially better
Control for the prophylaxis of PCP were initially based on than those with any other AIDS-defining condition.42
absolute CD4 counts. In view of the variability of CD4 Consequently, in the CDC revised classification of HIV-1
counts in young children, and because PCP can occur in infection for children (1994), LIP is no longer included
children with counts above the cut-off level, the revised as an AIDS-defining illness, although it has to be
guidelines (panel 2) propose prophylaxis in all children registered.47 Thus, early diagnosis has important
born to HIV-1 positive mothers by 46 weeks of age.45 implications for health planning and care provision.
adults, fast progression can also occur in the individuals 11 Dunn DT, Newell ML, Ades AE, et al. Risk of human
immunodeficiency virus type 1 transmission through breastfeeding.
with slow virus isolates. A high virus burden, evaluated as Lancet 1992; 340: 58588.
virus RNA load in plasma or provirus load in PBMC, 12 World Health Organisation. Global Programme on AIDS: consensus
during the first year of life is associated with fast statement from WHO/UNICEF consultation on HIV transmission and
progression of disease.49 breast-feeding. Wkly Epidemiol Rec 1992; 67: 17779.
13 Lewis SH, Reynolds-Kohler C, Fox HE, Newton JA. HIV-1 in
Differences in host immune control of virus replication trophoblastic and villous Hofbauer cells, and haematological
by CTL, neutralising antibody response, or ADCC may precursors in eight-week fetuses. Lancet 1990; 335: 56568.
be important for disease outcome. We have shown that 14 Henin Y, Mandelbrot L, Henrion R, et al. HIV in the cervicovaginal
children with slow progression of the disease develop a secretions of pregnant and non-pregnant women. J AIDS 1993; 6:
7275.
persistent neutralising antibody response towards their 15 Batman PA, Fleming SC, Sedgwick PM, et al. HIV infection of human
own virus,48 whereas those with fast progression do not. In fetal intestinal explant cultures induces epithelial cell proliferation.
an earlier study, a neutralising antibody response and AIDS 1994; 8: 16167.
ADCC against laboratory strains of HIV-1 in infected 16 Scarlatti G, Leitner T, Halapi E, et al. Comparison of variable region 3
sequences of human immunodeficiency virus type 1 from infected
babies correlated with a better clinical status and delayed children with the RNA and DNA sequences of the virus populations of
disease progression, independently of the virus strain their mothers. Proc Natl Acad Sci USA 1993; 90: 172125.
tested.50 However, a rapid decline in the antibody titre 17 European Collaborative Study. Risk factors for mother-to-child
transmission of HIV-1. Lancet 1992; 339: 100712.
during the first few months of life suggested that the
18 Tovo P-A, Palomba E, Gabbiano C, et al. Human immunodeficiency
antibody was of maternal origin. Thus, transplacental virus type 1 (HIV-1) seroconversion during pregnancy does not
passage of maternal neutralising antibodies may also play a increase the risk of perinatal transmission. Br J Obstet Gynaecol 1991;
part in disease outcome of the infected child. 98: 94042.
19 Centers for Disease Control. Zidovudine for the prevention of HIV
transmission from mother to infant. Morbid Mortal Wkly Rep 1994; 43:
Conclusion 28587.
For diagnosis of HIV-1 infection in children, it is no 20 Fang G, Burger H, Grimson R, et al. Maternal plasma human
immunodeficiency virus type 1 RNA levels: a determinant and
longer necessary to wait for clinical signs of AIDS to projected threshold for mother-to-child transmission. Proc Natl Acad
appear or for the child to reach 18 months of age, when Sci USA 1995; 92: 1210004.
conventional serological tests can be used. With 21 Kliks SC, Wara DW, Landers DV, et al. Features of HIV-1 that could
appropriate techniques, early diagnosis is now possible by influence maternal-child transmission. JAMA 1994; 272: 46774.
22 Scarlatti G, Hodara V, Rossi P, et al. Transmission of human
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children born to seropositive mothers. Proc Natl Acad Sci USA 1989;
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25 Scarlatti G, Albert J, Rossi P, et al. Mother-to-child transmission of
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I thank Eva Maria Feny, Joakim Coster, Emily Carrow, Laura Rancillio, 27 Roques PA, Gras G, Parnet-Mathieu F, et al. Clearance of HIV
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Public health
Austen P Davis