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Outline
4 Hohenberg-Kohn theorems
6 Summary
Outline
4 Hohenberg-Kohn theorems
6 Summary
NX
e ,Nn
ZJ
Uen =
|RJ rj |
j,J
Starting approximations
Born-Oppenheimer separation
In the adiabatic approximation the nuclei are frozen in their equilibrium
positions.
Starting approximations
Pseudopotential and
pseudowavefunction
Concept of pseudopotentials
The chemically intert core electrons are
frozen in their atomic configuration and
their effect on chemically active valence
electrons is incorporated in an effective
potential.
Moreover:
Which states should be included in the valence and which states in the
core? Problem of semicore states.
I =1 i=1
Nn Ne
1 X ZI ZJ 1 X 1
constantVnn = , Vee = ,
2 |RI RJ | 2 |ri rj |
I ,J,I 6=J i,j,i6=j
NX
e ,Nn eN
ZJ X
Uen = = v (rj )
|RJ rj |
j,J j
Ne Ne
2i
X 1 X 1
H = + v (ri ) +
Ne electrons 2m 2 |ri rj |
i=1 i,j,i6=j
Outline
4 Hohenberg-Kohn theorems
6 Summary
In 1930 Slater and Fock independently pointed out that the Hartree
method did not respect the principle of antisymmetry.
A Slater determinant trivially satisfies the antisymmetry of the exact
solution and hence is a suitable ansatz for applying the variational
principle
The original Hartree method can then be viewed as an approximation
to the Hartree-Fock method by neglecting exchange.
The Hartree-Fock method was little used until the advent of
electronic computers in the 1950s (need of self-consistency!).
Z
| (r 0 )|2
1 2i + vext (r) + j
X
d 3r 0 i (r)
2 |r r0 |
j
j (r) i (r0 )
X Z
i j d 3 r 0 = i i (r)
|r r0 |
j
Thomas-Fermi theory
F TF [] = T TF [] + VHartree [] + V []
Outline
4 Hohenberg-Kohn theorems
6 Summary
You can find all details in R. M. Dreizler and E.K.U. Gross, Density
Functional Theory, Springer (Berlin, 1990).
You can find all details in R. M. Dreizler and E.K.U. Gross, Density
Functional Theory, Springer (Berlin, 1990).
Outline
4 Hohenberg-Kohn theorems
6 Summary
Restrictions:
In practice, only ground state properties.
The original proof is valid for local, spin-independent external
potential, non-degenerate ground state.
There exist extensions to degenerate ground states, spin-dependent,
magnetic systems, etc.
Hohenberg-Kohn theorem I
~
A A
singleparticle groundstate
groundstate
potentials having densities
wavefunctions
a nondegenerate
ground state
Hohenberg-Kohn theorem I
Proof:
1 A is invertible: the Schrodinger equation can be always solved for the
external potential, yielding the potential as a unique function of .
X E T Vee T
V = v (ri ) = = Vee + const.
i
Hohenberg-Kohn theorem I
Z
E 0 = h0 |H 0 |0 i < h|H 0 |i = E + d3 r (r) v 0 (r) v (r)
Proof by contradiction:
If = 0 it has to be E + E 0 < E + E 0 , which is absurd.
Therefore, we deduce that 6= 0 6= 0
Hohenberg-Kohn theorem I
G 1 solving S.E.
Proof: v [] 0 []
E[]
(r) R
functional
Euler-Lagrange equation:
Z
3
EHK [] d r (r) =0
(r)
E
where is the chemical potential since = N .
Euler-Lagrange equation:
EHK []
=
(r)
It yields the exact ground-state energy E0 and density 0 (r).
FHK []
(r) + vext (r) =
Outline
4 Hohenberg-Kohn theorems
6 Summary
Kohn-Sham equations
2
+ vKS (r) i (r) = i i (r)
2
X
0 (r) = |i (r) |2
i, lowest i
Problem of V-representability
Definition
(r) is V-representable if it is the ground-state density of some potential V .
Question
Are all reasonable functions (r) V-representable?
Hartree potential
(r0 )
Z
vH [] (r) = d3 r 0
|r r0 |
vH describes classic electrostatic interaction
FHK []
+ v (r) =
(r)
Ts []
+ vKS (r) =
(r)
Exc []
To obtain vKS (r) = v (r) + vH (r) + vxc (r), (r) = vxc (r)
LSDA: Z
LSDA
Exc [ , ] = d3 r (r) HEG
xc ( , )
GGA:
Z
GGA
Exc [ , ] = d3 r (r) GGA
xc ( , , , )
meta-GGA:
Z
MGGA
d3 r (r) MGGA , , , , 2 , 2 , ,
Exc [ , ] = xc
LSDA: Z
LSDA
Exc [ , ] = d3 r (r) HEG
xc ( , )
GGA:
Z
GGA
Exc [ , ] = d3 r (r) GGA
xc ( , , , )
meta-GGA:
Z
MGGA
d3 r (r) MGGA , , , , 2 , 2 , ,
Exc [ , ] = xc
Discontinuity in Vxc
Band gap error not due to LDA, but to the discontinuity in the exact Vxc .
.6
.6
Eg = (E(N+1) E(N) ) (E(N) E(N1) )
.6
11 Eg = KS KS
N+1 (N + 1) N
;&
.6
1 (JDS
(JDS
.6
.6
1
EgKS = KS KS
N+1 N
1HOHFWURQV N 1HOHFWURQV N
xc = Eg EgKS = Vxc
+
(r) Vxc (r)
L. J. Sham and M. Schlter, Phys. Rev. Lett. 51, 1888 (1983); L. J. Sham and M. Schlter, Phys. Rev. B 32, 3883 (1985).
R. W. Godby, M. Schluter and L. J. Sham, Phys. Rev. Lett. 56, 2415 (1986).
L3,c
4
15,c
X3,c
2
X1,c
Experimental gap: 1.53 eV
L1,c 1,c
0 15,v DFT-LDA gap: 0.57 eV
Energy (eV)
L3,v
-2 X5,v
-4
-6
Applying a scissor operator
L2,v X3,v (0.8 eV) we can correct the
-8
GaAs
band structure.
-10 X1,v
L1,v
-12
1,v
L X K
DFT in practice
1 Pseudopotential or all-electron?
2 Represent Kohn-Sham orbitals on a basis (plane waves, atomic
orbitals, gaussians, LAPW, real space grid,..)
3 Calculate the total energy for trial orbitals. For plane waves:
1 kinetic energy, Hartree potential in reciprocal space,
2 xc potential, external potential in real space
3 FFTs!
4 Sum over states = BZ integration for solids: special k-points
5 Iterate or minimize to self-consistency
http://www.abinit.org
Tutorial III
10
4 Indirect gap
2 Good dispersion of
Energy [eV]
0
~ 0.5 eV bands close to the
-2 gap
-4
Exp. gap = 1.17 eV
-6
-8
Scissor operator =
-10
0.65 0.7 eV
-12
U W X W L
Outline
4 Hohenberg-Kohn theorems
6 Summary
Summary
R.G. Parr and W. Yang, Density Functional Theory of Atoms and Molecules,
(Oxford, New York, 1989).