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Dig Dis Sci (2011) 56:2871–2878

DOI 10.1007/s10620-011-1708-9

ORIGINAL ARTICLE

Algorithmic Approach to Patients Presenting with Heartburn


and Epigastric Pain Refractory to Empiric Proton Pump Inhibitor
Therapy
Andrew K. Roorda • Samuel N. Marcus •

George Triadafilopoulos

Received: 1 April 2009 / Accepted: 4 April 2011 / Published online: 22 April 2011
Ó Springer Science+Business Media, LLC 2011

Abstract biopsies were performed, followed by esophageal motility


Background Reflux-like dyspepsia (RLD), where pre- and 24-h ambulatory pH monitoring to assess esophageal
dominant epigastric pain is associated with heartburn and/ function and pathological acid exposure. A scoring system
or regurgitation, is a common clinical syndrome in both based on presence of symptoms and severity of findings
primary and specialty care. Because symptom frequency was devised. Data was collected in two stages: subjects in
and severity vary, overlap among gastroesophageal reflux the first stage were designated as the derivation cohort;
disease (GERD), non-erosive reflux disease (NERD), and subjects in the second stage were labeled the validation
RLD, is quite common. The chronic and recurrent nature of cohort.
RLD and its variable response to proton pump inhibitor Results The total cohort comprised 159 patients (59
(PPI) therapy remain problematic. males, 100 females; mean age 52). On endoscopy, 30
Aims To examine the prevalence of GERD, NERD, and patients (19%) had complicated esophagitis (CE) and 11
RLD in a community setting using an algorithmic approach (7%) had Barrett’s esophagus (BE) and were classified
and to assess the potential, reproducibility, and validity of a collectively as patients with GERD. One-hundred and
multi-factorial scoring system in discriminating patients eighteen (74%) patients had normal esophagus. Of these,
with RLD from those with GERD or NERD. 94 (59%) had one or more of the following: hiatal hernia,
Methods Using a novel algorithmic approach, we evalu- positive biopsy, abnormal pH, and/or abnormal motility
ated an outpatient, community-based cohort referred to a studies and were classified as patients with NERD. The
gastroenterologist because of epigastric pain and heartburn remaining 24 patients (15%) had normal functional studies
that were only partially relieved by PPI. After an initial and were classified as patients with RLD. Utilizing the
symptom evaluation (for epigastric pain, heartburn, regur- scoring system a total score was calculated for each patient
gitation, dysphagia), an endoscopy and distal esophageal and effectively distinguished patients with GERD (mean
score 9), NERD (mean score 6), and RLD (mean score 3).
Receiver operating characteristic (ROC) curves confirmed
the optimization of the model, particularly in RLD
(P = 0.0001, 95% CI: 0.91–0.98).
A. K. Roorda Conclusion In a community cohort of patients presenting
Section of Digestive Diseases, West Virginia University School with heartburn and epigastric pain partly refractory to
of Medicine, Morgantown, WV, USA empiric PPI therapy, the prevalence of CE was 19%, BE
7%, NERD 59%, and RLD 15%. An algorithmic approach
G. Triadafilopoulos (&)
Division of Gastroenterology and Hepatology, Stanford coupled with a novel scoring system, effectively distin-
University School of Medicine, Alway Building, Room M 211, guishes GERD from NERD and RLD and facilitates further
300 Pasteur Drive, MC: 5187, Stanford, CA 94305-5187, USA management decisions. This novel and simple scoring
e-mail: vagt@stanford.edu
system is both reproducible and validated as a diagnostic
S. N. Marcus aid in evaluating patients presenting with both epigastric
El Camino GI Medical Associates, Mountain View, CA, USA pain and heartburn.

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Keywords Dyspepsia  Gastroesophageal reflux disease  Patients and Methods


Endoscopy  Esophageal motility  Esophageal pH
monitoring Patients and Algorithm

The study was approved by the Institutional Research


Introduction Board of El Camino Hospital, Mountain View, CA, USA,
and conducted at the Esophageal Function Laboratory of
Dyspepsia is a common gastrointestinal syndrome with a the Mountain View Endoscopy Center and El Camino
multi-factorial etiology and pathophysiology. Depending on Hospital, both in Mountain View. Only patients referred
how it is defined, dyspepsia has a yearly incidence of because of recurring epigastric pain and heartburn that
13–40%, but most affected people do not seek medical care were only partially relieved by empiric PPI therapy
[1]. Dyspepsia accounts for significant health care costs and implemented by their primary care provider were included
absenteeism [2]. The international Rome III committee in this study. Each patient was assessed using the following
defined dyspepsia as one or more of the following symp- diagnostic algorithm: after initial symptom evaluation
toms: postprandial fullness, early satiety, and epigastric pain (for epigastric pain, heartburn, regurgitation, dysphagia),
or burning [2]. There is controversy about whether heartburn endoscopy (including assessment for hiatal hernia) and
should be included in the definition of dyspepsia, because distal esophageal biopsies were performed, followed by
patients often find it difficult to describe a predominant esophageal motility and 24-h ambulatory pH monitoring to
symptom (i.e. epigastric pain or heartburn), and even when assess esophageal function and pathologic acid exposure
they do, it may change over time [3]. The Rome III criteria do (Fig. 1). A simple scoring system based on presence of
not include heartburn in the definition, but the 1988 working symptoms and severity of findings was devised (Table 1).
party defined dyspepsia as both epigastric pain and heartburn
[4]. The term ‘‘reflux-like dyspepsia’’ has been coined to Symptom Assessment and Scoring
denote this combination of symptoms, in contrast with
‘‘ulcer-like dyspepsia or ‘‘dysmotility-like’’ dyspepsia, Both symptoms of epigastric pain and heartburn were
where epigastric pain and nausea, respectively, may pre- necessary for inclusion in the study and each symptom
dominate [5]. In reality, there is substantial overlap of these received 1 point. Additionally, two esophageal symptoms,
symptoms in clinical practice. In a Canadian primary care acid regurgitation and dysphagia, if present, received 1
study, the mean number of symptoms reported for patients point each (Table 1).
with dyspepsia was six, and these often included typical
heartburn [6]. It is therefore difficult to establish the accu- Endoscopy and Biopsies
racy of predominant reflux symptoms for diagnosing gas-
troesophageal reflux disease (GERD) in the uninvestigated Patients were classified endoscopically as having either
patient in primary care. In a recent systematic literature normal esophagus (stage 0–1, 0 points), erosive esophagitis
review of the accuracy of primary care physicians, gast- or esophageal ulcer (stage 2, 1 point), esophageal stricture
roenterologists, or computer models in diagnosing organic (stage 4, 2 points), or Barrett’s esophagus (3 points) using
dyspepsia, neither clinical impression nor computer models the Savary–Miller classification [8]. Barrett’s esophagus
that incorporated patient demographics, risk factors, history (BE) was defined as any length of endoscopically visible
items, and symptoms adequately distinguished between and histologically proven intestinal metaplasia, extending
organic and functional disease in patients referred for proximally from the esophago–gastric junction [9, 10].
endoscopic evaluation of dyspepsia [7]. Patients without hiatal hernia received 0 points; those with
In order to overcome these clinical difficulties, the main sliding hiatal hernia \2 cm received 1 point; 2 points were
objective of this study was to evaluate the potential, given for [2 cm hiatal hernia. If any gastric or duodenal
reproducibility, and validity of a multi-factorial scoring pathology was found upon endoscopy, patients were
system in discriminating patients with epigastric pain and excluded from the study, because their dyspepsia was
associated heartburn to those with true GERD versus those attributed to the pathology found. Distal esophageal biop-
with dyspepsia. Because long-term management, natural sies were taken using a standard-size biopsy forceps at
history, and prognosis of these two clinical entities differ, 5 cm above the EGJ. The criteria of Ismail-Beigi et al. [11]
this novel, arbitrary system takes into consideration several and Bowery et al. [12] were used to assess histological
variables—clinical, endoscopic, functional, and histo- changes of reflux. Patients with histologically normal distal
logic—in order to provide the highest level of confidence esophagus received 0 points; those with neutrophilic
in making an accurate diagnosis and, in turn, to assist in inflammation 1 point; those with intestinal metaplasia
long-term management of these patients. received 2 points.

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Fig. 1 Diagnostic algorithm to


differentiate between GERD,
NERD, and RLD

Table 1 The scoring system


Variable 0 points 1 point 2 points 3 points
used in this study
Epigastric pain Absent Present
Heartburn Absent Present
Acid regurgitation Absent Present
Dysphagia Absent Present
Endoscopy Normal Esophagitis/ulcer Stricture Barrett’s esophagus
Hiatal hernia Absent B2 cm [2 cm
Esophageal biopsy Negative Inflammation Barrett’s esophagus
DeMeester score B15 16–25 26–50 C51
LESP (mm Hg) [10 B10

Esophageal Motility Studies of esophageal body contractility below 20 mmHg, or


[75% failed or absent peristalsis [13]. For purposes of the
Esophageal manometry was performed using a low-com- scoring system, 0 points were assigned to patients with
pliance pneumo-hydraulic capillary infusion system con- LESP of more than 10 mm Hg, and 1 point for LESP less
nected to a fully automated esophageal motility analysis than or equal than 10 mm Hg.
system (Medtronic, Minneapolis, MN, USA). All patients
were studied supine after at least an 8-h fast. The mano- Ambulatory 24-h pH Monitoring
metric studies were interpreted independently, without
knowledge of the patients’ symptom severity, endoscopic, Twenty-four-hour pH monitoring was performed using
or ambulatory esophageal pH-monitoring data. The station either a dual sensor pH catheter connected to a portable
pull-through technique was used to assess LES competence digital data recorder that stored pH data for up to 24 h or a
and esophageal body peristalsis. Compromised esophageal Bravo pH monitoring system for up to 48 h (Medtronic).
peristalsis was defined as reduction of the mean amplitude The positioning of the catheter was established on the basis

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of the pH differential between the distal (intra-gastric) and complicated esophagitis or BE were assigned to the GERD
proximal (intra-esophageal) sensors and previous LES group. Ninety-four of the remaining 118 patients with
identification by esophageal motility. The positioning of normal endoscopy had an abnormality in hiatal hernia,
the Bravo capsule was determined on the basis of the esophageal biopsy, pH study, and/or motility study and
previous LES identification by esophageal motility and the were assigned the NERD group. The remaining 24 patients
location of the esophago–gastric junction by endoscopy. with normal endoscopy had no evidence of hiatal hernia,
Patients then returned home with instructions to keep a negative biopsy, and normal pH and motility studies and
diary for recording symptoms, meal intake times, and body were assigned to the RLD group.
position. They were also instructed to separately record the
time they remained supine at night, irrespective of sleep. Data Collection/Validation
Patients were encouraged to carry out normal daily activ-
ities without dietary restrictions. No antacid or anti-secre- Data were collected in two stages. One-hundred and ten
tory drugs were given or allowed during the study. Data patients comprised the first stage and were defined as the
were analyzed using EsopHogram software (Medtronic). derivation cohort. The second stage consisted of 63
The percentage of time with pH \4.0 in the distal esoph- patients who were defined as the validation cohort. After
agus was analyzed separately for total, upright, and supine data obtained from the validation cohort were compared
periods and the DeMeester score was calculated and used against data collected in the derivation cohort, reproduc-
for scoring [14]. Because the Bravo system monitors pH ibility and validity were assessed.
for 48 h, we only used the data from the worse of the two
24-h periods of pH recording to assign a pH score to Statistical Analysis
patients who underwent pH monitoring with this technique.
The level of significance was set at P \ 0.05. Data are
presented in figures as bar graphs or in tables, as appro-
Scoring
priate. Receiver operating characteristic (ROC) curves that
graphically plot the sensitivity versus (1 - specificity) of
Depending on the findings upon clinical, endoscopic, histo-
the model were also performed in order to confirm the
logic, and functional evaluation, three groups were identified:
value of the proposed model.
1. reflux-like dyspepsia (RLD) group, where a normal
endoscopy was associated with normal esophageal
biopsy, no hiatal hernia and normal pH and motility
Results
studies (score range 2–4);
2. non-erosive reflux disease (NERD), where normal
Over a period of 24 months (January 2005–December
endoscopy was associated with more esophageal
2006), 159 patients (59 males, 100 females) presenting
symptoms, abnormal pH studies, and possibly with
with heartburn and epigastric pain partly refractory to PPI
hiatal hernia, low LESP and inflammation on esoph-
treatment entered the study. Their mean age was 52 (range
ageal biopsy (score range 3–11); and
13–87). Table 2 depicts baseline demographics and clinical
3. GERD, where erosive esophagitis or BE were found
characteristics of our study patients. Upon symptom
together with more esophageal symptoms, hiatal
questioning, all patients reported heartburn and epigastric
hernia, abnormal pH studies and LES hypotension
pain, as this was a prerequisite for entry into the study.
(score range 4–15).
Additionally, 84% reported regurgitation and 39% had
According to this system, a minimum score for patients dysphagia. The mean total symptom scores in the three
included in this study would be 2 (2 points for epigastric study groups were indistinguishable from each other
pain and heartburn, no dysphagia or regurgitation, negative (Table 2).
endoscopy and biopsy, no hiatal hernia, and normal LES Upon endoscopy, 41 patients had evidence of GERD, 30
pressure and pH study) and such patients would be clas- (19%) had esophagitis, ulcers or strictures (classified col-
sified as having RLD. At the other extreme, a patient with lectively as CE), and 11 (7%) had endoscopically dis-
severe, complicated GERD and BE would have a score of cernable BE. The other 118 (74%) patients had normal
15 (4 points for all four symptoms, 3 points for endoscopic esophagus. Thirty-nine patients (24.5%) had a hiatal her-
BE, 2 points for histologic intestinal metaplasia, 2 points nia, 25 (15.7%) small (\2 cm) and 14 (8.8%) large
for hiatal hernia, 1 point for LESP hypotension, and 3 ([2 cm).
points for pathologic pH profile). Upon review of distal esophageal biopsies, 49 (30.8%)
On the basis of these data, patients were assigned to one patients had evidence of inflammation, 11 (6.9%) patients
of three groups: The 41 patients with evidence of had intestinal metaplasia, and 99 (62.3%) patients had a

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Table 2 Patients’
RLD NERD GERD TOTAL
characteristics
N (%) 15 59 26 100
Patient mean age (years, range) 50 (23–87) 51 (13–82) 54 (22–78) 52 (21–87)
Males:females 11:13 29:65 19:22 59:100
Symptoms (%)
Epigastric pain 15 59 26 100
Heartburn 15 59 26 100
Acid regurgitation 13 50 21 84
Dysphagia 7 23 9 39
Endoscopy (%)
Normal 15 59 0 174
Esophagitis/ulcer 0 0 18 18
Esophageal stricture 0 0 1 1
Barrett’s esophagus 0 0 7 7
Hiatal hernia (%)
Absent 15.1 44.7 15.7 75.5
\2 cm 0 10.7 5.0 15.7
[2 cm 0 3.8 5.0 8.8
Esophageal biopsy (%)
Negative 15.1 41.5 5.7 62.3
Inflammation 0 17.6 13.2 30.8
Barrett’s esophagus 0 0 7 6.9
LESP (%)
C10 mm Hg 15.1 28.3 8.8 52.2
\10 mm Hg 0 30.8 16.9 47.8
DeMeester score (%)
B15 15.1 12.6 0 27.7
[15–25 0 11.9 3.1 15.0
[25–50 0 21.4 8.2 29.6
C51 0 13.2 14.5 27.7

normal biopsy. At motility testing, 83 (52.2%) patients had Mean total scores for each of the three groups were:
LESP greater than 10 mmHg, and the other 76 (47.8%) had GERD (mean score 9.5), NERD (mean score 5.94), and
a LESP less than or equal to 10 mmHg. On pH testing, 44 RLD (mean score 3.34) (Fig. 2). Given such score distri-
(27.7%) patients had a DeMeester score less than or equal bution, a score higher than 4 excludes RLD; a score higher
to 15 (normal), 24 patients (15%) scored between 16 and than 10 excludes NERD (Fig. 3). In the overall study
25, 47 (29.6%) patients had a score between 26 and 50, and cohort, the prevalence of RLD was 15%, NERD 59%,
44 (27.7%) of patients had a score greater than or equal GERD 26%.
to 51. For our derivation cohort, 110 patients (35 men, 75
Data from each of the three groups were then compared. women) were evaluated. Endoscopy showed erosive or
Not surprisingly, significantly fewer (24%) patients had a complicated GERD in 33 patients (30%) and was normal in
hiatal hernia in the NERD group compared with 41.5% of 77 patients (70%). Of this latter group, 62 (56%) had
patients in the GERD group. Significantly fewer (30%) of abnormal pH and motility studies and were classified as
the NERD group had a positive distal esophageal biopsy patients with NERD. The remaining 15 (14%) had normal
(either inflammation or BE) compared with 78% of the functional studies and were classified as patients with RLD.
GERD group. Similarly, 52% of the NERD group had The validation cohort comprised 63 patients (29 males, 34
abnormal motility studies, compared with 66% in the females). In this group, endoscopy showed erosive or
GERD group. Without exception, RLD patients had no complicated GERD in 22 patients (35%) and was normal in
hiatal hernia, negative esophageal biopsy, normal motility, 41 (65%). Of this latter group, 32 (51%) had abnormal pH
and normal pH scores. and motility studies and were classified as patients with

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comparative total disease severity scores for both deriva-


tion and validation cohorts appear in Figs. 4 and 2,
respectively.
Figure 5a–c depicts the receiver operating characteristic
(ROC) curves that graphically plot the sensitivity versus
(1-specificity) of the scoring system, confirming its value,
particularly in RLD. In the case of GERD, the model
showed a sensitivity of 95.1% and a specificity of 72.9%
(P = 0.0001, 95% CI: 0.86–0.95). In NERD, the model
showed a sensitivity of 93.6% and a specificity of 40%
(P = 0.05, 95% CI: 0.5–0.66). In the case of RLD, the
model showed a sensitivity of 100% and a specificity of
85.2% (P = 0.0001, 95% CI: 0.91–0.98).

Fig. 2 Total mean patient scores for each cohort, incorporating all
clinical, endoscopic, histologic, and functional variables used in this Discussion
study (as shown in Table 1). Scores are higher with erosive and
complicated esophagitis, intermediate with non-erosive disease, and
low in reflux-like dyspepsia Our study suggests that, in a community cohort of patients
presenting with heartburn and epigastric pain partly
refractory to empiric PPI therapy, the prevalence of CE is
19%, BE 7%, NERD 59%, and RLD 15%. Further, an
algorithmic approach, coupled with a new, simple, reliable,
and reproducible scoring system, effectively distinguishes
GERD from NERD and RLD and facilitates further man-
agement decisions.
On the basis of the pattern of their symptoms, patients
with dyspepsia are commonly classified into one of three
subgroups: ulcer-like, dysmotility-like, and reflux-like. In a
study of 1,040 adult patients with dyspepsia, analysis based
on the dominant symptom demonstrated that 463 (45%)
patients had ulcer-like, 393 (38%) had reflux-like, and 184
(18%) had dysmotility-like dyspepsia [6]. This classifica-
tion system is based on the assumption that dyspeptic
Fig. 3 Score distribution among the study patients. No patient with
symptom patterns remain stable over time and as such they
RLD had a score higher than 4; no patient with NERD had a score
higher than 10, thus effectively distinguishing among the three would guide management. However, recent studies have
entities demonstrated significant problems in this classification.
In one study, most dyspeptic symptoms changed continu-
NERD. The remaining nine (14%) had normal functional ously over time and without the effect of diagnostic
studies and were classified as patients with RLD. The mean procedures or therapy [15]. In another three-year follow-
symptom and total disease severity scores for each up study, changes from one dyspepsia subtype to
group within each cohort are listed in Table 3; graphic another were common, ulcer-like and reflux-like often
representations of comparative symptom scores and changed into dysmotility-like dyspepsia [16]. Few patients

Table 3 The mean symptom and total disease severity scores for each group within each cohort
Derivation cohort Validation cohort
N (%) Mean symptom Mean total N (%) Mean symptom Mean total
score (range) score (range) score (range) score (range)

RLD 15 (14) 3.27 (2–4) 3.27 (2–4) 9 (14) 3.44 (3–4) 3.44 (3–4)
NERD 62 (56) 3.33 (2–4) 6.23 (3–10) 32 (51) 3.00 (2–4) 5.34 (3–9)
GERD 33 (30) 3.24 (2–4) 8.70 (5–15) 22 (35) 3.06 (2–4) 9.50 (5–15)
Total 110 (100) 3.30 (2–4) 6.49 (2–15) 63 (100) 3.09 (2–4) 6.52 (3–15)

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Fig. 4 Comparative symptom scores for derivation and validation


cohorts

with dysmotility-like dyspepsia changed subtype over time.


Further, subgroups of functional dyspepsia play only a
minor role in prediction of the long-term outcome [17].
Nevertheless, patients with reflux-like dyspepsia have a
high response to omeprazole treatment [18]. However, a
four-week, double-blind, randomized, placebo-controlled
study of lansoprazole in Chinese patients with functional
dyspepsia failed to show that lansoprazole was superior to
placebo and all symptom sub-groups (ulcer-like, dysmo-
tility-like, and reflux-like) had similar symptom relief after
treatment [19].
The evaluation and therapy of patients with burning,
sub-xyphoid, epigastric discomfort or pain (RLD) remains
challenging both because of its underlying etiology but also
frequently because of its inadequate response to empiric
PPI therapy and its recurrent nature when such therapy is
discontinued. In our community-based study of such
patients, most (59%) exhibited objective evidence of non-
erosive reflux disease, followed by erosive esophagitis
(19%) and Barrett’s esophagus (7%). Only 15% of such
patients exhibited no objective evidence of GERD predis-
position, representing the reflux-like dyspepsia group. In
this subgroup, anti-reflux therapy would not be expected to
be effective and other strategies, for example the use of
tricyclic anti-depressants could be pursued.
The central premise of our study is that one cannot
easily differentiate between GERD, NERD, and reflux-like
dyspepsia on clinical grounds and further testing is nec-
essary. The need to distinguish between these three entities
is great, because the response to treatment is different for Fig. 5 Receiver operating characteristic (ROC) curves for GERD (a),
NERD (b), and RLD (c)
each of them. Attempts to distinguish between functional
and organic dyspepsia based on symptoms alone have
proved unsuccessful [20]. Moayyedi et al. investigated functional disease in patients referred for endoscopic
whether clinical history could distinguish between organic evaluation of dyspepsia [7].
and functional dyspepsia. They concluded that neither A key strength of our study is its prospective validation
clinical impression nor computer models that incorporated in a community-based cohort of patients referred to a
patient demographics, risk factors, history items, and gastroenterologist after having partly failed empiric PPI
symptoms adequately distinguished between organic and therapy instituted by the primary care physician. As such,

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Conflict of interests Dr Triadafilopoulos has received honoraria for treatment with proton-pump inhibitors. Aliment Pharmacol Ther.
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