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Theoretical Foundations
Pedagogical inquiry has tended to produce research that has yielded
conflicting findings when attempting to make broad generalizations (Borich,
1986). It has also frequently been the case that practitioners within any particular
teaching paradigm have been hesitant to accept another camp's point of view
(Berliner, 1986; Finn, 1988; Firestone, 1987). Some have even proposed that
exemplary teaching is primarily an artistic endeavor, beyond the scope of
science, for it does not presently conform to rigorous laws that yield generalized
predictability and control (Gage, 1978, 1984). This has, in part, created a
About the Author: Tom Sharpe is with the School of Health, Physical Education
and Recreation, 204 Mabel Lee Hall, University of Nebraska, Lincoln, NE 68588-0229.
Andrew Hawkins is with the Department of HPEAT, PO Box 6116, West Virginia
University, Morgantown, WV 26506-61 16.
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HELD SYSTEMS ANALYSIS 17
Definitional Literature
The field systems model, therefore, departs from traditional three-term
contingency analyses that isolate the stimulus and response of interest from the
larger setting in which they reside (Kantor, 1922; Lichtenstein, 1983). A systems
focus directs explanatory efforts away from the search for an ultimate cause and,
instead, encourages a probabilistic descriptive approach in terms of an entire set
or series of conditions taken in its available totality (Holton, 1973). Such a
perspective is predicated on the assumption that the organisms under scrutiny
are part of a larger field of dynamically changing events (Thorne, 1973).
Therefore, only by attempting to represent the entire system of factors operating
in that field will it be possible to provide a clear and accurate description of a
particular event within that setting (Kantor, 1969).
Systems theory holds that simple linear models, with their assumptions of
independent cause and effect (Cook & Campbell, 1979), do not provide satisfac-
tory foundations for the temporal and contextual analysis necessary in applied
research. Field systems research thus emphasizes mutual implications and inter-
dependence among ecologies and organismic behaviors, allowing for multi-
directional influence among many variables. This requires that labeling one
element as independent and another as dependent be avoided, in that all behavioral
and environmental cues tracked within a particular field are thought of as
interdependent. In other words, temporally related packages or clusters of
behavioral and contextual events combine to promote packages of other events.
As such, these temporal relationships are the primary focus of analysis.
Field systems methodology also takes into account that living systems flow
across time. The focus is not merely on multiple behaviors and environmental
stimuli but is primarily upon multiple observations of strings, or series, of events
across time. However, field systems' time series are unlike the time series
analyzed in linear behavior-analytic research, in which individual variables are
isolated, measured, and compared on a particular dimension across sessions.
Field systems methodology focuses on series of multiple events as they unfold
in concert through time, primarily within sessions.
Ray and Delprato (1989, p. 87) summarize the major implications of a field
systems orientation as follows:
methodology needs to remain sensitive to (a) the continuity of organismic-
environmental interactions across time and circumstance; (b) the inter-
dependencies of these interactions; (c) the interactional context, or setting
conditions attending the interaction; and (d) multiple classes of events within
each of many possible domains.
findings emerging from our study of a single teacher may begin to extend the
knowledge base of pedagogical expertise, our primary purpose is to familiarize
the reader with the technical aspects of the paradigm. Though the behavior of
the student is ultimately a primary concern of instructional efficacy, student data
have been purposefully omitted in order to simplify the explanation and to allow
the reader to focus on the method's tactical aspects. Hence, one study of a single
setting of an expert teacher is used more for demonstration purposes than for a
study in expertise per se.
For greater depth of information the reader is referred to an epistemological
review (Sharpe & Hawkins, in press), a dissertation (Sharpe, 1989), and a strategic
discussion with examples from the psychological literature (Ray & Delprato,
1989). For the purposes of this paper, terminology that is commonly understood
among field systems theorists is defined as the methodology unfolds. For a more
complete treatment of the language of field systems, Lichtenstein (1983) and
Pronko (1980) also provide excellent reference points.
Contextual/
I
Contextual/
\
Discrete
\
Specific
Environmental Or anismic Environmental Behavioral
Setting getting Stimulus Elements
Elements Elements Elements
A-A
(3) Data Presentation
Duration Rhythm
Coherence velbcity
and developed into a three-part Likert scale (Sharpe, 1989) that was used in
choosing the teacher in our study.
A remote-sound videotape of one instructional lesson from beginning to end
was generated for several prospective subjects. Instructors had been encouraged to
teach the subject matter with which they were most familiar and comfortable in
a-manner perceived by them to be most effective. The videotapes were then
viewed independently by three raters (from the education faculty) and categorized
using the Likert scale. Agreement quotients of 90% were attained across interraters
using Kazdin's (1982) point-by-point interrater formula, in verification of consen-
sus regarding the relative expertise of our subject.
Verbal Field Description
By repeated viewing (with, typically, 10 to 12 complete passes), a rich,
narrative account of one entire setting (i.e., from teacher entrance to pupil and
teacher exit) is produced from the videotape. Prerogative is encouraged in
stipulating and defining alternative terminology as necessary in trying to best
describe what actually occurred in a particular setting. Consultation among investi-
gators on unique or atypical behaviors encourages accuracy of the description.
Elemental Category System Construction
Once the setting is verbally described, a category system is constructed
based on the narrative. Each behavioral and context element initially described
FIELD SYSTEMS ANALYSIS 21
is assigned a key word descriptor. Next, descriptors are combined into categories
by their similarity of function in order to obtain an all-inclusive category system.
Operational definitions are then written for each category.
Appendix A shows the category system generated for our study. The first
two sections of the system are environmental and organismic setting elements.
They comprise the historical events and characteristics that do not change within
the context of the setting under investigation. These categories are valuable for
across-study comparisons and generalization studies, in addition to providing
insight into the historical impact upon a particular setting. It should also be noted
that setting elements are not precisely identical with the "setting events " defined
in the behavioral literature.
The second two parts of the category system, environmental stimulus
elements and specific behavioral elements, comprise all observable events that
begin and terminate at least once within the setting duration. Most of these
elements tend to change rapidly. Though every attempt is made to generate an
all-inclusive category stystem, no attempt is made to make it mutually exclusive.
It seems clear that many behaviors and environmental stimuli evidence themselves
simultaneously or overlap in a setting. Retaining these contextual relationships
to ensure that the classroom setting imposed its own syntactic organization on
the investigator (and not the other way around) seems paramount in teasing out
our primary concern of element relationships in time. For example, a teacher
may be watching a group of students perform at the same time as he or she is
modeling and verbally prompting a particular task. In this case, Behavioral
Elements 19 (verbal instructional prompts), 24 (individual modeling), and 12
(specific observation) would overlap in time.
Data Presentation
The third step in our strategy involves data collection and presentation of
the behavioral and stimulus elements (Appendix A) as they appear in time on
the videotape. In our study, a NEC PC-8300 microcomputer, programmed to
collect real-time data, was used.'
Data Collection. Each of the stimulus and behavioral elements in Appen-
dix A are assigned an alpha or numeric character corresponding to the keyboard.
Data are recorded on two or three behavioral and/or stimulus elements with each
viewing of the videotape by pressing and holding a particular key for the duration
of each occurrence or by toggling a particular key to a momentary press as events
begin and end. Technological advances permit the start time between the VCR
and the NEC computer to be synchronized for each viewing, allowing accurate
temporal merging of each two- to three-element data set into one comprehensive
data set for analysis.
After the data are collected and merged, the videotape is viewed a final
time for two purposes. The first is to assure the investigators that the merging
process accurately reflects the temporal relationships extant in the setting.
Second, assurance of agreement among the research team regarding the proper
categorization of each element, based upon the previously established definitions,
is thought necessary. This step to assure intersubjective agreement is an important
one in better ensuring reliability of the coding process.
Any necessary editing of the data may also be accomplished by bringing
22 SHARPE AND HAWKINS
the data-set text into a word processing program. Start and stop times are
expressed in terms of microseconds (i.e., 0.01953 s, or approximately 50 units
equaling 1 s) allowing for an extremely fine-grained analysis of even the most
fleeting elements in the classroom setting. Message cues allow for the addition
of brief statements to mark behaviors or stimuli of interest.
Discrete Element Synopsis. The merged and inspected data set is then
downloaded into a more capable microcomputer in implementing four formats
for data presentation and analysis. Each focuses on the stimulus and behavioral
elements in Appendix A. The first presentation format includes a synopsis of
these elements with respect to frequency, average length of occurrence, percent
duration, and rate per minute for the entire class setting. This provides the
investigator with an intitial sense of the multiple characteristics of each element
in the system. This step is similar to traditional behavior-analytic efforts, though
a multiple-dimension analysis provides a more detailed account of a particular
setting than has traditionally been offered.
Table 1 relates a partial data profile. For clarity of tactical explanation, we
have opted to provide excerpts from the complete data set, focusing upon
one of the more marked clusters of strongly related elements. A complete
representation is available upon request.
To illustrate, Element 17 in Table 1 corresponds to Behavioral Element 17
(content-specific encouragement) in Appendix A. Further, Table 1 relates that
this type of encouragement occurred 281 times and was of very short duration
(a mean of 33.7 microseconds per occurrence). It may also be seen that Elements
26 (positive instructional feedback) and 3 1 (positive nonverbal communication)
were both frequent and fleeting.
Some initial behavioral and contextual relationships may also be gleaned
from this representation. For example, similar frequencies among encouraging,
Table 1
Partial Behavioral and Stimulus Element Summary
-
SucceedingElements
Aggregate
.77
Preceding #21
Elements .84
#24
.R7
.79
forth. This step in data presentation begins to demonstrate the temporal and
contextual nature of instructional behavior by focusing on all of the dual
behavior and/or stimulus patterns in time within the setting, rather than merely
characteristics of isolated elements.
Kinematic Flow Charting. The third data presentation step within field
systems analysis represents the probable flow in time of behavioral and stimulus
chains of high frequency. Selection of the trigger element (i.e., the element that
initiates a chain) and the formulation of chains is based upon the conditional
probability matrix (Figure 2) and upon the behavioral and stimulus element
summary (Table 1). Succeeding, as well as antecedent, elements may be exarn-
ined, and minimum probability levels and latencies between events are used to
guide the chaining process (e.g., elements with lower than a 10% relative
probability or a frequency of 3 or less were ignored for the purposes of our
analysis).
Once behavioral and stimulus elements of high frequency are determined,
relative probabilities of dual-event chains may be gleaned directly from the
software programming. Occurrence in time may be displayed in several ways,
some of which include (a) a list of high-frequency dual-element chains and their
respective frequencies and probabilities (Figure 3); (b) a topographic field of
probable element sequences, which depicts a greater portion of the system in
action and interaction (Figure 4); or (c) groups of preceding and succeeding
elements of frequent occurrence that cluster around a trigger element (Figure 5).
-
31 (141.14) 21 (121.12)
- 26 ( 171.17)
.75 -
31 .83
17 17 (251.09)
19 (381.14) (591.18)
21 (321.10) 26- 17 (3 11.09)
26 (701.25) 19 (411.12)
31 (471.21) 26 (841.25)
- 31 -
.75 .64
.
- 26
.63 .59
21 17 (271.17)
24 (241.15)
26 (271.17)
31 -
(381.24)
.73
tion of the high-probability element clusters that occur before and after the trigger
event may aid in data interpretation. Therefore, Figure 5 relates nests of high-
probability behaviors that occur immediately prior to, and immediately after, a
particular-event's onset. Analysis software allows search parameters such as
(a) frequency (>3 in this example), (b) relative probability (>.lo), (c) lag-time
specification between elements (not used in this example), and/or (d) within-
chain behavior or context element specification searches (not used in this
example), in determining specific elements within a nest package. The observa-
tional, encouraging, modeling, feedback, positive communication cluster (i.e.,
Elements 12, 17, 24, 26, and 31) that occurs prior to teacher behavior Element
21 (verbal instruction skill statements) and the similar nest package that follows
verbal instruction (Element 21) illustrate the utility of this data representation
format quite elegantly, as there is great similarity among-pre-.
and post-element
clusters for our experimental teacher (see Figure 5).
All of the chains we've represented, as well as their respective configura-
tions, are dependent upon the particular investigative setting. It is therefore the
researcher's-prerogatiGe to determine which visual format best conveys the
structure of the field system. In cases where element strings occur in the data set
but are interrupted by unrelated events, time-lag analyses should also be con-
ducted. In lag analysis, instead of determining the probability with which the
onset of an element immediately follows the onset of a preceding one, we assess
the probability that the onset of an element occurs within x amount of time after
the onset of a trigger element. Time lags are quite useful in determining the
degree of temporal contiguity among elements within a particular string of
interest. Further, frequent strings initially hidden by simultaneously occurring
behavioral or stimulus elements may be discerned.
Graphic Representation. The final data presentation format involves
graphic depiction of the relationships in time among multiple elements in
promoting a more accurate representation of how observable events actually
occur in a setting context. Those behavioral and environmental stimulus elements
that evidence a high relative probability (Figure 2) are juxtaposed graphically in
order to visually examine further possible interrelationships or more clearly
display the temporal patterns evidenced by the behavioral and setting elements
of interest. ~lementsi r e purposely selected, based on information in the three
previous data presentation formats, and strung horizontally from the graph's
ordinal axis. Start and stop-time parameters are specified in terms of micro-
seconds2along the abscissa: ~ r a ~ h l software
cs allows the investigator to specify
abscissa time parameters in order to gain differential visual slices of representative
portions, or the total field system, in question. Figure 6 depicts a representative
4-min portion from our exemplar.
Time comprises the horizontal axis, and chosen elements are juxtaposed
along the vertical axis in Figure 6. Each individual element stream is stretched
across time, with the boxed portions' appearance signifying the onset of one
instance of a particular behavioral or stimulus episbdei and each box's end
showing its termination. Therefore, element frequency and duration for the time
frame specified may be visually discerned from the graph. Alternate behavioral
and setting elements viewed on several graphs provide a unique representation
of the temporal locus and extent of events in relation to one another in the context
of the time sequence in which they actually occurred.
28 SHARPE AND HAWKINS
Keystroke
"'
Cantcn~
Specrfic wI o I 1000110 11101 I II I o 1 1 III I III 1110
Emowagcmcnt
Y19
Verbal
,,,,o.~
hmpr
08 I D I I I 1 0 I 1 1 0 1 1 OBI I I
Individual
Modcling
I I I I I I
60000 62000 64000 66000 68000 70000 72000
Time (1.953125E-02seconds)
Our analysis of one expert instructor's lesson conducted in mid unit yielded
a number of interesting observations that attest to the value of field systems
analysis. Though lacking a comparative view within this paper, we found evidence
of what appears to be a consistent and coherent system of instructional behavior.
This is corroborated in the repetitive nature of the behavioral chains in Figures
3 through 6. Second, velocity of behavior was in agreement with Jackson's (1968)
high-velocity perspective on effective instruction. Though relative complexity
may not be determined at this juncture, the rate at which behavior change occurred
seemed high, as did the number of different categories required for exhaustive
systemic description. This finding is in accord with the perception that as teachers
attain expertise, they acquire a larger repertoire of instructional behaviors and
implement them at a more rapid and time-efficient rate. Further, our expert
proved adept at emitting multiple behaviors simultaneously. This finding is
clearly viewed in Figure 6 by moving a vertical line across the graph. Many
behavioral elements occurred simultaneously or overlapped in time. Finally, a
consistent rhythm of instructional activity was evident. Certain chains, or
streams of behavioral elements, were found to have high probabilities of
occurrence. This, too, is consistent with the proposition that expert teachers
attain a great degree of consistency and predictability in their instructional
repertoires.
In highlighting contiguous temporal relationships across stimulus and
behavioral elements (refer to Figure 6), a link between specific observation
(Element 12) and encouraging (17) and prompting (19) behaviors was evident.
A consistent coupling between encouragement (Element 17), skill instruction (21
and 24), and positive feedback (26 and 31) was also seen. Additionally, longer
periods of more intense forms of instruction (e.g., Element 24, individual
modeling) frequently followed initial instructional prompts (Element 19), and,
when instructional prompts were emitted, positive nonverbal (3 1) communication
consistently ensued.
Finally, connections between our exemplary subject's instructional reper-
toire and the descriptive dimensions of velocity, complexity, coherence, and
rhythm used in characterizing a field system were periodically made. This
particular instructor seemed to be purposefully orchestrating a field of stimulus
and behavioral elements through a well-defined instructional path in which
particular element emissions were predicated upon appropriate temporal place-
ment within the larger context of the setting. Implications for further scrutiny of
temporal relationships and their possible importance for enabling exemplary
instruction are clear.
FTELD SYSTEMS ANALYSIS
Summary
The field systems paradigm, thus, has the potential to fulfill a number of
roles. First, additional insight into category system development may be gained.
Such an analysis is a closer approximation to the provision of category systems
that avoid imposition of a deductive conceptual scheme on the data. Due to the
inductive nature of the paradigm, category systems developed and refined by this
analytic technique have the potential for new and different descriptions of teacher
expertise, which should add to the existing literature. Additionally, and of primary
import, an important contribution may be made regarding the conceptualization
of variables in the context of their relationships with others in time, allowing for
the description of teaching expertise in terms of the interconnected nature of
observable pedagogical components.
As such, field systems analysis has demonstrated promise for extending
the body of knowledge regarding the nature of instructional efficacy. A clearer
view of the interconnections in time among the many environmental elements in
which expert instructors operate, and the behavioral elements that experts
successfully orchestrate, should inform teacher educators about more of what is
involved in becoming a teacher par excellence in the context of live instructional
settings. Adding a comparative dimension to the paradigm and including student
behavior in the system description should greatly facilitate this process.
Turning to such a field-oriented research method should also allow teacher
educators to better prepare aspiring teachers in a more systematic and context-
appropriate fashion. Hopefully, implementation of alternative strategies and
tactics such as this may move the educational research community closer to the
ultimate goal of describing with accuracy previously undiscovered characteristics
of effective classrooms. Receptivity to alternative paradigms, when coupled with
replication and comparison across instructors of variable expertise and experience,
should make this an achievable goal.
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Notes
'A complete software guide and accompanying technological hardware contacts
are available upon request. For further details contact the primary author.
'Though microseconds is a complex unit of measurement, current software is
programmed in this fashion for other applications. The reader may convert via the
following approximations: 50 microseconds = 2 s; 1,000 microseconds = 20 s; 3,000
microseconds = 1 min.
Acknowledgment
We gratefully acknowledge the methodological input of Roger Ray of Rollins
College and the historical and conceptual advice of Dennis Delprato of Eastern Michigan
University. Their work and encouragement have given impetus to our efforts.
SHARF'E AND HAWKINS
Appendix A
Category system
Contextual/environmentalsetting elements
-Full-court gymnasium, optimal lighting, 30 pupils, five-station 1PI movement-educationunit,
new equipment
-Urban, middle-class third-grade homogeneous student population with an equal mix of
males and females
-All pupils exposed to a daily physical education class
Contextual/organismicsetting elements
-Seven-year veteran female instructor in her early 30s with a masters degree in physical
education
Discrete environmental stimulus elements
--Content stage -Noise level
1. Preview 6. High
2. Instruction 7. Medium
3. Review 8. Low
-Pupil configuration -Teacher position
4. Station drill work 9. Central
5. Games situation 10. Peripheral
-Indiscriminate environmental stimuli
13. Transition
33. Indecision/contradiction
Specific behavioral elements
-Observation -Nonverbal instruction
11. General 23. Group modeling
12. Specific 24. Individual modeling
-Management 25. Physical guidance
14. Request -Instructional feedback
15. Direction 26. Positive
16. Support 27. Negative
-Encouragement -Nontask verbal
17. Content specific 28. Positive
18. Content unrelated 30. Negative
-Verbal instruction 29. Off-task
19. Prompts -Nonverbal communication
20. Strategies/rules 31. Positive
21. Skill statements 32. Negative
22. Analogy
36. Tie-in statements
Note. The numbers that correspond to the stimulus and behavioral elements are used as
elemental descriptors throughout the results and analyses sections. Headings indicate a
mutually exclusive category grouping: Elements within a category heading may not occur si-
multaneously or overlap; conversely, elements across category headings may occur simul-
taneously or overlap.