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Edition 2.0
AISM Association of Internationale de Signalisation Maritime IALA
June 2005
Edition 1.0 – June 2004
Edition 1.1 – June 2005
Document Revisions
Revisions to the IALA Document are to be noted in the table prior to the issue of a
revised document.
Date Page / Section Revised Requirement for Revision
May 2005 Addition of Annex 6 – Annexes added as they are completed to
Hydrological and ensure all aspects of VTS equipment are
Meteorological equipment covered.
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
THE COUNCIL:
RECALLING the function of IALA with respect to Safety of Navigation, the
efficiency of maritime transport and the protection of the environment;
NOTING that Chapter V (12) of the International Convention for the Safety of Life at
Sea (SOLAS) 1974 (as amended) requires Contracting Governments planning or
implementing VTS wherever possible to follow the guidelines adopted by the
Organization by Resolution A. 857(20);
NOTING ALSO that IMO Resolution A.857(20), Annex section 2.2.2 recommends
that in planning and establishing a VTS, the Contracting Government or Governments
or the competent authority should inter-alia establish appropriate standards for shore
and offshore-based equipment;
NOTING FURTHER that National Members provide shore infrastructure to support
the aim of IMO to improve the safety of navigation and the protection of the
environment;
RECONGNISING that IALA fosters the safe, economic and efficient movement of
vessels through improvement and harmonisation of aids to navigation, including
vessel traffic services, worldwide;
RECOGNISING ALSO that harmonisation of vessel traffic services would be
enhanced by the introduction of international Technical Performance Requirements
for VTS equipment;
HAVING CONSIDERED the proposals by the IALA VTS Committee on
Operational and Technical Performance Requirements for VTS Equipment;
ADOPTS the Operational and Technical Performance Requirements for VTS
equipment as set out in the annexes to this recommendation as follows:
Annex 1 – Operational Performance requirements for core VTS equipment
Annex 2 – Technical Performance Requirements - Radar
Annex 3 – Technical Performance Requirements - Automatic Identification System
(AIS) equipment
Annex 4 – Technical Performance Requirements - Radiocommunications Service
Annex 5 – Technical Performance Requirements - Hydrological and Meteorological
equipment
Annex 6 - Technical Performance Requirements - Closed Circuit Television
Annex 7 – Direction Finding (DF) equipment. (To be developed)
Annex 8 – DGNSS and additional position related services equipment. (To be
developed)
Annex 9 – Equipment for transfer of near real-time data between VTS centres. (To be
developed)
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
Annex 1
1 INTRODUCTION ........................................................................................................................6
1.1 ABBREVIATIONS ........................................................................................................................6
1.2 SUPPORTING DOCUMENTS .........................................................................................................7
2 VTS RADAR SYSTEM................................................................................................................7
2.1 GENERAL...................................................................................................................................7
2.2 CHARACTERISTICS OF THE RADAR TARGET ..............................................................................8
2.3 RADAR DETECTION PERFORMANCE AND DISTURBANCES .........................................................9
2.4 RADAR ACCURACY AND DISCRIMINATION ..............................................................................10
2.5 AVAILABILITY .........................................................................................................................11
3 CLOSED CIRCUIT TV CAMERAS AS A VTS SENSOR (CCTV)......................................12
3.1 GENERAL.................................................................................................................................12
3.2 DETECTION PERFORMANCE OF CCTV CAMERAS ....................................................................12
3.3 CHARACTERISTICS OF THE CCTV ...........................................................................................13
3.4 AVAILABILITY .........................................................................................................................13
4 COMMUNICATIONS ...............................................................................................................13
4.1 VERY HIGH FREQUENCY (VHF)..............................................................................................13
4.2 LONG DISTANCE COMMUNICATION.........................................................................................13
4.3 RADIO DIRECTION FINDER (RDF) ...........................................................................................13
4.4 COMMUNICATION WITH ALLIED SERVICES ..............................................................................14
4.5 AVAILABILITY .........................................................................................................................14
5 AUTOMATIC IDENTIFICATION SYSTEM (AIS)...............................................................14
5.1 AVAILABILITY .........................................................................................................................14
6 LONG RANGE SENSOR DATA ..............................................................................................14
6.1 AVAILABILITY .........................................................................................................................15
7 HYDROMETEO EQUIPMENT ...............................................................................................15
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
1. INTRODUCTION
The purpose of this document is to give an overview of the operational performance
standards and requirements for VTS equipment including:
• VTS Radar System
• Closed Circuit TV Cameras as a VTS sensor (CCTV)
• Communications
• Automatic Identification System (AIS)
• Hydrometeo Equipment
• VTS Data System
Requirements of the VTS equipment may have a high impact on acquisition and life-
cycle costs of a VTS and therefore the performance recommendations are divided into
three different capabilities:
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
MRCC Maritime Rescue Co-ordination Centre
nm Nautical Mile/
RDF Radio Direction Finder
RMP Recognized Maritime Picture
S-band 2.0 – 4.0 GHz
TCPA Time to Closest Point of Approach
VHF Very High Frequency
VTS Vessel Traffic Services
VTSO Vessel Traffic Services Operator
X-band 8.0 – 12.0 GHz
º Degree
≤ Less than or equal to
± Plus or minus
edition)
The VTS Radar System should be capable of performing the functions shown in
Table 1:
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
Parameters / Capability Basic Standard Advanced
Path, time and track prediction, X
CPA, X X X
TCPA, X X X
Anchor watch, X
Vessels vector, X X X
Course, speed and label/identity, X X X
Collision alerts. X X X
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
transmission power, larger antennas, circular polarization, reducing the receiver noise,
sector blanking and more effective processing and filtering of the transmitted and
received signal.
2.4 Radar Accuracy and Discrimination
The measurement of accuracy and discrimination of the system is determined by the
VTS authority based on Type of Capability. The recommendations for target
separation for different types of capability are listed in Table 3.
Radar accuracy and physical Type of Capability
separation between small point Basic Standard Advanced
targets for discrimination in
display and tracking Display Tracking Display Tracking Display Tracking
Short range applications 25 m 40 m 20 m 30 m 15 m 25 m
(<5 nm coverage –
include waterways,
harbours etc)
Long range applications 75 m 100m 60 m 75 m 50 m 60 m
In range
(up to 20 nm coverage –
littoral waters, offshore
etc)
Very long range N/A 100 m 125 m 80 m 100 m
applications (>20 nm
coverage)
Or distance in meters, 25 m 40 m 20 m 30 m 15 m 25 m
X-band
beam width
Angle between targets N/A 3.5o 4o 1.8o 2o
as seen from the radar
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
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The system should be designed in such a way that the defined radar accuracy and
discrimination can be achieved in the entire area(s) covered by the VTS service. In
long measuring distances, the impact of the height and type of antenna on the
measuring accuracy and resolution should be taken into account. The system should
also be capable of displaying and tracking all targets of interest simultaneously in
normal conditions without the need for manual adjustments by the operator.
2.5 Availability
The VTS authority should define the requirements for the availability of the radar
service. The recommendations for availability are listed in Table 4 below. 1
Table 4. Availability
1
Reference ALA Guideline 1035 on Availability and Reliability of Aids to Navigation,
December 2004
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
Waterway availability model: In this model administrations need to define which
waterways are high risk and which waterways are low risk. Separate calculations for
high and low risk are required, providing both exist within the coverage area.
Individual waterway availability calculations are then averaged to produce one figure
for each waterway risk category. If desired, a figure for each waterway may be
reported.
Radar site availability model: In this model, administrations must define which
radar sites serve low risk waterways and which serve high risk waterways. The overall
availability is calculated by averaging the availability of the associated individual
radar sites as illustrated in the examples below.
Example 1: An Advanced site receives complete radar coverage. For example, a VTS
area having two radar sites where at Radar site A the availability was 99% and Radar
site B’s availability was 99,7%, but both radar sites suffered coincidental outages
during 0,1% of the period. Although neither radar site individually met the availability
target the combined availability was 99.9% and met the performance goal achieved.
Example 2: A Basic site receives coverage from radar site A (as above) covering a
low risk waterway. Radar site C, adjacent to radar site A, provides completely
overlapping coverage to the low risk waterway portion served by radar site A. Radar
site C’s performance was 99%, but neither unusable period (of radar sites A and C)
coincided. The low risk waterway covered by radar site A received usable signals for
100% of the time.
While these two distinctly different situations have different availability requirements
based upon the level of risk, the concept of availability remains consistent – the
minimum requirement is met for the coverage area.
Note: Higher availability percentage targets may be applicable to more critical parts
of the VTS area. Risk assessment may support lower availability percentage targets
in less critical areas.
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
based on where the nominal visibility is in excess of 10 nm. Image quality and
update/refresh rates should meet these requirements.
3.3 Characteristics of the CCTV
Cameras may be used either in low traffic density areas where this is a more cost
effective solution to radar or in conjunction with radar as an additional sensor,
depending on the level of risk.
The camera should be capable of automatically tracking a vessel manually selected by
the VTS Operator via the VTS Screen, if required by the VTS Authority. In addition,
there should be the possibility for the VTS Operator to manually de-select the
automatically acquired target and manually select another target and/ or area of the
acquired target, in order for the VTS Operator to perform specified monitoring tasks,
such as pilot embarkation/disembarkation.
Where more than one camera is installed to cover a VTS area it is desirable for the
output from both to be fused together to provide one composite picture.
3.4 Availability
The requirements for the availability of CCTV is a matter for the VTS Authority to
determine.
4. COMMUNICATIONS
Reliable communications are essential to deliver VTS services and coverage should
be available throughout the VTS Area from one or communication technologies as
listed below.
4.1 Very High Frequency (VHF)
The VTS Authority should utilise dedicated working VHF Channels designated by the
National Radio Authority for specific types of operations. In addition, one or more
VHF Channels may be utilised in different sectors of the VTS Area.
It is common for the VTS to have its own independent VHF network, for the use
within specifically designated VHF Channels.
The VHF equipment must comply with national and international regulations.
4.2 Long Distance Communication
In the case where a VTS Authority requires long distance communication such as pre-
arrival information, any available communication systems should be used and
therefore an independent network is not required.
4.3 Radio Direction Finder (RDF)
A number of VTS Authorities require RDF receivers to identify the target of a
transmitting vessel on VTS display. This may be used to correlate with the radar
target.
In order to ensure accurate identification on the VTS display the use of two or more
separate RDF bearing stations are required. Bearing angles on the target should be as
close to 90º as possible. The recommended bearing accuracy for the types of
capability are provided in Table 5
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
Type of Capability
Basic Standard Advanced
Recommended Bearing ≤ ± 2.5º ≤ ± 1.5º ≤ ± 1.0º
Accuracy
All bearings should be automatically displayed on the VTS display when the signal
has been received after a delay of no more than 3 seconds. The bearings should
remain visible on the VTS display as long as the vessel is transmitting a signal. The
VTS operator should have the ability to suppress RDF information on the VTS
display.
It is foreseen that this requirement may decrease as AIS usage by VTS Authorities
increases, but will not become obsolete as, depending on the circumstances, AIS
information may not always be available.
RDF is not suitable of being used for continuous tracking.
4.4 Communication with Allied Services
VTS Centres should be equipped with the ability to communicate with relevant allied
services by the use of reliable communication networks. It is recommended that VTS
Centres should be equipped with a digital switched network, with caller identification.
4.5 Availability
The requirements for the availability of Communications is a matter for the VTS
Authority to determine.
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
LRIT derived data only, or from all three subject to track fusion in accordance with
the requirements of the VTS Authority.
If Long Range Sensor Data information shows differences when compared to other
sources, VTSOs should use appropriate procedures and evaluate the obtained
information and where applicable advise the vessel immediately.
Figure 1. Example integrated AIS, radar and Long Range Sensor Data (e.g. LRIT
positional data) – Source: REEFVTS, AMSA and MSQ
6.1 Availability
The requirements for Long Range Sensor data availability is a matter for the VTS
Authority to determine.
7. HYDROMETEO EQUIPMENT
It is essential that a VTS Centre has access to local Hydrometeo information relevant
to the VTS Area(s) and can, if required by the VTS Authority, disseminate this to
their users and allied services.
Where a VTS Authority determines a need to establish their own monitoring stations,
it should be noted that the individual VTS Authorities should determine the accuracy
and availability requirements for each VTS Centre, as these will be based on
individual circumstances. The following Table 5 gives an indication of typical
minimum accuracy requirements.
Note: The target availability should be as prescribed by IMO A.915(22).
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
Parameter Minimum
Accuracy
Height of Tide ≤ ± 0.10 m
Rate of Tidal Stream/ Current ≤ ± 0.5 knots
Direction of Tidal Stream/Current ≤ ± 10 Degrees
Wave height ≤ ± 10% of the height
Wave Direction ≤ ± 20 Degrees
Wind speed ≤ ± 1m per sec
Wind Direction ≤ ± 10 Degrees
Visibility ≤ ± 10% of the distance
Air Temperature ≤ ± 10C
Air Humidity ≤ ±5%
Air Pressure ≤ ± 2 hPa
Sea Surface Temperature ≤ ± 10C
The VTS Authority should specify the time periods over which the various data
parameters should be updated and may be averaged, if required, as these factors will
depend upon the local circumstances pertaining to the VTS Centre.
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
Annex 2
1. INTRODUCTION ......................................................................................................................22
1.1 SCOPE 22
1.2 DEFINITIONS AND CLARIFICATIONS 22
1.2.1 Software tools 23
1.2.2 Abbreviations 23
1.3 REFERENCES 25
2. GENERAL PROVISIONS.........................................................................................................26
2.1 IMPLEMENTATION OF RADAR SERVICES 26
2.2 RADAR PARAMETERS 26
2.2.1 Radar frequency 27
2.2.2 Antenna parameters 28
2.2.3 Transmitter characteristics 28
2.2.4 Receiver characteristics 29
2.2.5 System losses 29
2.2.6 Signal processing, extraction and tracking 30
2.3 RADAR TARGET CHARACTERISTICS 31
2.3.1 Target properties 31
2.3.2 Radar cross-section 31
2.3.3 Characteristics of wind farms 32
2.4 RADAR RANGE PERFORMANCE 34
2.4.1 Antenna height 34
2.4.2 Propagation conditions 34
2.4.3 Lobing 36
2.4.4 Shadow effect 36
2.4.5 Tide 36
2.5 NOISE AND CLUTTER AFFECTING RADAR PERFORMANCE 36
2.5.1 Thermal noise 37
2.5.2 Surface and volume clutter 37
2.5.3 Ice 38
2.5.4 Precipitation 38
2.5.5 Man-made noise 39
2.5.6 Multiple reflections (ghost images) 39
2.6 TARGET DISCRIMINATION AND POSITION ACCURACY 39
2.6.1 Range resolution 39
2.6.2 Azimuth resolution 40
2.6.3 Range accuracy 40
2.6.4 Azimuth accuracy40
2.7 SECURITY IMPLICATIONS 40
3. PERFORMANCE REQUIREMENTS FOR VTS RADAR SERVICES ...............................41
3.1 GENERAL REQUIREMENTS 41
3.2 OBJECTS TO BE DETECTED 41
3.3 GENERAL FEATURES AND CHARACTERISTICS 41
3.3.1 Clutter and noise reduction facilities 41
3.3.2 Side lobe suppression 42
3.3.3 Dynamic characteristics 42
3.3.4 Built-in test features 42
3.4 RADAR COVERAGE AND DETECTION PERFORMANCE 42
3.4.1 Detection range and conditions 42
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
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3.5 TARGET DISCRIMINATION 47
3.6 PLOT EXTRACTION AND TRACKING 47
3.6.1 Plot Extraction 47
3.6.2 Track Initiation 47
3.6.3 Maintaining Track 47
3.6.4 Track Termination 48
3.6.5 Track Data Output 48
3.6.6 Plot extraction and tracking performance 48
3.7 RELIABILITY AND AVAILABILITY 50
3.8 REDUNDANCY 51
3.9 EQUIPMENT STANDARDS AND SPECIFICATION LEVELS 51
4. PERFORMANCE VERIFICATION METHODS ...................................................................52
LIST OF FIGURES..............................................................................................................................54
LIST OF TABLES................................................................................................................................54
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
VTS Equipment Ed. 2.0 – Dec 2005 (Ed 1 June 2004)
11. Introduction
Performance requirements for VTS radars are generally different to the requirements
for marine navigational radars. VTS radars normally need to operate simultaneously
on short and long range and this leads to dynamic requirements that far exceed those
required onboard a ship.
Furthermore, weather related phenomena such as ducting will influence VTS radars
more than ships’ radars. This can have a significant influence on the performance –
either positive or negative.
Good clutter suppression is needed for sea clutter and, in most parts of the world, for
rain clutter as well. In addition, the need to see small targets in rough weather
conditions is essential, especially if objectives include detection of targets for security
purposes.
The introduction of AIS further develops VTS into a modern information system, and
the presentation of radar information needs to follow the trend, putting new demands
on the radar performance. Antenna side lobes and ghost targets (multiple reflections)
may lead to false and dangerous results when radar returns and AIS plots are
associated. High precision is therefore required to allow for unambiguous correlation
of position obtained from two information sources.
11.1 Scope
No other comprehensive standard, guideline or textbook exist for the use of radars in
VTS. The aim of this recommendation is therefore to:
- provide comprehensive guidance on the subjects relevant for the VTS
application based on the VTS functional model illustrated in Error!
Reference source not found.,
- set generic performance requirements for Radar Services in VTS systems,
and
- provide guidelines for their implementation.
11.2 Definitions and Clarifications
For general terms used throughout this annex refer to:
- IEEE Std 686-1997 IEEE Standard Radar Definitions.
Specific terms are defined as follows:
- Availability is the probability that a system will perform its specified
function when required.
- Normal weather and propagation conditions are the conditions persisting
99% - 99.9 % of the time as defined by the individual VTS authority. The
rest of the time is considered having adverse weather and propagation
conditions.
- Polarisation of a radar signal is determined by the orientation of the
electrical field. In the case of circular polarisation the field rotates left or
right.
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
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- Radar PD is the probability of detection at the output of a radar, subsequent
to signal processing and plot extraction, but prior to tracking, and
presentation.
- Reliability is the probability that a system, when it is available performs a
specified function without failure under given conditions for a given period
of time.
- Sea characteristics include wave/swell height, direction and speed of
waves/swell and distance between waves/swell.
- Squint are the angular difference between the axis of antenna rotation and a
selected geometrical axis.
- Track swap is the transfer of a track identity (track label) to another track.
11.2.2 Abbreviations
AIS Automatic Identification System
AREPS Advanced Refractive Effects Prediction System
ASL Above Sea Level
CARPET Computer Aided Radar Performance Evaluation Tool
CW Continuous Wave
dB Decibel
dBi Decibel isotrope
dBm Decibel milliwatt
DF Direction Finder
FTC Fast Time Constant
GHz GigaHertz
GIT Georgia Institute of Technology
GPS Global Positioning System
IALA International Association of Marine Aids to Navigation and Lighthouse
Authorities
ICAO International Civil Aviation Organization
IEC International Electro-Technical Commission
IEEE The Institute of Electrical and Electronic Engineers
IMO International Maritime Organisation
ITU International Telecommunication Union
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kHz kiloHertz
Ku-band 12.0 – 18.0 GHz
kW kiloWatt
LNFE Low Noise Front End
m metre
2
m square metre
MDS Minimum Detectable Signal
MHz MegaHertz
mm/h millimetre per hour
m/s metre/second
MSC Maritime Safety Committee
MTBF Mean Time Between Failure
MTTR Mean Time to Repair
N/A Not applicable
NM Nautical Mile (also nmi)
PD Probability of Detection
PFA Probability of False Alarm
PRF Pulse Repetition Frequency
PW Pulse Width
R Range
RCS Radar Cross Section
RF Radio Frequency
S-band 2.0 – 4.0 GHz
TNO Toegepast Natuurkundig Onderzoek
UTC Universal Time Co-ordinated
UTM Universal Transverse Mercator
VTS Vessel Traffic Services
X-band 8.0 – 12.0 GHz
µs microsecond
º Degree
> Greater than
Greater than or equal to
Less than or equal to
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IALA Recommendation V-128 – Operational and Technical Performance Requirements for
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11.3 References
[1] IEEE Std 686-1997 IEEE Standard Radar Definitions
[2] Merrill I Skolnik Introduction to Radar Systems, McGraw-HILL Higher
Education, ISBN 0-07-290980-3
[3] P.D.L. Williams, Experimental study of the radar cross section of
H.D, Cramp and Kay maritime targets, ELECTRONIC CIRCUITS AND
Curtis, SYSTEMS, July 1978. Vol 2. No 4.
[4] Ingo Harre RCS in Radar Range Calculations for Maritime Targets.
http://www.mar-it.de/Radar/RCS/RCS_18.pdf
[5] IMO Performance Standards for radar reflectors (latest
edition)
[6] International ITU-R SM.1541 Unwanted emissions in the out-of-band
Telecommunications domain
Union (ITU) ITU-R SM.329-9 Spurious emissions
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- antenna height;
- local weather;
- transmitted power;
- antenna characteristics;
- receiver sensitivity;
- receiver dynamic characteristics;
- processing capabilities;
- system losses.
These aspects combine to determine the minimum magnitude of radar returns that can
be detected.
The parameters are often dependent on each other, and different vendors may choose
different methods to solve the same issue. Therefore, it is recommended that overall
radar performance requirements are specified, taking the local weather into
consideration, rather than specifying radar parameters.
However, in order to understand how the parameters affect radar performance, the
influence from some of the parameters are described as follows.
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12.2.2 Antenna parameters
The antenna gain is one of the most important factors determining the radar range.
The gain is mainly determined by the operating frequency and the horizontal and
vertical beam widths of the antenna array.
Narrowing the horizontal as well as vertical beam widths will result in reduction of
the volume clutter and thereby improved performance in precipitation. The
horizontal beam width is also the governing parameter in respect to azimuth
resolution and it has significant influence on the amount of surface clutter received.
The vertical beam characteristics are the governing factor in respect to coverage at
short range.
Use of circular polarization will reduce unwanted returns from precipitation while
maintaining good returns from targets of interest to the VTS operator. However,
some radar reflectors are specifically designed for linear polarisation and their
visibility may therefore be reduced by the use of circular polarisation.
If small targets, such as rubber or rigid hull inflatable boats, are identified by the VTS
as a target of concern, then the selection of antenna polarization is even more complex
and should be studied carefully.
Use of high antenna rotation speed increases the scan data rate, but the hits per scan
(echo returns per scan from a particular target) is decreased correspondingly. In some
cases this may mask a weak target that would otherwise be detected by using a lower
antenna speed.
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12.2.4 Receiver characteristics
The receiver sensitivity (often expressed by the receiver noise factor) is one of the
main factors with respect to detection of small distant targets in clear weather. The
noise figure may be expressed in different terms such as ‘Low Noise Front End
(LNFE) noise figure’ and ‘overall noise figure’, making it difficult to compare radars
from different vendors.
A better expression for receiver sensitivity is the Minimum Detectable Signal (MDS);
however, this is not ideal either as it may be difficult to measure this figure in a
reliable manner.
The dynamic characteristics are very important, especially if operational conditions
require:
- Simultaneous detection of targets on short and long range;
- Supply of signals for more than one display with different range settings;
- Simultaneous supply of signals for different operational roles;
- Supply of signals for automatic video processing and automatic tracking.
Minimum detectable signals at the receiver input and processed onwards lie typically
at -90 to -105 dBm in VTS applications, or may be as low as -115 dBm for security
applications.
Very large targets at close range are, however, not fully within the beam at short
range, limiting the input at the receiver to about + 10 dBm for the typical case.
Consequently, the overall dynamic range needed for the individual radar for a VTS
application is typically between 100 and 125 dB.
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- Flexible and especially flexible/twistable waveguide parts. (Not to be
confused with elliptical waveguides which, in general, have small losses);
- Teflon or plastic gaskets used instead of proper pressure windows,
especially if mounted between plain and choke flanges;
- Excessive number of joints in the waveguide system;
- Poor rotary joints;
- Poor workmanship in the manufacture of waveguide parts;
- Matching losses in receivers and distribution of signals, both with
inadequate bandwidth / speed;
- Digitalisation of signals using too few bits;
- Losses in detection and tracking.
Furthermore, discontinuities in waveguide installations can result in reflections
causing the centre of the radar picture to be totally saturated. In extreme cases this
can even disturb the transmitted pulse, giving reduced angular resolution as well as
reduced performance with respect to discrimination of targets from clutter.
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while persisting echoes (e.g. ships) can be retained for further processing.
Again, the overall effect is to enhance target radar returns, relative to clutter radar
returns.
The output of the signal processing is the processed radar data in a polar grid, i.e. a
circular area divided into radar cells, with each cell being characterized by a range
value, a range depth, an azimuth value, an azimuth width and a radar return intensity
value. Plot extraction is the process of identifying groups of neighbouring radar cells
containing radar return intensity values above a defined threshold value. Such a
group of radar cells is called a plot, and is intended to correspond to a physical target.
Plots are updated on each rotation of the radar. Plots which persist from rotation to
rotation, and which move within reasonable physical limits of speed and acceleration,
are intended to correspond to physical targets. A series of plots associated in this way
is called a track. Erratically appearing plots are rejected as representatives for
physical objects and, therefore, as candidates for tracks.
Tracking is the process of associating plots from consecutive rotations of the radar to
existing tracks and to initiate new, tentative tracks on plots not associated to existing
tracks.
12.3 Radar Target Characteristics
To understand the behaviour of radar targets it is essential to determine expected
performance from radar services.
The strength of the echo returned from a target is largely governed by the size of the
target, its aspect and its height above the radar horizon. However, these are not the
only factors and a small target of good reflecting properties may well give a stronger
echo than a much larger target of poor reflecting properties.
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the reflected power depends on the angle of incidence as well as target properties such
as material (conducting/non-conducting), coating, physical shape (smooth/sharp
corners) etc.
The total reflection from a target is made up from the ‘elementary’ reflections from
different parts of the target. These elementary reflections will interfere constructively
or destructively to form the total reflection. Therefore, small changes in attitude of
the target may result in large changes of the amount of reflected power. The
consequence of this is that, in radar performance evaluations, the RCS of a target is
best described by a statistical distribution function. Different kinds of wanted targets
(ships, buoys, etc.) and unwanted targets (sea clutter) have different distribution
functions. These differences can be exploited in the radar signal processing to
enhance target visibility.
Scientific references giving information about the RCS of objects relevant for VTS
can be found in 'Introduction to Radar Systems' [2] and in 'The experimental study of
the radar cross-section of maritime targets' [3]. However, since the date of the study,
ship design has resulted in larger variation in RCS and experience is that the modified
values in
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Table 12.1 give appropriate values of RCS for various targets.
Comprehensive RCS data for other frequency bands were not available to be included
in this document; however, different tests of radar reflectors have yielded differences
between X-band and S-band of up to 11 dB. [5]
From evaluation of figure 2.17 in [2], [4] and in the absence of more detailed
investigations, a given X-band RCS should be reduced by 40% for S-band range
calculations.
Excluded from this are returns from birds and flocks of birds where the RCS of the
individual species often results in a higher RCS on S-band than on X-band.
Furthermore it should be noted that RCS is a figure with highly statistical properties.
Facing this, the lower values in should be used for range calculations. The upper
values are relevant for determination of dynamic requirements to the radar services.
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Visible
ar
Rad
Visible Invisible
ible
Invis to due to
due m maxim
um
mu
mini ge range
ran
Figure 12.1 Target range and visibility.
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amount of clutter and false echoes generated by objects beyond the radar ambiguity
range (2nd and multiple-time around echoes).
Above a strong duct (a trapping layer) there is often a layer of low refraction (sub
refraction). An antenna situated above a trapping layer or, even worse, above more
than one trapping layer, will radiate most of its energy into the sub-refractive layer,
which will not direct the energy down towards targets on the sea or on the ground.
Therefore, the radar will detect only very short-range targets. This may limit usable
antenna height in dry hot regions of the world, especially in Middle Eastern countries.
Severe atmospheric conditions, such as thunderstorms or the acute build-up of static
electricity during pre-storm situations also have the affect of distorting the radar
owing to the contorting effect of the electrical disturbances in the atmosphere.
Normal Sub-refraction
Lifted
Normal
Severe super-refraction
Super-refraction
(Ducting)
Bend d Lowe
own red a
nd elong
ated
The radar range is limited by the earth’s curvature and is a function of antenna
elevation and target height. A first estimation of its value, in nautical miles (NM), can
be derived from the equation :
R (NM) = 2.2 (√hA + √hT)
This assumes standard atmospheric conditions as defined by the International Civil
Aviation Organization, (ICAO). Antenna height hA and target height hT are measured
in metres.
However, it should be noted that detection of large targets can only be expected to the
theoretical radar horizon. Complex calculations, such as those illustrated in Figure
12.14, give a better impression of what may be expected. A software tool such as can
be used for complex calculations (for example, the CARPET).
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12.4.3 Lobing
The surface of the earth or the sea not only restricts the line of sight, but it may also
have an effect on the radar coverage of targets within the line of sight. Two waves
arrive at the target via two separate paths: One travels along the direct path from
radar to target; the other path includes a reflection from the water surface. The two
waves can interfere destructively or constructively according to their difference in
phase. This effect is known as lobing.
One of the effects of lobing is that point targets, such as buoys, may become invisible
to a radar at certain ranges and in certain conditions as illustrated by Figure 12.3.
Figure 12.3 Coverage diagram for a typical VTS radar. Detection probability PD is
given as a percentage as shown in the lower bar in the figure.
12.4.5 Tide
Tide may have a substantial influence on coastlines, riverbanks etc. as well as the
antenna height above sea level.
12.5 Noise and clutter affecting radar performance
Noise is the part of the radar signal which is uncorrelated to the transmitter pulse,
whereas clutter is unwanted radar return signals from e.g. sea waves, precipitation or
land areas.
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Targets, as well as various sources of noise or clutter, behave statistically in different
ways. Knowledge of how to limit the effect of noise is essential to obtain adequate
performance of the radar system and the ability to detect target echoes depends not
only on the signal power, but also on the competing noise and clutter power present in
the receiver.
The sources of this noise/clutter lie both within the radar and in the outside
environment as illustrated in Figure 12.4.
Solar or galactic
noise
Atmospheric noise
Man made
noise
Antenna
Waveguide and
duplexer noise
Transmitter Receiver
Land or sea clutter
Receiver
Noise
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(Georgia Institute of Technology) model (used by the CARPET radar performance
evaluation program) or the Douglas scale. The GIT model has been used throughout
this document.
12.5.3 Ice
The echoes obtained from ice depend largely on the form and shape of the ice
encountered.
The typical characteristics of the various types of ice floes are as follows:
- Smooth flat ice – Most of the radar energy is reflected at its angle of
incidence, providing little or no return signal. It is sometimes an advantage
to set up the radar controls to obtain sea clutter right up to the edge of the
ice. If there is sufficient wind to disturb the surface of the water, patches of
water in a smooth ice field are often revealed by sea clutter return.
- Pack ice – Strong multiple echoes are usually obtained from this condition
producing a pattern on the display not unlike excessive sea clutter. The ice
left in the wake of a vessel passing through an ice field can be distinguished
clearly.
- Ice walls – These objects will give strong echoes depending on the angle
that they are to the sea surface to scatter the reflected energy.
- Icebergs – The sharp angles of the faces of icebergs usually give a poor
return signal. Their smooth surface will often scatter the reflected signal at
acute angles.
- Growlers – The detection of growlers by radar is uncertain due to their
small surface area above water. Detection of icebergs and growlers may
require sophisticated techniques, similar to those for detection of small
targets performing illegal activities.
12.5.4 Precipitation
Precipitation in the form of rain, snow, hail and other hydro-meteorological particles
affects radar range and tends to give unwanted returns or clutter.
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- antenna polarization, where circular polarization is preferred over vertical or
horizontal polarization;
- frequency, where lower frequencies penetrate precipitation better than
higher frequencies and give less clutter return. However, lower frequencies
are, in most cases, associated with severe drawbacks in respect to resolution
and cost. Therefore, the use of higher frequencies and circular polarized
antennas in combination with processing techniques tend to be preferred for
VTS. An exception to this would be for long-range installations in areas
with extreme tropical rainfall.
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In a pulse compression or continuous wave radar, the effective pulse width can be
made very short providing high resolution. The equivalent peak power may be very
big. The drawback is added complexity and unwanted effects such as time side lobes.
Range Resolution
Azimuth
Resolution
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- Identify revised functional requirements for extraction, tracking, data
handling and display presentation that are likely to be so different from
normal VTS operations that they should be separated between the normal
VTS operation and operation specific for security.
The requirements for security applications are therefore, in general, additional to the
Advanced set of requirements outlined in this document.
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The features should preferably be automatic for systems requiring standard or
Advanced specifications.
In the case of pulse compression or continuous wave (CW) radars, time side lobes
should also be evaluated.
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In normal weather and propagation conditions the surface objects specified in Error!
Reference source not found. and within the VTS area should be:
- Clearly displayed from a defined minimum horizontal range (e.g. 50m) from
the antenna position to the maximum detection range determined in
accordance with section 13.4.1.4;
- Tracked stably from a defined minimum horizontal range (e.g.100 metres)
from the antenna position to the maximum detection range determined in
accordance with section 13.4.1.4.
The equipment should give a clear indication and tracking of targets at such specified
ranges.
Note that excessive antenna heights may increase the above minimum values or
require dedicated vertical radiation patterns (inverse cosecant square) to be used for
the antenna. Displacing the radar could also avoid such lack of coverage.
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Table 13.2.
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Table 13.2.
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Table 13.2.
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Antenna elevation
fluctuating Detection and tracking ranges for standard atmosphere and rain/sea state as indicated
point target
Target type
Basic recommendation Standard recommendation Advanced recommendation
Height
2 mm/h 10 mm/h
RCS
Clear Clear 4 mm/h rain Clear
rain rain
1m 5 NM NIL
1 1 m2 N/A N/A
ASL Up to sea state 4
7 NM 4NM 7 NM 6 NM
2m
2 3 m2 N/A
ASL
Up to sea state 3 Up to sea state 5
20 m 7 NM 4 NM 8 NM 5NM 9 NM 7 NM
3m
ASL 3 10 m2
ASL
Up to sea state 3 Up to sea state 4 Up to sea state 6
100 5m 9 NM 8 NM 11 NM 9NM 12 NM 10 NM
4
m2 ASL Up to sea state 4 Up to sea state 5 Up to sea state 7
1000 8m 12 NM 10 NM 13 NM 11 NM 14 NM 13 NM
5
m2 ASL Up to sea state 5 Up to sea state 6 Up to sea state 8
1m 10 NM NIL
1 1 m2 N/A N/A
ASL Up to sea state 4
2m 10 NM 7 NM 12 NM 9 NM
2 3 m2 N/A
ASL Up to sea state 3 Up to sea state 5
50 m 3m 10 NM 6 NM 12 NM 8 NM 14 NM 12 NM
3 10 m2
ASL ASL Up to sea state 3 Up to sea state 4 Up to sea state 7
100 5m 13 NM 12 NM 15 NM 13 NM 17 NM 15 NM
4
m2 ASL Up to sea state 4 Up to sea state 5 Up to sea state 7
1000 8m 16 NM 15 NM 18 NM 17 NM 20 NM 18 NM
5
m2 ASL Up to sea state 5 Up to sea state 6 Up to sea state 8
1m 12 NM NIL
1 1 m2 N/A
ASL Up to sea state 4
2m 13 NM 5 NM 16 NM 10 NM
2 3 m2
ASL Up to sea state 3 Up to sea state 5
18
100 m 3m 17 NM 10 NM 16 NM
3 10 m2 N/A NM
ASL ASL
Up to sea state 4 Up to sea state 7
100 5m 20 NM 19 NM 22 NM 20 NM
4
m2 ASL Up to sea state 5 Up to sea state 7
1000 8m 23 NM 22 NM 25 NM 23 NM
5
m2 ASL Up to sea state 6 Up to sea state 8
Note – Calculations in this table were performed using the software programme
CARPET.
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Target type
elevation
Antenna
Standard recommendation
Height
RCS
Clear 16 mm/h rain
4 NM 3 NM
2
3 4m 3 m ASL
Up to sea state 4
20 m ASL 7 NM 5 NM
4 40 m2 5 m ASL
Up to sea state 5
2
10 NM 8 NM
5 400 m 8 m ASL
Up to sea state 6
2
7 NM 4 NM
3 4m 3 m ASL
Up to sea state 4
11 NM 8 NM
50 m ASL 40 m2 5 m ASL
4 Up to sea state 5
14 NM 13 NM
400 m2 8 m ASL
5 Up to sea state 6
2
10 NM NIL
3 4m 3 m ASL
Up to sea state 4
2
14 NM 12 NM
100 m ASL 40 m 5 m ASL
4 Up to sea state 5
18 NM 19 NM
400 m2 8 m ASL
5 Up to sea state 6
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13.6.4 Track Termination
If a confirmed track either moves outside a user defined maximum range, into a user
defined non-tracking area, if the quality of the track falls below a predefined
minimum, or if the track cannot be updated with new plots over a certain length of
time, then the track should be terminated. In certain cases the operator should receive
a warning as defined by the VTS Authority.
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Recommendation level
Parameter
Basic Standard Advanced
1
Within one standard deviation (Gaussian distribution) when sailing on a straight
course. Note that verification may require simulated tracks or other methods due to
the fact that it may be impossible to direct a test target to sail with sufficient accuracy.
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Recommendation level
Priority of the VTS
Basic Standard Advanced
Surveillance and/or traffic
0.9 0.8 0.7
monitoring
Safety 0.9
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The availability is given by the equation:
Availability = (service time - out of service time) / service time
Note - Refer to the IALA Aids to Navigation Guide (NAVGUIDE) latest edition, as
well as IALA Recommendations and Guidelines on Availability and Reliability for
methods of measurement of availability and further definitions of terms.
13.8 Redundancy
Table 13.6 specifies the recommended availability for individual radar sites and
suggests the redundancy typically employed.
Recommendation level
Difficult
Difficult
Difficult
Easy
Easy
Easy
Accessibility to site
Overlap in coverage may reduce the need for equipment redundancies at the
individual radar site.
13.9 Equipment standards and specification levels
International, and in some cases national standards, apply for radar and associated
equipment. Common standards and suggested specification levels are listed in Table
13.9.
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Hot dessert
Subtropical
Temperate
Condition
Standard
Conditioned1
Tropical
climate2
Subject
climate
climate
climate
climate
Arctic
indoor, office
or
equipment
IEC 68-2 Dry Heat Function 40°C
room 60°C 55°C 50°C
-
Cold Function 10°C 0°C - 25°C
40°C
-
Storage - 25°C
40°C
Storage and
IEC 529 Protection IP 20 IP 54
function
IEC 950, Storage and
Safety Refer to standards
UL, CSA function
Unwanted
emissions
ITU-R
in the out- Function
SM.1541 Refer to standards, same values apply worldwide
of-band
domain independent on climate
ITU-R Spurious
Function
SM.329-9 emissions
1
Air conditioned, ventilated or heated to temperatures between 15°C and 30°C and with less
than 90 % humidity. If these levels cannot be met, requirements, including a reasonable
margin, should change accordingly.
2
May in addition require special considerations in respect to sun radiation, dust (sand storms)
and severely corrosive atmosphere.
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List of Figures
Figure 2.1 Target range and visibility............................................................................34
Figure 2.2 Effects of propagation conditions.................................................................35
Figure 2.3 Coverage diagram for a typical VTS radar. Detection probability PD is
given as a percentage as shown in the lower bar in the figure................................36
Figure 2.4 Example of noise sources. ..........................................................................37
Figure 2.5 Range and Azimuth resolution.....................................................................40
List of Tables
TABLE 2.1 TYPICAL TARGET CHARACTERISTICS.....................................................................33
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Annex 3
Table of Contents
(RECOMMENDATION V-128) 3
15. INTRODUCTION ......................................................................................................................56
15.1 ABBREVIATIONS 56
15.2 REFERENCES 56
16. GENERAL PROVISIONS.........................................................................................................57
16.1 OBJECTIVES OF AIS 57
16.2 APPLICATION 58
17. DESCRIPTION OF AIS AS A VTS SENSOR .........................................................................59
17.1 GENERAL 59
17.2 COVERAGE ASPECTS 59
18. AIS SERVICE .............................................................................................................................60
18.1 EQUIPMENT 60
18.2 AIS INTERFACES 60
19. OPERATIONAL ASPECTS OF AIS IN RELATION TO THE VTS ...................................60
19.1 GENERAL REQUIREMENTS 60
19.2 USE OF VIRTUAL MMSI FOR VTS COMMUNICATION 61
19.3 SHORT SAFETY-RELATED MESSAGES 61
19.4 USE OF BINARY MESSAGES FOR DATA EXCHANGE 61
19.5 USE OF THE VTS TARGETS MESSAGE 61
19.6 ASSIGNED MODE 62
19.7 GRAPHICAL PRESENTATION 62
Symbol usage 62
Interaction with radar tracks 62
19.8 DATA VALIDITY 62
20. TRANSMISSION LAYER.........................................................................................................63
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15. Introduction
AIS is intended to enhance safety of life at sea, the safety and efficiency of
navigation, and the protection of the marine environment. In addition, AIS may
contribute to maritime security. SOLAS Regulation V/19 requires that AIS exchange
data ship-to-ship and with shore-based facilities. Therefore, the purpose of AIS is to
help identify vessels; assist in target tracking; simplify information exchange (i. e.
reduce ship reporting using radiotelephony); and provide additional information to
assist situational awareness. In general, data received via AIS will improve the
quality of the information available to the VTSO or OOW. AIS is a useful source of
supplementary information to that derived from other navigational systems and
sensors, including radar.
15.1 Abbreviations
AIS Automatic Identification System
ASM AIS Service Management
BSC Base Station Controller
FATDMA Fixed Access Time Division Multiple Access
LSS Logical Shore Station
OOW Officer of the Watch
PSS Physical Shore Station
SOTDMA Self Organising Time Division Multiple Access
VTSO Vessel Traffic Services Operator
15.2 References
[1] IMO MSC. 74(69), IMO Recommendation on Performance Standards for a
Annex 3 Universal Shipborne Automatic Identification System (AIS)
[2] SOLAS Convention Chapter V Safety of Navigation, Regulation 19
[3] ITU Radio Regulations Appendix S18, Table of Transmitting Frequencies in the VHF
Maritime Mobile Band
[4] ITU-R M.1371-1 ITU Recommendation on the Technical Characteristics for a
Universal Shipborne Automatic Identification System (AIS)
Using Time Division Multiple Access in the Maritime Mobile
Band
[5] IEC Standard 61993 Universal Shipborne Automatic Identification System (AIS)
Part 2 Operational and Performance Requirements, Methods of
Testing and required Test Results.
[6] IALA Technical IALA Technical Clarifications of Recommendation ITU-R
Clarification M.1371-1
[7] IALA IALA Recommendation on AIS Shore Stations and
Recommendation A- Networking Aspects Related to the AIS Service
124
[8] Resolution A.694(17) General Requirements for Shipborne Radio Equipment
forming Part of the Global Maritime Distress and Safety
System (GMDSS) and for Electronic Navigational Aids
[9] Resolution A.953(23) World-Wide Radionavigation System
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[10] Resolution A.688(17) Code on Alarms and Indicators
[11] Resolution Adoption of amendments to the Code on Alarms and Indicators
MSC.39(63)
[12] IALA IALA Recommendation on the Integration and Display of AIS and
Recommendation V- other information at a VTS Centre.
125
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16.2 Application
These performance requirements are for the use of AIS in a Vessel Traffic Service
(VTS). AIS should improve the safety of navigation by assisting in the efficient
navigation of ships, protection of the environment, and operation of VTS, by
satisfying the following functional requirements:
- in a ship-to-ship mode for collision avoidance;
- as a means for littoral States to obtain information about a ship and its
cargo; and
- as a VTS tool, i.e. ship-to-shore (traffic management).
AIS should provide ships and competent authorities, information from the ship,
automatically and with the required accuracy and frequency, to facilitate accurate
tracking.
Mandating AIS carriage and establishing a service to receive, process and distribute
the AIS signals received from vessels enhances safety and security and improves
the ability to manage traffic.
Some shore facilities may need to act on the information, others may need to monitor
AIS and maintain an information database. For these reasons, a nationwide or
regional network may be set up.
The service should also be capable of information exchange and distribution among
several users ashore and afloat. Government agencies, allied services and commercial
maritime interests may have justifiable needs for AIS data.
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In order for VTS to take full advantage of AIS, access to the capabilities of an AIS
Base Station is required. This access should preferably be through an AIS service.
With this access, the VTS may change the reporting rate or AIS channel, send short
safety-related messages, or perform other functions as necessary.
When estimating the size of the operational coverage (operational cell) for shore
facilities, an important consideration is the traffic load – number of mobile AIS
stations within the area.
For example, calculations in one port have indicated that an AIS Base Station could
accommodate less than 300 active AIS units.
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2. The AIS service may provide for review of supporting information and events
that occurred before, during, and after an incident. Otherwise, the VTS
should have the ability to support recording and replay of AIS data.
19.2 Use of virtual MMSI for VTS communication
Addressing of AIS units is accomplished via the Maritime Mobile Service Identity
(MMSI). Every base station will have a unique MMSI number. However, when a VTS
is operating several AIS Base Stations, it can present a single address, known as a
virtual MMSI number. This will enable the ships to send and receive AIS messages
in the VTS area using only one MMSI regardless of the number of base stations in
use.
This functionality has to be supported through the AIS Network. However, shipboard
AIS units can not currently respond to messages from virtual MMSIs.
19.3 Short safety-related messages
Short safety-related messages are free format text messages. They can be
addressed either to a specified destination (MMSI) or broadcast to all ships in the
area. Their content should be relevant to the safety of navigation, e.g. an iceberg
sighted or a buoy not on station. Such messages can contain a maximum of 158-
162 characters. Although unregulated, these messages should be kept as short as
possible.
Cautionary note: The VTSO should not assume that all short safety-related
messages have been read onboard.
19.4 Use of binary messages for data exchange
IMO has selected seven binary messages, as shown below, to be used as a trial set.
The intention is to use this set for a period of 4 years (May 2004-May 2008) with no
change.
The messages are:
• meteorological and hydrological data
• dangerous cargo indication
• fairway closed
• tidal window
• extended ship static and voyage related data.
• number of persons on board
• pseudo-AIS targets.
For further details, see IMO SN/Circ.236, dated 28 May 2004, Guidance on the
Application of AIS Binary Messages.
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• Speed (SOG)
• UTC time stamp
A VTS Targets message can either be sent as an addressed message to one target
or as a broadcast message to all targets that are inside the VHF coverage area of
one or more shore stations (i.e., PSS).
For additional information, refer to IMO SN Circ/236 – Guidance on the application of
AIS Binary messages. Move this section after Binary Messages have been
introduced.
Symbol usage
The IALA Guidelines on AIS as a VTS Tool (December 2001) include a description of
the recommended AIS target symbols, but these were originally intended for the
onboard ECDIS/ECS systems. As the guidelines point out, the given symbols are not
necessarily adequate in the VTS context. The main difference is that a VTS-operator
may prefer a much wider range of information than is necessary onboard a ship. For
example traffic management may necessitate the use of symbols which depict
different types and sizes of vessels. Further it may be necessary to show which
vessel have pilots embarked, and which do not.
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Annex 4
Table of Contents
30. DOCUMENTATION..................................................................................................................68
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21. INTRODUCTION
In 1997 the IMO Maritime Safety Committee adopted Regulations for Vessel Traffic
Services (VTS) that have since been included in SOLAS Chapter V (Safety of
Navigation) as Regulation 12.This Regulation specifies the responsibilities of
contracting governments to arrange for the establishment of VTS in certain vulnerable
areas under their control.
21.1 BACKGROUND
The performance requirements placed on the radiocommunications service varies
depending on traffic density, levels of VTS, special regional features and the coverage
of the VTS area. The purpose of this document is to describe the general performance
requirements of this service.
21.2 OBJECTIVES OF RADIOCOMMUNICATIONS
EQUIPMENT
Radiocommunications equipment is typically integrated into VTS applications to
provide the operator a real-time assessment of the situation in the VTS area of
responsibility as well as a means to deliver timely services to VTS participants.
Information collected and disseminated via this equipment can assist in assembling
the traffic image and in supporting safe navigation of the VTS area.
22. REFERENCES
Relevant SOLAS requirements; SOLAS Chapter IV (Radiocommunications)
23. DEFINITIONS
As defined by ITU-R and IEC.
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27. INTERFACING
For the interfacing of radiocommunications services to VTS equipment, several
different standards are in use, including the 4-wire E&M standard.
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For the interface between a VTS and its users, VHF voice is the standard practice.
AIS data communications should follow ITU-R Rec. M.1371-1 and IALA A-124.
30. DOCUMENTATION
Documentation should be provided in accordance with the IALA VTS Manual.
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Annex 6
39. DOCUMENTATION..................................................................................................................75
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31. Introduction
In 1997 the IMO Maritime Safety Committee adopted Regulations for Vessel Traffic
Services (VTS) that have since been included in SOLAS Chapter V (Safety of
Navigation) as Regulation 8-2.This Regulation specifies the responsibilities of
contracting governments to arrange for the establishment of VTS in certain vulnerable
areas under their control.
31.1 Background
The environmental systems in a VTS, also referred to as the hydrological /
meteorological (hydro/meteo) systems, include sensors and readouts of various
meterological or hydrographical variables. Typical meteo variables are those
provided by weather stations and include air temperature and humidity, wind velocity
and direction, and visibility. In certain locations, hydro variables such as tidal level,
and current direction and velocity may be required. This data may be obtained
through sensors or available in tables/databases from national authorities. Sensors
providing this data, usually located at remote sites, communicate the variables to a
Vessel Traffic Services Centre (VTS centre) via a telecommunications link. At the
VTS centre, graphical and/or numeric information is presented for use by the
operators.
31.2 Scope
The aim of Annex 6 of this recommendation is to:
- identify functional and operational requirements for hydrographical and
meteorological equipment in VTS; and
- provide guidance on design and installation of such equipment.
31.3 Objectives of Hydrological / Meteorological Equipment
Hydrological and meteorological information may be integrated into VTS
applications to provide the operator a real-time assessment of the environmental
situation in the VTS area of responsibility. Information collected from this equipment
can be provided to ships to assist in assessing the waterway conditions.
A number of countries operate tide gauges and current meters to assist the prediction
of tidal heights and streams or for the broadcast of real-time information to shipping.
The Intergovernmental Oceanographic Commission (IOC) is responsible for co-
ordinating the Global Sea Level Observing System (GLOSS) program to establish
global and regional networks of sea level stations for providing essential information
for international oceanographic research programmes. GLOSS operates under the
Global Ocean Observing System (GOOS) http://ioc.unesco.org/goos. IALA supports
and encourages participation in the GLOSS program.
31.4 Definitions and Clarifications
For general terms used throughout this document refer to the World Meteorological
Organization (WMO).
31.4.1 Abbreviations
GLOSS Global Sea Level Observing System
GOOS Global Ocean Observing System
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IALA International Association of Marine Aids to Navigation and Lighthouse
Authorities
IEC International Electro-Technical Commission
IMO International Maritime Organisation
IOC International Oceanographic Commission
IP Ingress Protection
NMEA National Marine Electronics Association
WMO World Meteorological Organization
XML Extensible Mark-up Language
31.5 References
There are many applicable IMO, IEC, WMO and other requirements. These include,
but are not limited to:
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The measurements should be available to the VTS operators through an integrated
display or separate instruments. Data may be presented numerically and/or
graphically. A log of the latest 24 hour measurements should be available to the VTS
operators either numerically or graphically.
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Relevant IEC requirements should be applied. For example:
• IEC 529 "Degrees of protection provided by enclosures (IP Code)"
• IEC 721-3-6 "Classification of environmental conditions, Part 3: Classification
of groups of environmental parameters and their severities; Ship
environment"
• IEC 60945 "Maritime navigation and radiocommunication equipment and
systems - General requirements, methods of testing and required test results"
34.5 Maintenance
Possible requirements, in addition to IMO Assembly Resolution A.694(17)
concerning maintenance, should be determined. Citing considerations for sensors
should include maintenance, repair, and accessibility requirements.
35. Interfacing
The data to be interfaced for the hydro/meteo service are described under ‘Functional
Requirements / Sensors’.
For the interfacing of hydro/meteo services to VTS equipment, several different
standards are in use. Among those standards, the Standard for Marine Electronic
Devices, NMEA 0183, has been applied for these applications. In addition, the WMO
has developed an interface standard for hydro/meteo applications.
For the interface between a VTS and its users, hydro/meteo data should follow
standardized data exchange formats, e.g., XML. (In addition, a time stamp and source
should be provided.
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39. Documentation
Documentation should include Operator's Manual, Installation Manual, and Service
Manual necessary for the operation of the equipment should. The documentation
should contain the following items:
General:
• manufacturer, type of equipment and the serial number; system description;
• specification of the equipment; supplementary equipment;
Installation:
• physical characteristics of the equipment;
• requirements concerning installation (e.g. supply voltage and frequency,
earthing, power consumption, heat dissipation);
• safety information;
Operation:
• operational controls, functions and presentation of information; startup and
shutdown procedures;
• tests, failures, calibration procedures and alarms; interfaces and software
description;
• of updating procedures; safety information;
Failure Elimination, Maintenance and Service:
• required tools and materials for failure elimination and maintenance on board;
access for maintenance;
• preventive maintenance;
• replacement, repair, failure elimination, adjustment; information concerning
external service.
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Annex 7
Table of Contents
50. DOCUMENTATION..................................................................................................................80
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40. INTRODUCTION
In 1997 the IMO Maritime Safety Committee adopted Regulations for Vessel Traffic
Services (VTS) that have since been included in SOLAS Chapter V (Safety of
Navigation) as Regulation 12.This Regulation specifies the responsibilities of
contracting governments to arrange for the establishment of VTS in certain
vulnerable areas under their control.
40.1 BACKGROUND
The performance requirements placed on the CCTV service varies depending on
traffic density, levels of VTS, special regional features and the coverage of the VTS
area. The purpose of this document is to describe the general performance
requirements of these sensors.
40.2 OBJECTIVES OF CCTV EQUIPMENT
CCTV information may be integrated into VTS applications to provide the operator a real-time
assessment of the situation in the VTS area of responsibility. Information collected from this
equipment can be provided to ships to assist in assessing the waterway conditions.
41. REFERENCES
Electronics Industry Association (EIA) Recommended Standard RS-170
NMEA 0183 – Standard for Marine Electronic Devices (IEC equivalent 60945)
42. DEFINITIONS
As defined by Electronics Industry Association (EIA), Motion Picture Experts Group
(MPEG) and Joint Photographic Experts Group (JPEG).
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range of 1 NM, but again this will depend on the individual circumstances. These
ranges are based on a nominal visibility in excess of 10 nmi.
44.4 Recording and Replaying of Data
The data should be recorded automatically and capable of being replayed, if required
by the VTS Authority. Replay of CCTV should not interfere with ongoing
operations. This may require a separate display system for playback. The VTS
Authority must determine the quality of recording and playback (e.g., frames per
second, resolution, period).
44.5 Software requirements
The software requirements for CCTV is a matter for the VTS Authority to determine.
44.6 Availability
The requirements for the availability of CCTV is a matter for the VTS Authority to
determine.
A. Availability of power
B. Lighting (natural and artificial light) ,
C. Camera housing,
D. Stability of the mounting and susceptibility to vibration,
E. Lightning protection
F. Maintenance and repair,
G. Accessibility requirement and protection against theft and vandalism,
H. Collocation with existing VTS, AtoN, or other suitable infrastructure
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Note: Special care must be given to the stability of the camera mounting and
preventing glare from direct sunlight. It may be appropriate to consider the use
of software to mitigate unavoidable vibration.
45.5 Maintenance
Requirements in addition to IMO Resolution A.694(17) concerning maintenance
should be determined if necessary.
46. INTERFACING
For the interfacing of CCTV services to VTS equipment, several different standards
are in use e.g., EIA, MPEG, JPEG. A time stamp and source should be provided for
recording and playback purposes.
50. DOCUMENTATION
Documentation should be provided in accordance with the IALA VTS Manual.
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