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Pediatric Pulmonology 50:691–697 (2015)

Examining Pediatric Emergency Home


Ventilation Practices in Home Health Nurses:
Opportunities for Improved Care
1
Sheila S. Kun, * Virginia N. Beas, MS,2 Thomas G. Keens, MD,3
RN, BSN, BA, MS, CPN,
Sally S.L. Ward, MD,3 and Jeffrey I. Gold, PhD2
Summary. Objectives: To assess the pediatric home health nurses’ knowledge in tracheostomy
and ventilator emergency care on home mechanical ventilation (HMV). Background: Emergencies
are frightening experiences for solo home health nurses and require advanced skills in emergency
response and care, especially in pediatric patients who pose unique challenges. Working
Hypothesis: Nurses with greater years of nursing experience would perform better on emergency
HMV case-based scenarios than nurses with less years of experience. Study Design: An
exploratory online survey was used to evaluate emergency case-based pediatric scenarios.
Demographic and professional experiences were profiled. Patient-subject Selection: Seventy-
nine nurses had an average of 6.73 (SD ¼ 1.41) years in pediatric nursing. Over 70% received their
HMV training in their agency, 41% had less than 4 years of experience, and 30.4% had
encountered at least one emergency situation at home. Methodology: The online survey was
distributed by managers of 22 home health agencies to nurses providing pediatric HMV care.
Results: Nurses scored an average of 4.87 out of 10 possible points. There were no significant
differences between nurses with <4 years of experience versus those with more experience on
ventilator alarms knowledge or total knowledge. Ninety-seven percent of the nurses favored more
training in HMV from a variety of settings (e.g., agency, on-line training). Conclusions: Nurses did
not perform well in case-based ventilator alarm scenarios. Length of nursing experience did not
differentiate greater knowledge. It is clear that nurses require and want more training in
emergency-based HMV. Recommendations for an enhanced curriculum are suggested. Pediatr
Pulmonol. 2015;50:691–697. ß 2014 Wiley Periodicals, Inc.

Key words: home mechanical ventilation; tracheostomy; pediatric.

INTRODUCTION
Since the 1960s, programs of home mechanical
ventilation (HMV) via tracheostomy in the United States
have demonstrated their efficacy and relatively safety in 1
Division of Pediatric Pulmonary, Children’s Hospital Los Angeles, Los
supporting children with chronic respiratory failure Angeles, California.
outside the intensive care settings.1,2,3 It is estimated 2
that there are 8,000 children with chronic respiratory Anesthesia Critical Care Medicine, Children’s Hospital Los Angeles, Los
Angeles, California.
failure currently being managed at home by mechanical
ventilation.4 Even with the advances in newer ventilators 3
Keck School of Medicine, University of Southern California, Los Angeles,
and modern monitoring devices, pediatric HMV remains California.
to be a complex and risky population to care for at home.
Mortality varies among 19 institutions with reported Conflict of interest: None.
studies as much as43%.5 Studies suggest that the survival 
Correspondence to: Sheila S. Kun, RN, BSN, BA, MS, CPN, Children’s
of these children is dependent on the clinical course of Hospital’s Los Angeles, 4650 Sunset Blvd., Los Angeles, CA 90027.
their underlying disease.6–8 However, a retrospective E-mail: skun@chla.usc.edu
observational cohort analysis of 228 children at our
institution noted only 34% of deaths were related to the Received 27 September 2013; Accepted 20 January 2014.
progression of their underlying condition. Forty-nine DOI 10.1002/ppul.23040
percent of deaths were unexpected.8 The Ventilator Assisted Published online 7 April 2014 in Wiley Online Library
Children’s Home Program (VACHP) in Pennsylvania (wileyonlinelibrary.com).

ß 2014 Wiley Periodicals, Inc.


692 Kun et al.

retrospectively studied patients and noted, despite The aim of the current study was to (1) identify home
technological advances in home monitoring, the acciden- health nurses’ knowledge of emergency HMV, (2)
tal death rate of patients enrolled in the VACHP has evaluate how home health nurses got their training on
remained nearly the same (27.5%).4 The preventable HMV, (3) assess specific technical knowledge on how
death statistic of patients enrolled in VACHP echoed a ventilators alarms work in emergency HMV, and (4)
similar trend in our own institution showing that the HMV identify preferred learning methods for ongoing educa-
carries a 20% on a 5-year mortality rate, and that these tion. It was hypothesized that home health nurses with
deaths are often due to unexpected events.8 greater years of nursing experience would preform better
In addition to unpredictable mortality, the children on on emergency HMV case-based scenarios than home
HMV are at risk for acute illness and repeated hospital- health nurses with less years of experience.
izations. Our recent report noted the 12-month incidence
of non-elective readmission was 40%. Pneumonia and MATERIALS AND METHODS
tracheitis were the most common reasons for readmissions
Participants
accounting for 64% of the reasons for readmissions.9
While these studies demonstrate the inevitable morbidity Seventy-nine home health nurses (Mage ¼ 44.24; SD
of children on HMV as the natural consequence of their ¼ 13.07), females (75.3%) with an average of 5.63 years
medical conditions, data support that employing evi- (range 0–30 years) of pediatric experience in a home
denced-based nursing interventions improves mortality, health-nursing agency with an average of 12 years of total
decreases frequency and length of stay in intensive care nursing experience (range 1–43 years) participated in the
unit, and decreases cost and complications for the 1.5 study (see Table 1). Forty-one percent of the home health
million ventilator-dependent people in the United States.10 nurses reported having less than 3 years of nursing
Dougherty et al.7 administered an assessment survey of experience. The home health nurse educational back-
21 home care nurses (16 RNs and 5 LPNs) who were ground is comprised of 61 Licensed Vocational Nurses
providing home care for patients enrolled in the VACHP. (LVN)/Licensed Practical Nurses (LPN), 11 Registered
Knowledge deficits were noted in many areas: tracheos- Nurses (RN), and 4 reported having a Bachelor of Science
tomy emergencies (86%), ventilator care and manage- in Nursing (BSN) degree. Seventy-four percent received a
ment (86%) and troubleshooting ventilator alarms high school diploma, 1 had an Associate of Arts (AA)
(100%). Kun et al.11 surveyed 108 parents and 44 nurses degree. Two of the nurses did not include their education
about unexpected situations with tracheostomies or their background in the survey. Seventy percent of the home
ventilators in the home. While their average knowledge health nurses reported receiving their HMV training from
score was 81%, 63% did not know about alarms related to their agency during their orientation, 72.2% have cared
accidental dislodgement of the tracheostomy tube and for children on HMV, and 30.4% of them had encountered
52% failed to understand high-pressure alarms and an emergency situation at home.
mucous plugging.11 Findings from this study highlight
the need for education on the technical aspects of
Materials
ventilator alarms and tracheal mucous plugging. Given
that this study was primarily aimed at parents, a study An investigator-developed measure was created using
focused on home health nurses was the next logical step. an expert panel of medical professionals (e.g., home
health nurses, physicians, psychologists, social workers)
and consisted of 10 pediatric emergency case-based
TABLE 1— Demographics of Home Health Nurses (N ¼ 79)
scenarios with 4–5 corresponding answers. For example,
Percentage an emergency situation related to the triggering of a
ventilator alarm with a disconnected circuit in the
Age
ventilator tubing. Specifically, the respondents were
20–29 20.9
30–39 16.4 asked, “Select the alarm that would sound, which would
40–49 16.4 then prompt the nurse to act appropriately to maintain
50–59 34.3 adequate ventilation,” (a) High pressure alarm, (b) Low
Over 60 11.9 pressure alarm, (c) Both high and low pressure alarms, or
Gender
(d) Neither high pressure nor low pressure alarms. Other
Female 73.4
Male 17.7 emergency scenarios included how to manage a clinical
Education situation, for example, mucous plugging in the tracheos-
LVN 79.5 tomy tube and how the home health nurse should respond
AA 1.4 to the clinical situation (see Table 2). The authors limited
RN 13.7
the choice of only one correct answer to each of the 10
BSN 5.5
questions. The home health nurses were also asked to
Pediatric Pulmonology
Pediatric Emergency Home Ventilation in Home Nurses 693
TABLE 2— The 10 Emergency Scenarios

Emergency scenarios Correct Incorrect Missing


1. A 4-year old boy with Nemaline rod myopathy (a neuromuscular disease) uses 50 (63.3%) 12 (15.2%) 17 (21.5%)
positive pressure ventilation via tracheostomy at home, with the following settings:
pressure control; rate 20; peak inspiratory pressure 20 cm H2O; positive end
expiratory pressure 4 cm H2O; FIo2 0.21; high pressure alarm 30 cm H2O; and low
pressure alarm 10 cm H2O. If the ventilator becomes disconnected from the
tracheostomy, which ventilator alarm will sound?
2. A 3-year old girl with congenital myopathy uses positive pressure ventilation via 52 (65.8%) 10 (12.7%) 17 (21.5%)
tracheostomy at home, with the following settings: volume control; rate 20; tidal
volume setting 250 ml; positive end expiratory pressure 4 cm H2O; FIo2 0.21; high
pressure alarm 40 cm H2O; and low pressure alarm 15 cm H2O. If there is a mucous
plug occluding the tracheostomy, which ventilator alarm will sound?
3. A 5-year old boy with spinal muscular atrophy (a neuromuscular disease) uses 1 (1.3%) 61 (77.2%) 17 (21.5%)
positive pressure ventilation via tracheostomy at home, with the following settings:
pressure control; rate 20; peak inspiratory pressure 22 cm H2O; positive end
expiratory pressure 4 cm H2O; FIo2 0.21; high pressure alarm 30 cm H2O; and low
pressure alarm 10 cm H2O. If there is a mucous plug occluding the tracheostomy,
which ventilator alarm will sound?
4. A 6-year old boy with spinal muscular atrophy uses positive pressure ventilation via 3 (3.8%) 59 (74.7%) 17 (21.5%)
tracheostomy at home, with the following settings: pressure control; rate 20; peak
inspiratory pressure 20 cm H2O; positive end expiratory pressure 4 cm H2O; FIo2
0.21; high pressure alarm 30 cm H2O; and low pressure alarm 10 cm H2O. If there is a
mucous plug occluding the tracheostomy, which ventilator alarm will sound?
5. A 4-year old girl with chronic lung disease uses positive pressure ventilation via 51 (64.6%) 12 (15.2%) 16 (20.3%)
tracheostomy at home. In her home, she suddenly shows distress and becomes
cyanotic. You do not observe any chest rise with ventilator breaths, and you do not
hear any breath sounds. The suctioning catheter can only go down 4 cm in her
tracheostomy tube and bag-to-trach ventilation does not help. What should you do
next?
6. A 2-year old girl with Nemaline rod myopathy uses positive pressure ventilation via 53 (67.1%) 10 (12.7%) 16 (20.3%)
tracheostomy at home. In her home, she suddenly shows distress and becomes
cyanotic. You do not observe any chest rising. The ventilator shuts down suddenly.
What should you do next?
7. A 2-year old boy with chronic lung disease uses positive pressure ventilation via 14 (17.7%) 78 (60.8%) 17 (21.5%)
tracheostomy at home. In his home, his tracheostomy tube (size 3.5 mm) disconnects
from the stoma, with the ventilator circuit still attached to the tracheostomy tube. The
tip of the tracheostomy tube is against clothing. Which ventilator alarm will sound?
8. Common causes of low pressure alarm are 49 (62%) 13 (16.5%) 17 (21.5%)
9. A 3-year old boy with chronic lung disease uses positive pressure ventilation via 12 (15.2%) 47 (59.5%) 20 (25.3%)
tracheostomy at home with the following settings: pressure control; rate 26 peak
inspiratory pressure 24 cm H2O; positive end expiratory pressure 4 cm H2O; FIo2
0.21. His low VI (low inspiratory minute volume) alarms. The possible reason for the
alarm is
10. A 3-year old boy with chronic lung disease uses positive pressure ventilation via 18 (22.8%) 41 (51.9%) 20 (25.3%)
tracheostomy. He comes to the clinic for his first check up. While entering the clinic,
suddenly the lights on his ventilator panels (LED) are all dimmed. What should you
do next?

specify how they reached their conclusion for each survey at any point. The survey took approximately 20–
emergency scenario. The options included the following: 30 min to complete.
(a) real life experience, (b) education, or (c) both-real
life experience and education. At the end of the survey,
Design and Procedures
the home health nurses were asked if they would be
interested in continuing their education in HMV, and to The design is an exploratory web-based, online survey
select a learning modality preference (e.g., online designed to evaluate emergency case-based scenarios
education, a workshop, and/or a practice session using surrounding pediatric home mechanical ventilation.
simulation technology). The home health nurse had the Twenty-two managers from home health agencies in
option to skip any question(s) and to discontinue the Southern California were asked to distribute the online
Pediatric Pulmonology
694 Kun et al.

Fig. 1. Total correct score on survey (N ¼ 79).

survey to their home health nurses who provide pediatric P ¼ 0.019, as well as in years of pediatric home
HMV care at their agency. The home health nurses had the experience and the total correct responses, r(52) ¼ 0.30,
opportunity to complete the survey online within a 4- P ¼ 0.032.
month period. Participation in the study was voluntary Four of the 10 scenarios were identified as having a low
and responses were anonymous. Confidentiality was correct response rate (see Fig. 2). A Pearson’s Correlation
maintained for each participating agency as well as for the was conducted to examine if age, education, or nursing
participating home health nurses. Children’s Hospital Los experience were associated with the low scoring scenari-
Angeles’s Institutional Review Board approved the os. No significant relationships were found (see Table 4).
current study. A total of 20 of the home health nurses correctly answered
at least one scenario out of the four scenarios with low
RESULTS correct response rate and 38 nurses incorrectly answered
all four of the scenarios. There was incomplete data on 21
The average number of correct responses was 4.87
of the home health nurses. A t-test analysis was conducted
(SD ¼ 1.41) out of 10 emergency scenarios (see Fig. 1). A
to examine if there were significant differences among
Pearson bivariate correlation was conducted and no
nurses who correctly answered the four scenarios across
significant relations were found among the demographic
age (M ¼ 44.29, SD ¼ 14.38), experience in nursing
variables, such as age, sex, and education (see Table 3).
(M ¼ 14.93, SD ¼ 14.94), experience in home nursing
However, there were significant relations between years in
(M ¼ 5.96, SD ¼ 7.65), and experience in pediatric
nursing experience and the total correct, r(54) ¼ 0.28,
nursing (M ¼ 5.29, SD ¼ 6.76). No significant differences
were found across age (t(51) ¼ 0.33, P ¼ 0.74), years in
TABLE 3— Person’s Correlational Table on Demographics
nursing (t(56) ¼ 0.75, P ¼ 0.46), years in home nursing
(N ¼ 62) (t(55) ¼ 0.90, P ¼ 0.37), or years in pediatric nursing
(t(54) ¼ 0.56, P ¼ 0.58). The percentage of home health
Total correct score nurses who had correct answered the 4 scenarios did not
Age 0.044 significantly differ by education, x2 (3, N ¼ 58) ¼ 4.29,
Sex 0.025 P ¼ 0.23 or on whether one had responded to an
Education 0.225 emergency situation for a child on home mechanical
Years in nursing 0.283 ventilation, x2 (1, N ¼ 57) ¼ 3.08, P ¼ 0.08.
Years in home nursing 0.214
Years in pediatric nursing 0.297
Further analyses examined the impact of years of
nursing experience between nurses with less than 4 years

P < 0.05. and more than 4 years, resulting in 22 home health nurses
Pediatric Pulmonology
Pediatric Emergency Home Ventilation in Home Nurses 695

Fig. 2. Percentage of correct response on each emergency scenario (N ¼ 79). Indicates the
emergency scenarios that had a low number of correct responses. The differences are not
significantly.

with less than 4 years and 32 nurses were categorized as DISCUSSION


having 4 years or more of nursing experience (see Fig. 3).
Nurses with less than 4 years of nursing experience had an The current findings were a sobering reflection of
average total correct score of 4.45 (SD ¼ 1.22). The knowledge deficiencies among home health nurses who
average total correct score for the nurses with 4 or more provide critical healthcare to patients who are supported
years of nursing experience had an average of 5.16 by HMV. The aim of this study was to understand what
(SD ¼ 1). The Wilcoxon signed-rank test was conducted technical aspects of the ventilator seem to pose challenges
to determine if differences on total correct scenarios to home health nurses. The knowledge deficits in
differed between home health nurses with 4 or more years managing emergency situations are inherent in the
of experience to home health nurses with less than 4 years working environment. Unlike working in an acute
of experience. Results revealed no significant differences hospital, the home environment is not conducive to
between the two groups on total correct scenarios, professional growth for many reasons. First and foremost,
Z ¼ 1.77, P ¼ 0.077. on a daily basis, the exposure to the clinical presentation
Although the home health nurses reported receiving the of the patient is extremely limited: one patient, normally
majority of their emergency training from their agency of in a fairly stable condition. Additionally, being a solo
employment, 97% of the home health nurses favored practitioner is another major disadvantage. When
more training. The nurses’ preference in the method of emergency situations arise in the home there is no code
training in mechanical ventilation ranged from taking an blue team to rely on. The lack of exposure and experience
online course (42%), agency-based training (37%), and with emergency situations challenges the home health
attending workshops at a local hospital (29%) (see nurses’ ability to remain proficient and skilled in the
Table 5). management of emergency care. Routinely, in the hospital

TABLE 4— Low Scoring Emergency Scenarios Person’s Correlational Table (N ¼ 62).

Emergency scenario 3 Emergency scenario 4 Emergency scenario 7 Emergency scenario 9


Age 0.162 0.047 0.167 0.158
Education 0.064 0.112 0.113 0.059
Nursing experience 0.066 0.100 0.155 0.088
Home nursing experience 0.094 0.194 0.050 0.154
Pediatric home nursing 0.100 0.193 0.027 0.148

P < 0.05.

Pediatric Pulmonology
696 Kun et al.

Fig. 3. Home health nurse experience and correct response on four emergency scenarios.

setting, ventilators are managed by respiratory care nurses were queried regarding their desired learning
practitioners. Conversely, in the home setting, nurses are preferences in order to determine the best way to deliver
expected to act as respiratory therapists without the same current training about emergency ventilation manage-
level of expertise in ventilation management. Tradition- ment. The current findings suggest that training/orienta-
ally, the home care environment does not provide ongoing tion opportunities of our home health colleagues
training, skill building, simulations, or other trainings that correspond with the reported study from the VACHP
would assist home-based nurses in knowing and deliver- research on home health nursing training. That the
ing exemplary emergency-based ventilator services. It is preparation for home health nurses often rely on self-
not surprising that during these last two decades, the reporting, group in-services and video or online instruc-
preventable death rate has not changed for children who tion that does not require return demonstrations to
are ventilator dependent in the homeVACHP.9 validate competency. The poor scores found in our survey
A second aim of this study was to draw on expertise reflect that traditional training methods may not help to
from an interdisciplinary team (nurse, psychologist, prepare home health nurses for a real emergency. The
physician) to construct emergency scenarios that could technical aspects of managing ventilator alarms require
be used to conduct educational trainings including the use hands on experience with “teach back” return demonstra-
of technology assisted simulation. Lastly, home health tion techniques.
Furthermore, not all home health nurses have worked
with tracheostomies or ventilators in the hospital setting.7
With an influx of new graduates taking on home care as
TABLE 5— Home Health Nurses Preferred Method of their first job, the lack of exposure to a variety of
Learning About HMV (N ¼ 79)
emergency settings pose a significant barrier to gaining
Method Interested number new knowledge. We speculate that the newer models and
types of home ventilators introduced to the market within
On-line education 25
Workshop offered at employment site 17
the last few years as well as the ability of these ventilators
Workshop offered at nursing agency 22 to support increasingly more fragile patients add more
Interactive session using scenarios 14 challenges to home health nurses.
Practice session using a computer 14 The traditional teaching methods associated with
Practice session using 11 classroom or lecture/seminar settings are not conducive
simultaneous technology (simulated patients)
to handling real-time emergencies. This educational and
The number exceeds the total of home health nurses (N ¼ 79) because skill management mismatch leaves a great variance in
they could have chosen more than one method of learning. delivering exemplary clinical services to children who are
Pediatric Pulmonology
Pediatric Emergency Home Ventilation in Home Nurses 697

ventilator dependent at home. The current findings maintenance of critical skills that are required for
illuminate a vital opportunity to deliver better-suited managing complex cases.
educational paradigms to in-home healthcare professio-
nals, which include educational and simulator-based CONCLUSION
trainings. One of the strengths of this scenario-based
Home health nurses scored poorly on tracheostomy and
study is to provide realistic situations based on the
ventilator emergency care, especially on four scenarios
author’s decades of expert experience. The scenarios that
that include technical questions about alarm and what to
we constructed could potentially become valuable
do with the ventilator emergency. The home environment
teaching tools for future emergency care training and
did not allow for accruement of sufficient experiences in
practice.
emergency care. We hope that the ten emergency
Our findings suggest that home health nurses who had
scenarios that we constructed would be a good resource
pediatric nursing experience scored better than non-
for future programs. Strategies for more hands on
pediatric nurses. However, home health nurses with
experience, with return demonstrations and simulations
4 years of experience or more did not significantly do
in the actual home setting would help to gain more
better than home health nurses with less than 4 years of
knowledge in home emergency care. Greater emphasis
nursing experience. The results demonstrate that the
should be placed on the use of simulation and “teach
environment in which the nurses are functioning is related
back” methods to allow vigorous practice and raining. A
to higher knowledge/performance, rather than years of
strong, collaborative partnership for innovative training of
nursing experience. For example, a home health nurse
our home health professionals promises to be the future
who has specific nursing experience in a pediatric nursing
model for improving home healthcare delivery.
home environment will be exposed to a diversity of
pediatric scenarios compared to someone who has all of
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