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TABLE OF CONTENTS
A. TABLE OF CONTENTS……………………………………………………………….............. i
B. LIST OF ABBREVIATIONS…………………………………………………………………... ii
F. ISSUES RAISED………………………………………………………………………………... x
G. SUMMARY OF ARGUMENTS……………………………………………………….............. xi
H. ARGUMENTS ADVANCED…………………………………………………………………... 1
1. THE ICC DOES NOT HAVE THE POWER TO EXERCISE JURISDICTION IN THE 1
PRESENT MATTER
3. MR. TRAPTA AND HIS ROYAL HIGHNESS OF SØMLAND ARE NOT GUILTY OF 11
LIST OF ABBREVIATIONS
¶ Paragraph
Art. Article
Doc. Document
DCC Dragoonia Casting Corporation
Ed. Editor
EEEKD The Exalted Empire of the Ecclesiastical and
Confederating Kingdoms of Dragoonia
Eg. Example
ICC International Criminal Court
ICJ International Court of Justice
ICTR International Criminal Tribunal for Rwanda
ICTY International Criminal Tribunal for the former Yugoslavia
KCS The Kingdom and Commonwealth of Sømland
KLF Keljuk Liberation Army
No. Number
OTP Office of the Prosecutor
SCC Sømian Casting Corporation
UN United Nations
UNGA United Nations General Assembly
UNSC United Nations Security Council
v. Versus
VCLT Vienna Convention on the Law of Treaties
INDEX OF AUTHORITIES
Cases
Arrest Warrant Case (Democratic Republic of Congo v. Belgium), 2002 ICJ Reports………...8
Faurisson v. France, CCPR/C/58/D/1993 (1996)………………………………………17
Prosecutor v. Duško Sikirica, Damir Došen, Dragan Kolundžija, Case No. IT-95-8-T...2
Prosecutor v. Laurent Semanza, Case No. ICTR-97-20-T (ICTR T. Ch., Judgment, 15
May 2003)………………………………………………………………………………2, 5
Prosecutor v. Radislav Krstić, Case No. IT-98-33-A…………………………………..1, 2
Prosecutor v. Radoslav Brđanin, Case No. IT-99-36-T…………………………………..2
Prosecutor v. Alfred Musema, ICTR-96-13-A………………………………………….13
Prosecutor v. Tihomir Blaskic, IT-95-14……………………………………………..…13
The Zyklon B. Case (1946) ……………………………………………………………..12
Prosecutor v. Kunarac et al., Case No. IT-96-23 & IT-96-23/1-A (Appeal Judgement, 12
June 2002)………………………………………………………………………………...3
Prosecutor v. Kunarac, IT-96-23 & 23/1. ………………………………………………13
Prosecutor v. Goran Jelisić, Case No. IT-95-10-A…………………………………1, 2, 5
Prosecutor v. Dusko Tadic, Case No. IT-94-1-T (Judgement, 7 May 1997)…………4, 5
Prosecutor v. Germain Katanga, ICC-01/04-01/07-717 (Pre-Trial Chamber I, Decision
on the confirmation of charges)…………………………………………………………...6
Prosecutor v. Jean-Pierre Bemba Gombo, ICC-01/05-01/08…………………………2, 3
Bashir (ICC-02/05-01/09), Decision on the Prosecution’s Application for a Warrant of
Arrest against Omar Hassan Ahmad Al Bashir, 4 March 2009………………………….6
Prosecutor v. Blaskic, Case No. IT-95-14-T (Judgement, 3 March 2000)……………….5
Prosecutor v. William Samoei Ruto and Joshua Arap Sang, ICC-01/09-01/11 (January
23, 2012) ………………………………………………………………………………12
Prosecutor v. Taylor, SCSL-03-01-A (2013) ……………………….….………………12
Prosecutor v. Kamuhanda, ICTR-99-54A-A (19 September 2005) ….…………………12
Prosecutor v. Popovic et al, IT-05-88-T (10 June 2010) ………………………………12
Prosecutor v. Strugar, IT-01-42-A (17 July 2008) ……………………………………12
Prosecutor v. Galic, IT-98-29-A (30 November 2006) …………………………………12
Prosecutor v. Kor die and Cerkez, IT-95-14/2-A (17 December 2004) ………………12
1. BA Garner, Black‟s Law Dictionary (7th edn West Group St. Paul, Minn., 1999)…….7
2. Shorter Oxford English Dictionary (5th edn OUP, oxford 2003)………………………2
Other Sources
STATEMENT OF JURISDICTION
The Hon’ble International Criminal Court has jurisdiction to try the instant matter under Article
13 (b) of the Rome Statute of International Criminal Court.
The Court may exercise its jurisdiction with respect to a crime referred to in article 5 in
accordance with the provisions of this Statute if:
a) A situation in which one or more of such crimes appears to have been committed is
referred to the Prosecutor by a State Party in accordance with article 14;
b) A situation in which one or more of such crimes appears to have been committed is
referred to the Prosecutor by the Security Council acting under Chapter VII of the
Charter of the United Nations; or
c) The Prosecutor has initiated an investigation in respect of such a crime in accordance
with article 15.
STATEMENT OF FACTS
Keljukian sentiment and incidents of violence were seen in the Keljukian majority
fiefdom of Zapahara bordering Dragoonia as well as in Sømland leading to deaths.
In response to a video uploaded by Transal calling for unification of the Keljuks to end
the imperialism in Dragoonia, a small group of students formed the Keljuk Liberation
Army (KLF) in Dragoonia.
The Board issued a notice banning the show and the channel was discontinued in
Dragoonia. Additionally, show cause notices were issued to Mr. Haslaf, Mr. Trapp and
SCC for les majaste laws and sedition. The DCC was declared as an anti-national
organization with its license being suspended and the assets being nationalized which was
condemned by Sømland. This led to destruction of diplomatic relations between the
countries.
KLF grew in numbers and Mr. Transal was suspected to have crossed in to Zapahara by
the Dragoonian Intelligence. KLF was widely considered to be responsible for the
assassination of government officials primarily of Tamaris ethnicity which led to the
Royal Dragoonian Army launching “Operation Ragnarok” in Zapahara. While chasing
Transal and other leaders of KLF, the Dragoonian Troops with other Keljukians broke the
Somian border posts to which the Army of Sømland retaliated by launching operation
“Operation Dead Dragon”.
As a result, a state of war erupted between both the countries and Sømland was overrun
by Dragoonia and was forced to surrender. The actions of Dragoonia were condemned by
UNSC which caused Dragoonia to withdraw their troops. However, Dragoonia refused to
surrender the King, Mr. Trapp and Mr. Transal, who were now in their custody. As a
result of negotiation, the Dragoonian forces agreed to withdraw and handover the
Government to the Crown Prince who was forced to sign a treaty expressing his consent
to the King, Mr. Trapp and Mr. Transal being handed over to the ICC. In order to pacify
the situation matter was referred to the ICC by the UNSC.
ISSUES RAISED
-I-
-II-
-III-
-IV-
SUMMARY OF ARGUMENTS
III. MR. TRAPTA AND HIS ROYAL HIGHNESS OF SØMLAND ARE NOT
GUILTY OF WAR CRIMES, CRIMES AGAINST HUMANITY AND
GENOCIDE
The corporate officials in-charge of the affairs of the corporation can not be held
liable for the crimes perpetrated through the corporation unless the elements of
Article 25 and 28 are established. The broadcasting of the videos through the platform
launched by DCC cannot be considered to contribute to the violence that erupted in
Dragoonia as Mr. Trapta operated the same in compliance with the policies of
Sømland and not with the intention to assist the commission of any crimes. The first
condition required to be established in order to make His Royal Highness liable, that
is, the existence of a superior-subordinate relationship does not exist as he does not
exercise any control or authority over the actions of Mr. Trapta. Therefore, Mr.
Trapta and His Highness Royal Highness are not liable by virtue of their role in the
DCC and SCC.
…
IV. MR. TRANSAL IS NOT GUILTY OF GENOCIDE, A CRIME AGAINST
HUMANITY AND A WAR CRIME BY VIRTUE OF HIS SPEECH
The video blogs did not satisfy the three elements of the crime of incitement of
genocide that are the mens rea element, the public element and the directness
element. The video blogs were a mere exercise of his right of freedom of speech and
expression. Transal was only calling for an uprising against imperialism of the
government and not targeting any particular ethnicity. Hence, Transal should not be
prosecuted for the crime of incitement of genocide.
ARGUMENTS ADVANCED
The chapeau of article 7(1) of the Statute defines crimes against humanity as any of
the acts specified therein, when committed as part of an attack "directed against any
civilian population". It has to be demonstrated, to the standard of proof applicable,
that the attack was directed against the civilian population as a whole and not merely
The Statute does not define the terms “policy” or “State or organizational”. However,
the policy requirement was addressed in previous decisions as one ensuring that the
attack even if carried out over a large geographical area or directed against a large
number of victims, must still be thoroughly organised and follow a regular pattern. It
must also be conducted in furtherance of a common policy involving public or private
resources. Such a policy may be made either by groups of persons who govern a
specific territory or by any organisation with the capability to commit a widespread or
systematic attack against a civilian population. The policy need not be explicitly
1
Pre-Trial Chamber II, Decision Pursuant to Article 61(7)(a) and (b) of the Rome Statute on the Charges of the
Prosecutor Against Jean-Pierre Bemba Gombo, ICC-01/05-01/08-424, para. 77. See also ICTY, Prosecutor v.
Stakic, Case No. IT-97-24-T, Judgement, 31 July 2003, para. 627; ICTY, Prosecutor v. Kunarac et al. Case No. IT-
96-23 & IT-96-23/1-A, Appeal Judgement, 12 June 2002, para. 90.
2
Id.
3
Jean-Pierre Bemba Gombo, supra note 1, para. 78; ICTY, Prosecutor v. Kunarac et al. Case No. IT-96-23-T & IT-
96-23/1-T, Judgement, 22 February 2001, para. 425; Article 3 Common to the 1949 Geneva Conventions; Article 4
of the Convention (III) Relative to the Treatment of Prisoners of War, 12 August 1949, United Nations Treaty
Series, volume 75, p. 135; Articles 43 and 50 of Protocol Additional I to the Geneva Conventions of 12 August
1949, and Relating to the Protection of Victims of International Armed Conflicts (Protocol I), 8 June 1977.
4
Statute, Article 7(2)(a).
5
Article 7(2)(a) of the Statute.
6
Footnote number 6, Introduction to crimes against humanity, Elements of Crime.
An act listed under Article 7(1) of the Statute constitutes a crime against humanity
only when committed as a part of a widespread or systematic attack directed against
any civilian population. The rationale behind this contextual element is to “exclude
isolated or random acts of crimes against humanity.”12 Widespread attack has been
defined13 as encompassing the large scale nature of the attack, which should be
massive, frequent, carried out collectively with considerable seriousness and directed
against a multiplicity of victims.14 The element refers to both, large-scale nature of
the attack and the number of resultant victims. Widespread attack may be the
7
Pre-Trial Chamber I, Decision on the confirmation of charges, ICC-01/04-01/07-717, para. 396
8
Article 1(1) of the Protocol II Additional to the Geneva Conventions of 12 August 1949, 8 June 1977.
9
M. Di Filippo, "Terrorist crimes and international co-operation: critical remarks on the definition and inclusion of
terrorism in the category of international crimes", 19 European Journal of International Law 533, 567-568 (2008)
10
P. Burns, "Aspect of Crimes Against Humanity and the International Criminal Court - A paper prepared for the
Symposium on the International Criminal Court, February 3 – 4, 2007; Beijing, China" online, at:
http://www.icclr.law.ubc.ca/Site%20Map/ICC/AspectofCrimesAgainstHumanity.pdf
11
BASSIOUNI CHERIF M., CRIMES AGAINST HUMANITY IN INTERNATIONAL CRIMINAL LAW (2nd
edn., 1999).
12
Jean-Pierre Bemba Gombo ; ICTY, Prosecutor v. Tadic, Case No. IT-94-1-T, Judgement, 7 May 1997, para. 648.
13
Shorter Oxford English Dictionary (5th edn OUP, oxford 2003).
14
Id.
The term systematic refers to the organised nature of the acts of violence and the
improbability of their random occurrence.16 An attack’s systematic nature can often
be expressed through patterns of crimes, in the sense of non-accidental repetition of
similar criminal conduct on a regular basis.17 The "systematic" element has been
defined by the ICTR as (i) being thoroughly organised, (ii) following a regular
pattern, (iii) on the basis of a common policy, and (iv) involving substantial public or
private resources,18 whilst the ICTY has determined that the element requires (i) a
political objective or plan, (ii) large-scale or continuous commission of crimes which
are linked, (iii) use of significant public or private resources, and (iv) the implication
of high-level political and/or military authorities.19
In order to determine whether an act falls within the scope of Article 7(1) of the
Statute forms part of an attack, the nature, sim and consequences of the act must be
considered. Isolated acts which clearly differ, in their nature, aims and consequences,
from other acts forming part of an attack, would fall outside the scope of article 7(1)
of the Statute.
It can be inferred that the threshold to establish the commission of a crime against
humanity is very high, and the incidents of violence that took place in Dragoonia fail to
satisfy the elements of this crime as none of the incidents amount to a widespread attack
against the civilians under an organizational or State policy.
15
ICTY, Prosecutor v. Blagojevic and Jokic, Case No. IT-02-60-T, Judgment, 17 January 2005, para. 545.
16
Pre-Trial Chamber I, Decision on the confirmation of charges, ICC-01/04-01/07-717, para. 394.
17
Pre-Trial Chamber I, Decision on the confirmation of charges, ICC-01/04-01/07-717, para. 397.
18
ICTR, Prosecutor v. Akayesu, Case No. ICTR-96-4-T, Judgement, 2 September 1998, para. 580.
19
ICTY, Prosecutor v. Blaskic, Case No. IT-95-14-T, Judgement, 3 March 2000, para. 203.
persons belonged to a particular national, ethnical, racial or religious group; (iii) the
perpetrator intended to destroy, in whole or in part, that national, ethnical, racial or
religious group; and (iv) the conduct took place in the context of a manifest pattern
of similar conduct directed against that group or was conduct that could itself effect
such destruction
In order to determine the threshold to establish intent, a majority of the Chambers of
the ad hoc tribunals resort to terms which imply a volitional standard: the
perpetrator “seeks to achieve” the destruction20 or he must have had the goal of
destroying the group21. The ILC expressed a similar view when it found that “a
general awareness of the probable consequences” of a genocidal act was not
sufficient. It is well accepted that the intended destruction must refer at least to a
“substantial part” of the relevant group.22 However, the determination of
‘substantiality’ causes interpretive problems to the tribunals and commentators. In
international case law, three general methods have been established to evaluate
substantiality: the numerical23, the functional24 and the geographical approaches.25
The Elements of Crime clarify that the ‘group element’ carries significance both for
the objective and the subjective part of the crime. On the objective side, the victim
of the perpetrator’s conduct must belong to a “particular national, ethnical, racial or
religious group”; on the subjective side, the perpetrator must have had the intent “to
destroy, in whole or in part” a group of this kind.26
In order to prove the commission of the crime of genocide in the instant matter there must
be killing or causing of serious bodily harm with the intent to destruct a specified group
which cannot be inferred from the actions of Keljuks. Rather, the actions of the
20
Prosecutor v. Goran Jelisić (Case No. IT-95-10-A).
21
Prosecutor v. Radislav Krstić (Case No. IT-98-33-T).
22
Prosecutor v. Radoslav Brđanin (Case No. IT-99-36-T); YILC, 1996, vol. 2, part 2, 45, para. 8; Prosecutor v.
Radislav Krstić (Case No. IT-98-33-A).
23
(Case No. ICTR-95-1-T), ICTR T. Ch., Judgment, 21 May 1999.
24
Prosecutor v. Radoslav Brđanin (Case No. IT-99-36-T); Prosecutor v. Radislav Krstić (Case No. IT-98-33-A);
Prosecutor v. Zdravko Tolimir (Case No. IT-05-88/2-A); Prosecutor v. Goran Jelisić (Case No. IT-95-10-T);
(Prosecutor v.Zdravko Tolimir (Case No. IT-05-88/2-T).
25
UNGA Res 37/123D (1982); YILC, 1996, vol. 2, part 2, 45, Article 17, para. 8; Prosecutor v. Krstić, ICTY T.
Ch., 19 April 2004; Prosecutor v. Duško Sikirica, Damir Došen, Dragan Kolundžija (Case No. IT-95-8-T).
26
Prosecutor v. Laurent Semanza (Case No. ICTR-97-20-T), ICTR T. Ch., Judgment, 15 May 2003, para. 317;
Prosecutor v. Seromba, ICTR T. Ch., 13 December 2006, para. 318.
Dragoonian army in the province of Zapahara where they conducted a crackdown on the
civilian and KLF cardholders Keljuks are capable of being categorized as genocide.
The Elements of Crimes require that the conduct in question takes place in the
context of and was associated with an armed conflict. In this respect, the Chamber
follows the approach of the jurisprudence of the ICTY,27 which requires the conduct
to have been closely related to the hostilities occurring in any part of the territories
controlled by the parties to the conflict. The armed conflict need not be considered
the ultimate reason for the conduct and the conduct need not have taken place in the
midst of battle. Nonetheless, the armed conflict must play a substantial role in the
perpetrator’s decision, in his or her ability to commit the crime or in the manner in
which the conduct was ultimately committed.
In the present matter, the incidents of violence do not constitute an armed conflict of an
international or non-international character which is a pre-requisite for establishment of a
war crime under Article 8 of the Statute. Hence, it is submitted that a war crime has not
been committed in the facts of the present matter.
The existence of jurisdiction rationae materiae is indispensable for the exercise of jurisdiction
by the ICC over any matter. In the present matter, the elements necessary to establish the
commission of the crimes within the jurisdiction of the ICC have not been satisfied and
therefore, it is humbly submitted that the ICC lacks jurisdiction to preside over the present
matter.
27
Prosecutor v. Dusko Tadić, Case No. IT-94-1-A (Appeal Judgement, 2 October 1995); Prosecutor v. Radoslav
Brđanin, Case No. IT-99-36-T (Trial Judgement, 1 September 2004).
2.1. His Royal Highness was not in a position to control and restrict these crimes
Sømland is a democratic country.28 A democracy is form of government in which the
sovereign power resides in and is exercised by the whole body of free citizens; as
distinguished from a monarchy, aristocracy, or oligarchy.29 As a democratic country, His
Royal Highness, the King is a mere titular head and a nominal sovereign of Sømland.30
28
Moot proposition, ¶ 1.
29
Blacks Law Dictionary.
30
Moot proposition, ¶ 1.
if the Head of the State is alleged to have committed war crimes or crimes against
humanity, in the absence of any customary international law, any form of exception to
the rule according immunity from criminal jurisdiction and inviolability is generally not
allowed.
It has to be taken into consideration that, while referring to the provisions in article 27,
they can be made applicable only to State parties to the statute, unless those enshrined
principles correctly reflect customary international law. Although the ICC is entitled to
exercise jurisdiction over nationals of states not party to its Statute,31 nothing in the ICC
Statute can operate to remove the immunities that officials of non-parties would
ordinarily possess under international law.
Under customary international law, the person of the head of state is regarded as
inviolable32 when abroad and immunity from criminal jurisdiction includes immunity
from arrest.33 Immunity accorded to a serving head of state, ratione personae, from
foreign domestic criminal jurisdiction (and from arrest) is absolute and applies even
when he is accused of committing an international crime.34
Even if it is accepted that the Security Council referral and the framework of the ICC
Statute brought into effect for all states by the referral confers a right on all state to
ignore international law immunities, this right can only be acted on if it can be shown
that the right prevails over the obligations which states have under customary
international law to accord immunity. There must be a basis to prefer the Security
Council determination implicit in the referral over the obligations to accord immunity.
31
ICC Statute, Art. 12(2) (a)
32
H. Fox, The Law of State Immunity (2nd edn., Oxford: OUP, 2008), 667.
33
Certain Questions of Mutual Assistance in Criminal Matters (Djibouti v. France), 2008 ICJ Reports, § 170: 'A
Head of State enjoys in particular "full immunity from criminal jurisdiction and inviolability" which protects him or
her "against any act of authority of another State which would hinder him or her in the performance of his or her
duties"', quoting from Arrest Warrant Case (Democratic Republic of Congo v. Belgium), 2002 ICJ Reports, at 22, §
54.
34
Arrest Warrant Case (Democratic Republic of Congo v. Belgium), 2002 ICJ Reports, at 22
35
Luigi Condorelli and Santiago Villalpando, Can the Security Council Extend the ICC's Jurisdiction, The Rome
Statute of the International Criminal Court: A Commentary (2002), 572.
because it is not part of the UN, and the Security Council itself does not have the
authority to revise the rules of public international law.
Arguendo, the Security Council has the power to remove immunities, this does not
necessarily mean that power may be delegated to the ICC. Assigning a discretionary
decision-making power to a tribunal requires that the tribunal is actually competent to
receive the Chapter VII power in the first place.36 According to the UN Charter,
competent entities are: UN member States; “regional arrangements” as contemplated by
Article 51 of the Charter; and organs of the UN itself. The ICC does not fall into any of
these categories.
The Preamble and Article 2 of the UN-ICC Agreement similarly recognize the
independence of the Court from the UN system.37 Unlike the ICTY, ICTR and the
SCSL, the ICC is governed entirely by its Assembly of States Parties. While judicially
independent, the ICTY and ICTR are able to exercise Chapter VII authority because they
are organs of the UN that have been established by the Security Council and delegated
such authority.
The UN Charter only takes precedence over other international treaties,49 not customary
international law rules such as head of State immunity or the laws governing treaties. In
this case, those customary rules defeat the argument that the UN referral can negate His
Royal Highness’s immunity. Hence, it cannot be said that because of Sømland’s
membership in the UN, its concomitant consent to the priority of the UN via Article 103
of the Charter, and the mandatory nature of Chapter VII resolutions, there will be no
immunity.
The drafting history of Article 103 shows that, after considerable debate about whether
the Charter should be supreme over all international law, the drafters made a deliberate
choice to specify “international agreements” instead of “all international obligations”,
elevating the Charter only above treaties and other international agreements.38 This was
36
Danesh Sarooshi, The United Nations and the Development of Collective Security: The Delegation by the UN
Security Council of its Chapter VII Powers (2000), 247.
37
Negotiated Relationship Between the International Criminal Court and the United Nations, ICC—UN, ICC-
ASP/3/Res.1 (4 October 2004).
38
Report of the Rapporteur of Committee IV/2, as approved by the Committee, “Privileges and Immunities” in:
Documents of the United Nations Conference on International Organization (1945) Vol. XIII, 707.
39
Declaration on Principles of International Law concerning Friendly Relations and Co-operation among States in
accordance with the Charter of the United Nations, GA Res 2625 (XXV), UN Doc. A/RES/25/2625, 121, 124 (24
October 1970).
40
Id.
41
The Declaration on the Strengthening of International Security, GA Res 2734 (XXV), UN Doc A/RES/25/2734
(16 December 1970), para.3; the Declaration on the Enhancement of the Effectiveness of the Principle of Refraining
from the Threat or Use of Force in International Relations, GA Res 42/22, UN Doc A/RES/42/22 (18 November
1987) para.4; and the Preamble of Respect for the Purposes and Principles Contained in the Charter of the United
Nations to Achieve International Cooperation in Promoting and Encouraging Respect for Human Rights and for
Fundamental Freedoms and in Solving International Problems of a Humanitarian Character, GA Res 55/101, UN
Doc A/RES/55/101 (2 March 2001).
42
Aleksander Orakhelashvili, The Impact of Peremptory Norms on the Interpretation and Application of United
Nations Security Council Resolutions, 16 EJIL (2005), 55, 69.
43
Christian Tomuschat, The Lockerbie Case Before the International Court of Justice, 48 Rev Int'l Comm Jurists
(1992), 38, 43–44
law of treaties: it is restricted by the terms of the UN Charter, as well as the codified and
customary international law rules of treaties. Those basic rules prevent the Security
Council, the ICC and any other international organization or group of States, from
extending the jurisdiction of the Court or binding a non-State Party to any treaty without
that State's consent. Depending on one's reading of the Rome Statute, these rules either
completely preclude Security Council referrals of any non-State Party, or limit the ICC's
powers in such cases.
2.4.1. It is violative of the VCLT
The foundational principle at issue is that of pacta tertiis nec nocent nec prosunt—
treaties neither create obligations upon nor grant rights to third parties. This
customary international law rule is codified in Article 34 of the Vienna Convention
of the Law of Treaties.44 Article 35 of that convention adds that obligations only
arise for third party States if those States expressly accept the obligation.63 Articles
39 and 40 specify that only parties to a treaty may amend it, and only after
consultation with other parties.
Thus, it is respectfully submitted by the counsels for the defence that His Royal Highness should
be protected by the Head of State immunity as head of state immunity is an established part of
customary international law and that the ICC can only have jurisdiction over him if the UNSC
referral overrides customary international law rules of treaties and immunities, which is not
fulfilled in the present matter.
3. MR. TRAPTA AND HIS ROYAL HIGHNESS OF SØMLAND ARE NOT GUILTY
OF WAR CRIMES, CRIMES AGAINST HUMANITY AND GENOCIDE
Article 25(1) provides that the ICC has jurisdiction over natural persons, which is an indirect
way of clarifying that the Court does not have jurisdiction over corporate bodies. Therefore,
DCC or SCC cannot be held liable for the crimes perpetrated through the show and the web
broadcasting channel. The corporate officials in-charge of the affairs of the corporation can
not be held liable for the crimes perpetrated through the corporation unless the elements of
44
Vienna Convention on the Law of Treaties (VCLT), 1155 UNTS 331, 8 ILM 679.
Article 25 and 28 are established.45 Therefore, Mr. Trapta and His Highness Royal Highness
are not liable by virtue of their role in the DCC and SCC.
3.1. Mr. Trapta is not guilty of the crimes alleged under the Statute
Mr. Trapta has not aided the commission of crimes under the Statute by broadcasting
the show, “The Pride of the Masons” and by launching the web broadcasting channel
through SCC. Attribution of criminal responsibility to Mr. Trapta under article 25(3)(c)
of the Statute requires the fulfillment of the following elements: (i) contribution, in terms
of aiding, must meet a qualitative and quantitative threshold; and (ii) act of complicity is
for the purpose of facilitating the commission of the crime.
3.1.1. Contribution, in terms of aiding, must meet a qualitative and quantitative
threshold
While there is little jurisprudence at this time interpreting articles 25(3)(c) of the
Statute, the application of analogous modes of liability at the ad hoc tribunals
suggests that a substantial contribution to the crime may be contemplated.46 As held
by Pre-Trial Chamber I in a different case, “in essence, what is required for this
form of responsibility is that the person provides assistance to the commission of a
crime and that, in engaging in this conduct, he or she intends to facilitate the
commission of the crime”.47 Endorsing the views of the International Law
Commission, a Trial Chamber of the International Criminal Tribuanl for the former
Yugoslavia said that while the latter provided no definition of ‘substantially’, the
case law requires a contribution that in fact has an effect on the commission of the
crime.48
45
The Zyklon B. Case (1946); Prosecutor v. William Samoei Ruto and Joshua Arap Sang, ICC-01/09-01/11
(January 23, 2012); Prosecutor v. Taylor, SCSL-03-01-A (2013); David Scheffer, Corporate Liability under Rome
Statute, 57 Harvard International Law Journal 35 (2016); Harmen van der Wilt, Corporate Criminal Responsibility
for International Crimes: Exploring the Possibilities, 12 Chinese J. Int'l L. 43 (2013); Nadia Bernaz, Corporate
Criminal Liability under International Law, 13 Journal of Internal Criminal Justice 313 (2015); Julia Graff,
Corporate War Criminals and International Criminal Court: Blood and Profits in the Democratic Republic of
Congo, 11 Human Rights Brief 23, 25 (2004).
46
Prosecutor v. Kamuhanda, ICTR-99-54A-A (19 September 2005); Prosecutor v. Popovic et al, IT-05-88-T (10
June 2010); Prosecutor v. Strugar, IT-01-42-A (17 July 2008); Prosecutor v. Galic, IT-98-29-A (30 November
2006) Prosecutor v. Kor die and Cerkez, IT-95-14/2-A (17 December 2004; Prosecutor v. Furundzija, IT-95-17/1
(10 December 1998).
47
Prosecutor v. Ahmad Al Faqi Al Mahdi, ICC-01/12-01/15 (24 March 2016).
48
Prosecutor v. Dusco Tadic, IT-94-1-T (May 7, 1997).
3.1.2. Act of complicity is for the purpose of facilitating the commission of the
crime
The mental element in support of this mode of liability rests on the accessory’s
knowledge that his actions assist the principal in the commission of the crime.49 The
principal does not need to be aware of the involvement of the aider. 50 It must be
shown that the aider was aware of the essential constitutive elements of the crime
that was ultimately committed by the principal”.51 However, the aider does not need
to know about the precise crime intended by the principal offender. If he is aware
that one of a number of crimes will probably be committed by the principal
offender, and one of those crimes is in fact committed, then he has intended to assist
or facilitate the commission of that crime, and may be found guilty of “aiding and
abetting”.52
In the present matter, Felocious von Trapta was the effective and principal force behind
the operations of the SCC. The DCC organized its own team though substantial guidance
and inputs, especially editorial and content checks which kept on coming from Sømland.
Mr. Trapta who originally also served as the interim in-charge of the project thereafter
appointed an independent team in Dragoonia under Zulfedich Zignoria Haslaf, a national
of Dragoonia. Therefore, it can be inferred that DCC was run independently by Mr.
Haslaf. Also, the content of the web broadcasting channel was not censored in
accordance with Sømland’s least interventionist policies in commercial matters and the
doctrine of laissez-faire which was essential to the country’s economic jurisprudence
and general belief of the country that all kinds of opinions must be accommodated and
aired. Hence, the broadcasting of the videos through the platform launched by SCC
cannot be considered to contribute to the violence that erupted in Dragoonia as Mr.
Trapta operated the same in compliance with the policies of Sømland and not with the
intention to assist the commission of any crimes.
49
Prosecutor v. Anto Furundžija (IT-95-17/1); Prosecutor v. Alfred Musema, ICTR-96-13-A; Prosecutor v.
Kunarac, IT-96-23 & 23/1.
50
Prosecutor v. Dusco Tadic, IT-94-1-T (May 7, 1997).
51
Prosecutor v. Zlatko Aleksovski, IT-95-14/1-T
52
Prosecutor v. Tihomir Blaskic, IT-95-14; Prosecutor v. Blagoje Simic, IT-95-9-T.
3.2. His Royal Highness is liable for the crimes alleged under the Statute
His Royal Highness is liable by virtue of the existence of the superios-subordinate
relationship between him and Mr. Trapta who is liable for the crimes alleged. In order to
establish the liability of His Royal Highness the following elements are required to be
established: (i) existence of a superior-subordinate relationship; (ii) knowledge of the
commission of the crime; and (iii) failure to prevent or punish.
3.2.1. Existence of a superior-subordinate relationship
The first step in the assessment of the existence of a superior–subordinate
relationship, is determining the status of the superior. Secondly, the “principal
crime” has to be identified and evaluated. Thirdly, the status of the subordinate as
well as his or her relation to the “principal crime” has to be assessed. The forth
aspect to consider is the requirements placed on the relationship as such. Finally, the
link between the superior, subordinate and the “principal crime” needs to be tied
together through a causality test.
3.2.2. Knowledge of the commission of the crime
Article 28(b)(i) establishes that the commander either knew or consciously
disregarded information which clearly indicated the commission of the crime. The
“consciously disregarding information which clearly indicated” requirement in
Article 28(b)(i), does however entail a much higher mens rea standard than what is
provided for the doctrine of command responsibility. This new standard has, for
example, been equated to “wilful blindness”, that is, that the superior is aware of a
high probability of the existence of a fact and, yet, he/she decides to “turn a blind
eye” to this fact. As such, it has furthermore been explained that this new criterion
stands somewhere between “actual knowledge” and “recklessness”.
3.2.3. Failure to prevent or punish
The corrective measures available to the commander, are both dependent on his or
her de jure and the de facto position of the superior to control his or her
subordinates. The measures need to be commensurate to the superior’s actual
possession of command and control or authority and control. It is hence difficult to
generalise about which measures are necessary and reasonable.
In spite of being a State Broadcasting Corporation most of the decisions in terms of functioning
and administration of the company are independent and without any active governmental or any
other agency’s interference. Therefore, the first condition required to be established in order to
make His Royal Highness liable, that is, the existence of a superior-subordinate relationship does
not exist as he does not exercise any control or authority over the actions of Mr. Trapta. Hence, it
is submitted that His Royal Highness is not liable in his capacity as the primary shareholder of
DCC and SCC.
53
Prosecutor v. Akayesu, Case no. ICTR-96-4-T, Judgment (Trial Chamber), 2 September 1998, at para. 562.
54
Id., at para. 560.
55
Id., at para. 556.
56
Id., at para. 557.
57
Prosecutor v. Nahimana, Barayagwiza and Ngeze, Case no. ICTR-99-62, Judgment and Sentence, 3 December
2003 (the “Media Case”), at para.1022. The Appeals Chamber affirmed the importance of context in evaluating
incitement in its judgment in the same case on 28 November 2007, at paras. 697, 701 and 703.
58
Gregory Gordon, “From Incitement to Indictment?: Prosecuting Iran’s President for Advocating Israel’s
Destruction and Piecing Together Incitement Law’s Emerging Analytical Framework,” (2008) 98:3 Journal of
Criminal Law & Criminology 853, at 874-878.
59
Prosecutor v. Nahimana, Barayagwiza and Ngeze, Case no. ICTR-99-62, Judgment and Sentence, 3 December
2003 (the “Media Case”), at para.1022. The Appeals Chamber affirmed the importance of context in evaluating
incitement in its judgment in the same case on 28 November 2007, at para. 1001.
60
Ibid. The case being referenced by the Trial Chamber is the Jersild case, decided by the European Court of Human
Rights: Jersild v. Denmark, 19 Eur. Ct. H. R. 1, 27 (1995).
The Faurisson case,61 a decision involving a Holocaust denier in which the United Nations
Human Rights Committee considered the meaning of the term “incitement” at Article 20(2)
of the International Covenant on Civil and Political Rights. The Committee focused on the
use of the term “magic gas chamber” in determining that Faurisson was motivated by anti-
Semitism and not the pursuit of historical trust.62
Examination of context involves analysis of how such language is used in the immediate as
well as the historical context, operating to shed light on the words uttered. The European
Court of Human Rights emphasizing how a general statement about massacres needs to be
understood in the context of the massacres taking place at that time. The European Court’s
statement that, understood as such, the speaker’s words were “likely to exacerbate an already
explosive situation……”63
The fourth factor – the relationship of the speaker to the subject – is based on the fact that
“special protections” have been developed in jurisprudence to take into account “the power
dynamic inherent in the circumstances that make minority groups and political opposition
vulnerable to the exercise of power by the majority or by the government.”64 The relevant
issue is not whether the author of the speech is from the majority ethnic group or supports the
government’s agenda (and by implication, whether it is necessary to apply a stricter
standard), but rather whether the speech in question constitutes direct incitement to commit
genocide. On the other hand, the political or community affiliation of the author of a speech
may be regarded as a contextual element which can assist in its interpretation.”65
The Bikindi decision66 also raised explicitly a tension that underlies many judgments on
incitement to genocide: the appropriate balance between freedom of expression and the
criminalization of genocidal incitement. Recognizing the right to freedom of expression, the
61
Faurisson v. France, CCPR/C/58/D/1993 (1996).
62
Prosecutor v. Nahimana, Barayagwiza and Ngeze, Case no. ICTR-99-62, Judgment and Sentence, 3 December
2003 (the “Media Case”), at para.1022. The Appeals Chamber affirmed the importance of context in evaluating
incitement in its judgment in the same case on 28 November 2007, at para. 1001.
63
Ibid., at para. 1004. The case being referenced by the Trial Chamber is the Zana case: Zana v. Turkey, ECHR,
1997-VII, no. 57.
64
Prosecutor v. Nahimana, Barayagwiza and Ngeze, Case no. ICTR-99-62, Judgment and Sentence, 3 December
2003 (the “Media Case”), at para.1022. The Appeals Chamber affirmed the importance of context in evaluating
incitement in its judgment in the same case on 28 November 2007, at para. 1008..
65
Prosecutor v. Nahimana, Barayagwiza and Ngeze, Case no. ICTR-99-62, Judgment and Sentence, 3 December
2003 (the “Media Case”), at para.1022. The Appeals Chamber affirmed the importance of context in evaluating
incitement in its judgment in the same case on 28 November 2007, at para. 713.
66
Prosecutor v. Bikindi, Case no. ICTR-01-72-T, Judgment (Trial Chambers), 2 December 2008 [Bikindi], at
Trial Chamber explained: However, this right is not absolute. It is restricted by the very same
conventions and international instruments that provide for it. For example, the Universal
Declaration of Human Rights states that everyone should be free from incitement to
discrimination. Similarly, the International Covenant on Civil and Political Rights prohibits
war propaganda, as well as the advocacy of national, racial or religious hatred that constitutes
incitement to discrimination, hostility, or violence, and the International Convention on the
Elimination of All Forms of Racial Discrimination aims to outlaw all forms of expression
that explicitly lead to discrimination. Each of the regional conventions mentioned above also
restrict the freedom of expression: the European Convention on Human Rights recognises
that there are “duties and responsibilities” that accompany the freedom of expression and
thus limit its application; the American Convention on Human Rights allows for legal
liability regarding acts that harm the rights or reputations of others, or that threaten the
protection of national security, public order, or public health or moral and considers as
offences punishable by law any propaganda for war and advocacy of national, racial or
religious hatred that constitute incitements to lawless violence; and the African Charter on
Human and People’s Rights restricts the right to that which is “within the law”. The Chamber
notes that the restrictions on this right have been interpreted in the jurisprudence of the
various adjudicating bodies created from the international and regional instruments above.
The Chamber also notes that a large number of countries have banned the advocacy of
discriminatory hate in their domestic legislation.
The words that are used by Transal are mere words expressing his discontent towards the
existing imperialism and not targeted to eliminate or target a particular ethnicity. In none of
his video blogs has Transal made a mention of a particular ethnicity of urged the people to
conduct violent demonstrations against them. Let us examine each video of Transal in detail.
The first video on 2nd November, 2013, merely describes the events that took place in the
past based on accurate historical data that was broadcasted on the show “The Pride of
Masons”. In the video Transal expresses his opinion on the bravery of the Masons and he
personally feels that the nation needs to rise against the imperialism. In the subsequent videos
as well, Transal used the words imperialism multiple times, which shows that he just
intended to rise against the Government and that he was dissatisfied with it.
These expressions of dissatisfaction with the government should not be prohibited as that
would constitute a violation of the right to freedom of expression of transal. This right to
freedom of expression has been guaranteed under various international instruments as stated
above. As the words of transal do not fulfil the elements of incitement of genocide, it does
not fall within the exceptions to right to freedom of speech and thus should not be prohibited.
Wherefore, in the light of the issues presented, arguments advanced and authorities cited, the
counsels on behalf of the Defense request this Hon’ble Trial Chamber of the ICC to find,
adjudge and declare that:
I. The ICC does not have the power to exercise jurisdiction in the present matter;
II. His Royal Highness of Sømland can be granted immunity from prosecution by virtue
of his Royal Office;
III. Mr. Trapta and His Royal Highness of Sømland are not guilty of War Crimes, Crimes
Against Humanity and Genocide;
IV. Mr. Transal is not guilty of Genocide, a Crime against Humanity and a War Crime by
virtue of his speech.
Sd/-