Soliven v Makiasar
Luis Beltran is among the petitioners in this case. He, together
with others, was charged with libel by the then president
Corzaon Aquino. Cory herself filed a complaint-affidavit
against him and others. Makasiar averred that Cory cannot
file a complaint affidavit because this would defeat her
immunity from suit. He grounded his contention on the
principle that a president cannot be sued. However, if a
president would sue then the president would allow herself
to be placed under the court’s jurisdiction and conversely she
would be consenting to be sued back. Also, considering the
functions of a president, the president may not be able to
appear in court to be a witness for herself thus she may be
liable for contempt.
ISSUE: Whether or not such immunity can be invoked by
Beltran, a person other than the president.
HELD: No. The rationale for the grant to the President of the
privilege of immunity from suit is to assure the exercise of
Presidential duties and functions free from any hindrance or
distraction, considering that being the Chief Executive of the
Government is a job that, aside from requiring all of the
office-holder’s time, also demands undivided attention.
But this privilege of immunity from suit, pertains to the
President by virtue of the office and may be invoked only by
the holder of the office; not by any other person in the
President’s behalf. Thus, an accused like Beltran et al, in a
criminal case in which the President is the complainant
cannot raise the presidential privilege as a defense to prevent
the case from proceeding against such accused.
Moreover, there is nothing in our laws that would prevent
the President from waiving the privilege. Thus, if so minded
the President may shed the protection afforded by the
privilege and submit to the court’s jurisdiction. The choice of
whether to exercise the privilege or to waive it is solely the
President’s prerogative. It is a decision that cannot be
assumed and imposed by any other person.
Clinton v Jones
Facts. The Respondent filed a complaint against the Petitioner
alleging that the Petitioner made unwanted sexual advances
towards her when he was the Governor of Arkansas. The
Petitioner filed motions asking the district court to dismiss the
case on grounds of presidential immunity and to prohibit the
Respondent from re-filing the suit until after the end of his
presidency. The district court rejected the presidential
immunity argument, but held that no trial would take place
until the Petitioner was no longer president. Both parties
appealed to the United States Supreme Court (Supreme
Court), which granted certiorari.
Issue. Whether the President can be involved in a lawsuit
during his presidency for actions that occurred before the
tenure of his presidency and that were not related to official
duties of the presidency?
Held. Affirmed.
The President of the United States can be involved in a lawsuit
during his tenure for actions not related to his official duties as
President.
It was an abuse of discretion of the District Court to order a stay
of this lawsuit until after the President’s tenure. The District
Court’s decision to order a stay was premature and a lengthy
and categorical stay takes no account whatsoever of the
Respondent’s interest in bringing the suit to trial.
Concurrence. It is important to recognize that civil lawsuits
could significantly interfere with the public duties of an official.
The concurring judge believed that ordinary case-management
principles were likely to prove insufficient to deal with private
civil lawsuits, unless supplemented with a constitutionally
based requirement that district courts schedule proceedings so
as to avoid significant interference with the President’s ongoing
discharge of his official responsibilities.
US v Nixon
FACTS:
 the case was set for argument on July 8, 1974.
On March 1, 1974, a grand jury of the United States District
Court for the District of Columbia returned an indictment
charging seven named individuals. with various offenses, ISSUE:
including conspiracy to defraud the United States and to
obstruct justice. Although he was not designated as such in Whether or not the subpoena duces tecum is binding upon
the indictment, the grand jury named the President, among the President of the United States based on the principles of
others, as an unindicted coconspirator. On April 18, 1974, executive privilege and separation of powers.
upon motion of the Special Prosecutor, a subpoena duces
tecum was issued pursuant to Rule 17 (c) to the President by
the United States District Court and made returnable on May DECISION:
2, 1974. The subpoena required the production of certain
tapes, memoranda, papers, transcripts, or other writings
Yes, the subpoena is binding upon the President of the Unites
relating to certain precisely identified meetings between the
States.
President and others.
Decision: Affirmed.

On April 30, the President publicly released edited transcripts

RATIO/REASON:
of 43 conversations; portions of 20 conversations subject to
subpoena in the present case were included. On May 1, 1974,
I. JURISDICTION
the President's counsel filed a "special appearance" and a
motion to quash the subpoena under Rule 17 (c). This motion
The threshold question presented is whether the May 20,
was accompanied by a formal claim of privilege.
1974, order of the District Court was an appealable order and
whether this case was properly "in" the Court of Appeals when
On May 20, 1974, the District Court denied the motion to
the petition for certiorari was filed in this Court. The
quash and the motions to expunge and for protective orders.,
jurisdiction of the Court of Appeals encompasses only “final
it further ordered to deliver to the District Court, on or before
decisions of the district courts”. In applying this principle to an
May 31, 1974, the originals of all subpoenaed items, as well as
order denying a motion to quash and requiring the production
an index and analysis of those items, together with tape
of evidence pursuant to a subpoena duces tecum, it has been
copies of those portions of the subpoenaed recordings for
reportedly held that the order is not final and hence not
which transcripts had been released to the public by the
appealable.
President on April 30. The District Court rejected jurisdictional
This Court has, in an earlier case:
challenges based on a contention that the dispute was
"consistently held that the necessity for expedition in the
nonjusticiable because it was between the Special Prosecutor
administration of the criminal law justifies putting one who
and the Chief Executive and hence "intra-executive" in
seeks to resist the production of desired information to a
character.
choice between compliance with a trial court's order to
produce prior to any review of that order, and resistance to
The District Court held that the judiciary, not the President,
that order with the concomitant possibility of an adjudication
was the final arbiter of a claim of executive privilege. The
of contempt if his claims are rejected on appeal."
court concluded that, under the circumstances of this case,
the presumptive privilege was overcome by the Special
This would mean that a third party who has been issued a
Prosecutor's prima facie "demonstration of need sufficiently
subpoena to produce documents would basically have only 2
compelling to warrant judicial examination in chambers . . . ."
options: first, to comply with such order and second, to resist
On May 24, 1974, the President filed a timely notice of appeal
to the order with the possibility of being held in contempt if
from the District Court order, and the certified record from
the third party’s claims are rejected on appeal. In the case at
the District Court. On May 31, the petition was granted with
bar, the traditional contempt avenue to immediate appeal is
an expedited briefing schedule. On June 6, the President filed,
peculiarly inappropriate due to the unique setting of the case.
under seal, a cross-petition for writ of certiorari before
These considerations lead us to conclude that the order of the
judgment. This cross-petition was granted June 15, 1974, and
District Court was an appealable order.
II. JUSTICIABILITY
In the District Court, the President’s counsel argued that the
court lacked jurisdiction to issue the subpoena because the
matter was an inter-branch dispute between a subordinate
and superior officer of the Executive branch. Since the
Executive Branch has exclusive authority and absolute
discretion to decide whether to prosecute a case, it is
contended that a President's decision is final in determining
what evidence is to be used in a given criminal case. Although
his counsel concedes that the President has delegated certain
specific powers to the Special Prosecutor, he has not "waived
nor delegated to the Special Prosecutor the President's duty
to claim privilege as to all materials . . . which fall within the
President's inherent authority to refuse to disclose to any
executive officer."
However, the mere assertion of a claim of an "intra-branch
dispute," without more, has never operated to defeat federal
jurisdiction; justiciability does not depend on such a surface
inquiry. The issue is the production or nonproduction of
specified evidence deemed by the Special Prosecutor to be
relevant and admissible in a pending criminal case. It is sought
by one official of the Executive Branch within the scope of his
express authority; it is resisted by the Chief Executive on the
ground of his duty to preserve the confidentiality of the
communications of the President. Whatever the correct
answer on the merits, these issues are "of a type which are
traditionally justiciable." In light of the uniqueness of the
setting in which the conflict arises, the fact that both parties
are officers of the Executive Branch cannot be viewed as a
barrier to justiciability.
III. RULE 17(c)
The subpoena duces tecum is challenged on the ground that
the Special Prosecutor failed to satisfy the requirements of
Fed. Rule Crim. Proc. 17 (c), which governs. the issuance of
subpoenas duces tecum in federal criminal proceedings. If we
sustained this challenge, there would be no occasion to reach
the claim of privilege asserted with respect to the subpoenaed
material.
Rule 17 (c) provides:
"A subpoena may also command the person to whom it is
directed to produce the books, papers, documents or other
objects designated therein. The court on motion made
promptly may quash or modify the subpoena if compliance
would be unreasonable or oppressive. The court may direct
that books, papers, documents or objects designated in the
subpoena be produced before the court at a time prior to the
trial or prior to the time when they are to be offered in
evidence and may upon their production permit the books,
papers, documents or objects or portions thereof to be
inspected by the parties and their attorneys."
A subpoena for documents may be quashed if their
production would be "unreasonable or oppressive," but not
otherwise. This case recognized certain fundamental
characteristics of the subpoena duces tecum in criminal cases:
(1) it was not intended to provide a means of discovery for
criminal cases of subpoenaed materials. Under this test, in
order to require production prior to trial, the moving party
must show: (1) that the documents are evidentiary and
relevant; (2) that they are not otherwise procurable
reasonably in advance of trial by exercise of due diligence; (3)
that the party cannot properly prepare for trial without such
production and inspection in advance of trial and that the
failure to obtain such inspection may tend unreasonably to
delay the trial; and (4) that the application is made in good
faith and is not intended as a general "fishing expedition."
Our conclusion is based on the record before us, much of
which is under seal. Of course, the contents of the
subpoenaed tapes could not at that stage be described fully by
the Special Prosecutor, but there was a sufficient likelihood
that each of the tapes contains conversations relevant to the
offenses charged in the indictment. We also conclude there
was a sufficient preliminary showing that each of the
subpoenaed tapes contains evidence admissible with respect
to the offenses charged in the indictment. The most cogent
objection to the admissibility of the taped conversations here
at issue is that they are a collection of out-of-court statements
by declarants who will not be subject to cross-examination
and that the statements are therefore inadmissible hearsay.
Here, however, most of the tapes apparently contain
conversations to which one or more of the defendants named
in the indictment were party. The hearsay rule does not
automatically bar all out-of-court statements by a defendant
in a criminal case. Declarations by one defendant may also be
admissible against other defendants upon a sufficient
showing, by independent evidence, of a conspiracy among
one or more other defendants and the declarant and if the
declarations at issue were in furtherance of that conspiracy.
The same is true of declarations of coconspirators who are not
defendants in the case on trial. Recorded conversations may
also be admissible for the limited purpose of impeaching the
credibility of any defendant who testifies or any other
coconspirator who testifies. Generally, the need for evidence
to impeach witnesses is insufficient to require its production
in advance of trial. Here, however, there are other valid
potential evidentiary uses for the same material, and the
analysis and possible transcription of the tapes may take a
significant period of time. Accordingly, we cannot conclude
that the District Court erred in authorizing the issuance of the
subpoena duces tecum.
[w]e are persuaded that the District Court's denial of the
President's motion to quash the subpoena was consistent with
Rule 17 (c). We also conclude that the Special Prosecutor has
made a sufficient showing to justify a subpoena for production
before trial. The subpoenaed materials are not available from
any other source, and their examination and processing
should not await trial in the circumstances shown.
IV. THE CLAIM OF PRIVILEGE
A.
The first contention is a broad claim that the separation of
powers doctrine precludes judicial review of a President's
claim of privilege. The second contention is that if he does not
prevail on the claim of absolute privilege, the court should
hold as a matter of constitutional law that the privilege
prevails over the subpoena duces tecum.
Our system of government "requires that federal courts on
occasion interpret the Constitution in a manner at variance
with the construction given the document by another branch."
Powell v. McCormack, supra, at 549. And in Baker v. Carr, 369
U.S., at 211 , the Court stated:
"Deciding whether a matter has in any measure been
committed by the Constitution to another branch of
government, or whether the action of that branch exceeds
whatever authority has been committed, is itself a delicate
exercise in constitutional interpretation, and is a responsibility
of this Court as ultimate interpreter of the Constitution."
We therefore reaffirm that it is the province and duty of this
Court "to say what the law is" with respect to the claim of
privilege presented in this case.
B.
In support of his claim of absolute privilege, the President's
counsel urges two grounds, one of which is common to all
governments and one of which is peculiar to our system of
separation of powers. The first ground is the valid need for
protection of communications between high Government
officials and those who advise and assist them in the
performance of their manifold duties. Whatever the nature of
the privilege of confidentiality of Presidential communications
in the exercise of Art. II powers, the privilege can be said to
derive from the supremacy of each branch within its own
assigned area of constitutional duties. Certain powers and
privileges flow from the nature of enumerated powers.
The second ground asserted by the President's counsel in
support of the claim of absolute privilege rests on the doctrine
of separation of powers. Here it is argued that the
independence of the Executive Branch within its own sphere,
it insulates a President from a judicial subpoena in an ongoing
criminal prosecution, and thereby protects confidential
Presidential communications.
Neither the doctrine of separation of powers, nor the need for
confidentiality of high-level communications, without more,
can sustain an absolute, unqualified Presidential privilege of
immunity from judicial process under all circumstances. When
the privilege depends solely on the broad, undifferentiated
claim of public interest in the confidentiality of such
conversations, a confrontation with other values arises.
Absent a claim of need to protect military, diplomatic, or
sensitive national security secrets, we find it difficult to accept
the argument that even the very important interest in
confidentiality of Presidential communications is significantly
diminished by production of such material for in camera
inspection with all the protection that a district court will be
obliged to provide.
To read the Art. II powers of the President as providing an
absolute privilege as against a subpoena essential to
enforcement of criminal statutes on no more than a
generalized claim of the public interest in confidentiality of
nonmilitary and nondiplomatic discussions would upset the
constitutional balance of "a workable government" and
gravely impair the role of the courts under Art. III.
C.
In this case the President challenges a subpoena served on
him as a third party requiring the production of materials for
use in a criminal prosecution; he does so on the claim that he
has a privilege against disclosure of confidential
communications. He does not place his claim of privilege on
the ground they are military or diplomatic secrets. The
presumptive privilege [confidentiality of his conversations]
must be considered with the historic commitment of the rule
of law, specifically the twofold aim that guilt shall not escape
or innocence shall not suffer. The Sixth Amendment explicitly
confers upon every defendant in a criminal trial the right "to
be confronted with the witnesses against him" and "to have
compulsory process for obtaining witnesses in his favor."
Moreover, the Fifth Amendment also guarantees that no
person shall be deprived of liberty without due process of law.
In this case we must weigh the importance of the general
privilege of confidentiality of Presidential communications in
performance of the President's responsibilities against the
inroads of such a privilege on the fair administration of
criminal justice. The President's broad interest in
confidentiality of communications will not be vitiated by
disclosure of a limited number of conversations preliminarily
shown to have some bearing on the pending criminal cases.
We conclude that when the ground for asserting privilege as
to subpoenaed materials sought for use in a criminal trial is
based only on the generalized interest in confidentiality. It
cannot prevail over the fundamental demands of due process
of law in the fair administration of criminal justice.
D THEREAFTER. THE PRESIDENT SHALL NOT BE ELIGIBLE FOR
We have earlier determined that the District Court did not err
in authorizing the issuance of the subpoena. If a President
concludes that compliance with a subpoena would be
injurious to the public interest he may properly, as was done
here, invoke a claim of privilege on the return of the
subpoena. Upon receiving a claim of privilege from the Chief
Executive, it became the further duty of the District Court to
treat the subpoenaed material as presumptively privileged
and to require the Special Prosecutor to demonstrate that the
Presidential material was "essential to the justice of the
[pending criminal] case."
E ELECTION FOR PRESIDENT AND VICE-PRESIDENT SHALL BE
Those issues now having been disposed of, the matter of
implementation will rest with the District Court. "[T]he guard,
furnished to [the President] to protect him from being
harassed by vexatious and unnecessary subpoenas, is to be
looked for in the conduct of a [district] court after those
subpoenas have issued; not in any circumstance which is to
precede their being issued." Statements that meet the test of
admissibility and relevance must be isolated; all other material
must be excised. It is elementary that in camera inspection of
evidence is always a procedure calling for scrupulous
protection against any release or publication of material not
found by the court, at that stage, probably admissible in
evidence and relevant to the issues of the trial for which it is
sought.
It is therefore necessary in the public interest to afford
Presidential confidentiality the greatest protection consistent
with the fair administration of justice. The need for
confidentiality even as to idle conversations with associates in
which casual reference might be made concerning political
leaders within the country or foreign statesmen is too obvious
to call for further treatment.
SECTION 4.
THE PRESIDENT AND THE VICE-PRESIDENT SHALL BE ELECTED
BY DIRECT VOTE OF THE PEOPLE FOR A TERM OF SIX YEARS
WHICH SHALL BEGIN AT NOON ON THE THIRTIETH DAY OF
JUNE NEXT FOLLOWING THE DAY OF THE ELECTION AND
SHALL END AT NOON OF THE SAME DATE, SIX YEARS
ANY RE-ELECTION. NO PERSON WHO HAS SUCCEEDED AS
PRESIDENT AND HAS SERVED AS SUCH FOR MORE THAN FOUR
YEARS SHALL BE QUALIFIED FOR ELECTION TO THE SAME
OFFICE AT ANY TIME.
NO VICE-PRESIDENT SHALL SERVE FOR MORE THAN TWO
SUCCESSIVE TERMS. VOLUNTARY RENUNCIATION OF THE
OFFICE FOR ANY LENGTH OF TIME SHALL NOT BE CONSIDERED
AS AN INTERRUPTION IN THE CONTINUITY OF THE SERVICE
FOR THE FULL TERM FOR WHICH HE WAS ELECTED.
UNLESS OTHERWISE PROVIDED BY LAW, THE REGULAR
HELD ON THE SECOND MONDAY OF MAY.
THE RETURNS OF EVERY ELECTION FOR PRESIDENT AND VICE-
PRESIDENT, DULY CERTIFIED BY THE BOARD OF CANVASSERS
OF EACH PROVINCE OR CITY, SHALL BE TRANSMITTED TO THE
CONGRESS, DIRECTED TO THE PRESIDENT OF THE SENATE.
UPON RECEIPT OF THE CERTIFICATES OF CANVASS, THE
PRESIDENT OF THE SENATE SHALL, NOT LATER THAN THIRTY
DAYS AFTER THE DAY OF THE ELECTION, OPEN ALL THE
CERTIFICATES IN THE PRESENCE OF THE SENATE AND THE
HOUSE OF REPRESENTATIVES IN JOINT PUBLIC SESSION, AND
THE CONGRESS, UPON DETERMINATION OF THE
AUTHENTICITY AND DUE EXECUTION THEREOF IN THE
MANNER PROVIDED BY LAW, CANVASS THE VOTES.

THE PERSON HAVING THE HIGHEST NUMBER OF VOTES SHALL

BE PROCLAIMED ELECTED, BUT IN CASE TWO OR MORE SHALL
HAVE AN EQUAL AND HIGHEST NUMBER OF VOTES, ONE OF
THEM SHALL FORTHWITH BE CHOSEN BY THE VOTE OF A
MAJORITY OF ALL THE MEMBERS OF BOTH HOUSES OF THE
CONGRESS, VOTING SEPARATELY.

THE CONGRESS SHALL PROMULGATE ITS RULES FOR THE

CANVASSING OF THE CERTIFICATES.

THE SUPREME COURT, SITTING EN BANC, SHALL BE THE SOLE

JUDGE OF ALL CONTESTS RELATING TO THE ELECTION,
RETURNS, AND QUALIFICATIONS OF THE PRESIDENT OR VICE-
PRESIDENT, AND MAY PROMULGATE ITS RULES FOR THE
PURPOSE