Documente Academic
Documente Profesional
Documente Cultură
Benjamin Fontes
N
umerous research institutions worldwide use a
broad variety of species of laboratory animals, The following staff members and groups should partici-
placing significant responsibility on employers to pate in the risk assessment process:
ensure both the appropriate level of animal care and the
protection of the expanding number of employees involved • the principal investigator (PI), responsible for the initial
risk assessment involving biohazard protocols
• veterinary care staff
Benjamin Fontes, MPH, CBSP, is the Biosafety Officer at Yale University’s • animal resources staff
Office of Environmental Health and Safety in New Haven, Connecticut.
• the biosafety officer
Address correspondence and reprint requests to Mr. Benjamin Fontes,
Biosafety Officer, Office of Environmental Health and Safety, Yale Univer- • the occupational health physician
sity, 135 College Street, New Haven, CT 06510 or email benjamin.fontes@ • the institutional animal care and use committee (IACUC)
yale.edu. • the institutional biosafety committee (IBC)
demonstrate that laboratory-acquired infections do occur volve potential routes of exposure; and the work practices
and are frequently associated with a route of exposure not specified by the researcher or in the animal care standard
identified by those infected. This exercise can be a useful operating procedures must minimize the risk of exposure.
introductory component of group training sessions to help Red flags for discussion are procedures that may involve
reinforce the importance of biocontainment and strict ad- the creation of aerosols or droplets, the use of sharps, or
herence to established biosafety protocols. opportunities for bites or scratches.
Basic biosafety work practices are summarized in
Box 2, and a simplified method for explaining the disinfec-
Procedures tion process is provided in Box 3. A sample set of standard
operating procedures for safely inoculating research animals
It is essential to outline all procedures that will be used in with a biosafety level (BSL) 2 agent is provided in the
research or animal handling, especially those that may in- section below on Risk Management Measures.
After the development of standardized work practices, provide guidance for the response. For example, the re-
the next step in the risk assessment and management pro- sponse to a dropped cage that contains animals infected with
cess is the establishment of protocol-specific emergency a pathogen will depend on whether the animals were shed-
response procedures. These should be developed by expe- ding the organism; if they were, immediate evacuation
rienced staff representing animal resources, occupational of the room would be necessary to avoid handlers’ inhala-
health and safety, veterinary care, occupational health ser- tion of (or other contamination from) aerosols generated by
vices, and security, and they should account for each antic- the incident. The next step involves cleaning and decon-
ipated event that could create a risk of exposure, spread of tamination of personnel, as needed; a team of at least two
contamination, or harm to the animals. Fires, floods, power trained individuals should participate in this step. Access to
loss, terrorist events, missing animals, dropped cages, and the laboratory should be restricted until aerosols have
spills or releases outside of primary containment are ex- settled or been removed by the room ventilation system.
amples of incidents that require emergency planning. It is Spill remediation may require supplementary protective
crucial to ensure that personnel have a firm knowledge of all clothing and equipment, including replacement cages for
emergency response procedures. released animals.
The first requirement for the development of written Development of the decontamination strategy is the re-
incident response procedures is a clear understanding of the sponsibility of a team of representatives from related groups
risk factors associated with a pathogen, its route of trans- (environmental health and safety, animal facility manage-
mission to other animals and handlers, its stability outside ment, veterinary care, occupational health, and the principal
the host animal, and effective disinfectants to control it. investigator) for each incident (e.g., a dropped cage of ani-
Every protocol should detail immediate response actions to mals, dropped vial of inoculum, failure of containment
protect handlers, reduce contamination spread, and mini- equipment). However, it is advisable to develop in advance
mize building damage, followed by a series of notifications generic response procedures to address the possible decon-
to relevant groups (environmental health and safety, animal tamination of floors, walls, cages, racks, and other equip-
facility management, veterinary care, occupational health, ment. It is similarly prudent to preassemble and maintain
and the principal investigator). These groups will also be spill kits in a clean area of the facility.
subsequently notified of the resolution, findings, and rec-
ommendations for preventing future incidents.
It is important to review the specific factors involved in Protective Equipment
each incident before beginning any mitigation effort. Rep-
resentatives of animal resources, occupational health and In addition to the work practices and procedures for protect-
safety, veterinary care, occupational health services, and ing animals and handlers, the selection and use of protective
security should participate in the incident evaluation and equipment are important in effective risk management.
directly out the front of the enclosure (usually toward the through a front opening. In addition, how the cabinet is used
worker)—protect research materials and the animal but not determines its effectiveness (Rake 1978). It is essential that
the worker from aerosols or biohazards. Negative pressure animal handlers who use a biological safety cabinet adhere
ventilated enclosures, such as the Class I biosafety cabinet, to the following practices:
draw room air inside the unit and protect the animal handler
but not the animal from contaminants that may be present • Make sure the biological safety cabinet is tested and
in the room. The Class II biosafety cabinet combines the certified before use and at least annually thereafter. The
features of both units and protects the research materials, person performing the certification should possess the
animals, personnel (the animal handler), and environ- necessary professional qualifications.
ment (room air/outdoor air) as the air both entering and • Never move a biosafety cabinet. Its location, determined
exiting the biosafety cabinet passes through HEPA filters. by health and safety professionals, is carefully set away
For a detailed description of biological safety cabinets, from overhead supply diffusers, door openings, and
please refer to the CDC/NIH BMBL and other resources heavy traffic patterns in the room. Moving a cabinet can
(Chosewood and Wilson 2007; Rake 1978; Wilson and also interfere with a filter cabinet seal, which could
Chosewood 2007). compromise safety or sterility.
It is important to educate users of biological safety cabi- • Never store items on top of the biosafety cabinet as they
nets on how they work, what can impair proper function, may interfere with air flow or damage the exhaust filter.
and the best practices for use. Although the Class II bio- • Avoid walking or working directly behind a person us-
safety cabinet is the most significant primary device for ing a biosafety cabinet, as the resulting air movement
research with biohazards in laboratory and animal rooms, it can interfere with the inward protective curtain of air at
is not a total containment barrier as air flows into the cabinet the opening.
References
Acknowledgments and
Additional Resources Acha PN, Szyfres B, eds. 1991. Zoonoses and Communicable Diseases
Common to Man and Animals, 2nd ed. Scientific Publication No. 503.
Washington: Pan American Health Organization.
Dr. Diane Fleming, one of the founding members of the Chosewood LC, Wilson DL, eds. 2007. Primary Containment for Biohaz-
American Biological Safety Association (ABSA), gifted ards: Selection, Installation and Use of Biological Safety Cabinets, 3rd
teacher, mentor for many, and tireless advocate for the use ed. Washington: Government Printing Office. Available online (http://
of safe microbiological work practices, quoted from a ser- www.cdc.gov/od/ohs/biosfty/primary_containment_for_biohazards
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Fleming DO. 2006. Indigenous and pathogenic agents of research animals;
This perfectly describes how many of us learn biological and Risk assessment of biological hazards. In: Fleming DO, Hunt DL,
safety given the few academic programs that focus on this eds. Biological Safety: Principles and Practices, 4th ed. Washington:
important field. ABSA has helped to keep the “fire of learn- ASM Press. p 19-34, 81-92.
ing” going for its members, those involved in the profes- Goldman RH. 1995. Medical surveillance program. In: Liberman DF, ed.
Biohazards Management Handbook, 2nd ed. New York: Marcel Dek-
sion, and anyone with an interest in biosafety. The ABSA
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website (www.absa.org) is an excellent starting point for Harding AL, Byers KB. 2006. Epidemiology of laboratory-associated in-
resources and educational opportunities related to the pro- fections. In: Fleming DO, Hunt DL, eds. Biological Safety: Principles
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Richmond, former Director of the Office of Health and
Heinson PA, Jacobs RR, Concoby BA, eds. 1995. Biosafety Reference
Safety at the US Centers for Disease Control and Preven- Manual, 2nd ed. Fairfax VA: American Industrial Hygiene Association
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establishing a Biennial International Symposium on Bio- Klein RC, Party E, Gershey EL. 1990. Virus penetration of examination
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NIH [National Institutes of Health], US Department of Health, Education,
also be forever linked to Biosafety in Microbiological and
and Welfare, Office of Research Safety, National Cancer Institute, and
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