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Memory Deficits in Older Adults:


Evaluating Spaced Retrieval With
Multiple Probe Techniques

Article · February 2018


DOI: 10.1037/bar0000081

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Christopher Walmsley Wayne Fuqua


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Behavior Analysis: Research and Practice © 2017 American Psychological Association


2017, Vol. 0, No. 999, 000 2372-9414/17/$12.00 http://dx.doi.org/10.1037/bar0000081

Memory Deficits in Older Adults: Evaluating Spaced Retrieval With


Multiple Probe Techniques

AQ: au Christopher Walmsley Wayne Fuqua


AQ: 1 Humboldt State University Western Michigan University

Difficulties in recalling the names of individuals is a common behavioral symptom of


This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

neurocognitive disorder. A number of behavioral strategies have been proposed to


This document is copyrighted by the American Psychological Association or one of its allied publishers.

improve memory deficits, including spaced retrieval, an intervention that emphasizes


delayed recall of target information. Unfortunately, many of the studies that report
beneficial effects of spaced retrieval use a very limited range of outcome measures, thus
calling into question the magnitude and generality of any reported memory improve-
ment. This study reports on the impact of spaced retrieval using 4 older adults with
cognitive impairment living in an assisted living facility. All participants demonstrated
difficulty naming and recalling names of staff members at the facility who provided
care. A replicated ABC design with embedded probes was used to evaluate the effects
of spaced retrieval on the acquisition, delayed recall, and generalization of naming a
target staff member. Probe measures included a nonidentity matching-to-sample task,
naming in the presence of untrained photographs of the target staff member, and
naming during brief video presentations of the target staff member. Nonexample
presentations were also interspersed. Spaced retrieval resulted in within-session in-
creases in recall for all participants, and also resulted in minimal evidence of gener-
alization across probe measures, including live-person probes. Modified spaced re-
trieval interventions were then employed to address stimulus control deficits. These
modified conditions resulted in further gains in delayed recall performance, as well as
improved generalization across probes. These results are discussed in the context of
previous research with spaced retrieval. Future directions are also discussed.

Keywords: spaced retrieval, memory, stimulus control, gerontology

Supplemental materials: http://dx.doi.org/10.1037/bar0000081.supp

AQ: 2 The number of older adults in the United The growth of the older adult population
States continues to grow larger every year. The segment is projected to continue in the future,
U.S. Census Bureau reports that between 2000 and at a substantially greater rate. Ortman,
and 2010, the U.S. population segment aged 65 Velkoff, and Hogan (2014) report that the
years and older increased by 15.1%, notably number of older adults will be 83.7 million by
larger than the 9.1% growth for the total U.S. 2050, which is almost double that of the cur-
population (Werner, 2011). Older adults make rent estimated population of 43.1 million in
up 13% of the total population, translating to a 2012. Within the older adult demographics,
figure of just over 40 million individuals (Wer- the oldest old (i.e., 85 and above) will in-
ner, 2011). crease at the fastest rate, from just fewer than
6 million in 2012 to approximately 18 million
in 2050 (Ortman et al., 2014). Thus, this
projection estimates a tripling of this sub-
Christopher Walmsley, Department of Psychology, Hum- group of older adults. These data suggest that
boldt State University; Wayne Fuqua, Department of Psy- the changing demographics in the United
AQ: 3 chology, Western Michigan University. States, termed the “Graying of America,” will
Correspondence concerning this article should be ad-
dressed to Christopher Walmsley, Department of Psychol-
persist with accelerated growth as more
AQ: 4 ogy, Humboldt State University, 1 Harpst Street, Arcata CA Americans turn 65 and older. Also expected
95521. E-mail: christopher.walmsley@humboldt.edu alongside the increasing proportions of older
1
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2 WALMSLEY AND FUQUA

adults are higher Neurocognitive Disorder by conducting cued-response trials across spec-
(NCD) rates (Murphy, Xu, & Kochanek, ifiable periods of time within session, as op-
2013). posed to conducting such trials in a massed
format (Camp, Foss, O’Hanlon, & Stevens,
1996). More specifically, the recall delay value
A Behavioral Conceptualization of between the presentation of a set of vocal in-
Memory Phenomena structions and the contextual cue to engage in a
target behavior is systematically adjusted ac-
Traditionally, the storage metaphor is used to
cording to prior performance. The instructions
describe memory functions, in which the struc-
presented at the start of the session specify a
tures said to comprise “memory” are researched
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

conditional discrimination task (e.g., “When the


(e.g., working memory, long-term memory;
This document is copyrighted by the American Psychological Association or one of its allied publishers.

buzzer sounds, I would like you to hand me the


Baddeley, 2010). In behavior analysis, how-
picture of Sue and say that her name is Sue”).
ever, the behaviors involved in memory pro-
Given correct responding following the presen-
cesses and the environmental events that influ-
tation of the cue, the recall delay value to the
ence them are of interest. Donahoe and Palmer
next cue presentation is increased. If an error is
(2004) describe two types of memory processes:
made, the researcher restates the instructions
reminding, in which a discriminative stimulus
and prompts the participant to repeat the name
evokes a target response (e.g., answering the
while pointing to the picture. The following
question “Who was the 16th president of the
recall delay value is then reduced to the previ-
United States?,” saying the answer to “What is
ous delay value where responding was correct.
2 ⫻ 2?”), and remembering, in which the dis-
Based on this description and the above discus-
criminative stimulus does not effectively
sion of stimulus control, the procedure does not
strengthen the target response and collateral be-
increase retrieval of a memory, but rather, pro-
haviors are required to marshal supplemental
motes recall. A more appropriate term might
stimuli. These additional stimuli then evoke the
therefore be spaced recall. The procedure es-
target response (e.g., when asked “what did you
sentially provides ample practice of responding
have for dinner two nights ago?” the individual
across time, where sessions are arranged as a
may first think about what leftover food is in the
social visit to reduce frustration, fatigue, and
refrigerator, which would point to what was
testing anxiety (Buchanan, Christenson, Houli-
eaten for dinner previously). Donahoe and
han, & Ostrom, 2011).
Palmer (2004) and Skinner (1957) also discuss
SR procedures have also been used to en-
remembering as a special form of problem solv-
hance recall of a target object in older adults
ing. In contrast, reminding occurs because there
with probable Alzheimer’s disease (AD;
is sufficient support in the current environment
Brush & Camp, 1998; Cherry & Simmons-
(i.e., the question alone evokes the target re-
D’Gerolamo, 2005; Hochhalter, Bakke, Holub,
sponse). A behavior-analytic view of memory,
& Overmier, 2004). Older adults with probable
therefore, sees memory as a matter of stimulus
AD and dementia have also benefited from SR
control, wherein the presence or absence of
procedures to enhance recall of name–face and
discriminative stimuli influence the behaviors
name–face– occupation associations (Cherry,
said to comprise memory. A stimulus control
Walvoord, & Hawley, 2010).
deficit is seen when behavior that once occurred
The results of these studies using SR tech-
in the presence of a discriminative stimulus
niques are promising. Several concerns exist,
(e.g., “What is your name?”) no longer occurs.
however, as noted by Creighton, van der Ploeg,
and O’Conner (2013) in a review of SR. The
Spaced Retrieval authors report that of the 34 studies reviewed,
only 11 included a control condition, thereby
Spaced retrieval (SR) is a procedure devel- greatly reducing the internal validity of the re-
oped outside of behavior analysis that has been maining 23 published articles. Furthermore, the
gaining empirical support for its effectiveness ecological validity of teaching name–face and
to teach simple associations that the older adult object–name relations is called into question, as
has shown to “forget”. SR procedures are de- some of the target stimuli were either unknown
scribed in the literature as being characterized to the participants (e.g., a person’s face that the
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MEMORY DEFICITS IN OLDER ADULTS 3

participant had never encountered before), or the picture. Now can you tell me her name?”
objects that would be rarely encountered in Live person transfer tasks are scored as pass or
daily life (e.g., an octopus). fail. Previous research suggests that despite in-
In addition, Creighton et al. state that the creased recall performance within and across
types of filler activities that take place during SR training sessions, stimulus generalization is
long recall delays are either poorly described, or limited until supplemental stimuli are presented
vary considerably across studies (e.g., reporting that include more features of the original train-
that the researcher and participant engaged in ing context.
light conversation, or that tasks such as doing
crossword puzzles were introduced during these Purpose
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

delays). Events that occur between SR trials are


This document is copyrighted by the American Psychological Association or one of its allied publishers.

arguably critical variables in and of themselves, Stimulus generalization refers to the ten-
as certain activities could facilitate or hinder dency for responding to occur in the presence of
performance. The experimenter and participant similar but untrained stimuli following the de-
talking about the photographs used in the SR velopment of stimulus control (Cooper, Heron,
array, for example, could influence responding. & Heward, 2007). With respect to SR, stimulus
Other procedures that are not clearly de- control develops during sessions as evidenced
scribed in all reports targeting name–face rela- by correct selection and naming responses oc-
tions include the possible inclusion of nonex- curring only when the SR cue and staff photo-
ample presentations, which would provide graph are presented. Poor stimulus generaliza-
evidence for any rote responding during SR tion of the responses is observed when the older
training (e.g., if the target is naming a person, adult encounters novel presentations of the per-
then pictures of other people are presented at son (e.g., they walk in to the room) and the
times to test if the older adult has a tendency to older adult does not engage in the selection and
name all faces as the target). With SR training naming responses.
with photographs, it is unclear if the stimulus In a conceptual paper, Stokes and Baer
array is hidden in between cue presentations, or (1977) proposed several behavioral techniques
is visible to the participant throughout. This is a for promoting generalization of a target skill
variable that may confound results. The partic- acquired in a training session to other contexts
ipant may continue to look at the target photo- in which the behavior should occur. In their
graph and repeat the name, or view the rear- description of training sufficient exemplars,
rangement of the array between trials. Stokes and Baer suggest that after mastering
Only four published studies using SR to teach one exemplar, training continues with a second
name–face relations embedded live person exemplar, and then potentially a third and so on
transfer tests within the protocol (Cherry, Haw- until extensive generalization effects are ob-
ley, Jackson, & Boudreaux, 2009; Cherry et al., served in untrained stimulus conditions. The
2010; Hawley & Cherry, 2004; Hawley, Cherry, description has clear relevance to SR, where
Boudreaux, & Jackson, 2008). This test in- only one exemplar is trained. The training of
volves the introduction of the actual person additional stimuli within a stimulus class (e.g.,
whose photograph serves as the training stimu- various visual presentations of a target person)
lus during SR sessions. The person enters the may therefore increase the probability of correct
room, gives the experimenter a written message, responding during live-person transfer tests,
and then sits down at the testing table. After thereby increasing the effectiveness of SR and
allowing some time for spontaneous recall of the social validity of the technique. In order to
the target person’s name, the experimenter pro- assess for these stimulus deficits and the effects
vides a verbal prompt (i.e., “This is my friend, of exemplar training, probes that test extensions
do you know her name?”). If responding is still of the trained response across untrained stimuli
not evoked, a further prompt is delivered (i.e., are also needed.
“Her picture is on the board. Would you hand Because such behavioral deficits of “mem-
me her picture?”). The final prompting se- ory” in older adults can be conceptualized as
quence in this test involves the experimenter issues in stimulus control (Palmer, 1991), ex-
giving the photograph of the target person to the emplar training is a defensible strategy. Older
participant and stating, “Take another look at adults with major NCD may therefore also ben-
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4 WALMSLEY AND FUQUA

efit from these procedures by reestablishing ver- Participants were excluded if they demon-
bal responses with respect to important people strated evidence of: (a) the inability to follow
in their lives. The quality of their life can argu- two-step commands or respond to verbal
ably be improved by facilitating greater prompts, (b) severe visual and auditory impair-
amounts of meaningful social interactions. The ments that would interfere with the participant’s
present study therefore sought to (a) evaluate ability to sense the experimental stimuli, or (c)
the effects produced by SR using multiple probe a score of greater than 5 on the Geriatric De-
techniques, and (b) determine the extent to pression Scale (GDS) that indicated evidence of
which targeting stimulus control deficits pro- depression.
motes stimulus generalization. Two participants were excluded due to lan-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

guage, vision, and hearing limitations that pre-


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Method cluded them from completing SR procedures.


Participants An additional participant discontinued study in-
volvement due to a worsening medical condi-
Seven participants were recruited for the tion. Four participants were therefore included
study. All participants lived in an assisted living in this study (two males and two females). Ages
facility within a larger continuing care retire- ranged from 78 to 98 years old. Refer to Table
ment community in Southwest Michigan, with 1 for a summary of participants’ age, diagnosis, T1
either a confirmed physician’s diagnoses of and scores on researcher-administered screen-
NCD as indicated by medical records review, or ers. Barry (all names are pseudonyms) was a
probable NCD. All participants were Caucasian 97-year-old male residing on the third floor of
and held advanced college degrees. the assisted living facility. He had a diagnosis of
The experimenter conducted brief interviews Vascular NCD as indicated in his medical re-
with staff caregivers from first and second shift cords. He was mobile with a walker. Barry
to initially identify residents for possible inclu- would engage in perseverative conversational
sion. If at least two caregivers reported resident speech during interactions. This took the form
symptoms that included difficulty remembering of speaking about a toy that he patented during
the names of staff that were routinely involved
high school, and would occur during unrelated
in their daily care, the experimenter submitted
points in the conversation. Barry did not wear
their name to a facility administrator, who then
contacted the family to briefly discuss the proj- glasses, nor did he use hearing aids. Barry’s
ect with them. Informed consent was obtained daily medication regimen included 20 mg of
before moving on to preassessment measures. Namenda XR, a cognitive enhancer, which was
All participants had an individual with durable held constant throughout the course of his par-
power of attorney. In addition to obtaining in- ticipation in the current study. He scored 14 on
formed consent by the legal proxy, assent was the Mini-Mental Status Exam (MMSE), sug-
given verbally by the participant at the outset of gesting moderate cognitive impairment. He
each session. This project was approved by a completed GDS and scored a 1, in which he did
university human subjects institutional review not report or endorse any depressive symptoms
board prior to the start of recruitment. during testing. Finally, he scored a 3 on the

Table 1
Participant Characteristics
Participant Sex Age Diagnosis MMSE GDS CDT
Harriet Female 78 Vascular NCD 17 0 3
Barry Male 97 Vascular NCD 14 1 3
Susan Female 91 Vascular NCD 15 3 4
George Male 98 Probable NCD 14 0 3
Note. NCD ⫽ Neurocognitive Disorder; MMSE ⫽ Mini-Mental Status Exam; GDS ⫽ Geriatric Depression Scale; CDT ⫽
Clock-Drawing Test.
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MEMORY DEFICITS IN OLDER ADULTS 5

Clock-Drawing Test (CDT), indicating cogni- indicative of moderate cognitive impairment, a


tive impairment. score of 0 on the GDS, and a score of 3 on the
Harriet was a 78-year-old female who lived CDT.
on the first floor of the assisted living facility,
with a diagnosis of vascular NCD. The first Setting and Materials
floor served as a special care unit for older
adults with NCD. The special care unit con- All sessions took place in the participants’
tained an outdoor garden and patio, and had respective apartments within the retirement
locked exit doors that could only be opened community. Adequate lighting was ensured by
with the correct keypad code. Harriet was mo- opening window blinds, or by turning on a
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

bile with a walker, and engaged in delusional sufficient number of ceiling and desk lights. The
This document is copyrighted by the American Psychological Association or one of its allied publishers.

speech in the form of stating that she was the researcher sat facing the participant, separated
boss of the facility. She would also assert to by a small table.
caregivers and the researchers that her family Three screeners were administered. These in-
was made up of doctors. Harriet did not wear cluded two cognitive screeners: MMSE, CDT,
glasses or hearing aids. Harriet’s MMSE score and one depression screener: Geriatric Depres-
was 17, suggesting moderate cognitive impair- sion Scale-Short Form. These screeners have
ment. Her GDS score was a 0, indicating that been extensively used in NCD research and
she did not endorse any statements suggestive have good psychometric properties (Folstein,
of depression. Lastly, her CDT score was a 3, Folstein, & McHugh, 1975; Friedman, Heisel,
providing further evidence of cognitive impair- & Delavan, 2005; Lopez, Charter, Mostafavi,
ment. Nibut, & Smith., 2005; Lourenco & Veras,
Susan was a 91-year-old female who lived on 2006; Schramm et al., 2002).
the third floor of the assisted living facility. She A 16.75 ⫻ 13.75-in. black foam board was
had received a diagnosis of vascular NCD as placed on the table, with neon green tape used
indicated in her medical records, wore glasses, to create a 3 ⫻ 3 matrix. All photographs of
was mobile with a walker, and required assis- staff were taken with a digital camera, printed to
tance with transports to and from sitting posi- 4 ⫻ 3-in. dimensions, laminated, and then
tions. Susan exhibited delusional speech by stat- mounted on 1 ⫻ 1-in. pieces of foam board to
ing on occasion that she had bugs in her increase the ease with which participants picked
apartment. Her daily medication regimen in- up the photos. Text was printed on white strips
cluded psychotropic prescriptions. She took 75 of paper in bolded Times New Roman and font
mg of Seroquel, an antipsychotic medication, size 28. Other session materials included paper
and 20 mg of Celexa, an antidepressant. and pencil data sheets, a beeper, and a stop-
Throughout her participation, her psychotropic watch.
medications remained constant. Susan’s MMSE All staff photographs had a white wall as the
score was 15, indicating moderate cognitive im- backdrop. The camera distance was held con-
pairment. She scored a 3 on the GDS, indicating stant, such that photographs were of the torso
that she did not report or endorse any depressive and above. Multiple photographs were taken of
symptoms during testing, and a score of 4 on the staff members, which included full face (i.e., the
CDT, providing further evidence of cognitive individual looked straight on to the camera),
impairment. three-fourths view (i.e., the individual turns
George was a 98-year-old male with probable slightly to one direction), two-thirds view (i.e.,
NCD residing on the third floor of the assisted the individual turns at an even greater direc-
living facility. He wore glasses and hearing tion), and profile view (i.e., the individual is
aids, and was mobile with a walker. He fre- turned 90 degrees from the front). In addition,
quently took walks throughout the hallways be- staff member photographs were taken with dif-
fore meals, where he would stop halfway at a ferent clothing arrangements, and, if they wore
window to view the scenery outside. As part of glasses, photographs were taken with the
his daily medication regimen, George took 25 glasses both on and off to reduce the chance that
mg of Trazodone, an antidepressant, at bedtime. the glasses influenced responding instead of the
This remained constant throughout the length of critical features of the target staff member’s
his participation. He scored 14 on the MMSE, face.
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6 WALMSLEY AND FUQUA

Photograph arrays during each SR session beeper sounding. During probe trials, a correct
were of a constant mix of staff members with response was scored when the participant stated
various hair styles, hair color, attire, age, and the name of the individual in the generalization
race to control for the extent to which extrane- probe within 10-s in the presence of an example
ous stimulus properties gained influence over probe trial. A correct response was also consid-
performance. Arrays always included at least ered when the participant stated “I don’t know”
one photograph of each viewing angle. This was or made some form of statement that indicates
to control for the possibility of irrelevant fea- that they are not familiar with the person’s name
tures of the stimuli controlling responding (e.g., during S⫺ (nonexample) probe trials. Below,
selecting a particular photograph because it was three categories of dependent variables are de-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

a profile shot, and not because it was the train- scribed, followed by two types of dependent
This document is copyrighted by the American Psychological Association or one of its allied publishers.

ing stimulus). Refer to online supplemental Ap- measures that were used to rule out alternative
pendices A and B for example stimulus sets and explanations for performance.
SR arrays. Measures of recall. Median delay at which
Target (Sⴙ) stimulus class. The targets responding was correct per session was calcu-
for intervention were selected based upon fre- lated for analysis of behavior maintained across
quency of contact the staff member had with the session time. This measure served as the pri-
participant, and availability for live-person mary dependent variable.
probes. A target stimulus class included multi- A first trial cold probe was conducted at the
ple photographs and videos of the staff member. start of each session to determine the extent to
For Harriet, the resident care coordinator served which participants could correctly select the
as the target for intervention, as this staff mem- target photograph and state the target’s name
ber was closely involved in overseeing Harriet’s after the passage of time between sessions. Data
care, and had common interactions with her from these probes were transformed into a cu-
throughout her shifts. For Barry, George, and mulative number of correct cold probes across
Susan, the activity director served as the inter- sessions.
vention target. Barry, George, and Susan all Error measures. The percentage of selec-
participated in group activity programming sev- tion and naming errors per session was re-
eral times per week, which were either led or corded.
assisted by the activity director. Measures of generalization. Correct re-
Video probes. Brief videos were taken sponding was measured across examples and
with a Canon Vixia HF R10 HD Camcorder of nonexamples to test for control by the target
nontargeted staff members, as well as of the stimulus class as training progressed. This in-
target staff member. Videos consisted of vari- cluded responding across untrained exemplar
ous settings, such as a hallway, an office, and photographs (i.e., naming probes), video
dining room, and were of a series of social probes, and live-person probes.
interactions with the person taking the video Sⴙ (Example) probes. These probe types
footage (e.g., talking about upcoming activities, involved the presentation of a member from the
the weather, asking for directions to the health target stimulus class. Such probes measured the
center, and so on). These videos were then extent to which spaced retrieval training trans-
spliced into 10-s clips using video editing soft- ferred across the target stimulus class.
ware and shown to participants on a 2009 white Sⴚ (Nonexample) probes. These probes
Macbook. Screen brightness and video volume involved the stimulus presentation of members
were maximized and participants were also from the nontargeted stimulus class that served
asked if they could hear and see the videos to as distractors in the array (i.e., a staff member
ensure adequate contact with the video probe. who was not the individual to be targeted during
spaced retrieval). Such probes measured the ex-
Response Definitions tent to which the participant could discriminate
when they did not know the name of a staff
A correct response during spaced retrieval member.
trials was scored when the participant (a) se- Visual matching-to-sample. Along with
lected the target photograph, and (b) named the generalization probes that assessed naming, cor-
individual in the photograph within 10-s of the rect selection responses were measured during
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MEMORY DEFICITS IN OLDER ADULTS 7

matching-to-sample (MTS) probes to rule out Other independent variables introduced were
vision impairment as a possibility for poor per- identified based on stimulus control deficits
formance during spaced retrieval sessions. (i.e., failure of spaced retrieval training), and
Control measures. Both types of control include exemplar training embedded within the
probes were administered in a semirandom spaced retrieval protocol for Barry and George.
fashion during spaced retrieval sessions, with Exemplar training entailed training the selection
the delay value held constant for a given probe and naming responses in the presence of new
as determined by the delay at which responding photographs of the target person with differing
was previously correct during spaced retrieval. nonessential properties (e.g., the person at dif-
Hidden probes. During this probe type, the ferent angles, wearing different clothing), in a
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

photograph array was rearranged out of the par- serial format. Prompted orienting responses
This document is copyrighted by the American Psychological Association or one of its allied publishers.

ticipant’s sight in between spaced retrieval tri- were added to spaced retrieval trials for Susan,
als. This was done to test for any positional which took the form of asking her to point to a
control over performance (i.e., to rule out the picture (or pictures) that had a specific property
possibility that participants were being influ- (e.g., those who had blonde hair) before an SR
enced by seeing the rearrangement of the array trial began. Textual prompts embedded within
occurring in front of them). spaced retrieval were used with Harriet, in
New-target probes. During this probe type, which the target staff member’s name was
a photograph of a different staff member was added to the photograph.
now targeted in SR training. The new target was Research Design
always previously used as a distractor stimulus.
The researcher would begin by stating the in- A replicated ABC design with embedded
structions used at the start of each spaced re- probes was used to evaluate the differential
trieval session and emphasized that a new pho- effects of spaced retrieval and modified spaced
tograph was being targeted (e.g., “Now retrieval protocols on measures of generaliza-
whenever you hear the buzzer sound, I would tion. Multiple probes entailed nonidentity
like you to hand me the picture of Linda and tell matching-to-sample, naming, and video probes
me that her name is Linda.”). The new-target for all participants.
probe provided information on whether or not
the participant being familiar with the photo- Research Procedures
graph alone produced correct responding. General procedures. Sessions were be-
Interobserver agreement (IOA) on depen- tween 30 and 50 min in length, were held three
dent measures. A secondary observer con- to five times per week, and occurred between
currently and independently collected session 9:30 AM and 12:30 PM. Sessions began with
data across 39% of sessions across all condi- the researcher casually talking with the partici-
tions. Trial-by-trial IOA was calculated by di- pant in order to build rapport. At any point
viding the number of agreements for each trial during the session the participant requested a
by the number of agreements plus disagree- break, the researcher provided a 5-minute break
ments per trial and multiplying by 100 to obtain for the participant to use the bathroom, take a
a percentage. IOA was 96% (range ⫽ 73– short walk, or obtain a drink. During all types of
100%). probes, no praise statements were provided and
a constant “Okay” response was provided after
Independent Variables correct and incorrect participant responses.
Baseline assessment.
The primary variable to be manipulated is the Naming probes. The researcher presented
spaced retrieval training procedure described in exemplars of the target staff member one at time
the research literature (e.g., Cherry et al., 2010), to the participant and prompted them to name
which entailed presenting recall trials at adjust- the person in the photo (e.g., “Tell me who this
ing lengths of delay based on participant per- is”). S⫺ (nonexamples) were also presented in
formance, with feedback given for errors and this format, interspersed across example photo-
descriptive praise provided for correct re- graphs. The example photographs were ran-
sponses. domly selected from a pool of photographs of
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8 WALMSLEY AND FUQUA

the target person, with no single example pho- to the researcher, turned toward the participant
tograph being presented more than two times and greeted them. Requiring the person to greet
across sessions. them aided in establishing a naturalistic social
Recall probes. To probe for the extent to environment that provided an opportunity for
which the participant could successfully repeat the participant to state the name. The researcher
the name after a delay in the absence of any waited 10-s after the person sat down to allow
intervention, the researcher presented photo- for correct responding to occur independently.
graphs of staff members that were nontargets After 10-s, the researcher sounded the dis-
and presented their name to the participant (e.g., criminative stimulus used in training. If the
“This is Linda”), followed by a prompt for the stimulus did not evoke a correct response after
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participant to repeat the name in the presence of 10-s, the researcher supplemented it by asking if
This document is copyrighted by the American Psychological Association or one of its allied publishers.

the photograph. The researcher would then re- the participant knew who the person was. This
move the photograph and engage the participant probe constituted a positive probe. Negative
in a distractor task by holding another picture up probes entailed the same procedures as above,
of a scene (e.g., a sailboat on the lake), and ask but a nonexample entered the room (i.e., a per-
a series of standard questions. After 60-s had son not targeted during the training). Both the
elapsed, the researcher presented the photo- person from the target stimulus class and an
graph that was shown earlier and prompted the unrelated person were used to help determine if
participant to name the staff member. Only non- responding was rote (i.e., they would state the
targeted staff members were used in this portion name of the target regardless of who is present).
of the assessment in order to prevent acquisition Independent variables.
of the target name during baseline. Spaced retrieval training. Spaced retrieval
Nonidentity matching-to-sample probes. trials began following at least two sessions of
The experimenter presented a given staff mem- baseline assessment. The matrix board was
ber’s photograph as the sample, and instructed
placed in front of the participant. Photographs
the participant to point to another photograph of
were presented individually and then placed on
the person that was included in the matrix array
the matrix. The researcher stated the name of
with distractor photographs present. The correct
the person in the photograph during each pre-
comparison stimulus was always of a different
photograph of that same person presented as the sentation. Each array always consisted of eight
sample with either (a) different attire, or (b) at a distractors along with the target photograph.
different viewing angle. Example (i.e., the tar- After all photographs had been placed on the
get staff member) and three S⫺ (nonexample) matrix and named by the researcher, the beeper
trials were presented. was introduced to the participant. A brief set of
Video probes. Video probes involved pre- instructions was presented to the participant to
senting a video to the participant (e.g., “I have a establish the sound of the beeper as a discrim-
video I would like to show you”). If the partic- inative stimulus for scanning the array (e.g.,
ipant indicated that they had difficulty viewing “When the beeper sounds, I want you to hand
the video, the researcher repositioned the video me the picture of Walter and tell me his name is
screen to reduce any glare from external light- Walter”). A practice trial would then take place
ing sources or to improve the viewing angle. immediately after the instructions on the first
The video would then be played once more. session in order to ascertain that the participant
At the end of the video, the researcher prompted could sense the beeper and that it would evoke
the participant to name the person in the video. the target selection and naming response. After
Example videos of the target staff member and every trial, the position of the photographs in
nonexample videos of other staff members were the array was rearranged to control for position-
presented. ing effects. Following the final SR trial of the
Live person probes. Live person probes session, matching-to-sample, naming, and video
provided evidence for or against responding to probes were administered. These probes were
transfer to the presence of the actual three- carried out the same as in baseline.
dimensional person being targeted. While the The interval schedule used by Cherry and
researcher was sitting with the participant, the Simmons-D’Gerolamo (2000) was adopted,
target person entered the room, delivered a note which started with a 5-s recall delay. If correct
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MEMORY DEFICITS IN OLDER ADULTS 9

responding was evoked by the beeper after this Spaced retrieval ⴙ exemplar training.
initial 5-s delay value, then recall delays in- Exemplar training embedded within SR began
creased to 10, 20, 40, and 60-s. After correct after three consecutive errors at a given delay
responding at a 60-s delay, recall delays in- interval during the SR condition, or after three
creased by 30-s. After a 180-s recall delay with consecutive sessions in which the longest delay
correct responding, delays increased by 120-s. value reached did not differ across more than
If an incorrect response occurred, the next recall two sequential delay intervals, and poor transfer
delay value returned to the length of the preced- across at least one generalization probe measure
ing delay where correct responding was evoked. was obtained. These criteria constituted a “de-
For example, if after correctly responding at a lay limit” and provided evidence for the greatest
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40-s recall delay an error was recorded at the delay at which responding stabilized with poor
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60-s delay, the next delay would reset to 40-s. If generalization.


another error was made, then the recall delay The trial presentation delay value from the
was further reduced to 20-s, and so on. After an last SR session carried over to the first session
error, immediate feedback was provided to the in the exemplar training condition. Exemplar
participant in the form of stating the correct training was used to train responding across
name, pointing to the correct photograph, and additional photographs of the target person in a
restating the instructions. The researcher would sequential fashion. The first session of this
then prompt the participant to repeat the target phase began by introducing the materials as
response. To prevent long periods of time with noted at the beginning of spaced retrieval, ex-
the participant guessing and potentially becom- cept that a different exemplar was used. All
ing frustrated, or if the participant was nonre- other procedures were the same as in the SR
sponsive, a latency termination criterion of 10-s condition. Once correct responding stabilized
was used after the presentation of the beeper to
according to the phase change criteria as noted
determine when to provide feedback.
above, a third exemplar was trained.
At the start of all subsequent sessions, a first
Spaced retrieval ⴙ orienting response
trial cold probe was administered to determine
requirement. Susan displayed frequent errors
if the effects of the spaced retrieval training had
during two sessions of SR by selecting the dis-
carried over from the previous session. The
researcher would sound the beeper cue after tractor photograph in which the target photo-
placing the matrix board with all photographs in graph was located during the previous trial.
front of the participant and wait 10-s for a Thus, an orienting response requirement was
response. No programmed consequences were added to promote scanning the entire array. At
given for correct, incorrect, or nonresponses by the start of this modified condition, all photo-
the participant. Performance during these cold graphs were named and placed on the matrix
probes is graphically displayed at the bottom board as before. The experimenter then in-
left panel of each figure. The researcher would structed Susan to engage in an orienting re-
then remove the photographs, and begin intro- sponse by instructing her to point to a photo-
ducing them one by one to initiate spaced re- graph (or photographs) with a particular
trieval trials. stimulus property, such as individuals wearing a
The events that took place during recall de- white shirt, or those who had blonde hair. After
lays of 60-s or greater were standardized to she selected the corresponding photographs, the
increase the extent to which the environment researcher delivered feedback (e.g., “Yes, that’s
was held constant, allowing for increased con- right, there are three people who are blonde!”).
trol by reducing potential confounding stimuli Then, Susan was instructed to identify a stimu-
introduced during such delays. The researcher lus property of the target photograph (e.g.,
presented sets of landscape and architecture pic- “Point to the picture with the woman wearing a
tures during the delays. A standard set of open- black sweater”). Following the selection, the
ended questions was then asked in relation to researcher again delivered feedback. The delay
those pictures (e.g., “Does this remind you of to the SR trial was then initiated. Following
anything?”) leading up to the next spaced re- each SR trial, the photograph array was rear-
trieval trial. ranged and the orienting response instructions
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10 WALMSLEY AND FUQUA

were provided again before the SR trial delay number of protocol steps to provide a measure
began. of treatment integrity. Treatment integrity was
Spaced retrieval ⴙ textual prompt with 98% (range ⫽ 92–100%).
fading. Harriet did not reach phase change
criteria during the embedded exemplar training
within SR condition. Thus, a textual prompt Results
was added to the target photograph. The textual
prompt was faded by two letters after three All participants exhibited difficulty in re-
consecutive correct SR trials (i.e., from Kristen stating the names of people after a specified
to Krist, then Krist to Kri). period of time during baseline recall mea-
sures. Harriet, Barry, and George’s perfor-
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mance during hidden probes (69, 67, and


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Treatment Integrity
100% correct, respectively) were commensu-
The researcher developed a checklist consist- rate with errors made when the array was
ing of the essential protocol steps (see online rearranged in view, providing evidence that
supplemental Appendix C). An independent ob- positional influences were not present. Su-
server using this checklist scored the research- san’s poor performance during hidden probes
er’s correct or incorrect use of protocol across (0%) provided evidence, in conjunction with
26% of sessions. Percentage of steps correctly her error analysis, that her performance dur-
implemented was calculated from the checklist ing spaced retrieval was heavily influenced by
by dividing the number correct by the total the position of the target photograph.

Figure 1. Barry’s performance across median delay values reached with correct recall trials
(top left), percentage of errors for selection and naming responses during spaced retrieval
(middle left), cumulative number of correct selection and naming responses during first trial
cold probes (bottom left), selection-based matching-to-sample of nonidentity photographs
(top right), topography-based naming of photographs (middle right), and topography-based
naming of videos (bottom right). Also depicted in the bottom left panel are failed and passed
live-person probes, as indicated by Xs and stars, respectively. Across all probe measures,
example probes are displayed on the solid line and closed circle data paths, and nonexample
probes are displayed on the dashed line with open circles data paths.
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MEMORY DEFICITS IN OLDER ADULTS 11

Finally, all participants failed to engage in sponses during cold probes during the middle of
correct responding during probe trials in which this condition. A robust level effect was ob-
the target photograph changed. Harriet was the served during Barry’s photo probes, followed
only exception, as she correctly named the new by an increasing trend in video probe data.
target on one occasion after a 5-s delay. Barry did not engage in correct responding dur-
ing cold probes throughout the spaced retrieval
Barry condition. At the 1-week follow-up, his naming
dropped back to baseline levels during video
F1 Figure 1 depicts Barry’s performance across probes, but maintenance was observed for photo
baseline, spaced retrieval, and spaced retrieval probes. Throughout Barry’s participation, non-
plus exemplar training sessions. Following
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identity MTS was stable.


baseline, improved recall performance was ob-
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served during spaced retrieval, while naming George


errors demonstrated an increasing trend over the
entire condition. No changes in performance Figure 2 depicts George’s performance F2
during cold probes or live person probes were across baseline, spaced retrieval, and spaced
seen. Moreover, photo and video probes retrieval plus exemplar training sessions. The
showed no change. introduction of spaced retrieval was associated
During exemplar training, recall performance with an increasing trend in recall performance,
continued to improve and naming errors de- low error rates, and correct selection responses
creased. Barry began engaging in correct re- during cold probes. Increased variability in cor-

Figure 2. George’s performance across median delay values reached with correct recall
trials (top left), percentage of errors for selection and naming responses during spaced
retrieval (middle left), cumulative number of correct selection and naming responses during
first trial cold probes (bottom left), selection-based matching-to-sample of nonidentity pho-
tographs (top right), topography-based naming of photographs (middle right), and topogra-
phy-based naming of videos (bottom right). Also depicted in the bottom left panel are failed
and passed live-person probes, as indicated by Xs and stars, respectively. Across all probe
measures, example probes are displayed on the solid line and closed circle data paths, and
nonexample probes are displayed on the dashed line with open circles data paths.
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12 WALMSLEY AND FUQUA

rect naming during photo probes also occurred. photo probes. Nonidentity MTS was variable
No changes from baseline were observed during throughout this and other conditions.
video or live-person probes. Embedding an orienting response require-
Following the introduction of exemplar train- ment into spaced retrieval was associated with
ing, correct recall continued to occur at greater an increasing trend in recall performance, lower
delays and during cold probes, where George selection errors, and correct responding during
also began engaging in correct naming. This cold probes, naming probes, and live-person
pattern persisted throughout the remainder of probes. One-week follow-up probe data re-
the condition. Naming performance stabilized vealed maintenance of recall and naming.
across the exemplar training condition during
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photo probes, and correct naming during video Harriet


This document is copyrighted by the American Psychological Association or one of its allied publishers.

probes and a live-person probe were also ob-


served. Harriet’s performance across conditions is
depicted in Figure 4. Following baseline, F4
Susan spaced retrieval was associated with small gains
in recall, but also with high naming errors.
Susan’s performance across conditions is de- Toward the end of the condition, Harriet en-
F3 picted in Figure 3. Spaced retrieval resulted in gaged in two correct selection responses during
little change in recall, and high selection errors. cold probes. No changes in naming probes were
No changes were associated with photo and seen. These data did not change during the
video naming probe performance, except for a subsequent exemplar training condition. When
decrease in correct naming during nonexample a textual prompt was added, an increasing trend

Figure 3. Susan’s performance across median delay values reached with correct recall trials
(top left), percentage of errors for selection and naming responses during spaced retrieval
(middle left), cumulative number of correct selection and naming responses during first trial
cold probes (bottom left), selection-based matching-to-sample of nonidentity photographs
(top right), topography-based naming of photographs (middle right), and topography-based
naming of videos (bottom right). Also depicted in the bottom left panel are failed and passed
live-person probes, as indicated by Xs and stars, respectively. Across all probe measures,
example probes are displayed on the solid line and closed circle data paths, and nonexample
probes are displayed on the dashed line with open circles data paths.
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MEMORY DEFICITS IN OLDER ADULTS 13


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This document is copyrighted by the American Psychological Association or one of its allied publishers.

Figure 4. Harriet’s performance across median delay values reached with correct recall
trials (top left), percentage of errors for selection and naming responses during spaced
retrieval (middle left), cumulative number of correct selection and naming responses during
first trial cold probes (bottom left), selection-based matching-to-sample of nonidentity pho-
tographs (top right), topography-based naming of photographs (middle right), and topogra-
phy-based naming of videos (bottom right). Also depicted in the bottom left panel are failed
and passed live-person probes, as indicated by Xs and stars, respectively. Across all probe
measures, example probes are displayed on the solid line and closed circle data paths, and
nonexample probes are displayed on the dashed line with open circles data paths.

in recall performance was observed with de- cold probes, as well as correct responding dur-
creases in naming errors, increased variability ing live-person probes.
in photo probes, and improved performance The current study also provides a replication
during nonexample video probes. Except for the of prior research on spaced retrieval, demon-
final session, no changes were seen during ex- strating that the effects appear to be limited to a
ample video probes. In addition, no change oc- relatively specific set of assessment conditions
curred during live-person probes. Nonidentity (i.e., delay recall values reached), a limitation
MTS remained stable throughout Harriet’s par- that has implications for the clinical utility of
ticipation. the spaced retrieval procedure. Taken together,
the results suggest that spaced retrieval alone
Discussion did not produce transfer of the naming response
to the actual sight of the staff member despite
When tailored interventions were adminis- within-session gains of delayed recall. Further,
tered, improved outcomes occurred across re- although within-session gains were observed
call measures and generalization probes to at for three out of four participants, performance
least some extent for all participants. Results was not significantly altered between sessions
suggest that tailoring the spaced retrieval inter- as measured by cold probes.
vention based on participants’ responding al- A discussion of transfer of stimulus control as
lows for greater outcomes to be reached. Over- a potential mechanism of change in spaced re-
all, the implementation of conditions that trieval may shed light on why it was effective
addressed each participant’s stimulus control for some participants. During training, the
deficits was associated with additional increases sound of the beeper and one picture in the array
in median delay value and performance during gain strong discriminative control over the se-
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14 WALMSLEY AND FUQUA

lection and naming responses during training. exact configuration of stimulus properties that
As correct selection and naming occur, the made up the staff member’s face. Steingrims-
beeper is systematically faded out over time so dottir and Arntzen (2011) also found differen-
that it is eventually presented just once or twice tial performance between identity and noniden-
a session during the longest delay values. Barry tity MTS in an older adult with Alzheimer’s.
and George reached long recall delay values The discrepancy in responding across iden-
that resulted in no more than two or three beeper tity and nonidentity matching-to-sample, along
presentations during their final sessions. The with Susan’s high rates of selection errors rel-
beeper that originally evoked responding was ative to her naming errors, suggests the behav-
faded while responding continued to occur in ioral symptoms of prosopagnosia, which is de-
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the presence of the staff picture. For Harriet and fined by difficulty behaving with respect to
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Susan, however, the beeper did not reliably faces despite intact visual acuity (Kempler,
evoke correct selection and naming responses, 2005). Additional evidence to suggest prosop-
and they therefore did not reach similar recall agnosia is found in Susan’s variable pattern of
delay values. Additional strategies to facilitate correct responses in the presence of both S⫹
transfer of stimulus control required the presen- and S⫺ probes, where she would at times state
tation and fading of a textual prompt for Harriet the target person’s name during nonexamples,
and instructions to scan the entire array for and also state that she did not know who the
Susan. target person was during example probes. Susan
Because the rate of trial presentations system- appeared to have little trouble remembering the
atically decreases as recall improves, perfor- particular name, but demonstrated difficulty in
mance that persists under greater recall delays identifying different pictures of the same indi-
in spaced retrieval may share some relevance to vidual. To enhance the sensitivity of behavioral
behavioral momentum despite differences in assessment, future efforts could consider col-
procedural elements (Craig, Cunningham, & lecting data on correct recall in the presence of
Shahan, 2015). Future research in terms of be- specific types of photographs (e.g., profile view
havioral momentum theory may be warranted to of faces) and specify how many presentations of
better understand and predict outcomes for each type occurred in a session. Such data
older adults in spaced retrieval preparations. would also allow for the identification of greater
Recall deficits, for example, might be due to the errors being made in the presence of photo-
delivery of social or activity reinforcers by staff graphs showing different viewing angles.
regardless of whether the older adult names the The present study had several limitations.
staff member during a greeting. Providing rein- Spaced retrieval effects were replicated across
forcers without requiring a naming response participants, but the final conditions were
could serve as a disrupting event for the behav- unique for each older adult. A design that al-
ior, and would explain the deficit in terms other lows for replication within each participant
than a loss of stimulus control. would strengthen the degree to which experi-
Three out of four participants were able to mental control is established. Future research
complete nonidentity matching-to-sample tasks could use a multiple baseline design across tar-
during baseline, suggesting that errors made get stimulus sets for this purpose.
were not due to poor visual acuity. Susan’s Another limitation of the current study is that
performance was variable during baseline, test- it did not conduct best practice preference as-
ing, and probe sessions. To better rule out visual sessment or reinforcer assessments for the par-
impairments with Susan, a session of identity ticipants. Information derived from such assess-
matching-to-sample was conducted during ments would aid in maximizing the therapeutic
baseline. This entailed instructing her to match effectiveness of the behavioral intervention. It
a sample photograph of a staff member to the could be argued that Harriet’s poor performance
exact same photograph of that staff member in was primarily the result of motivational deficits.
the comparison array. Under these conditions, That is, an effective reinforcer was not used as
Susan’s matching performance improved to a consequence for correct responding during
80%. Thus, she exhibited difficulty in matching spaced retrieval trials.
the same staff member at different angles, but Several considerations on the measures em-
performed well when asked to identify another ployed and their visual display are provided to
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MEMORY DEFICITS IN OLDER ADULTS 15

inform further study. Median delay reached per commonly reported concern in older adults with
session was used because the delays between NCD. Perhaps more importantly, valid behav-
SR trials increase in uneven steps. Displaying ioral assessments are needed to effectively dis-
within-session data in addition to median delay cern the unique strengths and deficits of the
reached, however, may allow for a fine-grained older adult that would inform memory interven-
analysis of changes that occur during SR and tions, and that could potentially be sensitive to
may provide information on why a particular different NCD subtypes.
participant is not responding to SR. To gather
information on social validity, data collected on
how frequently older adults with and without References
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

NCD greet the target staff member in baseline


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