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Medical Research Archives, Vol.

5, Issue 9, September 2017


The History and Future of Beta Blockers in Heart Failure Treatment in Children and Adults

The History and Future of Beta Blockers in Heart Failure


Treatment in Children and Adults

Authors: Abstract
Buchhorn R 1 Today, in adult cardiology, the efficacy of beta
blockers in patients with congestive heart failure
Borst M M 2 is well established. Beta blockers, as a drug
class, provide mortality benefits in comparison
Affiliations: with placebo, or standard treatment, in patients
1 with mild to severe heart failure. However, 40
Klinik für Kinder- und years after Waagstein's first reports in adults and
Jugendmedizin, Caritas Krankenhaus, 20 years after our reports in infants with
Bad Mergentheim, Germany congenital heart defects, beta blockers are still a
2
Medizinische Klinik, Caritas long way from routine clinical use in pediatric
Krankenhaus, Bad Mergentheim, heart failure. Pediatric Cardiology has missed
Germany this milestone in heart failure treatment because
the necessary clinical studies have not been
Corresponding author: carried out. However, other pediatricians were
more attentive. After using propranolol in
Reiner Buchhorn infants with a cardiomyopathy due to
reiner.buchhorn@ckbm.de hemangiomatosis, several new specific pediatric
indications for propranolol were unveiled and
all appear to be related to its vascular effects:
Hemangioma - Lymphatic Anomalies -
Retinopathy of Prematurity - Refeeding Edema.
Perhaps these new investigations will convince
pediatric cardiologists to reevaluate propranolol
treatment, especially in infants with
univentricular hearts in an effort to improve
their very high mortality rate. Furthermore,
there have been important findings suggesting
that oral propranolol induces a significant
decrease in endothelial nitric oxide synthase
activity and vascular endothelial growth factor
levels in children, both of which are important
factors in the development of pulmonary
vascular disease. Moreover, based upon our
long-time data, we developed our “autonomic
imprinting” model, that may explain how early
life stress due to infant heart failure may impair
growth and cognition, and increase
cardiovascular risk in later life.

Keywords: heart failure, beta blocker, children,


hemangioma, edema, pulmonary hypertension,
autonomic imprinting, congenital heart disease

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Medical Research Archives, Vol. 5, Issue 9, September 2017
The History and Future of Beta Blockers in Heart Failure Treatment in Children and Adults

The first use of beta blockers in heart failure. We published the first 6
heart failure in children and adults infants with severe heart failure due to
complex congenital heart defects treated
Recently, the University of
with propranolol in 1998 1. There remained
Gothenburg published a report about the
no doubt that this therapy will save infants
researcher Finn Waagstein who introduced
lives. Unfortunately, this research was
beta blocker treatment for heart failure in
unrecognized, unsupported and remained
1973 [http://sahlgrenska.gu.se/forskning/
unfunded. Without financial support, we
forskare/finn-waagstein]: “Finn Waagstein
have systematically investigated the
was declared a reckless doctor and mocked
autonomic nervous system in children with
by the international academic community.
heart failure, short stature, attention deficit
But instead of giving up, he continued to
disorder, obesity and anorexia nervosa.
promote his unusual theory of treating
heart failure with beta blockers. He Today, in adult cardiology, the
followed his heart and subsequently saved efficacy of beta blockers in patients with
thousands of others. In time, he came to set congestive heart failure is universally
a new standard for how to treat heart recognized. They have had a high class
disease.” recommendation in European and
American guidelines for many years. Beta
Looking to the introduction of beta
blockers, as a drug class, provide mortality
blockers to treat pediatric heart failure by
benefits in comparison with placebo or
our group in 1996 1, there are some
standard treatment in patients with mild to
similarities and differences that may
severe heart failure 3, although large trials
explain the skepticism of pediatric
giving convincing evidence are available
cardiologist today.
only for the beta-1-selective adrenergic
We shared a similar experience to receptor blockers Metoprolol succinate,
Finn Waagstein with our disappointment Bisoprolol, and Nebivolol and the non-
treating patients with severe heart failure, selective beta blocker Carvedilol. In
because standard therapy was ineffective contrast, 40 years after Waagstein's first
and the mortality remained unacceptably reports 4 and 20 years after the first use in
high. Regardless of the lack of acceptance children 1, beta blockers are a long way
by his peers, Finn Waagstein made the from routine use in the clinic for pediatric
decision to initiate testing of beta-blockers heart failure.
in his clinic – “It would not have been
Research publications on the positive
possible to do so today, but it’s important
effects of the beta-blocker propranolol
to understand how cardiac care looked in
have encouraged pediatric dermatologists
the mid-1970s. Mortality was almost 50
percent. …. It was like a chamber of to use it in infants with heart failure due to
hemangiomatosis5 and ophthalmologists in
horrors.” In the late 1990s, most pediatric
premature infants with retinopathy of
cardiologists believed the high mortality in
prematurity 6. These colleagues became
infants with heart failure, due to
followers of this new therapeutic approach.
univentricular hearts, was a local problem
They investigated the effects of
in some institutions and a consequence of a
propranolol on vascular biology and
lack of experience. However, the US
neurodevelopment. Unfortunately, many
Pediatric Heart Network published
pediatric cardiologists remain indifferent to
research showing that mortality in infants
these exciting developments and continue
with heart failure due to univentricular
to treat their patients with digoxin and
hearts was indeed very high2.
diuretics like 50 years ago.
Today, we know that the most
impressive beta blocker effects on
mortality are found in patients with severe

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Medical Research Archives, Vol. 5, Issue 9, September 2017
The History and Future of Beta Blockers in Heart Failure Treatment in Children and Adults

The burden of pediatric heart with congenital heart defects, the main
failure focus of heart failure research in pediatric
cardiology has been in older children with
A simplified picture from different
ventricular dysfunction. It was Robert
sources 7 about the global burden of
Shaddy who published the first cases of
pediatric heart failure will help us to
metoprolol treatment for children with
identify the specific problems in childhood
cardiomyopathies 13. He initiated the US
heart failure:
carvedilol trial 14, a multicenter prospective
 Two thirds of children who die from randomized trial with carvedilol in children
heart failure are infants older than 1 year suffering from heart
 The main cause of childhood heart failure from multiple etiologies.
failure in Europe and the US are Unfortunately the US carvedilol trial in
congenital heart defects (80% children and our BB-GUCH trial in young
overall, 40% left-to-right shunts and adults with congenital heart disease 15
20% complex heart defects) recruited patients primarily with mild heart
failure and low neurohormonal activity as
 The main causes of childhood heart indicated by low brain natriuretic peptide
failure in the developing world are levels. Based on our current understanding
acquired heart failure due to anemia of clinical trials, thousands of NYHA 2
and infections patients, and very long-term observation
 Heart failure is one of the main times, would be required to detect a
causes of infant mortality worldwide significant survival benefit. A feat which
will probably never be possible in pediatric
In 2006, we published data from 345 cardiology. Thus, it’s unreasonable to
adults with congenital heart defects that expect that an underpowered trial with
showed a growing incidence of heart very low dose carvedilol in 106 children
failure during follow-up 8. Recently, 60 with ventricular dysfunction with low BNP
years of long-term data, for more than values should corroborate the results from
10000 Scandinavian children with operated more than 20000 adults with left
congenital heart defects 9, showed that ventricular dysfunction in well conducted
43% of these patients died from heart prospective randomized trials 3;16
.
failure and 20% from sudden cardiac However, if we summarize all these
death. Added to this, there were 21% fatal underpowered trials with carvedilol in 228
perioperative complications. Other children with left ventricular dysfunction
problems, such as endocarditis, stroke, in a meta-analysis, we find the expected
aortic dissection, bleeding, and embolism survival benefit (OR 0.57; 0.33-0.97) 17.
play a subordinate role in mortality. The
mean age at death was 14 years, indicating In contrast to enalapril and digoxin,
that many patients whose cause of death beta blockers improve clinical signs of
was heart failure are children. Elevated heart failure and neurohormonal activation.
brain natriuretic peptide levels are a The effect on mortality remains unclear in
surrogate parameter for heart failure and these small trials, but is similar to the 13%
can be considered as a marker of prognosis in the enalapril and placebo group of the
in children 10 and adults with congenital US trial. For this trial, 230 of 533 infants
heart disease 11. from the Single Ventricle Reconstruction
Trial were recruited, and 31 died. The
overall one year mortality of 555 subjects
Heart failure trials in pediatric
with a single right ventricle was higher
cardiology
(30%) 2.
Unfortunately, despite the fact that
Indeed children are not miniature
most of the children who died from heart
adults, but they are unique individuals.
failure in Europe and the US are infants

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Medical Research Archives, Vol. 5, Issue 9, September 2017
The History and Future of Beta Blockers in Heart Failure Treatment in Children and Adults

Perhaps for the first time in medical history randomized trials in infants with heart
pediatricians are calling for a life-saving failure due to congenital heart defects were
therapy for children to be used only before found 18-21, three of which are investigator-
appropriate child studies are carried out. It initiated trials.
shows a degree of cynicism if such studies There are some minor indications of
have not been carried out for more than 20 beta blockers in childhood heart failure
years. As shown in figure 1, there is a steep proven by small research groups in
increase of publications after Finn Sweden and Japan. Ingegerd Östmann-
Waagstein’s publication about beta Smith showed a survival benefit in
blockers in heart failure, and after children with hypertrophic cardiomyopathy
Christine Leaute-Labreze’s publication treated with high dose propranolol 22.
about propranolol in infantile Japanese children with Duchenne
hemangiomas, but not after the first cardiomyopathies, treated by adult
successful therapies with propranolol in cardiologists, were probably the first
infant’s heart failure, the group with children with heart failure who have been
highest mortality. Only 4 prospective
treated with a beta blocker 23.

Figure 1: Publications/year/indication of Beta Blockers in Children and Adults.


450

400
Yearly Beta Blocker Publications

350

300

250 Pediatric Heart Failure


Heart Failure
200
Hemangioma
150

100

50

0
1960 1970 1980 1990 2000 2010 2020

Legend: The number of annually published articles listed in Pubmed on beta blockers
using following search items: heart failure=heart failure and beta blocker, pediatric
heart failure=heart failure and beta blocker and children and hemangioma=hemangioma
and beta blocker

The current treatment of blocker treatment remains highly


childhood heart failure controversial, but we are surprised to see
that more and more pediatric cardiologists
It is unclear what the current practice
routinely use beta blockers despite
in childhood heart failure is. Beta blockers
criticism from opinion leaders. However,
were introduced in the German guidelines
published data from the US show that
in 2006 and in the Canadian guidelines in
infants with a single ventricle are treated
2013. It is certain that preoperative beta

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Medical Research Archives, Vol. 5, Issue 9, September 2017
The History and Future of Beta Blockers in Heart Failure Treatment in Children and Adults

with diuretics (90%), ACE inhibitors threatening conditions like heart failure31;32
(38%) and Digoxin (28%). Only 4.2% of and prematurity 33. Investigators are
these infants received propranolol24. For currently studying the impact of
left ventricular dysfunction “National propranolol on the autonomic nervous
Prescribing Trends for Heart Failure system, endothelial function and
Medications in Children“ 25 showed an neurodevelopment. Today, we know that
increase in the use of beta blockers from propranolol improves vagal maturation 34
10% in 2001 to 40% in 2005, but no and is not associated with psychological
further increase up to 2010 after problems at 7 years of age35. All these
publication of the US carvedilol trial. effects of propranolol on vascular
Today, only 35.9% of children with heart endothelial growth factor, endothelial nitric
failure receive a beta blocker at oxide synthase and neurodevelopment
admission26. From 13892 pediatric heart observed in these studies may be very
failure hospitalizations in the US, 1014 important for patients with congenital heart
children died (7,3%) 27. The mortality rate disease.
in pediatric patients with heart failure is
nearly twice as high as in adults 28. This The Impact of propranolol on
could be due to more frequent use of beta vascular biology and pulmonary
blocker in adults which led to 40% hypertension
mortality reduction. The potential of
saving 400 children's lives in the US alone To explain the beneficial effects of
should be an order to the opinion leaders in beta blockers in pediatric heart failure, it
pediatric cardiology to rethink their seemed appropriate to transfer the popular
“nihilism” towards administrating beta neurohormonal heart failure model to
blockers in pediatric heart failure 29. children’s pathophysiology36. However,
there are important differences between
heart failure due to left ventricular
Propranolol in infantile heman- dysfunction and heart failure without left
gioma ventricular dysfunction in children with
In 2003, the first infant with heart congenital heart disease. Within the last 20
failure due to liver hemangiomatosis with years, we observed a consistent clinical
propranolol was treated in our clinic. We pattern while up titrating beta blockers in
observed the clinical improvement of heart patients with severe heart failure. We
failure, but did not have the opportunity to observed that the clinical improvements
observe the regression of hemangioma with propranolol in infants with congenital
because the baby died after an heart disease occur within the first week of
interventional treatment for liver treatment and the target dose is reached by
30
hemangioma . Five years later, C. the third week. Up titration in children
Leaute-Labreze – a pediatric dermatologist with cardiomyopathies requires a longer
–observed the regression of a cutaneous time, which is much more dangerous due
hemangioma in a child who was treated to the resultant clinical impairment while
with propranolol for cardiomyopathy5. starting very low dosages of carvedilol or
After the publication of the first eleven metoprolol. Of note, is that after reaching
cases in the New England Journal of the target dose, we no longer require
Medicine, propranolol treatment of diuretics in children with congenital heart
hemangioma became the treatment of disease, but further diuretic treatment is
choice within only 5 years and stimulated required in most children with
intensive research into this topic (figure 1). cardiomyopathies. What is the patho-
physiological reason for these differences?
Pediatric dermatologists understand
the beneficial effects of propranolol, not In 1995, we had developed a
only for cosmetics but also for life pathophysiological model to explain the

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Medical Research Archives, Vol. 5, Issue 9, September 2017
The History and Future of Beta Blockers in Heart Failure Treatment in Children and Adults

therapeutic effect of propranolol on patients with pulmonary hypertension 47


effusions in children with single ventricle and a better understanding of the
after the Fontan procedure37;38. The underlying mechanisms 48. The beta-
mechanism involved appeared to be an adrenergic receptor has become an
increased mean capillary filtration important therapeutic target in pulmonary
pressure, calculated from hemodynamic arterial hypertension 49 and pulmonary
data based on Starling’s theories of artery denervation currently revolutionizes
ultrafiltration in the capillaries that may be pulmonary hypertension treatment50.
reduced by the vasoconstrictive properties
of propranolol. Our observation was Autonomic imprinting – why
confirmed by well published clinical cases untreated early stress has lifelong
in children with effusions 39;40. In the consequences relating to cardiovascular
following years, several new indications of risk and cognition
propranolol were found and all seem to be
related to its vascular effects: Hemangioma In 2015, we published a model called
5
– Lymphatic Anomalies 40 - Retinopathy “autonomic imprinting” 51 that offers an
of Prematurity 6 – Refeeding edema 41. If explanation on how early life stress
all these children have no myocardial impairs growth and cognition, and
damage, the afterload increase due to increases cardiovascular risk in later life 52.
propranolol induced vasoconstriction is not Heart failure was only one of the different
related to a hemodynamic impairment, in causes of early life stress, which include
contrast to patients with cardiomyopathies. intrauterine growth retardation,
prematurity and maternal stress. Our
Shear stress induced expression of research also led us to begin to understand
endothelial nitric oxide synthase is caused the impact of nutrition on the autonomic
by increased pulmonary blood flow, as nervous system 53. Today, we are able to
shown in an animal model 42, and in infants demonstrate that the concept to prevent
with left to right shunts. Plasma nitric and treat early life stress in children with
oxide products are related to high congenital heart defects has longtime
pulmonary pressure and low cardiac index beneficial effects on the autonomic
in infants with congenital heart disease 43. nervous system as measured by 24 hour
Propranolol has been shown to have a heart rate variability (Figure 2) 54,55. As a
beneficial effect on endogenous nitric result of this research, the concept to treat
oxide and soluble tumor necrosis factor heart failure had evolved. So, in 2004,
receptors in this patient group 44. This changes to heart failure treatment were
possibility is supported by the observation implemented in the Bad Mergentheim
that oral propranolol induces a significant clinic. The goal was to improve autonomic
decrease in endothelial nitric oxide imprinting by heart failure with the use of
synthase and vascular endothelial growth propranolol without any use of diuretics in
factor levels in children with proliferating infants with heart failure due to congenital
hemangiomas 45 - important factors for the heart defects. This current concept group,
development of pulmonary vascular with an age up to 12 years, is the first
disease in congenital heart disease. All complete published group with operated
these observations are very important for congenital heart disease who had
the pathophysiology of pulmonary supernormal heart rate variability and
hypertension in children with congenital obviously no autonomic dysfunction.
heart disease, the so called Eisenmenger Nearly 50% of our conventional treated
syndrome. The concept to treat pulmonary patients, with an age between 13 and 40
hypertension with propranolol, as years, have low heart rate variability and in
published in 1999 46, is now supported by part severe autonomic dysfunction as
beneficial effects of beta blockers in published by other groups.

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Medical Research Archives, Vol. 5, Issue 9, September 2017
The History and Future of Beta Blockers in Heart Failure Treatment in Children and Adults

Figure 2: Improving heart rate variability in later life by a better treatment of early life
stress due to heart failure in infancy.

Legend: Comparison of heart rate variability in long-term post operative follow-up of the
current and conventional concepts of treatment of children with congenital heart disease in the
Bad Mergentheim clinic. Reduced heart rate variability, as SDNN, is an indicator of
autonomic dysfunction. Earlier treatment, with digoxin and diuretics, indicates a reduction of
heart rate variability in the longer term.
SDNN: Standard Deviation of the normal R to normal R Interval, 24 hour global heart rate
variability; CHD: congenital heart defects

Conclusion used to treat hemangiomas and


The efficacy of beta blockers for the retinopathies in infants and research has
demonstrated its profound effects on the
treatment of adult heart failure is well
vasculature, including the activity of
established. There are currently no
endothelial nitric oxide synthase and
guidelines for the use of beta blockers,
vascular endothelial growth factor.
such as propranolol, to treat heart failure in
Hopefully, this recent work inspires
children with congenital heart disease.
pediatric cardiologists to embrace further
However, while there is currently
clinical studies for the use of beta blockers
significant supporting evidence for the
for treatment of heart failure in children
clinical use of beta blockers to treat
with congenital heart disease.
children with heart failure, it is not current
practice. Propranolol is currently being

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Medical Research Archives, Vol. 5, Issue 9, September 2017
The History and Future of Beta Blockers in Heart Failure Treatment in Children and Adults

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