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Editorial
IMPORTANCE Clinical overlap between autism spectrum disorder (ASD) and Supplemental content
attention-deficit/hyperactivity disorder (ADHD) is increasingly appreciated, but the
underlying brain mechanisms remain unknown to date.
DESIGN, SETTING, AND PARTICIPANTS This investigation was a cross-sectional diffusion tensor
imaging (DTI) study at an outpatient academic clinical and research center, the Department of
Child and Adolescent Psychiatry at New York University Langone Medical Center. Participants
were children with ASD, children with ADHD, or typically developing children. Data collection
was ongoing from December 2008 to October 2015.
MAIN OUTCOMES AND MEASURES The primary measure was voxelwise fractional anisotropy
(FA) analyzed via tract-based spatial statistics. Additional voxelwise DTI metrics included
radial diffusivity (RD), mean diffusivity (MD), axial diffusivity (AD), and mode of anisotropy
(MA).
RESULTS This cross-sectional DTI study analyzed data from 174 children (age range, 6.0-12.9
years), selected from a larger sample after quality assurance to be group matched on age and
sex. After quality control, the study analyzed data from 69 children with ASD (mean [SD] age,
8.9 [1.7] years; 62 male), 55 children with ADHD (mean [SD] age, 9.5 [1.5] years; 41 male), and
50 typically developing children (mean [SD] age, 9.4 [1.5] years; 38 male). Categorical
analyses revealed a significant influence of ASD diagnosis on several DTI metrics (FA, MD, RD,
and AD), primarily in the corpus callosum. For example, FA analyses identified a cluster of
4179 voxels (TFCE FEW corrected P < .05) in posterior portions of the corpus callosum.
Dimensional analyses revealed associations between ASD severity and FA, RD, and MD in
more extended portions of the corpus callosum and beyond (eg, corona radiata and inferior
longitudinal fasciculus) across all individuals, regardless of diagnosis. For example, FA
analyses revealed clusters overall encompassing 12121 voxels (TFCE FWE corrected P < .05)
Author Affiliations: Department of
with a significant association with parent ratings in the social responsiveness scale. Similar Child and Adolescent Psychiatry at
results were evident using an independent measure of ASD traits (ie, children communication NYU Langone Medical Center, New
checklist, second edition). Total severity of ADHD-traits was not significantly related to DTI York (Aoki, Yoncheva, Chen, Nath,
Sharp, Di Martino); Center for
metrics but inattention scores were related to AD in corpus callosum in a cluster sized 716
Biomedical Imaging, Department of
voxels. All these findings were robust to algorithmic correction of motion artifacts with the Radiology, New York University
DTIPrep software. School of Medicine, New York
(Lazar); Center for Brain Imaging,
New York University, New York
CONCLUSIONS AND RELEVANCE Dimensional analyses provided a more complete picture of
(Velasco); The Nathan S. Kline
associations between ASD traits and inattention and indexes of white matter organization, Institute for Psychiatric Research,
particularly in the corpus callosum. This transdiagnostic approach can reveal dimensional Orangeburg, New York (Milham);
relationships linking white matter structure to neurodevelopmental symptoms. Child Mind Institute, New York, New
York (Milham).
Corresponding Author: Adriana
Di Martino, MD, Department of
Child and Adolescent Psychiatry
at NYU Langone Medical Center,
One Park Avenue, Seventh Floor,
JAMA Psychiatry. doi:10.1001/jamapsychiatry.2017.2573 New York, NY 10016
Published online September 6, 2017. (adriana.dimartino@nyumc.org).
(Reprinted) E1
© 2017 American Medical Association. All rights reserved.
S
hared clinical and biological traits across psychiatric di-
agnoses have challenged the usefulness of a categori- Key Points
cal nosology of psychiatric disorders for biological
Question Do the neural correlates of autistic traits extend across
research.1-3 The challenges associated with categorical per- diagnostic boundaries among children with autism spectrum
spectives of illness are exemplified by the frequent clinical over- disorder and children with attention-deficit/hyperactivity
lap between autism spectrum disorder (ASD) and attention- disorder?
deficit/hyperactivity disorder (ADHD).4-6 Whether such shared
Findings This cross-sectional diffusion tensor imaging study
clinical presentations reflect common underlying neural analyzed data from 174 children, including 50 typically developing
mechanisms remains unknown to date. children and children with a primary diagnosis of autism spectrum
In both ASD and ADHD, abnormal large-scale networks disorder (n = 69) or attention-deficit/hyperactivity disorder
have been consistently reported using a range of neuroimag- (n = 55). While categorical comparisons detected a significant
ing methods.3,7-13 Among these modalities, diffusion tensor influence of autism spectrum disorder on multiple white matter
metrics in the corpus callosum, dimensional analyses yielded an
imaging (DTI) can provide insight into the pathology of white
association with autism spectrum disorder symptoms and white
matter organization.14 Diffusion tensor imaging studies have matter metrics in a set of both callosal and other tracts, regardless
found atypical structural connectivity in individuals with of diagnosis.
ASD15-17 or ADHD18,19 compared with typical controls, but the
Meaning The frequent co-occurrence of autism spectrum
findings were based on independent comparisons. These stud-
disorder and attention-deficit/hyperactivity disorder symptoms
ies varied in regard to DTI metrics examined, specific spatial may reflect underlying neural mechanisms that transcend
locations, and the nature of the DTI abnormalities found in ASD diagnostic boundaries.
or ADHD. Nevertheless, in most cases, lower fractional anisot-
ropy (FA) in different areas of the corpus callosum (CC) has been
reported in ADHD19,20 or ASD15 relative to typical controls. together in ASD or ADHD, 20 secondary analyses also ex-
The only 2 studies21,22 that have directly contrasted white plored voxelwise mean diffusivity (MD), radial diffusivity (RD),
matter structure in individuals with ADHD, those having ASD, axial diffusivity (AD), and mode of anisotropy (MA). Data col-
and typically developing children (TDC) yielded mixed re- lection was ongoing from December 2008 to October 2015.
sults. One tractography study21 of 8 children with ASD, 20 chil-
dren with ADHD, and 20 TDC revealed disorder-specific pat-
terns of densely interconnected hubs (ie, rich clubs). Beyond
concerns about sample size, that preliminary study did not as-
Methods
sess the influence on white matter organization of co- Participants
occurring ASD or ADHD symptoms across diagnoses, thus miss- We analyzed data from 174 children (age range, 6.0-12.9 years),
ing a potential source of commonalities in DTI associations. A including 50 TDC and children with a primary diagnosis of
second DTI study22 applied tract-based spatial statistics (TBSS) either ASD (n = 69) or ADHD (n = 55), selected from a larger
to a larger sample (n = 200) of school-aged children with ASD, sample after quality assurance (see “Preprocessing” and the
ADHD, or obsessive-compulsive disorder compared with TDC. eAppendix in the Supplement) to be group matched on age and
Decreased FA within the splenium of the CC was common sex (Table and eTable 1 in the Supplement). Clinicians’ diag-
among the 3 groups.22 Brain-behavior relationships with symp- noses of ASD and ADHD were based on DSM-IV-TR codes sup-
tom domains characteristic of each disorder, examined sepa- ported by parent interview, direct observation, available
rately, did not yield significant findings.22 Therefore, the im- teacher forms, and prior records (eAppendix in the Supple-
plications of shared CC abnormalities remain unclear. While ment). Autism spectrum disorder diagnosis was supported by
functional MRI studies23,24 have shown the utility of stratify- the Autism Diagnostic Observation Schedule (research reli-
ing ASD subgroups based on ADHD comorbidity, no imaging able n = 68) 28,29 and the Autism Diagnostic Interview–
study to date has simultaneously examined both ASD and Revised (research reliable n = 65).30,31 Absence of Axis I diag-
ADHD dimensionally in the same sample. nosis per the S chedule for Affec tive Disorders and
Accordingly, to identify specific or shared patterns of white Schizophrenia for School-Age Children–Present and Lifetime
matter organization, we analyzed DTI data from 174 school- Version32 and absence of a history of psychotropic medica-
aged children with ASD, those having ADHD, or TDC. We ad- tion use were required for inclusion as TDC. Exclusion crite-
opted both a categorical diagnostic approach (ie, compari- ria for all participants were current use of antipsychotics,
sons of diagnostic groups) and dimensional analyses of ASD- known genetic diseases, or below 80 on the estimated full-
related and ADHD-related traits across diagnostic groups. The scale IQ.33,34
Social Responsiveness Scale by Parents (SRS-P)25 and Con- To discern brain-behavior relationships, we used parent
ners’ Parent Rating Scales–Revised: Long Version (CPRS-R:LV)26 ratings of ASD traits and ADHD traits indexed by SRS-P total T
were used for dimensional analyses. To examine their unique scores25 and CPRS-R:LV DSM-IV total T scores,26 respectively
contributions, these measures were included in the same (eFigure 1 in the Supplement). Parent ratings of the Children’s
model, hence removing shared variance. Fractional anisot- Communication Checklist 2 (CCC-2)35 and the Child Behavior
ropy was our primary measure of interest. Because other DTI Checklist36 further characterized the sample. Parents also re-
metrics may provide distinct complementary information ported on race and socioeconomic status indexed by the Four-
about white matter structure,27 although rarely investigated Factor Index of Socioeconomic Status by Hollingshead.37 Data
(continued)
from 29 TDC and 29 children with ADHD in our sample were children with ASD, 66 of 82 children with ADHD, and 68 of 79
included in a previous DTI study.38 The institutional review TDC passed quality assurance; they did not differ from those
boards of the New York University and the New York Univer- excluded in demographic or primary clinical measures (eTable
sity School of Medicine granted ethical approval of the study. 2 and eTable 3 in the Supplement). As detailed in the eAppendix
Written parental consent and verbal assent were obtained for in the Supplement, to match diagnostic groups by age and sex,
all participants; children older than 7 years also provided writ- 11 children with ADHD and 18 TDC were further excluded,
ten informed assent. yielding a final sample of 174 children.
Figure 2. Results of Dimensional Analyses for the Social Responsiveness Scale by Parents (SRS-P)
7 × 10−2 FA
ASD
R TDC
ADHD
SRS-P
−50 50
−7 × 10−2
−8 × 10−5 RD
x=7
y = −29
6
2229 0 0 SRS-P
FA RD
R −50 50
2736
1400 2124
−8 × 10−5
7974
8 × 10−5 MD
11 5224
SRS-P
2232
−50 50
MD
z = 25
TFCE FWE Corrected P <.05 −8 × 10−5
The x, y, and z are Montreal Neurologic Institute coordinates. The dimensional In the right column, scatterplots show the relationship across all participants
approach identified clusters in which fractional anisotropy (FA), radial diffusivity between each diffusion tensor imaging metric and SRS-P total T scores
(RD), and mean diffusivity (MD) were associated with SRS-P total T scores. (residuals accounting for the nuisance covariates included in the model are
Clusters identified by these 3 diffusion tensor imaging metrics converged in the plotted). ADHD indicates attention-deficit/hyperactivity disorder; ASD, autism
corpus callosum from its anterior to posterior regions. The numbers in the Venn spectrum disorder; FWE, familywise error; R, right; TDC, typically developing
diagram denote the number of voxels in the clusters that were significant for children; and TFCE, threshold-free cluster enhancement.
each diffusion tensor imaging metric alone or combined with any of the others.
RD values in the clusters identified in primary voxelwise di- inattention relationship, we repeated analyses, including SRS-P
mensional analyses. Results were in line with the pattern ob- in the model. Results indicated significant effects of CPRS-
served with SRS-P total T scores. Use of context, stereotyped R:LV DSM-IV inattention T scores for AD in clusters of overall
language, and nonverbal communication subscale scores were 6142 voxels centered in CC, as well as for MD in a small cluster
significantly and positively related to FA in these clusters with 37 voxels in the posterior CC (eTable 7 and eFigure 9B in
(β 5162 = 0.22, 0.22, 0.18, and P = .01, 0.01, 0.05, respec- the Supplement). No significant relationships were detected
tively); use of context and stereotyped language were nega- with CPRS-R:LV DSM-IV hyperactive/impulsivity T scores.
tively associated with RD (β5162 = ⫺0.25 and ⫺0.20, P = .004 and
0.02, respectively) and MD (β5162 = ⫺0.27 and ⫺0.18, P = .002 DTIPrep-Based Analyses
and 0.04, respectively) (eFigure 8 in the Supplement). To further address concerns about head motion, we repeated
group TBSS analyses after automatic artifact correction using
Exploring the ADHD Subdomains DTIPrep (eAppendix in the Supplement).46 The pattern of re-
Because no significant DTI relationships were identified in re- sults was similar to the patterns reported above in the Cat-
gard to CPRS-R:LV DSM-IV total T scores for any DTI metrics ex- egorical Approach and Dimensional Approach subsections and
amined, we secondarily explored whether subscores of the in Exploring the ADHD Subdomains in the Follow-up Analy-
ADHD subdomains (ie, inattention and hyperactivity/ ses subsection (eFigures 5, 10, and 11 in the Supplement).
impulsivity) may provide additional information. We first per-
formed dimensional TBSS analyses of CPRS-R:LV DSM-IV inat-
tention and hyperactivity/impulsivity T scores separately
(controlling for each other in the same model while also includ-
Discussion
ing age, sex, and motion). Results indicated a significant rela- We assessed white matter organization within and beyond the
tionship of CPRS-R:LV DSM-IV inattention T scores with AD in diagnostic boundaries of ASD and ADHD using TBSS analyses
a cluster of 716 voxels localized the anterior and middle CC in a moderately large, well-characterized, and low-motion
(eTable 6 and eFigure 9A in the Supplement). Given that SRS-P sample of 174 school-aged children with ASD, those having
total scores were positively associated with both CPRS-R:LV ADHD, or TDC. Taken together, our results indicate that white
DSM-IV subdomains, to determine the specificity of the AD- matter organization was affected by both ASD diagnosis and ASD
traits across diagnoses. While categorical analyses revealed files. This hypothesis can only be tested with larger samples
white matter abnormalities only in children with ASD, dimen- and more advanced diffusion methods able to capture finer
sional analyses provided a more complete picture of the influ- aspects of white matter organization.59,60 Overall, the results
ence of ASD or ADHD symptoms on white matter. By indexing herein suggest that brain-behavior relationships vary depend-
individuals as a function of ASD severity, our approach re- ing on the ADHD subdomains; therefore, inclusion of ADHD
vealed brain-behavior relationships, regardless of diagnostic sta- heterogeneous samples without accounting for their core sub-
tus. Notably, these relationships were observed across distinct domains may have contributed to prior conflicting findings.
measures of ASD traits (SRS-P and CCC-2) while controlling for Lack of regional differences associated with ADHD diag-
ADHD severity, thereby underscoring the specific role of autis- nosis is not consistent with results of some prior TBSS stud-
tic traits. Although ADHD total T scores were not significantly ies, including meta-analyses.20,61 Several scenarios can ex-
related to any DTI metrics, ADHD subdomain analysis re- plain this inconsistency. First, the effect size of white matter
vealed a significant dimensional association, primarily be- abnormalities in ADHD may be small and thus missed in mul-
tween AD and inattention, mostly localized in the CC. tiple-group comparisons. Second, as discussed in the previ-
Consistent with models emphasizing the role of abnor- ous paragraph, more homogeneous ADHD presentations may
mal interhemispheric interactions in neurodevelopmental be necessary to detect group differences. Third, negative find-
disorders,47-51 results from both our categorical and dimen- ings for ADHD diagnosis may reflect our emphasis on groups
sional approaches converged on the CC. Lower FA, along with not differing in head motion. Indeed, our negative findings are
greater MD and RD, in multiple CC regions both characterized consistent with recent reports38,62,63 verifying lack of group dif-
ASD diagnosis, as well as ASD traits across children. While atypi- ferences in head motion.20 Fourth, other additional factors may
cal DTI findings in CC regions have been consistently re- contribute to discrepancies related to ADHD diagnosis. Simi-
ported in prior studies15,19,20 comparing ASD or ADHD vs TDC lar to the present work, a recent study22 compared multiple
separately, our assessment of both ASD and ADHD dimen- disorders using a broader range of diagnoses (ie, ASD, ADHD,
sions across groups provided a novel perspective on the in- and obsessive-compulsive disorder). While the authors re-
fluence of ASD traits on white matter organization in both dis- ported low FA in the posterior CC for each of the 3 clinical
orders. Indeed, emerging clinical evidence highlights the groups relative to controls, our analyses only revealed low FA
significance of autistic traits in a substantial group of chil- with respect to ASD diagnosis and traits. In comparing that
dren with ADHD and vice versa.5,6 Still, their underlying neu- study and the present study, we note that our ADHD sample
ral mechanisms have been virtually ignored to date. Findings had a lower rate of medication use and lower prevalence of psy-
of brain-behavior relationships that are specific to the ASD do- chiatric comorbidities, both of which have been reported to
main and yet shared across disorders suggest that these are po- affect diffusion findings in ADHD.62,64 Our results under-
tentially shared biomarkers. Future longitudinal studies may score the need for future comprehensive investigations of fac-
elucidate whether common developmental pathways exist. tors contributing to clinical heterogeneity in substantially large
The wide spatial extent of significant findings emerging samples, by using multimodal objective phenotypic assess-
from dimensional analyses of ASD symptoms likely reflects the ments and approaches that facilitate replication, such as those
multifaceted nature of ASD-related impairments. The poste- providing for open data sharing.65,66
rior CC has been shown to be involved in sensory and visuo-
spatial processing.52,53 In contrast, consistent with its role of Limitations
connecting the bilateral frontal cortex,54 the anterior CC has Our findings should be interpreted in light of some limita-
been associated with social functioning impairment in ASD.17 tions. First, although we assessed both categorical and dimen-
The midbody of the CC connects the bilateral premotor, pri- sional models, we did not test their interactions (hybrid analy-
mary motor, and primary sensory cortex,55 suggesting that ses) as done in prior studies67,68 that only examined either ASD
atypicalities in this CC region are related to sensory and mo- or ADHD. Measuring interactions between diagnostic status and
tor processing abnormalities. Social, sensorimotor, and lan- 2 psychopathological dimensions requires larger samples than
guage impairments have also been previously reported in chil- have been seen to date to capture optimal distributions of both
dren with ADHD, but their nature remains unclear. 56-58 traits within each group. Ideally, these studies should use gold
Different dimensional impairments common to children with standard diagnostic measures of ASD (ie, the Autism Diagnos-
ASD or ADHD may account for our findings. Future studies that tic Observation Schedule 28,29 or the Autism Diagnostic
include fine-grained measures of ASD subdomains and are ob- Interview–Revised30,31) across all groups to confirm exclu-
tained from multiple sources and in large samples are needed sion of ASD in ADHD and TDC, as well as providing indepen-
to differentiate the specific functional roles of these tracts in dent metrics of ASD severity. Unfortunately, the extensive train-
children with ASD and ADHD. ing requirements and lengthy administrations limit their use
Although dimensional analyses with combined ADHD (ie, in non-ASD populations. Abbreviated assessments, such as the
inattention and hyperactivity/impulsivity combined) re- recently validated Autism Symptom Interview, School-Age,69
vealed no significant relationships, those exploring inatten- may bypass this concern. Second, although the diagnostic
tion did. These findings converged on the CC and affected AD, groups did not differ significantly in sex distribution, most par-
which did not relate to ASD symptoms. A tantalizing hypoth- ticipants were male, reflecting the higher prevalence of boys
esis is that abnormalities in different aspects of white matter in ASD and ADHD.70 Therefore, results herein may not gener-
structure might correspond to distinct psychopathological pro- alize to girls.
ARTICLE INFORMATION //fcon_1000.projects.nitrc.org/indi/abide/) or the have we learned and where we go from here. Mol
Accepted for Publication: June 29, 2017. National Database for Autism Research (http://ndar Autism. 2011;2(1):4.
.nih.gov/). 13. Konrad K, Eickhoff SB. Is the ADHD brain wired
Published Online: September 6, 2017.
doi:10.1001/jamapsychiatry.2017.2573 differently? a review on structural and functional
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