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PART 244—SOLID WASTE MANAGE- it is the most widely used deposit amount in

MENT GUIDELINES FOR BEV- present deposit systems. Because this action is in-
ERAGE CONTAINERS tended to be compatible with present deposit sys-
tems, it is recommended that Federal facilities
Subpart A—General Provisions apply higher deposit levels in localities where
higher levels are ordinarily used and lower deposit
Sec. levels if the local area has an established return
244.100 Scope. system with a minimum deposit level, for some or
244.101 Definitions.
all beverage containers, of less than five cents.
Subpart B—Requirements (4) Final determination of how the requirements
of the guidelines will be met rests with the head
244.200 Requirements. of each Federal agency.
244.201 Use of returnable beverage containers.
244.202 Information.
(5) Federal facilities implementing the guide-
244.203 Implementation decisions and reporting. lines must charge refundable deposits on both re-
fillable beverage containers and nonrefillable ones.
APPENDIX TO PART 244—RECOMMENDED BIBLIOGRAPHY
Use of a refillable beverage container system will
AUTHORITY: Secs. 1008 and 6004 of the Solid Waste achieve the objectives of this guideline and will
Disposal Act, as amended by the Resource Conservation also most likely result in lower beverage prices for
and Recovery Act of 1976, as amended (42 U.S.C. 6907,
consumers. However, placing refundable deposits
6964).
on nonrefillable containers, which are subse-
SOURCE: 41 FR 41203, Sept. 21, 1976, unless other- quently returned and recycled, also achieves the
wise noted. objectives of the guidelines.
(d) Nonimplementation for Federal Facilities.
Subpart A—General Provisions (1) The objectives of these guidelines are to re-
duce solid waste and litter and to conserve energy
§ 244.100 Scope.
and materials through the use of a return system
(a) The ‘‘Requirement’’ sections contained here- for beverage containers. In order to have a sub-
in delineate minimum actions for Federal agencies stantial impact on solid waste and litter created by
for reducing beverage container waste. beverage containers and to effect the concomitant
(b) Section 211 of the Act and Executive Order energy and materials savings in a cost-effective
11752 make the ‘‘Requirements’’ section of the manner, three conditions will be necessary: First,
guidelines mandatory upon Federal agencies. They that consumers continue to purchase beverages
are recommended for adoption by State and local from dealers at Federal facilities; second, that
governments and private agencies. empty containers be returned and then reused or
(c) Intent and Objectives. (1) These Guidelines
recycled; third, that the costs of implementation
for Beverage Containers are intended to achieve a
are not prohibitive. The head of each agency
reduction in beverage container solid waste and
should consider these factors in order to make a
litter, resulting in savings in waste collection and
determination regarding implementation of these
disposal costs to the Federal Government. They
are also intended to achieve the conservation and guidelines.
more efficient use of energy and material re- (2) The Administrator recognizes that the re-
sources through the development of effective bev- quirements of these guidelines may not be prac-
erage distribution and container collection systems. tical at some Federal facilities due to geographic
(2) The guidelines are intended to achieve these or logistic problems of a local nature. Further, he
goals by making all beverage containers returnable recognizes that the use of a returnable beverage
and encouraging reuse of recycling of the returned container system will accomplish nothing if all
containers. To accomplish the return of beverage reasonable efforts to implement such a system
containers, a deposit of at least five cents on each have failed to induce consumers to buy beverages
returnable beverage container is to be paid upon in returnable containers or to return them when
purchase by the consumer and refunded to the empty. When these situations persist, agencies
consumer when the empty container is returned to may determine not to continue implementation of
the dealer. This refund value provides a positive these guidelines.
incentive for consumers to return the empty con- (3) Federal agencies that make the determina-
tainers. Once containers are returned, nonrefillable tion not to use returnable containers shall provide
containers can be recycled and refillable bottles to the Administrator the analysis and rationale
can be reused. used in making that determination as required by
(3) The minimum deposit of five cents has been § 244.100(f)(3). The Administrator will publish no-
chosen because it is deemed a large enough incen- tice of availability of this report in the FEDERAL
tive to induce the return of most containers, and REGISTER. The following conditions are consid-

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§ 244.101
ered to be valid reasons for not using returnable should identify all agency facilities or categories
beverage containers. of facilities that will be affected.
(i) Situations in which, after a trial implementa- (iii) An analysis in support of the determination
tion, there is no alternative available that results in not to implement a deposit system, including tech-
meeting the objectives of the guidelines in a cost nical data, market studies, and policy consider-
effective manner. Examples of indications of this ations used in making that determination. If the
situation include, but are not limited to: (A) Data determination not to implement is based on inabil-
indicating a substantial and persistent reduction in ity to achieve a cost-effective system, this analysis
beverage sales that is not directly attributable to should include such things as sales volume, impact
any other cause; and (B) failure to establish a bev- on total overhead costs, administrative costs, other
erage container return rate that effectively achieves costs of implementation, percentage of containers
the objectives of these guidelines. sold that are returned, solid waste and litter reduc-
(ii) Situations in which no viable alternative can tion, energy and materials saved, and retail prices
be found which avoids excessive, irrecoverable (before and after implementation).
costs to the facility or the Agency. These condi-
tions may prevail at either part or all of a facility. [41 FR 41203, Sept. 21, 1976, as amended at 47 FR
36602, Aug. 20, 1982]
It is expected that facilities will use returnable
beverage containers in those portions of their bev-
erage distribution systems where it is effective to § 244.101 Definitions.
do so. However, it is recognized that in some situ- (a) Beverage means carbonated natural or min-
ations, such as for unattended vending machines eral waters; soda water and similar carbonated soft
where it is impractical to establish refund loca- drinks; and beer or other carbonated malt drinks in
tions, or in small remote outlets where the major- liquid form and intended for human consumption.
ity of consumers are transient, it may not be pos- (b) Beverage container means an airtight con-
sible to use returnable containers effectively. The tainer containing a beverage under pressure of
provisions for nonimplementation can be applied carbonation. Cups and other open receptacles are
to those portions of a facility. specifically excluded from this definition.
(e) The Environmental Protection Agency will (c) Consumer means any person who purchases
render technical assistance and other guidance to a beverage in a beverage container for final use or
Federal agencies when requested to do so pursuant consumption.
to section 3(d)(1) of Executive Order 11752. (d) Dealer means any person who engages in
(f) Reports—(1) Implementation Schedule Re- the sale of beverages in beverage containers to a
port. This report is to advise the EPA of plans for consumer.
the implementation of these guidelines. It is to be (e) Deposit means the sum paid to the dealer by
submitted to the Administrator within 60 days fol- the consumer when beverages are purchased in re-
lowing an agency’s determination to implement, turnable beverage containers, and which is re-
and should include a list of planned implementa- funded when the beverage container is returned.
tion actions and a schedule indicating when those (f) Distributor means any person who engages
actions will be taken. in the sale of beverages, in beverage containers, to
(2) [Reserved] a dealer, including any manufacturer who engages
(3) Nonimplementation Report. Nonimplementa- in such sale.
tion reports are to be submitted to the Adminis- (g) Federal Agency means any department,
trator as soon as possible after a final agency de- agency, establishment, or instrumentality of the
termination has been made not to use returnable executive branch of the United States Government.
beverage containers but not later than sixty days (h) Federal facility means any building, installa-
after this determination. The Administrator will in- tion, structure, land, or public work owned by or
dicate to the reporting agency his concurrence or leased to the Federal Government. Ships at sea,
nonconcurrence with the agency’s decision, includ- aircraft in the air, land forces on maneuvers, and
ing his reasons therefor. This concurrence or non- other mobile facilities; and United States Govern-
concurrence is advisory. ment installations located on foreign soil or on
Nonimplementation reports should include: land outside the jurisdiction of the United States
(i) A description of alternative actions consid- Government are not considered ‘‘Federal facili-
ered or implemented, including those actions ties’’ for the purpose of these guidelines.
which, if taken or continued, would have involved (i) On-Premise Sales means sales transactions in
a deposit or return system. which beverages are purchased by a consumer for
(ii) A description of ongoing actions that will be immediate consumption within the area under con-
continued and actions taken or proposed that trol of the dealer.
would preclude future implementation of a return- (j) Recycling means the process by which recov-
able beverage container system. This statement ered materials are transformed into new products.

2
Pt. 244, App.
(k) Refillable Beverage Container means a bev- § 244.202 Information.
erage container that when returned to a distributor (a) With the exception of refillable beverage
or bottler is refilled with a beverage and reused. containers, every returnable beverage container
(l) Refund means the sum, equal to the deposit, sold or offered for sale by a dealer shall clearly
that is given to the consumer or the dealer or both and conspicuously indicate, by embossing or by
in exchange for empty returnable beverage con- stamp, or by a label securely affixed to the bev-
tainers. erage container, the refund value of the container
(m) Returnable Beverage Container means a and that the container is returnable.
beverage container for which a deposit is paid
(b) Dealers shall inform consumers that bev-
upon purchase and for which a refund of equal
erages are sold in returnable beverage containers
value is payable upon return.
by placing a sign, or a shelf label, or both, in
close proximity to any sales display of beverages
Subpart B—Requirements in returnable containers. That sign or label shall
indicate that all containers are returnable, sepa-
§ 244.200 Requirements.
rately list the beverage price and deposit to be
§ 244.201 Use of returnable beverage paid by the consumer, and shall indicate where the
containers. empty beverage containers may be returned for re-
fund of the deposit.
(a) All beverages in beverage containers sold or
offered for sale shall be sold in returnable bev-
§ 244.203 Implementation decisions
erage containers. On-premise sales are specifically
and reporting.
excluded from this requirement provided that
empty beverage containers are returned to the dis- Federal agencies are to determine whether or
tributor for refilling, or are recycled, either by the not to implement these guidelines by October 20,
dealer or by the distributor when markets for recy- 1977. Reporting of that determination shall be in
clable materials are available. accordance with the following requirements:
(b) The deposit shall be at least five (5) cents (a) Federal agencies that plan to implement
unless the local area has an established return sys- these guidelines shall report that decision to the
tem in operation with a lower minimum deposit Administrator in accordance with the procedures
level. In these specific areas, Federal facilities may described in § 244.100(f)(1).
adopt a minimum deposit equal to the local de- (b) Agencies that determine not to implement
posit level. these guidelines shall provide to the Administrator
(c) A dealer shall accept from a consumer any a nonimplementation report in accordance with
empty beverage containers of the kind, size and § 244.100(f)(3). This report shall include the rea-
brand sold by the dealer, and pay the consumer sons for nonimplementation, based on concepts
the refund value of the beverage container, pro- presented in § 244.100(d).
vided the container is refillable or is labelled in
[47 FR 36602, Aug. 20, 1982; 47 FR 41959, Sept. 23,
accordance with § 244.202(a). 1982]
(d) The refund shall be provided at the place of
sale whenever possible or as close to that place as APPENDIX TO PART 244—RECOMMENDED
practicable, and in any event, on the premises of BIBLIOGRAPHY
the particular federal facility involved. Refund lo-
cations shall be conspicuously labelled as refund 1. Office of Solid Waste Management Programs. Sec-
centers. If they are not in the immediate vicinity ond report to Congress; resource recovery and source re-
duction. Environmental Protection Publication SW–122.
of the place of sale, notice of their location shall Washington, U.S. Government Printing Office, 1974.
be prominently posted at that place of sale. 2. Applied Decision Systems, Inc. Study of the effec-
(e) A dealer shall not procure beverages in bev- tiveness and impact of the Oregon minimum deposit law.
erage containers from distributors who refuse to: Salem, Oregon Legislative Fiscal Office, 1974.
Accept from the dealer any returnable beverage 3. Midwest Research Institute. Resource and environ-
containers of the kind, size and brand sold by the mental profile analysis of nine beverage container alter-
distributor; pay to the dealer the refund value of natives. Environmental Protection Publications SW–91c.
the beverage containers; and reuse the returned Washington, U.S. Government Printing Office, 1974.
containers or recycle them where markets for recy- 4. Alpha Beta Acme Markets, Inc. Bottle survey ’71:
A California supermarket report on the cost of handling
clable materials are available.
returnable soft drink bottles. 1971.
(f) Returned refillable beverage containers shall 5. Research Triangle Institute. The beverage container
be returned to the distributor for refilling. problem, analysis and recommendations. Environmental
Nonrefillable beverage containers shall be returned Protection Agency Publication R 2–72–059, 1972.
to the appropriate distributor or recycled, where 6. Research Triangle Institute. An evaluation of the ef-
markets for recyclable materials are available. fectiveness and costs of regulatory and fiscal policy in-

3
Pt. 244, App.
struments on product packaging. RTI Project No. 41U– 17. O’Brien, M. Returnable containers for Maine; an
824, 1974. environmental and economic assessment. Portland, Maine,
7. Lowe, R. A. Energy conservation through improved Maine Citizens for Returnable Containers, March 17,
solid waste management. Environmental Protection Agen- 1975.
cy Publication SW–125. Washington, U.S. Government 18. Questions and answers on returnable beverage con-
Printing Office, 1974. tainers for beer and soft drinks. U.S. Environmental Pro-
8. Gudger, C., and J. Bailes. The economic impact of
tection Agency, Office of Solid Waste Management pro-
Oregon’s bottle bill. Oregon State University Press, 1974.
grams, Resource Recovery Division. Washington, June
9. Claussen, E. Oregon’s bottle bill: The first six
months. Environmental Protection Agency Publication 1975.
SW–109. Washington, U.S. Government Printing Office, 19. Ross, M. H. Employment effects of a ban on non-
1973. returnable beverage containers in Michigan. Kalamazoo,
10. Scheinman, T. Mandatory deposit legislation for Michigan, Kalamazoo Nature Center for Environmental
beer and soft drink containers in Maryland, an economic Education, April, 1975.
analysis. State of Maryland Council of Economic Advis- 20. Stern, C., et al. Impacts of beverage container legis-
ers, 1974. lation on Connecticut and a review of the experience in
11. U.S. Congress, Senate. Hearings before the Sub- Oregon, Vermont and Washington State. Storrs, Univer-
committee on the Environment, Committee on Commerce, sity of Connecticut, Department of Agricultural Econom-
93rd Congress, May 6 to 7, 1974. ics, March 20, 1975.
12. Quinn, Robert. No deposit no return * * * a report 21. Train, R. E. Win the war on waste. Presented at 3d
on beverage containers. New York State Senate Task
National Congress on Waste Management Technology
Force on Critical Problems, 1975.
and Resource Recovery, San Francisco, November 14,
13. Weinberg, R. S. The effect of convenience packag-
ing on the malt beverage industry 1947–1969. St. Louis, 1975.
Missouri, December, 1971. 22. Waggoner, D. Oregon’s bottle bill two years later.
14. Impacts of beverage container regulations in Min- Portland, Oregon, Columbia Group Press, May, 1974.
nesota; a report to the Governor and the Minnesota Legis- 23. Council on Environmental Economics. A report on
lature. Minneapolis, Minnesota State Planning Agency, the environmental economics regarding mandatory deposit
January, 1974. legislation for beer and soft drink containers in Maryland.
15. Loube, M. Beverage containers; the Vermont expe- Annapolis, Maryland, January, 1975.
rience. Washington, U.S. Environmental Protection Agen- 24. O’Brien, M. Returnable containers for Maine; an
cy, 1975. environmental and economic assessment. Maine Citizens
16. Nadworny, Milton J. Some economic consequences for Returnable Containers. Portland, Maine, March 17,
of the Vermont beverage container deposit law. Bur- 1975, 13p.
lington, University of Vermont, February 1975.

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