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IBSEN'S CONCEPT OF TRAGEDY
By Sverre Arestad
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286 Ibsen's Concept of Tragedy
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Sverre Arestad 287
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288 Ibsen's Concept of Tragedy
to make
here to the principle that to will it so blessed
a thing anda fail
thing for him to be sacrificed,
that among the
is forgivable, but to refuse to will even the im? thousands of divers voices which ex?
press, each
possible, and therefore not attempt it, inishis ownonly
not way, the same thing, his also
will be heard, and perhaps especially his which is truly
unforgivable but contemptible; that is, his posi?
de profundis, proclaiming: God is Love.4
tion leads him into the paradox that only death
brings victory. Brand's courseBrand
of action, which
had voluntarily accepted responsibility
brought death to his son and ultimately
for his actions, butalso to not inquired whether
he had
his wife, is closely paralleled
hisin Brand's
choice own
was free or whether it was predeter-
death at the end of the drama, where Gerd mined. He failed to consider that what he chose
brings destruction to them both by shooting the to do was what God had decreed that he should
bird, symbol of evil. Brand's attempt thus to do. Ibsen clarified this aspect of Brand's char?
destroy evil, as represented by his erasing heredi?
acter by presenting one of an opposite nature in
tary guilt, remains tantamount to self-annihila- the person of Julian in Emperor and Galilean.
tion. It is significant that as the avalanche Julian's task in Emperor and Galilean was to
descends upon Brand, the falcon (the Phantom) attain harmony of being by uniting in himself
turns into a dove, but Brand pays for this the forces of the flesh and of the spirit, whereupon
transformation with his life.
he could proceed to effect a synthesis of the
Brand's greatness lies in his unyielding and classical and the Christian traditions, that is,
inflexible urge to attain the unattainable eveninstitute harmony in his world. The Oracle had
after the impossibility for successful achieve?informed him that he was a chosen man under
ment has been inexorably demonstrated. Evennecessity, that is, the necessity of doing God's
in defeat, Brand leaves us with the optimistic,bidding, all the while assuming full responsi?
encouraging, and germinating idea that although bility for his actions. Julian refused to subordi?
it has been demonstrated through him that man nate himself to a higher authority, for he would
cannot attain the unattainable he likewise will
not accept any limitations on his freedom of
not admit that he cannot. In a very real sense
choice. He rejected the formula "to will under
Brand's words, "But the path of yearning's necessity," and in denying necessity and thereby
left," are the most magnificent words that Ibsen a higher power, he discovered that what he
ever penned. struggled for he failed to achieve and what he
While the tragedy of Brand follows from the struggled against he served to promote. The
first condition, the tragic irony derives from the paradox is that in refusing to will what he must,
second, which is that Brand never discovered Julian willed what he wanted, only to discover,
that he was being used as a divine sacrifice, and as Brand did, that that is what he was all along
that his actions in fact were not his own. Thisdestined to do. "If some should think that I have
view coincides with a short passage from Kierke?
not fulfilled all expectations," says Juliah shortly
gaard 's Journals: before his death, "they ought in justice to reflect
Oh, the Governance of the world is an immense that there is a mysterious power without us,
house-keeping and a grandiose painting. Yet He, the which in a great measure governs the issue of
Master, God in Heaven, behaves like the cook and human
the undertakings" (v, 476). Maximus, the
artist. He says: "Now there must be introduced amystic, tells us that Julian was a sacrifice on
little pinch of spice, a little touch of red." We do the
not altar of necessity, a victim of his own will-
comprehend why, we are hardly aware of it, since that
fullness. Makrina, one of the Christians whom
little bit is so thoroughly absorbed in the whole. Julian
But had mercilessly persecuted, forgave Julian
God knows why.
his excesses, for, although Julian had thought he
A little pinch of spice! That is to say: Here a man
had opposed God's purpose with him, he had in
must be sacrificed, he is needed to impart a particular
fact been but an instrument of God. As Maxi?
taste to the rest.
These are the correctives. It is a woeful error if he mus puts it at the end: "What is it worth to live?
who is used for applying the corrective becomes im- All is sport and mockery?To will is to have to
patient and would make the corrective normative for will" (v, 479). But to have to will what? That
others. That is the temptation to bring everything tois the ever-perplexing, the insoluble enigma.
confusion. The tragic irony of Emperor and Galilean goes
A little pinch of spice! Humanly speaking, what beyond a that of Brand, and helps to clarify Ibsen's
view of the question of man's freedom of action,
painful thing thus to be sacrificed, to be the little pinch
of spice. But, on the other hand, God knows well him
whom He selects to use in this way, and then He 4 A Kierkegaard Anthology, ed. Robert Bretall (Princeton,
knows also how, in the inward understanding of it, 1947), p. unnumb., follows p. xxv of Introd.
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Sverre Arestad 289
which necessary
according to therefore
both to separateBrand
the temporal an
Julian paradox, is a
whose
from the timeless, the local fromchief
the universal, ch
is a haunting mockery
so that we may ultimatelyof arrive atman's
the poet's c
vision of human life, which in turn
necessity to be completely conveys his Ma
free.
must inevitablyconcept
choose
of the tragedy ofhow
modern man. he sha
As Ghosts opens,
life, and yet his choice isOswald, Mrs. Alving's
predetermin
making of man a puppet
twenty-six-year-old artist son, in the h
has just returned
gods. In his struggle to Alving,
from Paris. Captain be Oswald's
completelfather, has
ever, he displays been his
dead several years, and Mrs. Alving,
heroic qualitiewith
fers death to compromise.
the aid now of Pastor Manders,Respect
is in the process f
nity of man and of liquidating her deceased
respect for husband's
the estate.
integ
individual are cornerstones of Ibsen's beliefs. Captain Alving had been accepted by the com?
These are the basic ideas that underlie Ibsen's munity as a charming officer, loyal husband, and
concept of tragedy in his first period. devoted father, but in actuality he was a liber-
In the final analysis, the tragic theme of
tine and a drunkard. He had seduced the
Brand attaches itself to the larger issues, andAlvings' maid, whose child, Regina, Oswald's
Brand himself is a heroic character. The spec? half-sister, is now Mrs. Alving's maid. When
tator is "lifted above the special case and Oswald was seven years old his mother had s
brought face to face with universal law and the him off to school in order to shield him from the
divine plan of the world."5 The viewer or reader environment at home, and during the entire
experiences at the conclusion of Brand, and of period of his absence she had falsely extolled his
Emperor and Galilean as well, the tragic cathar- father to him in what must have amounted over
sis, and because of the inevitability of things, the years to a voluminous correspondence. Now,
which he must accept, there also is restored to a number of years after the Captain's death,
him emotional equilibrium. If these are the cri- Mrs. Alving, who had thought her situation
teria by which we judge successful tragedy, through, has decided to dispose of her husband's
Ibsen has demonstrated his ability as a tragic share of the family estate in order to release her?
dramatist. self and Oswald from any ties with the depraved
III
Captain. She has had an orphanage built with
the Captain's money, which she will endow in his
Ibsen's concept of the tragedy of modern man thereby retaining the fiction of re-
memory,
is nowhere more forcefully representedspectability
than in about his name, while at the same
Ghosts, yet there is a question of whether time
Ghostsdischarging any obligation to him. His
is a successful tragedy.6 The limiting conditions
money, which symbolizes his hold on her, will
of the theater of modern realism, characterized
have been disposed of, and she will have gained
by the new dramatic technique which was es?
her self-sufficiency or independence, and through
sential to a representation of a naturalistic viewOswald, her son, she hopes to find a new
and with
of life, in part accounts for the fact that we"joy
life, areof life," based on freedom, that is, joy
denied the tragic experience at the conclusion
throughof freedom.
Ghosts. The new form itself, however, remainedWhen the orphanage burns down, the last
of secondary importance, and althoughvestigeIbsen,of Captain Alving's heritage, and thus
influence, has apparently been obliterated. We
who perfected it, sought always to be its master,
he sometimes became its slave. In larger part, however, the appalling truth of Os?
discover,
our failure to enjoy the tragic experience in
wald's afiiiction, which symbolizes in all its hor?
Ghosts is due to the breakdown of an established ror and ugliness the very nature of the Captain's
moral order, which in turn undermined the legacy to his son and through him to his mother.
formerly accepted values. In a valueless nat? Mrs. Alving resists her son's insistent account
uralistic order the protagonist was in fact de- of his dreadful condition, but she must inevitably
prived of the freedom of individual choice (he accept it, and when Oswald at the very end of
could choose, but any choice was meaningless), the play sinks into a state of complete physical
which would appear to be a necessary condition debility, from which there can be no return, Mrs.
for successful tragedy. In Ibsen's naturalistic
period the eternal and the universal elements 5 Butcher, Aristotle's Theory of Poetry and Fine Art, p.
271.
went underground and the provincial and the
6 I am indebted for my interpretation of Ghosts to Francis
contemporary matters emerged prominently. In Fergusson's essay on this play in The Idea of a Theatre
this period of Ibsen's authorship it becomes (Princeton, 1949), pp. 146-161.
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290 Ibsen's Concept of Tragedy
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Sverre Arestad 291
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292 Ibsen's Concept of Tragedy
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Sverre Arestad 293
spirit' and 'a robust new home. Solness finally suggests to Mrs. Sol?
conscience' wer
him."8 This is rather ness that she must afindbold
his remarks assump
enigmatical,
of the fact that with a "lurking, hidden does
Solness meaning in the most in?
regain
conscience," which nocent word I happen to say, for
enables I am a half-to
him
on his own terms. Halvdan Koht summarizes mad, a crazy man," only to categorically deny
the traditional position toward the tragicthis
ele?self-criticism: "But you are wrong, both you
ment of The Master Builder as follows: "The and the doctor. I am not in the state you imagine.
In reality there is nothing whatever the matter
dramatic, the tragic thing to Ibsen was the hope-
less struggle in an old man who stands between with me." Solness now confesses that he is
burned dreams and a new life." Koht continues: ready to sink under a boundless debt to Aline,
but she says he owes no one anything, and de?
The tragedy of the play was the conflict within the
mands to know what is behind all this. Solness
master builder himself?the conflict between his sup?
pressed answers: "But there is nothing behind it! I have
longing for a strong and free expansion of life
and the never
sore feeling of guilt which held him in its grip. done you any wrong?not wittingly and
He had a "corpse" to carry, even as Johannes Rosmer willingly, at any rate. And yet?and yet it
had. What the dead Beata was to Rosmer, the living seems as though a crushing debt rested upon me
Aline was to Solness. For Aline, too, was in reality and weighed me down" (n, 265-266).
dead; Solness had "sapped her life blood," had sacri? Here Solness reveals his ambivalent state of
ficed her for his own happiness, and now she seemed
mind: he suffers guilt, but rejects responsibility
only to live, But by this very fact he was bound to her
for the actions that have occasioned it. He can?
?bound by the past, by his own sin. Hilda came and
wanted to give him freedom, give him back a "robust"
not communicate to anyone about him why he
conscience, and for a while he thought that he could should not have a feeling of guilt, nor that his
feeling of fear far exceeds his feeling of guilt. As
win back his dream of happiness, build "a castle in the
air with a firm foundation under it." But it was im? an artist, Solness has challenged God to the
possible. Even Hilda experienced some feeling of howright to create on his own terms, and as a result
painful it could be to revolt against one's own past,he fears retribution at the hand of God. The
and he who revolted was?literally?hurled to the guilt feeling derives from Solness' creativity.
ground.9 He says:
The Master Builder considers several themesAll that I have succeeded in doing, building, creating
?all the beauty, security, cheerful comfort?ay, and
(guilt, the battle of the generations, revolt magnificence too?Oh, is it not terrible even to think
against convention and tradition, and so forth)
of. That all this I have to make up for, to pay for?
on the realistic level, but they neither indi-not in money, but in human happiness. And not with
vidually nor collectively convey the nature ofmy own happiness only, but with other people's too.
Solness' tragedy. The guilt theme, for example,
. . . That is the price which my position as an artist
is abandoned midway, where it is supplanted byhas cost me?and others. And every single day I have
the main theme, that of non serviam. Only to look on while the price is paid for me anew. Over
again, and over again?and over again forever! (n,
through an understanding of the significance of
286)
the symbols that Ibsen employs do we learn the
nature of the tragedy of Solness. The guilt
But since Solness is not the author of his creative
theme cannot be disregarded, however, for it is
gifts he vociferously rejects the idea that he
part of the action of the main theme. should assume the responsibilities attendant
As Old Brovik leaves for home in the first upon his creativity. This idea is analogous to the
scene of the play, he suggests the idea of guilt by
idea of "freedom under necessity" of Emperor
saying to Solness: "Good-night, sleep well, if you
and Galilean. Solness suffers more from a gnawing
can." In his initial meeting with Dr. Herdal,
8 Tragic Themes in Western Literature, ed. Cleanth Brooks
Solness states that he derives satisfaction from (New Haven, 1955), p. 147.
having Mrs. Solness address him in a caustic 9 Ibsen: His Life and Works (New York, 1931), n, 302-
manner, for "I seem to find a sort of?of salutary 303. Throughout the greater portion of the drama Solness ex?
periences a conflict within himself and, in so far as he does,
self-torture in allowing Aline to do me an injustice
Koht's view is eminently acceptable. I believe, however, that
. . . it is like paying off a little bit of a huge, im-after Solness has resolved his conflict, has regained his "ro-
measurable debt . . . and that always helps to bust conscience,'' and has restored his former relationship to
relieve one's mind a little" (i, 219). When Dr. his muse, Hilda, he again challenges God and suffers defeat.
Herdal protests that he does not understand Ibsen's primary purpose in The Master Builder is to represent
the reassertion of the human will and he does so through a
what Solness means, he simply drops the sub?protagonist who possesses some qualities that can be ex?
ject. In Act ii the Solnesses are discussing theirplained only in terms of the artist.
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294 Ibsen's Concept of Tragedy
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Sverre Arestad 295
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296 Ibsen's Concept of Tragedy
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Sverre Arestad 297
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