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VASSILIS K. PAPANIKOLAOU
Laboratory of Reinforced Concrete and Masonry Structures
Civil Engineering Department, Aristotle University of Thessaloniki
P.O. Box 482, Thessaloniki, 54124, Greece
AMR S. ELNASHAI
Willet Professor, Director Mid-America Earthquake Center
University of Illinois, 205 North Mathews, Urbana, Illinois, 61801, USA
In this paper, a methodology is suggested and tested for evaluating the relative perfor-
mance of conventional and adaptive pushover methods for seismic response assessment.
The basis of the evaluation procedure is a quantitative measure for the difference in
response between these methods and inelastic dynamic analysis which is deemed to be
the most accurate. Various structural levels of evaluation and different incremental rep-
resentations for dynamic analysis are also suggested. This method is applied on a set of
eight different reinforced concrete structural systems subjected to various strong motion
records. Sample results are presented and discussed while the full results are presented
alongside conclusions and recommendations, in a companion paper.
1. Introduction
Until recently, seismic assessment and design has relied on linear or equivalent lin-
ear (with reduced stiffness) analysis. In this approach, simple models are used for
various components of the structure, which are subjected to seismic forces evalu-
ated from elastic or design spectra, and reduced by force reduction (or behaviour)
factors. The ensuing displacements are amplified to account for the reduction of
applied forces. This procedure, though simple and easy to apply in the design office
environment, fails to fit within the principle of failure mode control which is part
of performance-based assessment and design [Elnashai, 2000]. This in turn has led
to an increase in the use of inelastic analysis as a more realistic means of assessing
the deformational state in structures subjected to strong ground motion.
Static and dynamic analyses use the same material constitutive relationships
with the exception being static monotonic analysis that does not require unloading
and reloading models. Both use principles of equilibrium and compatibility with
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December 5, 2005 11:30 WSPC/124-JEE 00242
the difference being that dynamic equilibrium of forces includes damping and iner-
tial effects. Both make use of iterative procedures to arrive at convergent solutions.
Finally, whereas in static inelastic analysis the variable is the current level of dis-
placement or force, in dynamic analysis, it is time. Therefore, the four features
that may affect the difference in the level of complexity and computing resource
requirements are:
• Static monotonic analysis requires only monotonic constitutive models.
• Dynamic analysis requires treatment of structural damping and mass
distribution.
• Static analysis to collapse is repeated as many times as the deformation causing
collapse divided by the displacement increment necessary for convergence; this is
likely to be in the tens of steps.
• Dynamic analysis is a static analysis repeated as many times as the duration
of the earthquake divided by the time step for response history analysis; this is
likely to be in the thousands of time increments.
The outcome of the above discussion leads to the conclusion that static analysis
requires simpler models, representation of stiffness and strength only, and a fraction
of the number of analyses, compared to dynamic analysis. This is the underlying
reason for the increased use of pushover analysis in the industry, and the inclusion of
static inelastic methods in assessment guidance notes (e.g. FEMA 273/274 [FEMA,
1997] and sequels) as well as modern design codes (e.g. the new draft of Eurocode 8).
With the proliferation in the use of static inelastic (pushover) methods for seis-
mic assessment and design comes controversy. Many researchers have contributed
developments to enhance the performance of the pushover technique [Freeman et al.,
1975; Bracci et al., 1997; Chopra and Goel, 2002 among others]. They, including
the writers of this paper, advocate the use of pushover in its various forms in lieu
of dynamic analysis. On the other hand, resistance to the use of pushover analysis
comes from two opposing ends of the complexity spectrum. Advocates of simplicity
legitimately state that the single load distribution pushover fails to capture the
actual behaviour, and that more advanced versions are too complex for practical
applications. Others state, also legitimately, that inelastic dynamic effects cannot be
captured by any static method. Hence, full dynamic analysis is necessary. Previous
research, with very few exceptions, has focused on developing pushover techniques
without assessing their performance comprehensively. This would require applica-
tion of static pushover to a wide range of structures ranging from low to high rise,
regular to highly irregular, subjected to a large number of earthquake records cov-
ering a wide range of magnitudes, distance, site conditions and source mechanism,
monitored on various structural levels. Towards this challenge, the objective of this
paper is to first suggest a general methodology for evaluation of pushover methods,
including conventional and adaptive as compared to inelastic response history anal-
ysis. Then, apply this methodology to a series of different structural systems under
various strong motion records. The above are deployed to answer, at least in part,
December 5, 2005 11:30 WSPC/124-JEE 00242
where
where
It is clear that conventional pushover analysis, due to its static nature, lacks
many features of its dynamic counterpart that may be critical in certain cases.
However, it provides the engineer with an efficient alternative, not only to expensive
inelastic dynamic analysis, but also to standard seismic code practice. Consequently,
some possible developments to enhance this are suggested below:
(KT ). These ingredients can form the new lateral load pattern as described below
(Fig. 3). The modal load for mode i, applied on the j degree of freedom is defined:
where
i
νi is the modal participation factor of mode i, ν i = ΦΦ ·M·δ
iT ·M·Φi
After defining the lateral load profiles for all different modes, a modal combina-
tion (ABS/SRSS/CQC) produces the updated load vector. Before the application
of the updated lateral load vector, normalisation and multiplication by the current
loading level is performed so that the magnitude of the pushover load is still applied
incrementally, as done in the conventional pushover approach.
December 5, 2005 11:30 WSPC/124-JEE 00242
45
40
35
30
25
Pushover
20
IDA Max-Max
15
IDA Max-Corresponding
10
IDA Corresponding-Max
5
0
0 0.1 0.2 0.3 0.4 0.5 0.6
advantage is that the use of absolute maxima sets a safety upper bound in the
structural response.
For reasons of completeness, an alternative approach capturing the correspond-
ing values Ycor , Xcor of both response maxima Xmax , Ymax respectively, within the
same time instant has also been implemented (Fig. 5). As a result, two more sets
of IDA points are introduced (Fig. 6).
Averaging all difference values suggests that equal weight has been assigned to
each IDA point. This is considered realistic when the scaling step of the record
remains constant throughout the analysis, which is analogous to the constant load
increment used in pushover methods. The formula (YP i − YDi )/YDi was selected
because the reference value (denominator YDi ) is the dynamic response (in other
words comparing static to dynamic, not the opposite). For easy and fast application,
the CCDF method was implemented as an additional tool in the used software
package. An application of the CCDF method is shown in Fig. 8.
December 5, 2005 11:30 WSPC/124-JEE 00242
CCD = 2.04%
500
Base shear (KN)
x 5.0
(1.5g)
400
x 1.0
(0.3g)
300 x 0.2
Static C12
(0.06g)
Dynamic C12
200 Static C20
Dynamic C20
100 Static C40
Dynamic C40
0
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5 0.55
Global drift (m)
6. Levels of Evaluation
Apart from the usual practice of monitoring base shear versus global drift, storey
shear versus interstorey drift and element moment versus section curvature are
also suggested for the evaluation of conventional and adaptive pushover methods
in order to capture possible hidden features of the inelastic response that may not
be explicitly reflected on the global scale.
• Global level: The first monitored quantity was the base shear (V ) versus top
displacement (d) (Fig. 9). Horizontal forces (Vi ) of the support nodes were added
and plotted against the horizontal displacement of the top floor. In dynamic anal-
ysis though, the support displacement is subtracted from the top displacement
in order to establish the global drift of the structure.
• Storey level: The second monitor is the storey shear (V s ) versus interstorey
drift (ds ) (Fig. 10). The storey force (Vis ) is derived by adding all individual
element shear forces (Vis ) which are equal to (M t − M b )/, where M t and M b
are the top and bottom element moments and is the storey height.
• Section level: The final monitor used in this study accounts for the local
behaviour (section level) during inelastic static and dynamic analysis through
plotting the element moment (M ) versus curvature (κ) (Fig. 11). The latter is
derived from (εt − εb )/h where εt and εb are the top and bottom layer strains
respectively and h is the height of the section.
December 5, 2005 11:30 WSPC/124-JEE 00242
7. Analysis Setup
The components of a large scale analytical study targeting the evaluation of con-
ventional and adaptive pushover procedures are presented in subsequent sections.
These include analysis software and methods, structural models under considera-
tion and strong motion input. The analysis results are presented in a companion
paper.
regularity, these structures were selected for their long natural periods and the
possibility to attract higher mode effects during the inelastic process.
• Shear wall structures: Two models designed with high (H) and low (L) ductil-
ity recommendations with a design acceleration of 0.30 g and 0.15 g, respectively
(Fig. 13). These structures were selected because they exhibited a cantilever (sin-
gle degree of freedom) instead of frame behaviour and hence, be dominated by
the fundamental mode.
• Irregular structures (in elevation): Two models designed with high (H) and
low (L) ductility recommendations with a design acceleration of 0.30 g and 0.15 g,
respectively (Fig. 14). These structures were selected for their irregularity in
elevation and the possibility to produce soft storey mechanisms and attract higher
mode effects.
• ICONS frame: The following model was based on the full scale structure
(ICONS) tested in Ispra, Italy on 1999 (Fig. 15). It was selected for its strong
irregularity in plan; representing design and construction practice in many South-
ern European and Mediterranean countries in the 50s and 60s [Pinho and
Elnashai, 2001].
• The SPEAR frame: The final model is a 3D frame based on a full scale struc-
ture tested in 2003 within the European network on Seismic Performance Assess-
ment and Rehabilitation (SPEAR). It features irregularities both in plan and
elevation (Fig. 16). Similar to the ICONS frames, this structure was designed
according to outdated design codes and with no seismic design provisions. It
will be constructed from weak concrete and smooth bars. It has heavily imbal-
anced stiffness in two orthogonal directions as well as large eccentricity in plan
December 5, 2005 11:30 WSPC/124-JEE 00242
Storeys : 4
Total height : 10.80 m
2D reinforced concrete frame Typical storey height : 2.70 m
with irregularity in plan. Total length : 12.50 m
Storeys : 3
Total height : 8.75 m
Typical storey height : 3.00 m (first : 2.75 m)
Total length (x) : 9.00 m
3D reinforced concrete frame Total length (y) : 10.375 m
with irregularity in plan and elevation.
Concrete strength : f c = 20 MPa
Number of nodes : 366 Longitudinal steel strength : f y = 400 MPa
Number of elements : 384 (conv. pushover) Transverse steel strength : f y = 220 MPa
and another derived from the Eurocode 8 design code response spectrum (EC8), and
two natural records, one with low (Emeryville, Loma Prieta earthquake, 1989) and
another with high (Santa Monica, Northridge earthquake, 1994) frequency content,
providing high amplifications in the long and short period range respectively. All
four records were normalised to a PGA of 0.3 g in order to be comparable during
December 5, 2005 11:30 WSPC/124-JEE 00242
0.3 a( g) 1 SA(g)
0.5
0
T ( se c)
0
-0.3 15 sec 0 1 2 3 4
1 SA(g)
0 .3 a ( g)
0.5
0 T ( se c)
0
- 0 .3 10 sec 0 1 2 3 4
1 SA(g)
0 .3 a ( g)
0.5
0
T ( se c)
30 sec 0
- 0 .3 0 1 2 3 4
1 SA(g)
0 .3 a ( g)
0.5
0
T ( se c)
30 sec 0
- 0 .3 0 1 2 3 4
Fig. 17. Scaled accelerograms and elastic response spectra of the four records (E975, EC8,
Emeryville, St. Monica).
the variable scaling of the incremental dynamic analysis approach. Twenty-five runs
for each record were performed with a scaling factor from 0.2 to 5.0 (up to 1.5 g
of PGA) with a step of 0.2. The accelerograms and elastic response spectra are
depicted in Fig. 17.
8. Conclusions
A methodology for evaluating the performance of conventional and adaptive static
pushover methods is presented in this paper. The comparative assessment is based
on the comparison of the structural response between the two pushover methods and
incremental representation of inelastic dynamic analysis (IDA), using a simple and
efficient quantitative measure, the Capacity Curve Discrepancy Factor (CCDF).
The structural response is monitored on several levels, global, storey, and section.
All of the above techniques are implemented in the software package Zeus-NL and
applied to a number of different structural systems under the effect of various strong
motion acceleration records. The analysis results are presented and discussed in a
companion paper. It is believed that the proposed general methodology provides
the researcher with a versatile tool for evaluating the performance of existing and
new advanced static pushover analysis techniques.
Acknowledgement
The work described in the paper was funded by the Mid-America Earthquake Center
at the University of Illinois at Urbana-Champaign.
December 5, 2005 11:30 WSPC/124-JEE 00242
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