Documente Academic
Documente Profesional
Documente Cultură
residents. (2 types)
i. General – permit a state court to exercise jurisdiction over any party
jurisdiction.
b. In Personam – Jurisdiction over the person based on contacts with the
forum state
i. Traditional Basis
1. Consent,
2. Personally Served with process within the state, (if not tricked
forum state.
a. Purposeful Availment – “Purposely availed himself to the
in state.
ii. Internet – Interactive websites are sufficient, passive
there”
2. Fairness – “fair play and substantial justice”
a. Relatedness between the contact and plaintiff’s claim.
i. Specific – Does P’s claim arise from the D’s contact
standard to meet)
c. State’s Interest – In providing the forum to its citizens
c. In Rem –A court possesses the power to determine the status of property
within its state with respect to all possible interest holders in that property.
d. Quasi In Rem – Proceeding against a person based on the presence of that
contacts analysis.
i. Note – Jurisdiction is limited to the amount of property.
state)
1. Complete Diversity – P can’t be from same state as any D
a. Natural Person – Based on State of Domicile
i. Domicile – (1) Physical presence (2) with subjective
have 1 domicile)
b. Corporations – Up to 2 citizenships
i. State of incorporation AND
ii. Principle place of business (ONLY 1)
2
1. Nerve center test – where decisions are made
(headquarters)
c. Resident Aliens – Based on aliens current state of domicile
d. Unincorporated Associations – (Partnership, LLC) use
representative.
ii. Amount in Controversy Must EXCEED $75,000
1. Good Faith Test – Based on the good faith allegations of the P
jurisdiction.
b. However, if the P wins $75,000 or less the P may have to
iii. EXCLUSIONS – Federal courts will NOT hear cases involving divorce,
claim)
c. Supplemental Jurisdiction (Test every claim – Counterclaim, Crossclaim,
etc...)
3
i. *Diversity and Fed Q get you into federal court. SJ may permit an
question.
1. CNOF is met by claims that arise out of the same transaction
or occurrence.
2. Fed Q – The court may hear a related state claim by any party.
3. Diversity – Permits D’s to adjudicate related counterclaims,
controversy.
iv. Discretion – Court has discretion NOT to hear the supplemental claim
if:
1. The federal question is dismissed early in the proceedings
2. The state law claim is complex
3. State law issues would predominate
to federal court.
i. 6 RULES
1. Only D’s can remove (ALL D’s MUST agree)
2. In Diversity cases NO removal if D is a local D. (citizen of the
forum)
3. A D who files a permissive counterclaim in state court waives
Court
4
5. Which court? Can only be removed to the federal district court
embracing the state court which the case was originally filed
6. When? D has 30 days from service of the document that first
court.
1. P must move to remand within 30 days of removal, but if there
court in its discretion, may remand all matters in which state law
predominates.
e. ERIE DOCTRINE
i. Issue: the question will be whether the court must apply state law on
some issue
ii. General Rule – In a diversity case, federal court MUST apply state
held invalid)
iv. Step 2 – If there is NO federal law on point ask if it is one of the areas
5
statute of limitations (3) rules for tolling statute of limitations, (4)
conclusion.
1. Outcome Determinative – Would applying or ignoring the state
rule affect the outcome of the case? If so, apply the state law.
2. Balance of Interests – Does either the federal or state system
state law.
3. VENUE – Determines which district court is proper
a. Local Action – Actions regarding ownership, possession, or injury to LAND
of the same state, P can lay venue in the district in which any of
them reside.
ii. Where a substantial part of claims (events or omissions) occurred
1. Resides
a. Humans – Reside where they are domiciled.
b. Corporations – Reside in EVERY district where they were
c. Aliens – may be sued in any district (But you still need PJ)
members
6
c. Transfer of Venue – In the Interest of Justice the court MAY transfer to
interests.
1. Public – Burdened of jury service, protecting citizens, what law
should apply
2. Private – Convenience or parties and witnesses, location of
evidence
iii. The court to which case is transferred under this statute applies the
dismiss or stay.
ii. Does not matter that P may recover less in the other court.
iii. Almost never granted if P is a resident of the present forum.
4. SERIVCE OF PROCESS
a. Notice – Notice must be given that is reasonably calculated under all
court.
iii. Serve within 90 days of filing the case or case dismissed without
state
1. Ex. Ballpark, tennis court
ii. Substituted Service – Delivery to a:
7
1. Usual place of Abode, AND
2. Left with Competent Person who resides there
a. Competent – suitable age and discretion
iii. Service on D’s Agent – Process can be served on D’s agent if receiving
venue)
2. If the D does not return the waiver form and fails to show good
cause to for failure to return the waiver form, the D must pay the
cost of service.
d. Out of State – Process delivered out of state is valid if the forum’s state
attorney or pro se party. If mailed add 3 days for any required response.
8
3. Factual contentions and denials of factual contentions have
investigation.)
ii. Continuing Certification – The certification is effective every time the
the future.
iv. Inherent Power – Remember the court has inherit power to sanction
v. Monetary and Non-monetary – Sanctions can be non-monetary
conduct. A lawyer may not avoid sanctions with a “pure heart and an
give this 21 day to fix the problem before filing the motion.
to relief
9
2. Demand for Judgment
3. Statement of the grounds establishing subject matter
jurisdiction
ii. Short and plain statement of the claim, showing entitlement to relief
1. Notice Pleading – Need to plead sufficient facts to support a
affidavits.
order.
1. Issues of Form
a. 12(c) – Motion for judgment on the pleadings
b. 12(e) – Motion for a more definite statement (i.e.
complaint)
e. 12(b)(5) – Insufficient service of process
10
f. 12(b)(6) – Failure to state a claim upon which relief can be
the motion.
b. If D waived service, she has 60 days from the P’s mailing
of waiver form.
2. Respond to Allegations
a. Admit, Deny, Deny on lack of information or belief –
cannot win”
b. NOTE – Failure to plead affirmative defenses risks
objection is made
11
4. Counterclaim – Claim against an opposing party
a. Compulsory – An answer MUST state any claim against an
court
iii. SMJ – Will have supplemental jurisdiction over
compulsory counterclaims.
b. Permissive – An answer MAY state any claim against an
claim.
b. Note – NEVER compulsory crossclaims
c. Remember – Need SMJ over EVERY claim
is filed.
b. With leave of court OR written consent of opposing party –
i. After a responsive pleading is filed, a pleading may
is longer.
2. Defendant has a right to amend once within 21 days of serving
his answer.
12
3. Variance – When the evidence at trial does NOT match what
varying evidence.
a. If D property objects, the varying evidence is inadmissible
filing, and
iii. The new party knew or should have known that, but
originally.
1. “Mistake” means the naming of an incorrect
6. DISCOVERY
a. Scope
i. Standard – Can discover anything relevant to any claim or defense
December 2015]
13
1. Relevant – “within the scope of discovery as defined [by rule
privilege
2. Work Product – Material prepared in anticipation of litigation by
discoverable.
a. Exception – May be discoverable with (1) substantial
claim,
2. Computation of Damages,
3. Insurance
4. Names of witnesses,
14
5. Expert witnesses who may be used at trial and their reports
qualifications
ii. Pretrial Disclosure – No later than 30 days before trial, must give
c. Discovery Devices – May not be used until after the mandatory meet and
compel attendance.
a. If requested to produce documents a 30 day notice is
required.
miles
15
a. Leave of court or stipulation of parties permits more
depos..
7. May not depose the same person twice without court approval
8. Use at Trial
a. The deposition of any party may be used for ANY purpose
objections.
3. Duty to Investigate – Can say you don’t know the answer only
party with subpoena duces tecum) that she make available for review
inspection.
16
1. Timing – Must respond within 30 days of service stating that the
parties
controversy, and (2) Good cause (i.e. you can’t get it elsewhere)
1. Note – May also order an exam of a person in party’s control e.g.
child
RFA.
2. Timing – Must respond within 30 days of service.
3. Failure to Deny or Respond – Automatic Admission from failure
17
d. Rule 26 Certification – Parties sign substantive answers to discovery under
oath certifying:
i. It is warranted,
ii. Not imposed for an improper purpose, AND
iii. Not unduly burdensome
1. Remember rule 11 does NOT apply to discovery
f. Discovery SANCTIONS
i. Protective Order – Permits the court to limit, condition, or delay
expense.
ii. Partial Violation – Receiving party answers some discovery and
may bring a motion for sanctions, AND the party could be held
18
iv. Available Sanctions – A party seeking sanctions must certify to the
court that he tried in good faith to get the information without court
involvement.
1. Monetary Sanctions
motion
7. COMPLEX CASES
a. Permissive Party Joinder – a party MAY join a person as a co- P or D if:
i. The right to relief arises out of the same transaction or occurrence
ii. There is at least one question of law or fact common to all parties
joined
4. Other Notes:
19
ii. Indispensible – If joinder of the necessary party is not feasible the
court may either proceed without him or dismiss the case. In making
adequate.
the case.
iii. Hint: Joinder rules start with “C” – counterclaim, crossclaim – claims
between present parties. Claims that start with “I” involve joining
i. Jurisdiction – Must have PJ over impleaded parties but the court will
ii. Timing – Right to implead w/in 14 days after serving answer or after
iii. Note – Once properly joined any party may sue anyone as long as SMJ
timely application.
parties.
the lawsuit.
a. Example: Hippies
also be a claimant
21
2. Amount in Controversy – $500 or more
required)
impractical.
to the class.
fund)
22
3. Damages – When the (1) common questions of law and fact by
judgment, AND
counsel
notice
iii. Certification
the class it must define the class and the class claims, issues or
defense
a certified class requires court approval. The court will give notice to
23
1. Damages Class action – the court must give the class a 2nd
threshold in diversity
rep must be diverse from all Ds and the amount of the reps claim
million
can remove..
8. PRETRIAL ADJUDICATION
a. Voluntary Dismissal – A P can voluntarily dismiss as a matter of right
notice of dismissal.
i. Only One without prejudice – A party can dismiss once without
party.
c. Default / Default Judgment
24
i. Default – Notation by the court clerk on the docket upon a showing
that the D failed to respond within 21 days after being served. (60
judgment if:
1. D made NO response at all
2. The claim itself is for a SUM CERTAIN in money,
3. Claimant provides an affidavit (sworn statement) of the sum
owed
4. D is NOT a minor, incompetent, or in the military
iii. Default Judgment by Judge – If any of the 4 elements are not met the
judge will hold a hearing to have the parties PROVE UP the damages.
1. Notice – D will only get a 7 day notice if he made some
the pleadings. (This is different if the case goes to trial where the
pleadings)
iv. Set Aside Default – The court may set aside a default “for good cause
defense
iii. Aka – Motion for Judgment on the Pleadings
iv. P will usually be given leave to amend if granted.
party.
2. Evidence – Motion is based on the pleadings, affidavits,
25
a. Note – affidavit – sworn statement made under penalty of
perjury.
b. Note – Unverified Pleadings AND Inadmissible
hearsay)
3. The court generally views the evidence in light most favorable to
witnesses.
iii. Burden Shifting – If D moves for summary judgment showing P’s cause
9. CONFERENCES
a. Mandatory Meet and Confer – Lawyers are to meet least 21 Days before
form discovery plan and present it to the court in writing within 14 Days.
26
pretrial conference order that basically supersedes the pleadings. It may be
less on the judgment will have to pay the other parties fees.
ii. Contractual Arbitration – when parties agree in writing to arbitrate it
is binding
10. TRIAL
a. Jury – Decides questions of FACT, and are instructed on the law by the
judge.
i. Right to a Jury Trial – The 7th amendment (which ONLY applies in
Federal Court) preserves the right to a jury in civil actions at LAW, but
Equitable claim.
a. Note the claim at LAW will be decided first and the claim
unanimous)
a. No alternate jurors in federal court – all participate unless
27
ii. Voir Dire – In the jury selection process (“voir dire”) each side has
may be used for any reason other than discrimination based on race or
gender.
ii. When? – After the other side has been heard at trial.
all evidence.
iii. Court must consider the evidence in the light most favorable to the
non-moving party.
c. Motion for a New Trial – Judgment entered but serious errors at trial
d. Additur / Remittitur – A federal court may grant a new trial unless a party
accepts a remittitur.
i. Remittitur – When jury awards a large figure that shocks the
conscience the court can order a new trial or offer remittitur which
gives the P the choice of taking a lesser figure (which the court sets)
conscience the court can order a new trial or additur which gives the
29
12. APPELLATE REVIEW
a. Appeal – In Federal Court a litigant appeals from federal district courts to
means the trial court has made an ultimate decision on the merits of
the judgment
2. Note – Grant of motion for a new trial is NOT a final judgment
because the trial court must still hear the new trial and decide it
on its merits.
ii. Timing – Must file notice of appeal in trial court within 30 days after
final judgment.
appealable.
attachment.
30
c. As to which there is a substantial difference of opinion,
and
not issued
ii. The normal route of appeal from final judgment is
inadequate
iii. Has a beneficial interest in the outcome of the
writ proceeding
6. Class Action – Court of appeals has discretion to review an
order.
iv. Standards of Review: the standard of review is the amount of
31
2. Clearly erroneous: Under the “clearly erroneous” standard,
court
3. Substantial Evidence: A finding of fact from a jury is upheld on
law
5. Harmless error: A harmless error is a ruling by a trial judge that,
although mistaken, does not meet the burden for a losing party
(federal or state)
b. Affirmative Defenses – Claim and issue preclusion are affirmative defenses,
cause of action (or claim) once to vindicate all your rights to relief.
i. Requirements:
1. Same Claimant Against the Same Defendant – Case 1 and
person.
2. Judgment was Valid, Final and On the Merits
a. Final – If the case is being appealed is it a Final Judgment?
32
i. Federal – YES
b. On the Merits – ALL judgments are on the merits UNLESS
based on:
i. Jurisdiction (Personal and Subject Matter)
ii. Venue
iii. Indispensible Parties
3. Same Cause of Action (or Claim)
a. ALL claims arising out of the same transaction or
occurrence.
Process)
a. Privies – successors in interest, class representatives in a
class action.
5. May be used by Whom? (NOT required by Due Process)
a. Mutuality – Traditional View (Minority) – Only by a Party
or his privy
b. Non-Mutual – The modern rule is that a Non-Party may
determine by court)
33
i. That party had Full and Fair opportunity to litigate
the issue,
ii. Multiple lawsuits were foreseeable,
iii. Unavailable in the first action, (could not have
joined) AND
iv. NO inconsistent judgments on record.
34