Documente Academic
Documente Profesional
Documente Cultură
3, 1997
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This paper considers the problem of multiple voices as closely related to the
clinical problem of dissociation. It is suggested that the capacity to reflect upon
mental states in self and other, the capacity for meta-cognition, can be
undermined by experiences of childhood trauma in the context of attachment
relationships. Internal working models of interpersonal relationships come to
be established that are barren of representations of mental states in self and
other. Such models are hard to integrate and give rise to the appearance of
multiple voices, even multiple personality, within a psychotherapeutic exchange.
A generic aspect of therapy is the enhancement of meta-cognition and the
bringing about of integration of unmentalized internal working models.
KEY WORDS: attachment theory; theory of mind; reflective function; dissociation; child abuse.
INTRODUCTION
181
1053-0479/97/0900-0181$12.50/0 © 1997 Plenum Publishing Corporation
182 Fonagy
cerned to understand how such adverse consequences may affect the psy-
chotherapeutic process. We suggest that the capacity to organize one's un-
derstanding of human behavior in terms of mental states imputed to others
helps integrate the perception of the other as an integrated and singular
being. Dialectic theories of self-development imply that self-organization
also crucially depends on the understanding of one's own actions as con-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
tation that the caregiver will do his or her part to modulate their emotional
arousal (Main & Weston, 1981; Sroufe, 1990).
A fourth group of infants appear to exhibit a range of seemingly un-
directed behavioral responses giving the impression of disorganization and
disorientation (Main & Solomon, 1990). Infants who manifest freezing,
hand clapping, head banging, the wish to escape from the situation even
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
ented." It is generally held that for such infants the caregiver has served
both as a source of fear and as a source of reassurance; thus the arousal
of the attachment behavioral system produces strong conflicting motiva-
tions. Not surprisingly, a history of severe neglect or physical or sexual
abuse is often associated with the manifestation of this pattern (Cicchetti
& Beeghly, 1987; Main & Solomon, 1990). It is those infants who will par-
ticularly concern us today.
Early experiences of flexible access to feelings is regarded as formative
by attachment theorists, enabling secure children both to maximize the op-
portunities presented to them by the environment and draw on socially
supportive relationships. The autonomous sense of self emerges fully from
secure parent-infant relationships (Emde, 1990; Fonagy et al., 1996; Lie-
berman & Pawl, 1990).
The increased control of the secure child permits it to move toward
the ownership of inner experience and come to recognize the self as com-
petent in eliciting regulatory assistance, to develop meta-cognitive control,
and to achieve an understanding of self and others as intentional agents
whose behavior is organized by mental states, thoughts, feelings, beliefs and
desires (Fonagy et al., 1995; Sroufe, 1996).
The stability of the attachment system is dramatically illustrated by
longitudinal studies of infants assessed with the Strange Situation and fol-
lowed up in adolescence or young adulthood with the Adult Attachment
Interview (AAI) (George, Kaplan, & Main, 1996). The AAI asks subjects
about childhood attachment relationships and the meaning that an individ-
ual currently gives to attachment experiences. The instrument is rated ac-
cording to the scoring system developed by Main (Main & Goldwyn, in
preparation), which classifies individuals into Secure/Autonomous, Inse-
cure/Dismissing or Avoidant, Insecure/Preoccupied or Resistant, or Unre-
solved/Disorganized with respect to loss or trauma, categories according to
the structural qualities of their narratives of early experiences. While
autonomous individuals clearly value attachment relationships and regard
these as formative, insecure individuals are poor at integrating memories
of experience with their assessment of the meaning of that experience.
Those dismissing of attachment deny or devalue early relationships. Preoc-
cupied individuals tend to be confused, angry, or passive in their current
184 Fonagy
relationships with their parents and others. Two studies (Hamilton, 1994;
Waters, Merrick, Albersheim, Treboux, & Crowell, 1995) have shown a 68-
75% correspondence between attachment classifications in infancy and clas-
sifications in adulthood. This work speaks to the remarkable stability of
attachment classifications across the life span.
Liotti (1992, 1995), and subsequently Main (1995), conceived the dis-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
then showing fear of the therapist, and so on). At this stage they appear
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mental state that Dennett (1987) called "the intentional stance." Dennett
stressed that human beings are perhaps unique in trying to understand each
other in terms of mental states—thoughts, feelings, desires, beliefs—in or-
der to make sense of and, even more important, to anticipate each others'
actions. It is self-evident that by attributing an emotional or cognitive state
to others we make their behavior explicable to ourselves. If the child is
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
The fundamental need of every infant is to find his mind, his inten-
tional state, in the mind of the object. For the infant, internalization of
this image performs the function of "containment," which Winnicott has
written of as "giving back to the baby the baby's own self" (Winnicott,
1967, p. 33). Failure of this function leads to a desperate search for alter-
native ways of containing thoughts and the intense feelings they engender.
The search for alternative ways of mental containment may give rise
to many pathological solutions, including taking the mind of the other, with
its distorted, absent, or malign picture of the child, as part of the child's
own sense of identity. Winnicott (1967) wrote, "What does the baby see
when he or she looks at the mother's face? . . .ordinarily, the mother is
looking at the baby and what she looks like is related to what she sees
there . . . [but what of] the baby whose mother reflects her own mood or,
worse still, the rigidity of her own defenses . . . . They look and they do
not see themselves . . .what is seen is the mother's face" (p. 27).
This picture then becomes the germ of a potentially persecutory voice
that is lodged in the self, but is alien and inassimilable. There will be a
desperate wish for separation in the hope of establishing an autonomous
identity or existence. However, tragically, this identity is centered around
a mental state that cannot reflect the changing emotional and cognitive
states of the individual, because it is based on an archaic representation
of the other, rather than the thinking and feeling self as seen by the other.
Paradoxically, where the child's search for mirroring or containment
has failed, the later striving for separation will only produce a movement
toward fusion. The more the person attempts to become himself, the closer
he moves toward becoming the other, because the latter is part of the self-
structure. This in our view accounts for the familiar oscillation of dissocia-
tive borderline patients, between the struggle for independence and the
terrifying wish for extreme closeness and fantasized union. Developmen-
188 Fonagy
tally, a crisis arises when the external demand for separateness becomes
irresistible, in late adolescence and early adulthood. At this time, self-de-
structive and (in the extreme) suicidal behavior is perceived as the only
feasible solution to an insoluble dilemma: the freeing of the self from the
other through the destruction of the other within the self.
In some individuals, for whom separateness is a chronic problem, we
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
assume that the experience of selfhood can only be achieved through find-
This document is copyrighted by the American Psychological Association or one of its allied publishers.
ing a physical other onto whom the other within the self can be projected.
Naturally, this increases the individual's need for the physical presence of
the other. Thus, many such individuals experience considerable difficulty
in leaving home and if they finally achieve physical separation, they can
only do so by finding an alternative and comparable figure onto whom the
other within the self may be projected. If the other dies, or abandons the
individual, a pathological mourning process may be initiated whereby the
person feels compelled to maintain a picture of the other, as if still alive
in order to retain the integrity of the self.
If the child finds no alternative interpersonal context where he is con-
ceived of as mentalizing, his potential in this regard will not be fulfilled.
In cases of an abusive, hostile, or simply totally vacuous relationship with
the caregiver, the infant may deliberately turn away from the mentalizing
object because the contemplation of the object's mind is overwhelming as
it harbors frankly hostile intentions toward the infant's self. This may lead
to a widespread avoidance of mental states that further reduces the chance
of identifying and establishing intimate links with an understanding object.
As studies of resilient children suggest, even a single secure/under-
standing relationship may be sufficient for the development of reflective proc-
esses and may "save" the child. Meta-cognitive monitoring is biologically
prepared and will spontaneously emerge unless its development is inhibited
by the dual disadvantage of the absence of a safe relationship and the expe-
rience of maltreatment in the context of an intimate relationship. We do not
anticipate that trauma outside of the context of an attachment bond would
have pervasive inhibitory effects on mentalizing. It is because the theory of
mind or, more broadly, reflective function evolves in the context of intense
interpersonal relationships that the fear of the mind of another can have
such devastating consequences on the emergence of social understanding.
Although accurate figures are hard to come by and vary across studies,
considerable evidence has accumulated to support the contention that child
Multiple Voices vs. Meta-Cognition 189
jamin & Benjamin, 1994). The social inheritance aspect of dissociation may
This document is copyrighted by the American Psychological Association or one of its allied publishers.
the alien other cannot be externalized to another physical body. The indi-
This document is copyrighted by the American Psychological Association or one of its allied publishers.
vidual thus has no option but to switch to that identity. At times the switch-
ing is incomplete and the representation of the other is "heard" and a
misdiagnosis of psychosis may be made. The degree of intra-awareness be-
tween alters is likely to be a function of the extent of residual meta-cog-
nitive capacity.
The incomplete structuralization of the self enables dissociative pa-
tients to disavow ownership of both their bodies and their actions upon
them. This is of great importance in all patients who control their thinking
by harming themselves, since the pain and discomfort is probably only bear-
able because of the pathological separation of the psychological self-rep-
resentation from the representation of the physical state. Further, the
normal integration of intention and behavior that generates self-agency re-
quires the presence of a caregiver capable of mentalizing the child's inten-
tional state and bringing the external state of affairs in line with his
rudimentary action. In the absence of such early experience, the self will
feel no true ownership of its acts and thus a further barrier against exter-
nally or internally directed violence is lifted.
Childhood maltreatment may or may not have long-term sequelae and
the determinants of the outcome are only partially understood. Here we
propose that if children are maltreated but they have access to a meaningful
attachment relationship that provides the intersubjective basis for the de-
velopment of mentalizing capacity, they will be able to resolve (work
through) their experience and the outcome of the abuse will not be one
of severe dissociative personality disorder. We do not expect that their re-
flective processes will protect them from episodic psychiatric disorder, such
as depression, and epidemiological data suggests that victims of childhood
maltreatment are at an elevated risk for many forms of (Axis-I) disorder.
However, if the maltreated child has no social support of sufficient
strength and intensity for an attachment bond to develop that could provide
the context for the acquisition of a reliable capacity to envisage the psy-
chological state of the other in intense interpersonal relationships, then the
experience of abuse will not be reflected on or resolved. Naturally, the
unresolved experience of abuse diminishes the likelihood of meaningful re-
lationships that, in a self perpetuating way, further reduces the likelihood
of a satisfactory resolution of the disturbing experience through the use of
Multiple Voices vs. Meta-Cognition 191
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