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ISO 14001:2015
Internal Audit
Checklist
System & Process Compliance Auditing
ISO 14001:2015 Audit Checklist
Insert your company’s name or logo.
System & Process Compliance Auditing
Table of Contents
Audit Checklist – Part 1 ______________________________________________________________________________________________________________________________________________ 3
Section 4.0 Context of the Organization ____________________________________________________________________________________________________________________________ 3
Audit Findings Summary ____________________________________________________________________________________________________________________________________________ 6
Audit Checklist – Part 2 ______________________________________________________________________________________________________________________________________________ 7
Section 5.0 Leadership ______________________________________________________________________________________________________________________________________________ 7
Audit Findings Summary __________________________________________________________________________________________________________________________________________ 11
Audit Checklist – Part 3 ____________________________________________________________________________________________________________________________________________ 12
Section 6.0 Planning _______________________________________________________________________________________________________________________________________________ 12
Audit Findings Summary __________________________________________________________________________________________________________________________________________ 18
Audit Checklist – Part 4 ____________________________________________________________________________________________________________________________________________ 19
Section 7.0 Support _______________________________________________________________________________________________________________________________________________ 19
Audit Findings Summary __________________________________________________________________________________________________________________________________________ 25
Audit Checklist – Part 5 ____________________________________________________________________________________________________________________________________________ 27
Section 8.0 Operation _____________________________________________________________________________________________________________________________________________ 27
Audit Findings Summary __________________________________________________________________________________________________________________________________________ 30
Audit Checklist – Part 6 ____________________________________________________________________________________________________________________________________________ 31
Section 9.0 Performance Evaluation ______________________________________________________________________________________________________________________________ 31
Audit Findings Summary __________________________________________________________________________________________________________________________________________ 37
Audit Checklist – Part 7 ____________________________________________________________________________________________________________________________________________ 38
Section 10.0 Improvement ________________________________________________________________________________________________________________________________________ 38
Audit Findings Summary __________________________________________________________________________________________________________________________________________ 41
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ISO 14001:2015 Audit Checklist
Insert your company’s name or logo.
System & Process Compliance Auditing
Opportunities for
Clause No.
Minor N/C
Major N/C
Compliant
OFI
Provide reference to documented Provide suggestions for
information to justify the finding process improvement
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ISO 14001:2015 Audit Checklist
Insert your company’s name or logo.
System & Process Compliance Auditing
Audit Findings
Question No.
Opportunities for
Clause No.
Minor N/C
Major N/C
Compliant
OFI
Provide reference to documented Provide suggestions for
information to justify the finding process improvement
www.iso-9001-checklist.co.uk Page 4 of 41
ISO 14001:2015 Audit Checklist
Insert your company’s name or logo.
System & Process Compliance Auditing
Audit Findings
Question No.
Opportunities for
Clause No.
Minor N/C
Major N/C
Compliant
OFI
Provide reference to documented Provide suggestions for
information to justify the finding process improvement
www.iso-9001-checklist.co.uk Page 5 of 41
ISO 14001:2015 Audit Checklist
Insert your company’s name or logo.
System & Process Compliance Auditing
Audit Findings Audit Findings Audit Findings Audit Findings Audit Findings
Question No
Question No
Question No
Question No
Question No
Minor N/C
Minor N/C
Minor N/C
Minor N/C
Minor N/C
Major N/C
Major N/C
Major N/C
Major N/C
Major N/C
Compliant
Compliant
Compliant
Compliant
Compliant
OFI
OFI
OFI
OFI
OFI
10
13
1
11
14
2
12
3
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