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Change Summary: Updated Disclaimer, Coverage Determination, Coverage Limitations, Background, Provider Claims Codes,
References
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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Disclaimer State and federal law, as well as contract language, including definitions and specific inclusions/
exclusions, take precedence over clinical policy and must be considered first in determining eligibility for
coverage. Coverage may also differ for our Medicare and/or Medicaid members based on any applicable
Centers for Medicare & Medicaid Services (CMS) coverage statements including National Coverage
Determinations (NCD), Local Medical Review Policies (LMRP), and/or Local Coverage Determinations.
See the CMS web site at http://www.cms.hhs.gov/. The member's health plan benefits, in effect on the
date services are rendered, must be used. Clinical policy is not intended to preempt the judgment of the
reviewing Medical Director or dictate to providers how to practice medicine. Providers are expected to
exercise their medical judgment in rendering the most appropriate care. Identification of selected brand
names of devices, tests, and procedures in a Medical Coverage Policy are for reference only and is not an
endorsement of any one device, test or procedure over another. Clinical technology is constantly evolving,
and we reserve the right to review and update this policy periodically. No part of this publication may be
reproduced, stored in a retrieval system, or transmitted, in any shape or form or by any means, electronic,
mechanical, photocopying, or otherwise, without permission from Humana Inc.
Description Spinal fusion (also known as spinal arthrodesis) is a surgical treatment utilized
for neck or back pain that fuses (unites) two or more vertebral bodies in the
spinal column. The most common goal of spinal fusion surgery is to restrict
spinal motion in order to relieve painful symptoms. Spinal fusion surgery is
generally utilized to treat degenerative disc disease (DDD), spondylolisthesis,
trauma resulting in spinal nerve compression, abnormal spinal curvatures
(scoliosis or kyphosis) and vertebral instability caused by infections or tumors.
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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The spine may be approached and the graft placed from either the back
(posterior approach), the front (anterior approach), or by a combination of both.
A fusion can be performed with or without the use of supplemental hardware
such as plates, screws or cages that serve as an internal splint while the bone
graft heals. However, current practice most commonly employs hardware in
addition to the grafts.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 3 of 29
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regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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Coverage Cervical
Determination
Humana members may be eligible under the Plan for cervical fusion surgery
for the following indications as confirmed by radiographic evidence:
Klippel-Feil syndrome; OR
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 4 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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Spinal abscess/infection; OR
Unstable injury such as an atlas and axis fracture, burst fracture, facet
fracture with dislocation; OR
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 5 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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Lumbar
Humana members may be eligible under the Plan for lumbar fusion surgery
for the following indications as confirmed by radiographic evidence:
Spinal abscess/infection; OR
Spinal dislocation; OR
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 6 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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Spinal tuberculosis; OR
Spinal tumor; OR
Multilevel spondylolysis; OR
Thoracic
Humana members may be eligible under the Plan for thoracic fusion surgery
for the following indications as confirmed by radiographic evidence:
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 7 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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Spinal tumor.
Humana members may NOT be eligible under the Plan for spinal fusion
surgery for any indications other than those listed above. This technology is
considered experimental/investigational or NOT medically necessary if it is not
utilized in accordance with nationally recognized standards of medical practice
and/or identified as safe, widely used and generally accepted as effective for
any other proposed use as reported in nationally recognized peer-reviewed
medical literature published in the English language.
Humana members may NOT be eligible under the Plan for facet joint
replacement/implants, including but not limited to, the Acadia Facet
Replacement System (AFRS). This technology is considered
experimental/investigational as it is not identified as widely used and generally
accepted the proposed use as reported in nationally recognized peer-
reviewed medical literature published in the English language.
Humana members may NOT be eligible under the Plan for Artificial
Intervertebral Disc Replacement. Please refer to Artificial Intervertebral Disc
Replacement Medical Coverage Policy.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 8 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
Humana members may NOT be eligible under the Plan for Interspinous
Process Decompression Spacers (X-Stop®). Please refer to Interspinous
Decompression Spacers Medical Coverage Policy.
Humana members may NOT be eligible under the Plan for non-rigid spinal
stabilization devices (Dynesys® Dynamic Stabilization System). Please
refer to Dynamic Spinal Stabilization Devices Medical Coverage Policy.
Background You can learn more about degenerative disc disease (DDD), scoliosis,
spondylolisthesis from the following sites:
Medical Alternatives to cervical fusion surgery include but may not be limited to the
Alternatives following:
Halo vest for acute injury (please refer to Orthotics Medical Coverage
Policy)
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 9 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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Alternatives to lumbar fusion surgery include, but may not be limited to the
following:
Alternatives to thoracic fusion surgery include, but may not be limited to the
following:
To make the best health decision for your individual needs, consult your
physician.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 10 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
Provider All provider claims codes surrounding this topic may not be included in the
Claims Codes following table:
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 11 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 12 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 13 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 14 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 15 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 16 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 17 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 18 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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Axis Fracture - Fracture of the second cervical (C2), also known as axis
vertebra.
Burst Fracture - Injury to the spine in which the vertebral body is severely
compressed. Typically occurs from severe trauma, such as a motor vehicle
accident or a fall from a height.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 19 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 20 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 21 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
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Sagittal - Relating to, situated in, to the median plane of the body.
Tuberculosis - Infectious disease that can affect almost any tissues of the
body.
References Agency for Healthcare Research and Quality (AHRQ) Website. Spinal fusion
for treatment of degenerative disease affecting the lumbar spine. November 1,
2006. Available at: http://www.cms.hhs.gov. Accessed November 14, 2011.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 22 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
ECRI Institute. Custom Hotline Response. OptiMesh 1500 for spinal fusion.
November 11, 2011. Available at: https://www.ecri.org. Accessed November
14, 2011.
ECRI Institute. Custom Hotline Response (ARCHIVED). Facet fusion for back
pain. July 30, 2010. Available at: https://www.ecri.org. Accessed October 28,
2011.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 23 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
ECRI Institute. Evidence Report. Spinal fusion and discography for chronic
low back pain and uncomplicated lumbar degenerative disc disease. October
19, 2007. Available at: https://www.ecri.org. Accessed October 28, 2011.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 24 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 25 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 26 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 27 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 28 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
UpToDate ® Website. Subacute and chronic low back pain: surgical treatment.
September 22, 2011. Available at: https://www.uptodate.com/home/index.html.
Accessed November 16, 2011.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.
Spinal Fusion Surgery
Original Effective Date: 11/20/2008
Revised Date: 12/01/2011
Review Date: 12/01/2011
Policy Number: CLPD-477-003
Page: 29 of 29
When printed, the version of this document becomes uncontrolled because Humana's documents are updated
regularly. Do not rely on printed copies for the most up-to-date version. Refer to
http://apps.humana.com/tad/tad_new/home.aspx to verify this is the current version before each use.
See the DISCLAIMER. All Humana member health plan contracts are NOT the same. All legislation/regulations on
this subject may not be included. This document is for informational purposes only.