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Energy and Buildings 82 (2014) 733–745

Contents lists available at ScienceDirect

Energy and Buildings


journal homepage: www.elsevier.com/locate/enbuild

Balancing energy efficiency and structural performance through


multi-objective shape optimization: Case study of a rapidly
deployable origami-inspired shelter夽
C.P. Quaglia a , N. Yu b , A.P. Thrall a,∗ , S. Paolucci b
a
Department of Civil and Environmental Engineering and Earth Sciences, University of Notre Dame, 159 Fitzpatrick Hall, Notre Dame, IN 46556, USA
b
Department of Aerospace and Mechanical Engineering, University of Notre Dame, 117 Cushing Hall, Notre Dame, IN 46556, USA

a r t i c l e i n f o a b s t r a c t

Article history: For military and disaster relief housing, rapidly deployable shelters must be lightweight, be packaged
Received 16 June 2014 in a small volume for transportability, and be erected without heavy lifting equipment. A critical design
Received in revised form 24 July 2014 criterion is also energy efficiency in heating and cooling. To meet these priorities, the research team
Accepted 26 July 2014
has utilized origami as inspiration for a thermally insulated rigid wall deployable shelter that can be
Available online 7 August 2014
erected manually through counterweighting. To enhance energy efficiency, improvements in the shape of
a structure (i.e., member lengths and angles) at a design stage can lead to savings throughout its lifecycle.
Keywords:
This is magnified in the context of mass-production of deployable shelters, where any improvements are
Optimization
Thermal energy multiplied. Structural efficiency is also critical to achieve lightweight design. This paper presents a multi-
Deployable shelter objective shape optimization methodology which balances the priorities of structural performance (i.e.,
Origami minimum deflections) and energy efficiency (i.e., minimum thermal energy load). This is demonstrated
for the case study of a deployable shelter. Design variables include geometric parameters. Constraints
relate to the package size and capability of interfacing with existing technologies. Structural analysis is
performed using a parametric finite element program. Thermal energy is calculated using EnergyPlus.
An optimized solution is found and compared against existing military solutions.
© 2014 Elsevier B.V. All rights reserved.

1. Introduction and motivation for sheltering systems that can meet structural and deployability
requirements while reducing fuel consumption.
Standard design priorities for rapidly deployable shelters in Existing military sheltering systems (see Fig. 1) include soft wall
military or disaster relief applications include adequate structural (canvas) and rigid wall solutions (see [5] and the review in [6]).
performance, a low self-weight, a small package volume, and ease Soft wall shelters feature excellent deployability (including low
of erection. A rising priority, particularly within a military context, self-weight and small package volume), but provide little thermal
is reducing fuel consumption for heating and cooling these shelters. insulation. Energy for heating and cooling can be reduced by 80%
The US military currently spends 66 million USD per day on fuel for in such shelters through the application of spray foam insulation
air conditioning (24 billion USD per year; data as of 2011) [1]. This is [1]. However, this prevents such shelters from being re-deployed.
due to both the cost of fuel itself and the cost of transportation and Alternatively, rigid wall shelters provide higher thermal resistance,
security for fuel missions [2]. More specifically, while the standard but have large self-weights and package volumes. Toward achiev-
cost of a gallon of generic diesel fuel in 2014 is 3.25 USD [3], the ing the standard design priorities and integrating energy efficiency,
fully burdened cost of fuel, which includes security and transporta- Quaglia et al. [6] have proposed an origami-inspired deployable
tion in a military context, can be up to 600 USD per gallon [2,4]. As shelter (see Fig. 2) known as the Lever Shelter Module (LSM). Here,
of 2011, one thousand Americans have died during fuel missions in the art of origami is employed as inspiration for folding a rigid
Iraq and Afghanistan [1]. This data demonstrates the urgent need wall system. It can be packaged small (Fig. 2(A)) to be transported
on a standardized 463L pallet [7] making it transportable by air,
truck, rail, or ship. The folding rigid walls are comprised of sand-
wich panels which have a high strength to weight ratio (resulting
夽 This document is a collaborative effort.
∗ Corresponding author. Tel.: +1 5746312533. in a low-weight shelter) and offer high thermal insulation [8]. A
E-mail addresses: cquagli1@nd.edu (C.P. Quaglia), nyu@nd.edu (N. Yu), novel erection strategy utilizing a lever arm which can rotate the
athrall@nd.edu (A.P. Thrall), paolucci@nd.edu (S. Paolucci). shelter into a self-supporting position (Fig. 2(A)–(D)) enables the

http://dx.doi.org/10.1016/j.enbuild.2014.07.063
0378-7788/© 2014 Elsevier B.V. All rights reserved.
734 C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745

of deployable structures for military and disaster relief applica-


tions where such designs are also mass-produced. A wide body
of research is developing in the study of the effects of different
structural characteristics on the energy efficiency of a structure.
The most relevant examples are briefly reviewed here. Multi-
objective optimization of the shape of a building for minimum
building cost and for minimum yearly heating cost has been inves-
tigated by Adamski and Marks [11] and Jedrzejuk and Marks [12]
for octagonal plans, by Adamski [13] for arbitrary plans defined
by two curves, by Marks [14] for arbitrary and polygonal plans,
and by Adamski [15] for oval plans. Bouchlaghem [16] demon-
strates a procedure for optimizing shading devices for minimum
cooling load of a building. Caldas and Norford [17] optimized win-
dow size for lighting, heating, and cooling. In later work, Caldas
and Norford [18] also optimize (1) building materials for mini-
mum energy consumption and initial building cost, (2) building
form for lighting and heating energy, and (3) Heating, Ventilation,
and Air Conditioning (HVAC) system size, control strategy, and
building envelope for minimum energy cost. Coley and Schukat
[19] have proposed a procedure to optimize the shape (building
perimeter and roof pitch) and construction details (e.g., materials,
window location, orientation) to identify a broad range of low-
energy designs that can then be assessed for their architectural
appeal. Grierson and Khajehpour [20] presented a methodology
for optimization of commercial buildings for minimum capital and
operating cost (including cost of energy, maintenance, and taxes)
and maximum income. Design variables include the structural sys-
tem, the floor system, cladding type, window type, window ratio,
number of bays, and bay width. Here, structural performance is
included as each conceptual design is analyzed for load-path redun-
dancy to prevent against progressive collapse. Michalek et al. [21]
propose a method to optimize the floor layout of a building for
energy, lighting, wasted space, access ways, and hallway objective
functions. Malkawi et al. [22] optimized building shape (i.e., length,
width, and height of an orthogonal geometry, window location and
size, position and size of supply and extract terminals) to maximize
thermal and ventilation priorities. Wang et al. [23] optimized the
building orientation, aspect ratio, window type, window to wall
ratio, and material composition of the roof and walls for minimum
life cycle cost and minimum life cycle environmental impact. This
work is extended for the same objective functions in Wang et al.
[24] with design variables including the plan shape of the build-
Fig. 1. Existing military shelters, including (A) soft wall TEMPER tent, (B) soft wall ing, the structural system, building envelope configurations, and
TEMPER Air tent and (C) a rigid wall shelter.
overhangs. Shea et al. [25] optimize building panel envelopes for
Images courtesy of [5].
lighting and for cost. Diakaki et al. [26] proposed a multi-objective
approach to optimizing the window type, wall insulation mate-
system to be erected without the use of heavy lifting equipment. rial, and wall insulation thickness for acquisition cost and energy
The shelter is highly modular (Fig. 2(E) and (F)) for versatility of savings. Yi and Malkawi [27] optimize complex geometries (imple-
use and can be interfaced with existing military technologies by mented by agent nodes) for energy performance. Fialho et al. [28]
Force Provider [9], including kitchens and latrines, housed in Tricon use a multi-objective evolutionary algorithm to investigate the
shipping containers [10]. This concept provides the deployability effects that changing materials and orientations of the building
needed to meet transportation goals while also offering thermal have on the construction costs and energy efficiency of the build-
insulation [6]. While the thermal insulation provided through sand- ing. Krem et al. [29] presented a study of the effect of the position
wich panels increases the energy efficiency of the shelter system, of the structural core/wall and shape of the floor plan on energy
the design of the shelter itself can also be developed toward this and structural performance of high rise buildings in various climate
goal. This paper presents a multi-objective shape optimization of zones. Vergauen et al. [30] studied the effects of changing geom-
the LSM for structural performance (i.e., minimum displacement etry and kinetic parameters of origami-based facade components
under service loads) and energy efficiency (i.e., minimum thermal on direct solar radiation, daylight, and glare. Martinez-Martin and
energy load to maintain the shelter within a temperature range for Thrall [8] presented a simplified optimization methodology for the
one year). selection of the material properties of sandwich panels (i.e., mate-
Shape optimization of structures for energy efficiency (i.e., opti- rial type and thickness for the face and core) for origami-inspired
mization of the global structural form toward reducing the fuel deployable shelters based on the competing objective functions
needed for heating and cooling) is a powerful design tool for of weight and thermal insulation. Flager et al. [31] employ Pro-
the sustainable building community since any reduction in fuel cess Integration Design Optimization (a suite of software products
consumption made through design is multiplied over the life- typically used in the aerospace industry) to optimize the orienta-
cyle of this structure. This is especially significant for the case tion, length, width, and member section properties of a steel frame
C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745 735

Fig. 2. LSM concept, including (A)–(D) the erection sequence, (E) back-to-back modules with independent geometric variables highlighted, and (F) six modules longitudinally
configured and interfaced with a Tricon container.

building for minimum capital and life-cycle cost. Structural safety is shelter technology. This research represents the first investigation
considered as a constraint in which all members must meet design of the optimization of the shape of a deployable shelter for energy
code. efficiency and for combined energy efficiency and structural per-
Several software packages have been developed aimed at facil- formance. It will be demonstrated for the case study of the rapidly
itating the optimization of buildings for sustainability and energy deployable shelter discussed above and shown in Fig. 2. First we
efficiency, including BEOpt [32], Opt-E-Plus [33], GENE ARCH [34], present the optimization methodology, including the problem def-
and GenOpt [35]. Although there have been software developments inition, algorithm, and the structural and energy analysis software
aimed toward facilitating building energy optimization for archi- with which it is interfaced. Results of single and multi-objective
tects in the early design stage, there is limited guidance available optimizations are presented. The energy efficiency of the optimized
[36]. Primary challenges identified by Bambardeka and Poerschke solution is then compared with that of existing military solutions.
[36] include how to integrate the design process with a simula- The paper concludes with a discussion of the optimized shelter and
tion tool and how to solve the data interoperability between a a comparison with these existing military solutions.
Building Information Model (BIM) and an energy model. A simu-
lation tool, CODYRUN, which regroups design and research aspects
2. Optimization methodology
and adapts to different types of climate was presented in [37]. It
provides a powerful method of investigation in the thermal analy-
The geometry of a structure (i.e., lengths and angles of mem-
sis of a system, but CODYRUN was designed for professionals in
bers) can be optimized for structural performance (measured by
energy modeling instead of building designers. The MIT Design
magnitude of deflections under service loads) and energy efficiency
Advisor, presented by Urban [38], is a simple and rapid building
(i.e., thermal energy load provided to maintain a structure within
simulation tool with a user-friendly interface for non-technical
a comfortable temperature range during a one year period) sub-
specialists. However, it requires the users to input the concep-
ject to desired constraints. This will be demonstrated for the case
tual building design details, which demands abundant prior design
study presented in Fig. 2. This system is defined by six indepen-
knowledge and experience. In addition, merely inputting the con-
dent variables (Bh , Wx , Rh , Rw , , and ; see Fig. 2 and Table 1).
ceptual design descriptions does not accurately specify a building
These variables are constrained by requiring that the system can
structure. Nielsen [39,40] utilizes a simulation tool to evaluate the
be packaged on a 463L pallet and can be interfaced with a Tricon
energy demand and thermal indoor environment in the early build-
container. Since optimization for minimum deflections and mini-
ing design stage, but the geometric modeler is SketchUp [41], which
mum thermal energy load would naturally lead to decreasing the
is mainly used for draft sketching purposes instead of professional
volume, Rw has been selected to be the largest size (2.13 m) while
and detailed building design, and additional efforts are needed to
export the geometric information from SketchUp and input it into
the tool. The Sustain tool developed by Greenberg et al. [42] offers Table 1
an interactive graphical interface with EnergyPlus serving as its Independent geometric variables for case study.
primary engine for building energy simulation. However, this tool Variable Description
currently requires multiple workstations with large computational
Bh Back wall height
power and also uses SketchUp as the primary geometry generator. Wx Wing wall width
In relation to this prior work in the field, the novelty of the Rh Roof height
research presented in this paper is (1) an optimization methodol- Rw Roof width
ogy for the shape of a building for combined structural performance  Back wall angle
 Roof angle
and energy efficiency, and (2) the specific application to deployable
736 C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745

still being able to be packed on a 463L pallet and remains con-


stant throughout optimization. The remaining five variables are the
design variables for the optimization procedure. Note that windows
have not been included since the case study demonstrated here
is for a military sheltering application where light pollution from
windows can pose safety problems. For traditional buildings, how-
ever, windows would have a large effect on both thermal energy
load and structural performance and should be considered in the
preliminary design stage. The methodology proposed here could
include windows with the addition of a few design variables.
The following paragraphs will provide the formal problem
definition, design variables, constraints, algorithm, and software
packages that evaluate structural and energy performance.
Fig. 3. Flowchart indicating the parametric model interface with analysis software.
2.1. Problem definition
been discretized in even increments toward the aim of manufac-
Let S ≡ {Bh , Wx , Rh , , }, then the formal optimization problem turability. For each of the length variables, there are 265 discrete
can be defined as follows: options and for each of the angle dimensions, there are 76 options.

⎪ ı
⎨ self −weight
(S) Overall, this accounts for just over 107 billion different possible
combinations. It takes approximately 30 s to run one combination
min ı(S) = max ıwind (S) (1)
S ⎪

for structural analysis and about 5 s to run one combination for
ısnow (S) energy analysis. Therefore, 4.32 × 107 days would be necessary to
 exhaustively evaluate every combination for structural and energy
min Fy (S) = fheating (S) + fcooling (S) (2) performance. This justifies the implementation of an optimization
S algorithm for this case study. For example, the longest numerical
such that the following design constraints cj are satisfied: test for structural performance optimization took about 8 h and the
longest numerical test for energy performance took about 2 h which
cj (S) ≤ 0 j = 1, . . ., M. (3) shows the large time saving benefit of implementing an optimiza-
Above, ı is the highest deflection in any direction of the two tion algorithm.
back-to-back modules (Fig. 2(E)) under self-weight, wind (29.1 m/s,
2.3. Constraints
applied as per American Society of Civil Engineers (ASCE) Standard
7-10 [43]), and snow (0.479 kN/m2 ) as prescribed by the US
The constraints of this problem have been formulated to ensure
Army Natick Soldier Research, Development & Engineering Center
that the structure can be packaged on a 463L pallet, that it can
Commanders Smartbook Equipment Catalog [44]. Wind loads are
interface with existing technologies through Tricon containers, and
applied based on the worst case pressure loads for the two-module
also that the wind coefficients remain constant as the form of the
enclosed shelter based on ASCE Standard 7-10 [43]. While the struc-
structure is varied. These equations are also given in [50].
ture would be enclosed for use, only the load bearing panels of the
The shelter must be packaged on a 463L pallet (measuring
modules (i.e., back walls, wing walls, and roofs) are modeled for
2.24 m by 2.74 m [7]) to be transportable by air, truck, rail, or
structural analysis. The total thermal energy load (Fy ) for enclosed
ship. Therefore, the length must be less than that of the pallet
back-to-back modules is calculated as the sum of the loads for heat-
(Py = 2.74 m) with a handling gap (g = 0.0508 m) on each side, or
ing (fheating ) and the loads for cooling (fcooling ) over 12 months to
keep the shelter between 20◦ C and 24◦ C in Chicago, USA. To evalu- Wx − Bh cos 
c1 = Bh + cos( − ) − Py + 2g ≤ 0. (4)
ate these objective functions, a parametric model of the structure cos 
was built in Grasshopper [45] (a plug-in for the computer-aided
Likewise, limits related to the width of the pallet (Px = 2.24 m) with
design package Rhinoceros [46]). This model is interfaced with a
a handling gap must be met, or
finite element (FE) analysis program Karamba [47] which evalu-
ates the deflection of the structure under each service load. It is also c2 = Rw − Px + 2g. (5)
interfaced with EnergyPlus [48] through Gerilla [49] (also embed-
To prevent the wing walls from overlapping when packaged, we
ded in Grasshopper) which calculates the thermal energy load.
take
Fig. 3 provides a flowchart of the analysis procedure which is also
discussed in more detail below. The constraints ci (see Eqs. (4)–(11)) Rw
c3 = Wx sin  + t + e − ≤ 0, (6)
relate to design priorities, including that the system can be pack- 2
aged on a 463L pallet for transportation, that in the erected form where t is the panel thickness (t = 0.0685 m) and e is additional dis-
the structure can interface with existing technologies which are tance included for tolerance (e = 0.0254 m). The wing wall is inset
packaged in Tricon containers, and that wind coefficients remain from the back wall by the amount of its own thickness. To ensure
constant as the shape is varied. that the roof can fold onto the back panel, the roof is constrained
as follows:
2.2. Design variables
c4 = Rh + e − Bh ≤ 0, (7)
Five design variables are considered (see Fig. 2 and Table 1). Note where e is added for tolerance. These equations constrain the geom-
that Rw has been selected to be the largest value possible to ensure etry for packaging on a standardized 463L pallet.
sufficient volume is maintained and is therefore not a design vari- Existing technologies (e.g., kitchens, latrines) such as those pro-
able. The range of length dimensions (i.e., Bh , Rh , and Wx ) is 0 m vided by Force Provider are housed in Tricon containers (2.44 m by
to 2.64 m (increments of 0.01 m) and the range for angles (i.e.,  2.44 m by 1.96 m [10]). For the erected structure to interface with
and ) is 15◦ to 90◦ (increments of 1◦ ). These design variables have these containers (see Fig. 2(F)) the horizontal distance between
C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745 737

opposing wing walls must exceed the width of the Tricon container is no improvement on the solution [51]. The user must define sev-
(Cx = 1.96 m) with an additional distance for tolerance, or eral parameters related to this algorithm, including the maximum
number of variables to be varied in a solution (v), the maximum
Cx
c5 = Wx + + e − Bh cos  − Rh cos  ≤ 0. (8) amount of perturbation within variable databases (pm), the tem-
2
perature reduction factor (r), the number of iterations in a cooling
The roof above the Tricon must be higher than the height of the cycle (m), and the number of cooling cycles in which there has been
container (Cy = 2.44 m) with tolerance, or no improvement for convergence (n). This single objective version
C  of SA was used first to minimize deflections and thermal energy
x
c6 = Cy + e + tan  + e − Bh sin  − Rh sin  ≤ 0. (9) loads separately.
2
To optimize deflections and thermal energy loads simulta-
The wing walls are necessary to support the roof and therefore it is neously, a multi-objective version of SA (MOSA) was employed
required that they intersect: based on the approach proposed by Suppapitnarm et al. [60] and
utilized for the optimization of deployable structures previously
c7 = Bh cos  − Wx < 0. (10)
[8,55,57]. In the version of the MOSA algorithm implemented in
Note that this constraint is a strict inequality. This is because the this research, the algorithm searches the feasible solution space as
wing wall width must be greater than 0 m if the angle of the back in the single objective SA case. However, in MOSA, a set of Pareto-
wall is 90◦ . These three constraints ensure that the shelter can optimal solutions (i.e., solutions which are not overshadowed by
interface with a Tricon container housing existing technologies. another solution) is formed. As the algorithm evaluates new solu-
Lastly, the uniform velocity exposure coefficient utilized in the tions, each solution is compared against this Pareto-optimal set. If
calculation of wind loads increases for heights above 4.57 m. As a the new solution is Pareto-optimal, it is accepted and the Pareto-
result, the shelter is limited to be less than this height (H = 4.57 m), optimal set is appropriately updated. If not, the algorithm calculates
or the probability of continuing to iterate on the solution (P) by

c8 = Bh sin  + Rh sin  − H ≤ 0. (11)


Q

P= e−[Efi (s1 )−Efi (s2 )]/Ti , (12)


i=1
2.4. Optimization algorithm
where Q is the number of objective functions, Efi is the value of each
Since this optimization problem includes nonlinear objective objective function, s1 is the current working solution, s2 is the new
functions, nonlinear constraints, and discrete design variables, the solution under consideration, and T is the temperature related to
heuristic algorithm of Simulated Annealing (SA) has been selected. each objective function (determined as discussed for single objec-
This iterative improvement algorithm searches the design space tive SA). At the end of a cooling cycle, an intelligent return-to-base
[51] and has been successfully implemented in structural engi- strategy is implemented to select a solution to be iterated on. This
neering applications (e.g., [52–54]) and specifically for deployable enables the algorithm to select progressively more isolated solu-
structures (e.g., [8,55–57]). tions to explore the extreme ends of the Pareto-optimal set. The
The SA algorithm is based on an analogy to the natural process degree of isolation for each point is calculated by
of solidification when a high temperature mass is cooled slowly.
Q
2
During this controlled cooling process, lower energy configurations 
As
 Ef 1 (sk ) − Efi (sj )
I(sj ) = , (13)
typically result. However, there is a probability that higher energy Efimax − Efimin
configurations that are functions of energy and temperature occur k=1 i=1

[58]. Kirkpatrick et al. [51] first related this natural process to opti- k=
/ =j
mization, where the objective function is analogous to the energy
and this probability of higher value solutions enables the algorithm where As is the total number of solutions in the Pareto-optimal
to escape local minima. set and Efmax and Efmin are the maximum and minimum values of
The SA algorithm, as implemented in this research, begins by each objective function in the Pareto-optimal set. The solutions are
finding an initial solution by randomly assigning each of the design ordered by decreasing amount of isolation. The algorithm starts
variables a value from user defined databases. The algorithm finds by selecting any number of As solutions, but as the algorithm pro-
a second solution by randomly perturbing a number of the vari- gresses, it selects a smaller and smaller percentage (decreasing this
ables of this initial solution. If the new solution has a lower value percentage by a factor of 0.9 after each chain; this factor is typi-
for the objective function than the initial solution, the new solution cally used in the literature) of the most isolated points in As . This
is taken as the current working solution upon which the algorithm enables the algorithm to select the most isolated solutions as those
continues to iterate. If not, the algorithm calculates the probability upon which it iterates. The algorithm converges when no additional
of accepting this higher value solution as the current solution based Pareto-optimal solutions are found after a certain number of spec-
on P = e−Ef /T , where Ef is the value of the objective function and T ified cooling cycles [60]. The final result is a Pareto-optimal set of
is the temperature (a parameter controlled by the algorithm). This solutions from which a designer can select an optimized solution.
enables the algorithm to escape local minima. The temperature is
initially set to a high value so that the algorithm explores many 2.5. Analysis: finite element modeling
higher value solutions initially. In this research, an initial tempera-
ture which accepts between 20% and 40% of higher value solutions To evaluate the structural performance of each solution (i.e.,
is found [59]. To minimize the computational effort in determin- determine the highest deflection of any element in the structure
ing an initial temperature, three numerical tests were performed under service loads), the optimization algorithm is interfaced with
to find a temperature that accepts solutions within this range and the finite element package Karamba [47] through Grasshopper [45],
the average of the results was used. The algorithm iterates using a plug-in for the computer aided three-dimensional drafting appli-
this initial temperature for a certain number of iterations defined cation Rhinoceros [46] (see Fig. 3). More specifically, a parametric
as the length of a cooling cycle. The temperature is then reduced by model was built in Grasshopper which, when given the values of
a user defined factor. The algorithm reaches convergence when a the design variables, generates the shelter geometry as surfaces.
certain number of cooling cycles have been obtained in which there This geometry is input into Karamba along with loads, boundary
738 C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745

conditions and material properties. Karamba is a pre-design para- 40


metric finite element tool which can determine the linear elastic
deflection response of a structure. It has been previously imple- 30
mented for the evaluation of deploying structures (e.g., [61–63]).
The case study presented here is modeled in Karamba as shell
20
elements. Only the load bearing panels of the structure are modeled

Temperature [°C]
(i.e., back wall, wing, wall, and roof) since any enclosure panels
would not be expected to perform structurally. To ensure conver- 10
gence of results, a mesh refinement study was performed leading
to a mesh size of approximately 60 mm (see [64]). The shelter is 0
restrained by pinned (free rotation, no translation) boundary con-
ditions along the base of each load bearing panel. Connections −10 High set−point
between panels are hinges which are approximated by reducing Low set−point
the thickness of elements (to approximately 15% as thick as the Summer day
−20 Winter day
element) until pin-like behavior is achieved (see [64]). Material
properties for this model are discussed further below.
−30
0 2 4 6 8 10 12 14 16 18 20 22 24
2.6. Analysis: thermal modeling Hours

To determine the energy efficiency of a solution (i.e., thermal Fig. 4. Temperature during the day in winter and summer, and set-points inside the
energy load to maintain the shelter temperature between 20 ◦ C structure in Chicago, USA.
and 24 ◦ C in Chicago, USA for 1 year), the optimization algorithm Data courtesy of [65].
is interfaced with the freely available EnergyPlus [48] software
package which is interfaced with Grasshopper through Gerilla [49]. computed by the Stefan-Boltzmann law [66]. Two types of radiation
EnergyPlus is an energy analysis and thermal load simulation pro- are included: (1) direct sunlight which is a combination of bright
gram for buildings that is based on a lumped capacitance model. light and radiant heat un-obstructed by clouds, and (2) diffused
By utilizing the user’s inputs of the building’s detailed descrip- light which is radiation blocked by clouds or reflected by objects
tion including location, geometry, thermophysical properties of the and particles in the air [67]. Diffused radiation is predetermined
construction materials, and type of HVAC system, EnergyPlus cal- by EnergyPlus, but the direct radiation impinging on a surface is
culates heating and cooling loads required to maintain the desired dependent upon the changing geometry of the shelter and the shel-
comfort temperatures given the exterior weather conditions. Note ter’s orientation. For this research, the shelter is oriented so that
that the outputs calculated by EnergyPlus are ideal heating/cooling the wing walls are facing the north and south directions and cal-
loads that are needed to maintain the desired temperature range culations by EnergyPlus are based on a time-dependent solar angle
(without considering the efficiency of the HVAC system). The same [68].
parametric model that was built for the evaluation of structural per- On a hot day, solar radiation hitting the exterior wall surfaces of
formance can therefore also be used for thermal energy load (see the tent can increase the surface temperature. Heat is transferred to
Fig. 3). The Grasshopper/Rhinoceros interface has been previously the walls of the shelter through convection due to the temperature
used by Vergauen et al. [30] to manually evaluate the geometry and difference between the outside air and the external wall surface.
kinematic parameters of origami-based facade shade elements. External wind can usually cause the convection to be stronger.
For this case study, the fully enclosed shelter is modeled. Mate- Also, heat from an external surface of the wall is transferred by
rial properties are assigned to each of the surfaces of the shelter, conduction to the internal surface due to the temperature differ-
including the roughness, thickness, conductivity, density, and spe- ence between the external and internal surfaces. Heat is transferred
cific heat. Roughness was taken as medium roughness for all
materials; other material properties are discussed further in the
next subsection. The simulation location used in this optimization is 40
Chicago, USA, because it exhibits a large variation of temperature in
a year. The temperature information is obtained from Typical Mete- 30
orological Year 3 (TMY3) [65], which is commonly used to represent
local climatic conditions. This file provides all climate information
20
that is important for energy analysis, including temperature, solar
Temperature [°C]

radiation, wind speed, wind direction, relative humidity and so


on. Temperature setpoints are 20 ◦ C and 24 ◦ C. Figs. 4 and 5 show 10
the temperature distribution on the summer day, winter day and
also over a complete year in comparison with the desired indoor 0
temperature set-points: within 20 ◦ C and 24 ◦ C. When the indoor
temperature is below the low set-point 20 ◦ C, heating is needed, −10
High set−point
while when it is above the high set-point 24 ◦ C, cooling is needed. Low set−point
Additional default settings are in Table 2 for the reader’s reference. Outside temperature
The energy loads in EnergyPlus are based on the three modes −20
of heat transfer that take place in the shelter: conduction, con-
vection, and radiation [66]. Conduction, which is characterized by −30
Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
thermal conductivity, occurs through the building envelopes by
Months
direct contact. Convection, which is characterized by a heat con-
vection coefficient, takes place between a wall surface and the Fig. 5. Temperature distribution during a complete year and set-points inside the
ambient surrounding air. Radiation is caused by electromagnetic structure in Chicago, USA.
waves between two surfaces that have different temperatures, and Data courtesy of [65].
C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745 739

Table 2 behavior of the entire sandwich panel. More specifically, the flex-
Settings in EnergyPlus for energy simulation.
ural stiffness of the panel (D) is given by
Objectives Description
Ec tc3 b tf3 tf (tf + tc )2
Terrain Country D= + Ef b + , (14)
Shadow calculation frequency 20 12 6 2
Surface convection algorithm: inside TARP
Surface convection algorithm: outside TARP where E is the Young modulus for the core (c) and face (f), t is the
Heat balance algorithm Conduction transfer function
thickness, and b is the width [71]. Since Ec Ef , this stiffness can be
Time step 4
Run period 01/01–12/31 approximated as [71]
Site: ground temperature 18.3, 18.2, 18.3, 18.4, 20.1, 22,
(January–December) 22.3, 22.5, 22.5, 20.7, 18.9, 18.5 tf3 tf (tf + tc )2
Schedule type limits Any number D ≈ Ef b + . (15)
6 2
Heating setpoint temperature Always 20 (◦ C)
Cooling setpoint temperature Always 24 (◦ C)
Zone HVAC Ideal loads air system If the panel is approximated as a beam, then this stiffness can be
Output: variable Zone air system sensible further approximated as D ≈ Ef I, where I is the moment of inertia
cooling energy, monthly; Zone 3
(I = bt es /12, for a rectangular beam of width b and thickness tes ).
air system sensible heating
energy, monthly Using these relationships, the equivalent thickness for the struc-
tural model is then calculated by
1/3
tes = [2tf3 + 6tf (tf + tc )2 ] . (16)
to the indoor air from the interior surfaces by natural convection
An equivalent density (es ) is also used for the structural model:
if there is no forced convection in the room. Also, the HVAC and
lighting system act as internal heating sources. On a cool day the te
es = e , (17)
opposite occurs where heat is transferred from the indoor to the tes
outdoor. In order to maintain indoor air within a comfortable tem- where te is the total sandwich panel thickness (te = 2tf +tc ) and e is
perature range, the HVAC system provides the required heating the effective density of the sandwich panel which is calculated by
or cooling loads to the room based on the direction of heat trans-
2f tf + c tc
fer at any given moment throughout the year. The thermal energy e = , (18)
from the HVAC system that is required to maintain the desired 2tf + tc
thermal conditions in the shelter in a year is what is quantified where  is the density.
by EnergyPlus and is the focus of the energy optimization [48]. For the thermal model, the entire panel thickness is used and the
material properties are approximated using core and face thermal
properties. More specifically, the effective density (e ), as defined
2.7. Material properties above is used. The effective specific heat (Cpe ) is given by

The shelter in this case study is comprised of sandwich panels, 2Cpf f tf + Cpc c tc
Cpe = , (19)
made up of two rigid faces and a lightweight core, which provides a e (2tf + tc )
high strength to weight ratio and good thermal insulation. The type
where C is the specific heat. The effective thermal conductivity (ke )
of material and thickness of each component can be optimized for
is given by
similar design priorities (i.e., minimum self-weight and maximum
thermal resistance) [8]. However, since the focus of this research is 2tf + tc
ke = , (20)
on the global geometry of the system, the material properties will 2(tf /kf ) + (tc /kc )
be assumed to remain constant. More specifically, the faces are fiber
reinforced polymer (FRP) comprised of two sheets of E-LT 2400-P where k is the thermal conductivity.
and two sheets of E-BX 2400 manufactured by Vectorply [69]. The Individual and effective values for these properties and their
core is Corecell M Foam by Gurit (M80) [70]; see Table 3 for the sources are listed in Table 3. The face conductivity was calculated by
relevant properties. These materials were selected based on rec- adding 30% of the value of the specific heat for resin plus 70% of the
ommendations from Lyman-Morse Boatbuilding Co. (Thomaston, value for the specific heat of the fibers (based on the fiber content
ME) and thicknesses of each component were designed to meet percentage). A value of 0.22 W/m K was used for the resin based on
the current design code under prescribed loads (see [6]). personal communication with Rick Pauer of CCP Composites US (on
The software programs utilized in this optimization procedure 1/20/2014). A value of 1.3 W/m K was provided by Vectorply for the
are not capable of modeling multi-layer material such as these fibers [72].
sandwich panels. As a result, equivalent structural and thermal
properties as discussed below and as catalogued in Table 3 are used. 3. Results
For the structural model, the panel is approximated as an FRP
material with an equivalent thickness (tes ) which accounts for the 3.1. Parameter study

Before implementing single and multi-objective optimizations,


the effects of each variable on structural and thermal performance
Table 3 was investigated (see Fig. 6). For this parameter study, all variables
Material properties for case study.
were held constant while changing just one variable within the
Material t (mm)  (kg/m3 ) E (MPa) C (J/kg K) k (W/m K) limits of the constraints. The variables are highly constrained (see
Face 2.49 1880.0 [64] 17500 [64] 1000 [78] 0.976 Section 2.3), but this study provides an indication of the influence
Core 63.5 85 [70] 52.5 [70] 1500 [79] 0.04 [70] of the variables on the objective functions.
Structural model 40.2 3.60 NA NA NA Variables Bh and  are too highly constrained and show little
Thermal model 68.5 216 NA 532 0.043
effect on the objective functions. The effect of the wing wall width
740 C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745

Fig. 6. Results of parameter study for deflection (left) and for thermal load (right).
Deflection data reprinted from Quaglia et al. [50] with permission.

(Wx ), the roof height (Rh ), and the roof angle () are shown in Fig. 6. functions favoring a smaller value. From a structural perspec-
Fig. 6 shows that an increase in wing wall width (Wx ) results in tive, decreasing the roof height decreases the unsupported length
lower deflections. This is expected as a wider wing wall reduces the between modules and also decreases the total wind load. From a
unsupported length of the roof, thereby improving performance. thermal perspective, the volume and surface area are both smaller,
The slight upward trend when Wx exceeds 0.9 m can be attributed leading to energy savings. Structural performance favors a lower
to the greater longitudinal loads applied to the wing walls as it roof angle (), while thermal performance favors a higher value.
is widened. This is a result of simplifications made in modeling Deflections are reduced with the smaller angle since the projected
and should be ignored. This variable had no effect on thermal per- area over which the wind acts is reduced. Conversely, the larger
formance, however, since the structure is fully enclosed for the roof angle, reduces the volume of shelter to be heated or cooled.
thermal model. The roof height (Rh ) had the greatest overall effect This parameter study shows that the objective functions are
on both structural and thermal performance, with both objective competing for some design variables. However, since only one
C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745 741

Table 4
Single-objective optimization numerical tests. Data for minimum deflection reprinted from conference proceedings [77] with permission.

Parameters Minimum deflections Minimum thermal energy load

Name v pm r m n  (mm)  (mm) cv  (J/yr)  (J/yr) cv

SA 1 1 10 0.9 50 2 1.24 0.483 39.1 4.61 × 109 3.31 × 108 7.18


SA 2 1 10 0.9 100 2 1.10 0.168 15.3 4.67 × 109 2.19 × 108 4.70
SA 3 1 10 0.9 250 2 1.07 0.137 12.8 4.52 × 109 2.81 × 108 6.21
SA 4 1 15 0.9 50 2 1.15 0.247 21.5 4.69 × 109 3.17 × 108 6.76
SA 5 1 15 0.9 100 2 1.06 0.0358 3.37 4.64 × 109 2.24 × 108 4.82
SA 6 1 15 0.9 250 2 1.03 0.0373 3.63 4.57 × 109 2.58 × 108 5.65

parameter is varied at a time and these parameters are very combination, ten numerical simulations were performed (a total
constrained, further study is required through single and multi- of 60 simulations for each objective function). Table 4 includes the
objective optimizations. statistical data for these numerical tests, including the average (),
standard deviation (), and coefficient of variation (cv , dimension-
3.2. Single objective results less). Note that the temperature reduction factor (r) is pre-selected
to be 0.9 based on values typically chosen in the literature ([59,73]).
Single objective optimization for both minimum deflection and The most robust combination of algorithmic parameters (where
minimum thermal energy load was performed to (1) gain an under- robustness is defined as having both a low average and a low
standing of the best extremes for each objective function, and standard deviation) for both objective functions of structural and
(2) evaluate the algorithmic parameters employed in SA (v, pm,
r, m, and n) to determine a robust combination for MOSA. Six
combinations of algorithmic parameters were studied. For each

Fig. 7. Representative convergence plot for (A) minimum deflection optimization


and (B) minimum thermal energy load optimization. Renderings of the initial and Fig. 8. Renderings of optimized designs for (A) single objective minimum deflection,
final solutions are shown. (B) single objective minimum thermal energy load, and (C) MOSA.
(A) Reprinted from conference proceedings [77] with permission. (A) Reprinted from conference proceedings [77] with permission.
742 C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745

Table 5 energy load. Adversely, deflections increase significantly with the


Comparison between optimized designs.
decrease of wing wall width since the unsupported length of the
Min ı Min F MOSA roof increases. Although the wing wall width is not the only geo-
Back wall height (Bh , m) 2.13 2.45 2.3 metric parameter changing, it plays the most significant role in the
Wing wall width (Wx , m) 0.69 0.01 0.32 range of solutions because of the competing effects of the objective
Roof height (Rh , m) 1.85 1.12 1.49 function. Note that while the wing wall did not effect the thermal
Back wall angle () 84 90 90 performance in the parameter study, it does impact this objec-
Roof angle () 30 22 27
tive function when all variables are varied. A smaller roof height
Highest deflection (mm) 0.973 169.4 1.55
Thermal energy load (GJ/yr) 5.09 3.99 4.54 (Rh ) results in lower deflections due to a decrease in unsupported
length which is also seen in the parameter study. This also influ-
ences a decrease in the thermal energy load by limiting the total
energy performance is SA 6 (v = 1, pm = 15, r = 0.9, m = 250, and n = 2; surface area of the shelter in contact with the ambient and helping
see Table 4). to decrease the overall volume of the shelter (less thermal energy to
Fig. 7 shows convergence plots of representative single objec- cool/heat a smaller volume). Varying the back wall and roof angles
tive optimization numerical tests for deflection and thermal energy ( and ) has a much more significant effect on thermal energy load
load. Lines indicate the current solution upon which the algorithm than on deflections. As the back wall angle increases towards ver-
iterates and the best solution found as a function of iteration num- tical, it decreases the amount of direct sunlight on the back walls
ber. Renderings of the first solution and the final best solution are of the shelter during the day. Lastly, a larger back wall angle, along
shown. These plots demonstrate the efficacy of the algorithm to with a smaller roof angle, creates a smaller boxier volume which
search the solution space. They also demonstrate the general trend takes less energy to cool or heat.
in shape for each objective function. Optimization for structural The final optimized design is selected from the Pareto-optimal
performance moves toward wider wing walls and inclined back set at the knee of the curve which is considered a good compromise
walls in order to improve behavior. Optimization for thermal per- between two competing objective functions (see Figs. 8 and 9, and
formance moves toward a boxier shape which minimizes volume Table 5). The filled diamond indicates the final optimized design.
and surface area while just accommodating the Tricon container. Table 5 shows a comparison of the multi-objective and single objec-
This trend is further shown in the best solutions found over all tive results. The multi-objective result shows a 12% improvement
numerical tests for each objective function (see Fig. 8 and Table 5). in thermal energy load while negligibly increasing deflections com-
Since the two objective functions are clearly competing, multi- pared to the minimum deflection result. It also shows a significant
objective optimization is warranted. reduction in deflections while only increasing the thermal energy
load by 12% compared to the minimum thermal energy load result.
3.3. Multi-objective results

Using the most robust combination of parameters from the sin- 4. Comparison with existing shelter energy efficiency
gle objective optimization (SA 6), MOSA was performed. Fig. 9
shows the Pareto-optimal solutions (indicated by the “+” symbols). Most conventional soft wall shelters consume a great deal of
Changes in geometry affect both deflections and thermal energy energy in heating and cooling due to their poor insulation and
load of the shelter. The major trend in this data is that as the wing inefficient design. This section compares the thermal energy loads
wall width is decreased (moving left on the Pareto-optimal plot), of the LSM and existing soft wall shelters including the Tent,
the shelter volume decreases resulting in a much lower thermal Extendable, Modular, Personel (TEMPER, Fig. 1(A)) and TEMPER

Fig. 9. Pareto-optimal solutions. The “+” symbols indicate the Pareto-optimal set of solutions. The filled diamond represents the final optimized design.
C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745 743

1500 1500
Heating energy
Heating energy
Cooling energy
Cooling energy

1000 1000
Fw [W⋅h/m2]

Fs [W⋅h/m ]
2
500 500

0 0
TEMPER TEMPER Air LSM TEMPER TEMPER Air LSM

Fig. 10. Energy consumption per unit usable floor area (W h/m2 ) for a day in winter Fig. 11. Energy consumption per unit usable floor area (W h/m2 ) for a day in summer
(01/21) in Chicago, USA. (07/30) in Chicago, USA.

summer time, Fig. 4 shows that the weather is hot during the day
Air-Supported tents (TEMPER Air, Fig. 1(B)). Both the TEMPER and and cool during the night, indicating that ideally cooling is needed
TEMPER Air tents have a width of 6.09 m and length of 9.75 m at during the day while heating is needed during the night so as to
their bases. The TEMPER tent has a height of 2.06 m at its eaves and maintain the desired temperature range. We note that from a prac-
3.07 m at its ridge, while the TEMPER Air tent has a half cylinder tical standpoint, heating and cooling loads are seldom applied on
shape with a radius of 3.05 m [74,75]. The material used in a typ- the same day. Fig. 11 demonstrates that the LSM can save energy up
ical TEMPER tent is polyester duck, and that in a typical TEMPER to 80%. The cooling load of the LSM is reduced compared with the
Air is polyvinyl chloride (PVC) coated polyester [5]. To compare other two existing tents due to its good insulation. Also, it can be
these systems, this investigation assumes that both TEMPER and seen that no heating is needed in the LSM, which can be explained
TEMPER Air tents use polyester as the construction material with as follows. The large thermal capacitance of the material enables
a thickness of 7.6 mm. To make an equivalent comparison with storage of heat absorbed during the day and released during the
the LSM, 20 optimized modules are configured longitudinally to night when it is required. Fig. 12 shows that the annual energy
achieve a comparable usable floor area of 59.5 m2 . The material demand of LSM is 70% less compared with the other two tents.
properties of polyester include a density  = 1260 kg/m3 , a specific While the main focus of this section is to demonstrate the sig-
heat C = 1200 J/kg K, and thermal conductivity k = 0.05 W/m K [76]. nificant energy savings for the LSM compared to the two existing
Table 3 summarizes the thermal properties of the LSM. For a point shelters, it is also interesting to notice the slight difference in the
of practical comparison, the reader can consider the heat transfer thermal energy load between the two TEMPER tents. Fig. 11 shows
coefficient [66], or U-value, for both the LSM and existing shelters. that TEMPER tent has a relatively larger cooling load than the TEM-
Computing an overall skin U-value requires the use of an exter- PER Air tent in the summer. This is because, with equivalent usable
nal convection heat transfer coefficient which depends on wind floor surface, the TEMPER tent has a larger exterior surface area
speeds and exterior wall roughness. Nevertheless, we assume the than TEMPER Air tent, therefore, TEMPER tent receives much more
same environmental external conditions for the LSM and existing solar radiation resulting in the need for higher cooling loads in the
shelters in the calculations of U-values. If average values of 18.0 summer. Fig. 10 demonstrates that the TEMPER Air tent requires
and 3.10 W/m2 K are chosen for exterior and interior convection
coefficients (based on the equations provided in [68]; a medium
rough surface and wind speed of 2 m/s are assumed for exterior 500
Heating energy
convection calculation; a vertical wall is assumed for interior con- 450 Cooling energy
vection calculation) respectively, then the U-value for the LSM is
0.507 W/m2 K and for the existing shelters is 1.86 W/m2 K. This 400
shows that the LSM features a significantly lower U-value compared
350
to these existing systems.
Fy [kW⋅h/m ⋅ year]

EnergyPlus [48] is used to perform the energy simulation com- 300


parisons for the three shelters: TEMPER tent, TEMPER Air tent,
2

and LSM. The parameter settings are the same as those used in 250
the optimization process (Section 2.6 and Table 2). This compar-
200
ison evaluates the energy consumptions for a day in the winter
(January 21), a day in the summer (July 30), and over a complete 150
year, denoted as Fw , Fs , and Fy , respectively. Figs. 10–12 are the
100
energy consumption comparisons among the three structures. They
all show that LSM provides better insulation compared with the 50
other two existing tents, which have similar energy use to one
another. Fig. 10 shows that the existing tents do not provide good 0
TEMPER TEMPER Air LSM
insulation when there is a large difference in temperature between
the inside and outside of the tent in winter (see the temperature Fig. 12. Annual energy consumption per unit usable floor area (kW h/m2 year) in
variation in Fig. 4) while the LSM can save energy up to 60%. In Chicago, USA.
744 C.P. Quaglia et al. / Energy and Buildings 82 (2014) 733–745

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