10-Q 1 v476490_10g,htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION ‘Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR TRANSITION REPORT PURSUANT TO SECTION 19 OR 16(@) OF THE SECURITIES EXCHANGE ACT OF 1994 For the transition period from Commission File Number 000-27905, MutualFirst Financial, Inc. (Exact name of registrant as specified in its charter) Maryland 35-2085640 ‘(Biate or other jurisdiction of incorporation or organization) (RS. Employer Identification No.) 110 E. Charles Street, Muncie, indiana 47305-2419 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (765) 747-2800 Securities registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which registered Common Stock, par value §.01 per share Nasdaq Global Market Securities Registered Pursuant to Section 12(g) of the Act: ‘None Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes O No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes 0 Now Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the ‘Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [No CI Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes No Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See definition of "large accelerated filer,” “accelerated fle “smaller reporting company,” and “emerging growth company" in Rule 12b-2 of the Exchange Act, Large accelerated Accelerated filer [KI Non-accelerated filer (Smaller reporting company CI. Emerging growth filer 0 company 0 {Do not check if smaller reporting company) Iran emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of theExchange Act, 1 Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes O Now Indicate the number of shares outstanding of each of the registrant's classes of common stock as of the latest practicable date. As of November 7, 2017, there were 7,389,394 shares of the registrant's common stock outstanding.MutualFirst Financial, Inc. Form 10-Q Quarterly Report for the Period Ended September 30, 2017 Table of Contents PART | - FINANCIAL INFORMATION Item 1, Financial Statements ‘Consolidated Condensed Balance Sheets ‘Consolidated Condensed Statements of income. Consolidated Condensed Statements of Comprehensive Income Consolidated Condensed Slaten ols Fons Notes to Unaudited Consolidated Condensed Financial Statements lem 2, Management's Discussion and Analysis of Financial Condition and Results of Operations ltem3. Quantitative and Qualitative Disclosures about Market Risk ltem4, Controls and Procedures PART Il = OTHER INFORMATION ltem1, Legal Proceedings tem 4A. Risk Factors tem 2. Unreaistered Sales of Equity Securities and Use of Proceeds tem 3, Defaults Upon Senior Securities ltem4, Mine Safety Disclosure ltemS, Other Information tem 6. Exhibits: Signature Page Exhibits, Page Number Ione noes BBE BeBBE BBB B