April 19, 1991
Memorandum for the President
Subject: Soviet American-Relations
The Soviet ‘economy is collapsing
Sceatibnel geet heeby performance which produces a solution to what
appeared to be currently totally insoluble economic
problems.
Ironically, Gorbachev’s democratic reforms have in
large part caused this problem. Glasnost open the eyes
of the Soviet people to their horrifying past and
destroyed their faith in the communist idea which had
sustained them for so many years. The communication
revolution allowed them for the first time to see on
T.V. the contrast as to how much better life was in the
much-maligned capitalis' . the communist
Soviet Union. Gorbachev's fo1 trips, which gave
fs 5 1Be
him enormous interna’ : ja reverse
3 pect because it
between the
hich GorbachevGobet Bub 12 unable to cover up the terrible
Nsappointuent he is experiencing because or the
relive of big pollelegs ther osteclen ttn. the nea tice
he went into a long wonclogue about the noon te oeitct
the Russian minorities in these counteles Me
completely glossed over the fact that a najousty of
those of Russian background in Lithuania, Sevela’’ and
Latvie had voted for independence. “He defenicn his
rejection of proposals for moving more aggrescively to
a Private enterprise economy by pointing cet the
Problems the countries of Eastern Burope weve having in
Roving too fast from command to free eeonoaies He
spoke with great bitterness about the fact that Feet
Germany's GNP had dropped 20% in 1990 and would caoe
another 20% in 1991, He then made the point that this
was a greater drop than that which led to the gecat
depression in the United States in the '30s ant nich
brought Hitler into power in Germany,
I could give other examples, but there is no
question but that the Gorbachev we knew and admired as
the great reformer has become Gorbachev the
reactionary. We liked the old Gorbachev, but we have
to face up to the fact that we are now dealing with a
new Gorbachev. He and his loyal subordinates insist
almost on cue that he has not changed. They say that
this is simply a change in tactics. I put the question
bluntly to him, "Is this a detour which leads to a dead
end?" He came right back and said, "No, we're on a
detour, but it’s going to lead back to the main road.”
I hope he is right. But Shevardnaze, in a moment
of candor, got it right when he observed that Gorbachev
"could", if he were willing, put reforms back on track,
but the question now is whether he was willing. He
then went on to say "If he doesn’t take this step and
take it soon, he will totally lose the support of the
democracy movement and that’s death." Shevardnaze
believes that unless Gorbachev acts on the economic
crises in "one to three months", there would be a great
potential for violent protests. He let his hair down a
bit when I asked him a question as to whether this move
to the reactionaries by Gorbachev came from the head or
the heart. He thought for a long time and said that he
was convinced that Gorbachev was still for reforms, but
that it was essential for him to be “more decisive" in
dealing with opponents of reform though it will be
"very risky and very difficult" for him to do so.
Shevardnaze was particularly concerned as were all of
Gorbachev's opponents as well as some of his more
candid supporters with his recent reactionary moves
toward T.V. censorship. He said he still believes that
there is a great risk that a dictator will come to
power. ple dis doesn’t bsaid that he didn't think Gorbachev was a "willing"
captive of the reactionaries. He feels that he simply
had no choice but to go with them at this time because
of the failure of his economic policies.
Gorbachev is a tragic figure, I still believe he
is one of the greatest leaders of the post World War IT
and that he is without question the man most
period,
But
qualified to be the leader of the Soviet Union.
that will continue to be true only if he becomes again
the old Gorbachev who just a year ago was Time
Magazine’s Man of the Decade, and who was awarded the
Nobel Peace Prize, rather than the new Gorbachev who is
now without question, whether by choice or necessity,
under the domination of the reactionaries.
One of his major problems is the weakness of his
supporting staff. Except for the Foreign Minister who
is a first-class professional, he is surrounded by yes-
men, second raters, or very tough doctrinaire communist
hardliners, like the head of the KGB -- undoubtedly the
strongest man on this team. Unfortunately, his best
people have either deserted him or been deserted by
him. It isn’t that they are that attracted to Yeltsin,
but that they have given up on Gorbachev.
What particularly must disturb Gorbachev is that
not just his opponents, but even some of his supporters
speak so disrespectfully of him. They call him
“indecisive, weak, a talker not a doer”. One of his
hardline supporters called him a "brutal wimp".
Another referred to him as a "shit". He is catching it
from both sides -- the reformers who consider him weak
because he won’t bite the bullet and go forward on
economic reforms that are desperately needed and who
were shocked by the massacre in Lithuania, and the
reactionaries who call him weak because he’s not
ruthless enough. All this indicates why Gorbachev's
approval in the Soviet Union today in the latest poll
is only 16 percent. Yeltsin in a trial heat, leads him
70 to 14 percent. Perhaps even more significant, only
6 percent of those polled nationwide approved of the
communist party. Gorbachev, we must remember, still
insists that he is a loyal communist.
A brief word about the head of the KGB. He is
without question the most impressive of all the people
around Gorbachev. He makes no bones about the fact
thet the reforms have gone much too far and that it
will be years before the Soviet people are ready for
reforms. He summed up his attitude by stating bluntly,
"I have had as much democratization as I can stomach.”
The most intriguing question is whether Gorbachev
can recover. Looking at him as a politician, it is
ilto recognize that in addition to being the
, he is also a fighter. Even more
important, he has demonstrated that he is able to make
ee tirece when he sees that he is on the
Serre eee serietucs After insisting that he would
teat agree co a milticparty political system, he went
Bidag with the repeal of Article VI of the Soviet
Constitution, After insisting that he would never
Sens ES Ailow Bast Germany to become a part of West
Géraany and NATO, he weat along when he realized that
he needed West Germany’s economic assistance far more
than he needed to keep East Germany under Soviet
domination in order not to jeopardize the support of
fis hardliners As I finished our hour and a half
hosting with him, the thought crossed my mind that like
importan
best qualified leader
so many great reformers of the past -- Sir Robert Peel
and the repeal of the corn laws in 19th century Britain
comes to mind -- those who plant the seeds of reforms
often do not reap the harvest.
Yeltsin
Yeltsin was really the only significant surprise I
had on this trip. Virtually everything I had read by
Soviet experts in the media wrote him off as a
lightweight and a demagogue. I knew, too, that he had
made an ass of himself in his visit to the United
States, and particularly in the meeting he had with
Brent Scowcroft where you met him briefly. Matlock
categorically told me that Yeltsin "believed in nothing
but desire for power.
I got a chance to evaluate Yeltsin in a one-on-one
meeting in which only his translator was present. He
is certainly not in Gorbachev's class as an
intellectual, but he is a political heavyweight without
question, I was impressed by the fact that in our
hour’s conversation which covered a wide variety of
issues, he was articulate, concise, and totally candid.
Let me make a politician’s assessment of the two
men. Both have enormous charisma, but they appeal to
different constituencies. As I have indicated,
Gorbachev is Wall Street; Yeltsin is Main Street.
Gorbachev is Georgetown drawing room; Yeltsin is Newark
factory gate. Gorbachev appeals to the head; Yeltsin
appeals to the heart. Gorbachev can dazzle an
audience; Yeltsin can move an audience. If Yeltsin
wanted to lead a violent revolution, he would be a very
dangerous man. Fortunately, he has no desire to do so.
He may not be sincere about anything, but I a1
convinced that he wants to get power through the
democratic process and not by a coup or by violence.the problem our caret P. a described
er diplomats and self-d
OE Eee a wta hava tay tree a navman rte mminy ee tere
e' rts h t they
7 3 than by substance.
Se et ag nore impressed by style th ances
of being nore seve important is what the aan stand
for.
Yeltsin has totally repudiated the communist
party; Gorbachev has not.
Yeltsin totally supports private ownership across
the board; Gorbachev does not.
Yeltsin is for immediate independence for the
Baltics and for Georgia; Gorbachev is not.
Yeltsin is for immediately cutting off all
economic and military aide to Cuba, Afghanistan,
Angola; Gorbachev is not.
and
Yeltsin is totally committed to gaining power by
winning a free election; Gorbachev will not take this
chance.
All of this can be a con by Yeltsin, but if it is.
he is even a better actor than Gorbachev. At least at
the moment he seems to believe what he says on these
issues.
The most interesting interchange occurred towards
the end of our conversation. I asked him whether he
wanted Gorbachev’s job, and he answered flatly, no. I
think this is simply good political judgment on his
part. He knows very well that those who put Gorbachev
in power and keep him there -- the KGB, the military
industrial complex, and the Communist party would never
support him. He believes the best way to power is to
be elected President of the Russian republic and then
to develop a loose federation with four or five other
republics, including, interestingly enough, the Ukraine
and then for these major republics to delegate to the
central government control of foreign policy and
defense.
No one knows how this is going to work out except
that when the election is held in June, assuming that
in the meantime he is not knocked off by some jealous
husband whose wife he is chasing, he will be elected
overwhelmingly as the President of the Russian
republic. One of his great advantages is the very
disadvantage that I refer to earlier with regard to
Gorbachev: the brightest and the best are now with
Yeltsin, Some deserted Yeltsin for a while, but now
they are back on his team. I have met several of them,
and they were outstanding. Intellectually, they would
be far more comfortable with Gor!mitted to democracy and have been so
massacre in Lithuania, and by
t what they consider to be
rms, that they have
so strongly com
disillusioned by the
Gorbachev's failure to adop' t
‘absolutely essential economic reforms
deserted Gorbachev and support Yeltsi
How Will It Sort Out
For the next few months Gorbachev wil
But if he sticks with the reactionaries he may hol\
r for a time, but he will lose his place in
history. There is really no realistic alternative
leader for him among the reactionaries. The head of
the KGB has a candidate -- the Chairman of the Supreme
Soviet, but I don’t see him making it. And I give no
credence to the possibility of a military coup. Yasov
fs a very strong, powerful personality, but I think he
is a professional military man and not a potential
professional politician. Gromov, the little Napoleon,
would be an ideal candidate, but I think they have him
safely tucked away as deputy to Pugo, the Interior
Minister who I found, incidentally, a boring, insecure,
party hack.
1 survive.
d his
powe
Many predict violence, but I tend to discount that
and I only hope I am right. Pushkin in the 19th
century observed that “rebellions in Russia tend to be
senseless and horrifying." However, in this case, the
positive factor is that Gorbachev who at present is
under the domination of reactionaries who are potential
killers, is not at heart a killer himself. And on the
other side, Yeltsin wants power but through the ballot
box and not from the barrel of a gun as Mao used to put
it. The fact that each time they have these huge
demonstrations in Moscow there is no violence is a
tribute to both of them. Of course, Gorbachev is
inhibited by the fact that he knows that if there is
another incident of violence, he will lose any chance
whatever to get the desperately needed economic
assistance he needs from Europe, the United States, and
Japan. And curiously enough, I believe that Yeltsin,
despite his animal magnetisi is not an animal at
heart. They will both go to the brink as they did
while I was in the Soviet Union, but they will both
beck down when their confrontation threatens to become
violent. Those who predict that there will be a
violent revolution in the Soviet Union overlook the
fact that as compared to the so-called "time of
troubles" in aS 17th century, and the Bolshevik
Revolution in 1917, there are |As James Billington has pointed out, it is
important to recognize that what is going on in the
Soviet Union is not a revolution. Revolutions in
modern times have been anti-religious, anti-property,
often fired with a wild enthusiasm of youth and
Violence. What is happening in the Soviet Union is
surprising and unprecedented, but it is evolutionary
rather than revolutionary. The democracy movement and |
the nationalist independence movements have the
churches with them. These movements are pro-property
and are led by educated people: lawyers, economists,
poets, writers, powerful political bosses inlcuding
even communists, and the best and the brightest among
the middle level professional military leadership. All
the movents, economic reform, democracy, independent,
are basically non-violent. The main episodes of
violence or intimidation have been acts of the state
like the massacre in Georgia in 1989 and in Lithuania
in 1991 and these have signaled political defeats for
Gorbachev and he knows it.
What Should Our Policy Be?
There is a disturbing impression among all of the
opposition leaders I met in Moscow as well as the
government and opposition leaders in Lithuania,
Georgia, and even to an extent the Ukraine, that the
United States is totally committed to Gorbachev, is
trying to limit contact where possible with the
republics, and even will look the other way unless
congressional sentiment forces them to do otherwise
when Gorbachev finds it necessary to use repressive
methods against his opponents in the republics. They
believe that because of the Administration's obsession
with negotiating arms control and other agreements with
Gorbachev in the foreign policy area, Gorbachev will
feel that he has the green light to deal with his
internal problems in any way he feels is necessary in
order to maintain stability.
I believe it is absolutely essential to change
this perception. We should not join the British and
the Germans in declaring that Gorbachev is our only and
best hope for reform in the Soviet Union at home, and
for a non-aggressive, benign foreign policy abroad.
support the old reforming Gorbachev is in our intent.
To support the new Gorbachev who is controlled by the
reactionaries is not.
This does not mean we should
against Gorbachev, but it doe:
recognize that economic and p
Pepubli gees euinne n
Tojon, and ironically enough, in
eople of the Soviet Un :
Corbi It is in cur interest
Gorbachev’s interest as well.
because to have the Soviet economy to continue to
deteriorate would lead to disaster. Ten years ago
Reagan was criticized for calling the Soviet Union an
evil empire. Today, the danger is that the Soviet
Union will become an irrelevant empire. In one sense,
this serves our interests because it means that their
problems at home will make it difficult for them to
support an aggressive foreign policy abroad. On the
other hand, we must face the fact that the Soviet Union
is still the only other nuclear superpower. To have
that superpower plagued with a hopelessly deteriorating
economy and a bitter discouraged people, would only add
to the instability which could encourage the
reactionaries to resort to a more belligerent foreign
policy. Gorbachev and I both referred to the statement
I made to him in 1986: that the security of one nuclear
superpower cannot be based on the insecurity of
another. We agreed that is as true today as it was
then. An insecure, economically weak Soviet Union with
awesome nuclear superpower capabilities would be a far
greater threat to peace and to our own security than a
Soviet Union with a healthy economy and a relatively
happy people.
I raised the question directly with Gorbachev as
to how he would react to our increasing political,
economic and other contacts with the various republics.
He obviously took a very dim view of that suggestion
and indicated that he thought it was premature to do so
until he was able to establish the new relationship
with the republics which he insists (in my view
inaccurately) the recent referendum endorsed.
The argument on the other side, however, is that
Gorbachev, who is a consummate politician, is going to
stick with the reactionaries unless there are pressures
from the reformers which move him back in their
direction. The trick is to develop contacts across the
board with the various leaders of the republics while
at the same time recognizing Gorbachev's status as the
leader we deal with on foreign policy and defense
issues.
Consequently, I would strongly recommend that when
Yeltsin visits the United States he should be received
in the Oval Office. He should not address a joint
session, however. The best alternative there is one
that Johnson and I worked out when I was Vice
resident. Where distinguished fo an sitors who
did not rate a joint session came tor
would have an informalsuch visitors could be informed that under our protocol
the President gives dinners and luncheons only for
heads of government and heads of state. On the other
hand, the Vice President hosts such affairs where
distinguished foreign leaders who are not heads of
state visit the United States. Eisenhower often did
that with me when he would have me give lunches or
dinners for high-ranking opposition leaders or high-
ranking government officials who did not rate a White
House state dinner or luncheon.
Most important, I believe that strengthening the
reformers gives Gorbachev a weapon he can use against
his more reactionary present supporters who are urging
him to abandom some of the reforms he has already
initiated, and eventually, he might be able to get some
of the more able people who have deserted him to join
his government again on an official basis. The ideal
solution would be for Gorbachev and Yeltsin to join
forces. I think Yeltsin might be willing to do so but
based on what others have told me and my own
observations, I believe Gorbachev’s hatred of Yeltsin
is now pathological. He wouldn’t even mention his name
in cur discussion and lumps all of his opponents
together as "irresponsible troublemakers.
The best policy for the United States is to have
good relations with Gorbachev as President of the
Soviet Union and also with the reformist
administrations in the republics. This also provides
an opportunity to try out economic reform in the
various republics. If they work there then Gorbachev
might bite the bullet and try them nationwide.
The Baltics and Georgia are exceptions. My line
with Gorbachev and all of the other members of his
government was that it was far better for a nation to
have as a neighbor friendly people living in an
independent country than unfriendly people living in a
province. I was unable to make the sale, but I still
think it the only proper position for us, and in the
long run, it’s the best position for Gorbachev because
independence for ai Baltics is inevitable. Georgia is
Tpranacriee te ates pm tetirecee gta indevendence
is not fete et it will indeed be a bloody business
because the Georgian President, unlike Yeltsin, is not
inhibited by any qualm: about the use of violence.
Gorbachev must be taken to the mountaintop and be
reassured that our SSE ear feeder, in a market
oriented eco
representaExpanded commercial, cultural, and political contacts
Atall levels in every area of the Soviet Union should
be our policy. If the central government resists these
initiatives, such resistance should be made an issue in
the context of our interest in collaboration with the
Kremlin in building a New World Order.
Under no circumstances should we buy i
proposition that there is no alternative to Gorbac!
‘therefore, we should support him where ever
his strong resistance to a
to be the
nto the
hev
and that,
he decides to go including
looser voluntary union. This may appear
safest and most comfortable course and it certainly is
Consistent with the U.S. government’s policy of recent
years. But we are not dealing with the “old” Gorbachev
and this option puts us too much in the "new"
t risks betrayal of
Gorbachev’s hands. In doing so i
our own interests, both moral and practical, -~ and
Gorbachev's longterm interests as well. Incidentally,
Bob Ellsworth had discussions with several middle level
Soviet military officials. He says that to a man they
‘all take the reformers’ line rather than that of the
reactionaries on the Baltics and other issues, and that
we should increase our contacts wherever possible with
them.
‘As you might expect, I emphasized at every
opportunity the points that you have been making with
regard to areas where we should be cooperating with the
Soviet Union. I particularly came down hard on the
need to cooperate in opposing proliferation of not only
nuclear weapons but of missiles which could carry other
types of weapons as well.
I sense, incidentally, that not just the Soviet
military but the political leaders were shocked by our
brilliant and quick victory in the Gulf. Whether the
President of Georgia can be believed or not, he
insisted to me that Gorbachev shortly after the
beginning of the Gulf War was elated because he felt
that he U.S. would be tied down for a long period of
time as the Soviet Union had been tied down in
Afghanistan and as we had been tied down in Vietnam.
He said that at that time Gorbachev was quite
"arrogant" towards him because he was so confident that
the Soviet Union would end up gaining from the war. He
said after the war ended so suddenly, he didn’t hear
from Gorbachev on the phone for over a month!
One approach, incidentally, I found very useful in
meeting with some of the economic experts both in and
out of government, was to point out that the risk of
radical reforms was worth taking. I summed it up by
saying that stability at the cost of freedom was too
high a price to pay because it leads to no progress.